Free Other Notice - District Court of Arizona - Arizona

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William J. Maledon, Atty. No. 003670 Jeff Molinar, Atty. No. 018512 OSBORN MALEDON, P.A. 2929 North Central Avenue Suite 2100 Phoenix, Arizona 85012-2794 602-640-9000 [email protected] [email protected] Peter K. Vigeland (Admitted Pro Hac Vice) David W. Bowker (Admitted Pro Hac Vice) WILMER CUTLER PICKERING HALE AND DORR LLP 399 Park Avenue New York, New York 10022 212-230-8800 [email protected] [email protected] Attorneys for Defendant IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF ARIZONA John Haritos, David And Emily Austin, Michael Tooley, And Omar Shahine, On Behalf of Themselves and All Others Similarly Situated, Plaintiffs, vs. American Express Financial Advisors Inc., n/k/a Ameriprise Financial, Inc., Defendant. ) ) ) ) ) ) ) ) ) ) ) ) ) )

No. 02-2255-PHX-PGR

NOTICE OF RULING

Pursuant to this Court's Order dated January 3, 2006, notice is hereby given that there has been a ruling on the proposed settlement in In re AEFA Securities Litigation, 04-CV-1773 (S.D.N.Y.). Attached as Exhibit A is a copy of that Court's July 18, 2007, Order and Final Judgment. As directed by this Court, the parties will file a joint status report with this Court within fifteen days of the date of this Order and Final Judgment that sets forth the impact of that ruling on this action.
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DATED this 23rd day of July, 2007.

William J. Maledon Jeff Molinar OSBORN MALEDON, P.A. 2929 North Central Avenue Suite 2100 Phoenix, Arizona 85012-2794 Peter K. Vigeland David W. Bowker WILMER CUTLER PICKERING HALE AND DORR LLP 399 Park Avenue New York, New York 10022 Attorneys for Defendant

By___s/William J. Maledon_____________ William J. Maledon

CERTIFICATE OF SERVICE I hereby certify that on July 23, 2007, I electronically transmitted the attached document to the Clerk's Office using the CM/ECF System for filing and transmittal of a Notice of Electronic Filing to the following CM/ECF registrants: Carolyn G Anderson Timothy J Becker Mary E Briede Gregg M Fishbein Barry Grant Reed Anne T Regan Hart Lawrence Robinovitch [email protected] [email protected] [email protected] [email protected] [email protected] [email protected] [email protected]

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I hereby certify that on July 23, 2007, I served the attached document by mail on the following, who are not registered participants of the CM/ECF System: Richard A Lockridge Lockridge Grindal Nauen, P.L.L.P. 2200 Washington Square 100 W. Washington Ave., S, Ste. 2200 Minneapolis, MN 55401 Eric Mogilnicki Wilmer Cutler Pickering Hale & Dorr LLP 2445 M St NW Washington, DC 20037-1420 Robert C Moilanen Zimmerman Reed PLLP 651 Nicollet Mall Ste 501 Minneapolis, MN 55402

Upon receipt of the Notice of Electronic Filing, a copy of the attached document and Notice of Electronic Filing will be hand delivered to the Honorable Paul G. Rosenblatt.

s/Deborah B. Dunn

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