Free Motion in Limine - District Court of Federal Claims - federal

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Case 1:98-cv-00126-JFM Document 816-4 Filed 06/01/2004
DANIEL R. FISCHEL

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February 2002

Business Addresses:

Lexecon Inc. 332 South Michigan Avenue

Chi9(lgo. Illinois 60604
University of Chicago

(312) 322-0209

Law School
1111 East 60th Street

Chic~go lIIinois60637

(773) 834-4167

PROFESSIONAL EXPERIENCE.

Dean of Law Schoo1 (1/4/99 - 2/01); lee and Brena Freeman Professor of Law and Business, . University of Chicago taw School (7/1/89 ~ present); Professor of law, University af ChiCago law School- (1/1/84 ~ present); Visiting Professor of law, University of Chicago law School
- (7/1/82 - 6/30/83).

Professor 9f La~, andausines~,. University of Chicago Graduate School of Business (7/1187 -

6/30/90). -

Director, law andECDnomic~Program, University of Chicago (1/1/84 - 6/30/91).
Assistant Professor of Law, Northwestern University School of Law (6/80 - 6/81 );Associate Professor of Law. Northwestern UniverSity School of Law (6/81 - 6/82); promoted to full .

professor in6/82
Attomey with Levy and Erens, Chicago , Illinois (7/79 -

6/80).

law Clerk for Associate Justice Potter Stewart of the United States Supreme Court (1978- 1979).

Law Clerk forJudge ThomasE. Fairchild , Chief Judge of the Seventh Circuit Court of Appeals

(1977 - 1978).
CONSULTING EXPERIENCE
Chairman and President , Lexecon Inc.

AREAS OF SPECIALIZATION

'Corporate Finance , Corporate Control Transactions , Corporations , Financial Institutions, Regulation of Financial Markets, Regulation of Investments , Economic Analysis of law.

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PUBLICATIONS

Payback: The Conspiracy to Destroy Michael Milken and His Financial Revolution " Harper

Business (1995). '
Easterbrook).
ARTICLES

The Economic structure of Corporate Law, Harvartl University Press (1991) (with Frank H.

MuttfdisciplinarvPractice, The

Business lawyer, Vol. 55, (M~y2QOO).

(with Alan Sykes). ,

Government Liabilitv for Breach of Contract, Ameripan l. & Econ. Rev. V1 N1/2 313 (1999)
Lawvers and Confidentia1itv, 65 U. Chi.

l. Rev.

~ (1998).

The Law and Economics ofVanlshinq Premium 'Life Insurance , 22 DetJ. Corp. Law 1(1991)-

(with Robert S. Stillman).
Clusterina and ComPetition in Asset Markets , 20 J. law Econ. 23 (1997)(with SanfordJ. Grossman, Merton H. Miller, Kenneth R. Cone and David J. Ross).

Corporate Crime , 25 J. Legal Studi~s319 (1996) (with Alan O. Sykes).

The Use of Tradina MOdels to Estimate Adqreqate Damaaes in Securities Fraud Utiaatlori;: A Proposal for Chanqe , in Securities Class Actions: ' Abuses and Remedies (Th~ Natlonal-tegal Center for the Public Interest

, 1994) (with David J. Ross). "

Civil Rico After Reves: An Economic'(~ommentarv , 1993 Sup. Ct. Rev. 157 (with Alan O. Sykes).

Contract and Fiduciarv Dutv , 36 J. law & Econ. 425 (1993) (with Frank H. Easterbrook).
Should the

(with David J. Ross). "

907(1989).
Bebchuk ed.

law Prohibit " Manipulation " in Financial Markets? , 105Harv. L. R~v. 503 (1991), .

Efficient Capital Markets, the Crash, and the Fraud on the Market Theory , 74 Corneillo Rev.

The Corporate Contract, 89 Colum. l. Rev. 1416 (1989) (with Frank H. Ea~terbrook); also Corporate Law and Economic Analvsis (Cambridge University Press 1990) (lucian. published in

The Economics of lender liability ,

99 Yale l. J.

131 (1'989).

Should One Aqencv Requlate Financial Markets , in Black Monday and the Future of Financial Markets (R. Kormendi , R. Kamphuis & J. W. H. Watson , ed. ) (Dow Jones- IrWin Inc., 1988).

(1988) (with John H. Langbein).

ERISA' s Fundamental Contradiction: The Exclusive Benefit Rule 55 U. Chi. L. Rev. 1105
t.;

014

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From MITE toCTS: Takeovers. the Williams Act ~nd the Commerce Clause , 1987 Sup. Ct. Rev.

The Reaulation of Banks and Bank Holdinq Companies , 73 Va. l. Rev. 301 (1987) (with Andrew
, M. Rosenfield and Robert S.

Stillman).

The Requlationof Accoun~ina:

Some Economic Issues , 52 Broo~lyn L.f~e 1051 (1~87).
Rev. 119

Oraanized Exchanges and the Requlatiol'lof Dual, Class Common Stock , 54 U. Chi.l.

(1987).

Comparable Worth and Discrimination ifllabor Markets , 53 U~ Chi. L Rev. 891 (1986) (with

:': Edward P. Lazear). .
Comparable Worth: A Rejoinder; 53 U. Chi. L Rev: 950 (1986)(withEdwar~ P. laze~r).

Close Corporations andAqericy C?osts , 38 Stan. L, Rev. 271 (19a~) (with Frank H. Easterbrook).
The Role of liability Rules and ' the Derivative 'Suit in Corporate Law: A Theorkticai and Empirical Analvsis , 71 Corn. l. Rev. 261 (1986) (with Michael Bradley).
Requlatorv Co nflict and EntrY Recjulation 'of New Futures Contra'ct$ , 59 J. Bus. . S85 (1985).
.optimal DamaQes in Securities Cases , 52 U. Chi.

Easterbrook).

l. Rev. 611

(1~85) (with Frank H.

The Business Judament Rule and the Trans Union Case , 40 Bus. Law. 1437 (1985).

Rev. 127 (1984). '
labor MarkBts and labor law Compared ,- Rev. 1061 (1984).

Insider Tradinq and InvestmentAnalvsfs:An EcbnomicAnalvsis of Dirks V. SEC , 13 Hof~tiaL.

Limited liability and the Corporation , 52 U. Chi. l. Rev. 89 (1985) (with FrarikH. Easterbrook).
with Capital Markets and Corporate Law , 51 U. ChLl.

Customer Protection in Futures and Securities Markets , 4 J. Futures Markets 273 (1984) (with

Sanford J. Grossman).
Mandatory Disclosure and the Protection of Investors , 70 Va. l. Rev. 669 (1984) (with Frank H.

Easterbrook).
The Appraisal Remedy In Corporate Law , 1983 Am. Bar Found. Res. J. 875.
The Requlation of Insider Tradina , 35 Stan. l. Rev. 857 (1983) (with DennisW. Carlton).

Votina in Corporate Law , 26 J. Law & Econ. 395 (1983) (with Frank H. Easterbrook).
Auctions and Sunk Costs in Tender Offers , 35 Stan. l. Rev. 1 (1982) (with Frank H.

Easterbrook).

The Corporate Governance Movement , 35 VantJ. l. Rev. 1259 (1982).

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Use of Modern Finarice.Th~'OrV
38 Bus. Law 1 (1982).

in Securities

Fraud Cases hwolvinq Actively Traded Securities

Antitrust Suits ByTarqets of Tender Offers 80 Mich: l. Rev. 1155.(May 1,982) (with Frank H.
Corporate Control Transactions, 91 Yale L. J. 698 (1982) (with Frank, H. Easterbrook).

Easterbrook).
FrankH. Easterbrook). .
The laW and Economics of

The " Race to the Bottom " Revisited: Reflections on Recent Deve10pments in Delaware Corporation law 76 Nw. Univ. l. Rev. 913 (1982).
Takeover Bids. Defensive Tactics and Shareholders ' Welfare . 36 Bus. Law 1733 (1981) (with '

Dividend Policy , 67 Va: l. Rev. 699(1981).
toa Tender

The Proper Role

Offer 94 Haht. l. Rev. 1161 (1981) (with Frank H. Easterbrook) (awarded prize by Emory University for best paper written in law and economics for the year1981).
of

a TarQet' s Manaqement in RespondinQ

(1981~ ;

Secondary liability Under Secti9n 10(b.)

of the

Securities Act of 1934 , 69 California L. Rev. 80

Efficient Capitai Market Theory. the Market for Corporation Control. and the ReqiJlation dfCash Tender Offers ' 57 Tex. l. Rev. 1 (1978); reprinted in K. Scott andR. Posner ed. Economic Perspectives on Corporation Law and Securities Reaulation (little Brown 1980).

i " -

Antitrust liability forAttempts to Influence Government Action: , The Basis and Limits of the Noe rr- PenninQton Doctrine 45 U. Chi. l. Rev. 80 (1977). "
Comment,

Chi. l. Rev. 168 (1977).
Comment,

The Demand and Standinq Reauirements in Stockholder Derivation Actions , 44 U.

The Use . ofGovernment Judqments in Private Antitrust litiqatian~" Clayton Act Section 5.(a), Collateral Estoppel. and Jurv Trial , 43 U. Chi. L Rev. 338 (1976).

EDUCATION
of the Coif; University of ChicaQo law School , Chicago; Illinois; J. D. 1977, cumlaude; Order of the Class. Comment Editor, Vol. 44 University of Chicaqo Law Review; Approximately top 1% Awarded Casper Platt Award for best paper written by a student of the University of Chicago Law School; awarded Jerome N. Frank Prize for excellence in legal writing while a member

Posner and other members

the University of Chicago law Review, 1974 - 1977. Studied law and economics with Richard of the faculty.
Brown University, Providence , Rhode Island; M, A. 1974 in American History.

Cornell University. Ithaca , New York; major-American History; minor- Economics; B, A.

1972.

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TESTIMONY

Testimony of Daniel R. Rschel Re:

Healthcare Corp: and Coram, Inc.. Debtors , In ~l:1e United States Bankruptcy Court for the District of Del aware, Case No. 003299 Throl.!gh~ QO~3390(MFW)(De,cember - 2001).
In the Matter of Coram

Affidavit Qf'Da~i~IR~

Jack M. Webb, Speciat Deputy Receiver For American EaQle Fjsche~in Mason Best Company. l.P.. Oori D. Hutson. Americari Ins(jranceCOmpanv. EaaleGroup.- Inc.. Maiioo.Pliiilip ' Guthlie~ Frederick G. Anderson. GeorqeF. Cass. Richard M. Kurz. Patricia S. Pickard. ArthurAnder:sen& Co.. CL. P.. and Towers. PeninForester & DIal Anlftriahast , In the District Court of Travis 'COunty, Texas, 20'151 Judicial Crosby. Inc.. . Dist~qt ~Ci~se No. 99-:98253 (Septem~er 7 2001).

~ason.

Oecla ~ation of b~nier R. Fischel Re:

In fueMatter of Inquiry Concerninq Hiqh- Speed Access to

the Internet Over Cable and Other Facilities: Before the Federal Communications Commission, Washington DC GN Docket No. 00- 185 , (Declaration with K. Arrow, G. 2001). Becker, n Garlton; Ft GertQer J. Ka1t~ H. Sider, and , Gustavo Bamberger) (July 24,
Declaration of Daniel R. Fischel in Re: v.

Walter Green, on behalf of himself and all others Merck- Medco Manaqed Care, LLC. , United States District COurt similarly situated 2001). South~fn Distric~ at N~w,york, Civil Action No. 99 CIV 0847 (CLB) (June 18,
c-

. Testimony of Daniel R: .Fi$chef in'Re :Tyson Foods. Inc. and Lasso Acauisition CorPoration v. lap, Inc. , In the Chancery Court of Washington County, Arkan sas , Case No. E; 2001-749-4 (May 25 , 2O91~,
Deposition of Daniel R. FiSChel

in Re:Tvsori Foods. Inc. and' LassoAeauisition Corporation v. 2001- 749IBP, lnc. In theChanceryCourtofWashington Count~, Arkansas , Case No. E
Myron Weiner. Nicholas Sitnycky. Ronald Anderson The O'tiaker Smithburq , United States District Court, Northern District of

(May 10 2001-).
Rebuttal Report of Dafliel R. Fiscnel in Re:

and Robert Funnan.,on

behalfof themselves and all others similarly situated

Oats Company and Wiiliam Illinois, Case No 98t 3123 , (February 19,
Deposition ofDaniel' R::~ischelin

2001). ,
2000).

Myron Weiner. Nicholas Sitnvcky, Ronald Anderson and He: Robert Furman on behalf ofthemselves and all others similarly situated v. The Quaker Oats Company and WilliamD. Smithburq , United States District Court, Northern District of
Illinois . Case No. 98'C3123, (January 24

2001).

Report of Daniel R. Fische1 in Re:

Myron Weiner, Nicholas Sitnycky. Ronald Anderson and Robert Furman on behalf of themselves and all others similarly situated v. The Quaker Oats Company and William , D. Smithburq , United States District Court, Northern District of Illinois , Case No. ' 98 C' 3123 , (December 5

Deposition of Daniel R. Fischel in Re:

Retskv Family Limited Partnership v. Price Waterhouse LLP , United States District Court, Northern District of Illinois, Eastern Division , No. 97 C

7694 , (October 31

2000).

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- 6Floyd O. Wilson. for himself and all , Joint Affidavit' of Daniel R. Fischel and David J. Ross in Re: , in the First v. Massachusetts Mutual Life Insurance Companv others similarlY situated Judicial District Court, County of Santa Fe, State of New Mexico, No. 00101 CV- 98-02814 (August 4 , 2000).
Affidavi~ o f

1: '

T. Rowe Price ReCovery Fund. loP;" and Carl Marks Manaaement Co.. LP.. individually' and derivatively on ' behalf of Searrian Furniture Co., James Rubin. M. D. Sass Associates. Inc.. Resurqence Asset Manaqement. LLC., . Inc. v. Sass Comoratioh Resuraence. Partners, loP. , M. D. ' Sass Corporate Resuraence International, Ltd.. Robert syminaton, BYronHanev; Ajai1ROSenb~rQ, StevenH, Halper. and Peter McGeouah and Seaman Fumitur-e Co., Inc. In the Court of 'Chancery of the State of, Delaware in and for New castle County,:Q. A. ~. 1601~, (Julie 7; 2000).
Daniel R. Fischel in Re:

M.

Bank United of Texas. FSB, et aI. , v. UnitE~d States of Testimony of Daniel R. Fischel iR~Re: America , United States Court of Federal Claims, Case Number 95-437C , (October 12 and 14, :1'999).
Report of Daniel R. Fischel in Re:

Bell Atlantic Corp.. Cellco Partnership. and GTE 'Corp. AirTouchCommurHcations , Inc. and WMC Partners, LP. United States District Court, Northern District of California, San Francisco Division , Case No. C99- 0141- MHP, (August 999.).
Bank United of Texas, FSB: et a Y. Uriited States af America , United States Court of Federal Claims, Case Number 95-437.C , (September, 26
1999; Jl,Jly 10 1999; 'and June 16,

Deposition of Daniel R. Fischel in Re:

17, 1999),

Testimony of Daniel R. Fischel in Re:

C. Robert Suess, et aI. , v. The United States , United States ?ourt of Federal Claims , No. 90- 981C (May 15 , 1999).

California Federal Bank United States in the United Testimony of Daniel R. Fischel in Re: States , Court of Federal Claims , Case Number 92- 138C, (February 4 and 11, 1999).
qepositicm of Daniel R. Fischel in Re:

California Federal Bank v. United States , in the United , Case Number 92~ 138C , (February 6 , 1999; January 27 States Court of Federal Claims
C. Robert Suess, et aI. , v. The United States , United States Court of Federal Claims , No. 90- 981C(October27and 28; 1998).

. and 30

1999).

Deposition of Daniel R. Fischel in Re:

Deposition of Daniel R. Fischel in Re:

Connector Service Corporation v. Jeffrey Briqqs United States District Court, Northern District of Illinois , Eastern Division , No. 97- 7088 (August
28, 1998).

Deposition of Daniel R. Fischel in Re:

February 12, 1998).

Statesman SavinQs HoldinQCorp., et al. v. United States of America , United States Court of Federal Claims , Case No. 90- 773C. (May 4, 1998 and

Glendale Federal Bank FSB v. United States of America Te~timony' of Daniel R. Fischel in Re: United States Court of Federal Claims, No. 90-772C, (March 24 , 25 and 26 , 1998; 26 and 27 1997; October7, 9, 12, 24, September 2, 9 and 10, 1997). and 31 , 1997; Decemb~r 8.

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Publicis Communication v. True North Affidavit of Daniei R. Fischel and David J Rossin Re: Communications Inc.. et al.. United States District Court, Northern District of Illinois Eastern Division , Case No. 97- C-8263, (December 7, 1997).

Depositid~ ofDaniel

Glendale Federal Bank FSB v. United States of America, R. Fischel in Re: Unite(i states Court of Federal Claims, No:90 772C, (August 27 and'28, 19,97).

Testimony of Daniel'~R. Rschel in Re: AUSA Lifelnsurarice Compariv; et 81. v. Ernst' & Younq , in Staias the United District Court, SQlJthern District of New York, Master' File No" 94 CIV. 3116 (CLl3) (JuIY..7a~d 8,' 1997).

Sarita s Best. f/kJa NajiOhal Rennoc: ao lliinoisaeneral Depositional Daniel R ,Flschel!n Re: partnership, aodl1oseJ/Ruff Group -limited Partnership: an Illinois limited partnership Rennoc Limited Partnership. a New Jersey limited parternshi.p , v. TInsel/Ruff Group timited Parternship. an Illinois limited partnership , in the Circuit Cqurt of Cook, Illinois :9ounty Department - Chancery Division , Nq. ~5 CH 12160 , (June 17 1997).

, Arbitrationof Daniel Fischel in R~: lerner v. Goldman Sachs. etal. , Before the American Arbitration ASsociation , 75 ~ 136-00090-94 (April 1 0 , 1997).
Affidavit of Daniel R Fischel in Re:

Hilton Hotels Corporation and HCr Corporation

Y.,

ITT

Corporation. United States District Court, District of Nevada , CV- 97-00095- PMP (RLH)
(March 24 , 1997).
, 6epositionof Daniel R.

Glendale Federal Bank. FSB v. United Stiltes,of America Fischel in Re: Washington; D. C., Case No. 90-772C , (March 19 1997; January 30 and 31; 1'997).
States

Deposition of Daniel R. Fischel in Re: Statesman Savinqs Holdina Corporati'on United of America Washingto~;; C., Case No. 90 773- , (February 19and 20 , 1997).

TestimonyofDa nielR. Fischel in Re:

Westcap Enterprises, Inc. and Westcap Corporation Debtor; in the United States Bankruptcy Court, for the Southern DistriCt of Texas , Houston Division , Houston , Texas; Cpse No. 96-43191- H2- 11 , (November 1996).
United States of America Robert R Krilich in the United States District Court , Northern District of Illinois , Eastern Division , No. 94 CR 419,

Testimony of Daniel R Fischel in Re:

(August 20, 1~~6 and July 15
Deposition of Daniel R. Fischel in Re:

, 1996)

McMahan & Company, Froley, Revy Investment Co., Inc. and Wechsler & Krumholz. Inc. v. Wherehouse Entertainment. Inc.. Louis A. Kwiker, Georqe A. Smith, Michael T. O' Kane. Lawrence K. Harris . et aI. , United States District Court, Southern District of New York, Index No. 88 Civ. 0321 (SS) (AJP), (July 16 , 1996
and June 10 ,
1

996).
019

Deposition of DanierR Fischel in Re:

Joseph W. and Helen B. Teaque, Steven Allen Barker,

Rita Strahowski. Swannee Beck. and lifetime Partners of PTL. as representatives of a nationwide class consistinq of 150. 129 lifetime Partners and of 27. 839 persons who have
partially paid for lifetime Partnerships v. James O. Bakker . in the United States District Co~rt for the Western District of North Carolina , Civil Action No. 3:87CV514 , (June 28 1996).

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D~position of Daniel R. Fischel in Re:

Snapple Beveraae Corporation Securities litiqation, 3647 the United States District Court, Eastern District of New York, Master File No. CV 94(May 30, 1996).
Chuck Quackenbush. Insurance commissioner of the n his capacity as Trustee of Mission Insurance Company, Trust. et al. State of California. Borq-Wamer Corporation. Bora Warner Eauities Corporation. Bord-Wamednsurance Service. Inc.. et aI., for the Superior Court of the State of California, for the County of Los' Angeles, No. C68g487 (April 18 , 1 Q.96).

Testimony of Daniel R. Fi~chel in Re:

Deposition of Daniel R. Fischel in Re:

Chuck Quackenbush. Insurance commissioner:of the State pJCalifomia. in his capacity as Trustee ofMis.sioi1.~nsurance CompanvTrust! atal. BorQ"Warner Corporation. Bora Warner'Eatiities Corporation. Born-Warner Insurance Service, Inc.. et aI., for the Superior Court of the Stateof-Califomia for the Qounty of Los Angel~s, No. C688487JApri117, 1996).
of the states of Delaware and Illinois v. 'Julius Trump. a citizens of the State of Florida. Edmond Trump. a citizen of the state of Florida. James M. Jacobson, a ,citizen- of the State of New York. and Parker. Chapin. Flattau & Klimpl. a citizen of the states of New York and New, Jersey , in the United States DistriCt Court, for the Northern District of Illinois Eastern

Deposition of Daniel R. Fischel in Re: Household Commercial Financial Services. Inc. a citizen

, Division. 92C 5010 (February 1,
Deposition of Daniel R. Fischel in Re:

1996).

JWP. Inc. Securities Litiqation, in the United States AUSA DistrictCourt, Southern District of New York, Master File No. 92 Civ. 5815 (CLB); v. Ernst & YOUnQ, in the United States District Court, Ufe"lnsurance Company. etaL S6uthern District of New York, Ma~ter File No. 94 Civ. 3116 (CLB) (November 30, 1995; November 9, 1995; October 18 and 19, 1995; September 28

1995).

Deposition of Daniel R. Fischel in Re:

City of Houston- Municipal Employees Pension , System, a Texas association v. PaineWebber Group IncH et aI. , in the United States District Court Eastern District of Missouri , Eastern Division, No. 4:94CVO073CAS (November 15 and 16

1995).
, 1994).

Deposition of Daniel R. Fischel in Re:

Keith C. Boqard, et aI. , v. National Community Bank Inc.. et aI; , in'the United States District Court, District of New Jersey, No. 90-5- 32 (HM)
(December 20

Deposition of Daniel R. Fischel in Re:

Harvey Rosen. Ben Roqers and Julie Roqers v. Deloitte & Touche, Elias linn, Julius linn, Dennis lamm, and Ronald Beanaud in the 268th ' Judicial District Court, of Fort Bend County, Texas, Cause No. 84-482 (November 9,

94).

Testimony of Daniel R. Fischel in Re:

Marriott Corporation et aI., , Civil Docket No. H-92- 3068 the United States District Court, for the District of Maryland

PPM America, Inc., et at.

v.

(October 12, 1994). '
Deposition of Daniel R. Fischel in Re:

Browninq- Ferris Industries. Inc.. Securities litiaation , for the Southern District of Texas , Houston Division, Civil United States District Court Action H-903477 (September 1

1994).
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Testimo riy of Daniel R. Fischel in Re: : Computer Associates International Inc. Securities Litiaation , United States District Court, Eastern District of New York, CV-90-2398 (JBW)

(May 26 and 27, 1994).

Deposition of DanielR,. Fischel in Re:

PPMAmerica. lnc.. et al.

v.

. United States' DI~trict. for the Distii6t of MarYland,

1994).

H-92-:- 3068

Marriott Corporation et aI. (May 10, 1994 and March 8,

Deposition of Danie!, R:.
Systems

Fischel in Re:

Se.curities and Exchanqe Commission

v.

Shared Medical

Cor:P.oration. R.'

James. Macaleer. ' James C. K~lIv an~ Clxde M. HYde , United

States Distiict Court, for the Eastern District of Pennsylvania, Civil Action - Law: No. 91-

CV-6549 (Fe bruary
1 "'
Testimony of Daniel R: Fischel in Re:

22, 1994).

Peter M. Schultz arid' Pamela A.' Schultz

v.

Rhode Island

Hospital Trust National Bank. N. A.. et aI. , United States District Court, District of Massachusetts..-,Civil Action No. -88-28.70-T (February 1(3, 1994).
Deposition of Dcmiel R. Fischel in Re: HenrvT. Endo, et al. v. JotinM. Albertine. et al. United States District Court, Northern District of Illinois , Eastern Division , No. 88 C1815 (Noyemb(;!r11 and 12, 1993; October 28 1993).
Deposition of Daniel R. Fischel in He:

litiqatlon

cOmputer Associates International Inc. Securities District Court" EastemDistrict of New York , CV 90-2398 (JBW) , united State~ ovember2, 1.993 and February 4
Peter M. Schultz and, Pamela A. Schultz v. Rhode Island

, 1993). .

Affidavit of Daniel R. Fischel' in Re:

Hospital Trust National Bank, N. A etal. t:Jnited States. District Court, Districtof Massachusetts , Civil Action No. SS-2870-T(Ottober 28, 1993).

'

Deposition of Daniel R. Fischel in Re:

Alpheus John Goddard, III. etc. v, Continental Bank N. A.. etc. , State of Illinois, County of Cook , Circuit Court of Cook County, County Department-

. Chancery. Division, No. 89 CH , 1 081 (September 10 " 1993).

Deposition of Daniel ~. Fischel in iRe: Taxable MunidpalBond Section " G" Securities litiqation United States , District Court, Eastern District ofLouisiana, MDL No. ~63 (September 2

1993).

Columbia Securities Litiaation , United States District . Rep1yAffidavit of Daniel R. Fischel in Re: , Court Southern District of New York , 89 Civ. 6821 (lBS) (August 30 , 1993). '
Affidavit of Daniel R. Fischel in Re:

Consumers Gas & Oil. !rico V. Farmland Industries, Inc., et aI. , United States District Court, for the District of Colorado , Civil Action No. 92- 1394,

(August 26

, 1993).

Declaration ofDaniefR. Fischel in Re.

Eauitec Rollup LitiQatiOri , United States District Court for

the Northern District of California , Master file No. C90 2064 CAl (July 28, 1993).
Deposition of Daniel R. Fischel in Re:

United TelecommuniCations. Inc. ' Securities litiqation United States District Court for the District of Kansas , No. 90- 2251- 0 (July 22 , 1993 , April 21 and 22

, 1993).
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10Deposition of Daniel R. FIschel in Re: Consumets Gas & Oil Inc. a Colorado farmcao erative in Ii uidation on behalf of itself and others ' imilarl situated v. Farmlandlndustries Inc. Kansas farm cooperative. et aI. , Uriited Sta es District Court, District of Colorado, 92- F- ,

'Co:J

1394 (June 18, 1993). '
, Deposition of Daniel R. FIschel in Re.

Rosalind Wells ' HB9,& ComparW , United States District Court, Northern District of Georgia, Atlanta Division , 8-87 -CV- 657 A (JTC) (June 10 1993 and May 24,
Fischel in Re:

1993).
of

Deposition of Daniel

Eauitec Rollup Litiqation , United States District Court
Oracle 'Securities Litiaati6n , United States

Northern District of California; No. C~9o-2064 CAL (Julie 2 and 3, 1993).
Supplemental Declaration of Daniel R. Fischel in Re: District Court, Northern Di~trict

1993). '

CaJifornia, Master File No. C90 0931 VRW (May 20,

Raymond P. Havden, ' et al. v. Jeffrey Affidavit of Daniel R. Fische1 and Kenneth R Gone in Re: of New York No. 88 Civ. , Southern District lo Feldman. et aI. , United States District Court 1993). 8048 (JES)(May'

Meiridqe. Inc., Securities Litiqation , United States District Testimony, of Daniel R. Fischel in Re: , CQurt for the District of Oregon, CV No. 87 - 1426- FR (May 4 and 5, , 1993).
DeClaration

Oracle Securities Litiaation , United Sta~s District Court Northern District of California, Master File No. C 90 O~31 VRW (April 2C)', 1993).
of

Daniel R Fischel in Re:

Deposition of Daniel R. Fischel in Re: District of

Gillette Securities, litioation , United States

DistrictCOurt, ('

Massachusetts, No. 88- 1858.;K (April 1 , 1993).

Affidavit of Daniel R. Fischel in Re:

Columbia Securities litiaation , l)njted State~ District Court, Southern District of New York 89 Civ. 6821 (LBS) (March 25,

1993).

, Deposition of Daniel

Fischel in Re:

Westinahouse Securities litiqation , United ' States District

Court, Western District of Pennsylvania , CV No. 91 354 (March 23 , 1993)~

Declaration of Daniel RFischel in Re: Oracle Securities LitiQatian , United States District Court, California , Master File No. C90-0931 VRW (March 22 , 1993). of Northern District
Deposition of D aniel R Fischel in R,e: Kroy. Inc.. a Minnesota corporation et al. v. Bankers Trust New York Corporation. et aI. , Superior Court of the State of Arizona in and for the County of Maricopa , No. CV 89- 35680 (March 18

, 1993).

Deposition of Daniel

Amos M. Ames. Helen M. Ames. Robert F. Bourke, Leo E. Corr, April C. Corr, Wence M. Horak, Ruth Horak. Robert T. Freas. Maurita Freas. Bruce Fink. Jr.. William H. Jones, Candace A. Jones, ' Richard Paul William lo Paul. CarolePaul. Steven J. Paul. Best Power Technoloay, lncorporated. and Best Power Technoloqy Sales' Corporation , in the State of Wisconsin , Circuit Court Juneau County, Consolidated Case Nos. 92- CV- 31 , 92-CV- 32 (January 26 1993).
Fischel in Re:

louise lo Bourke.

Deposition of Daniel R. Fischel in Re:

Federal Express Corporation Shareholder litiqation the United States District Court , WesternOistrict of Tennessee Master File No. 90- 2359-

4B (December 3, 1992).

022

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Deposition

behalf of all those on , in the United Stat~s District Court , Northern District similarly situated v. Oneok. Inc.. et aI. of Oklahoma, Civil Action No. 88 C 1500 E (Octob~r 15 and 16, 1992).
of Daniel R. Fischel in He: Raymond Snvdec Indhiiduallv and

Deposition ofDaniel' R,. Rschel in Re:

Melridae, rnc. SeclJritiesUtiaation. Consolidated Actions United States District Court. District of Oregon.. MasterRle:N6; CV87- 1426-JU and Nos. 88~1266-JU (September 17, 1992; 387-06589- P11 , 88-O5-JU, 88-221-JU, 88- 0699July 25 and 26, 1991).
Mcixus Corporate Companv ' Kidder. Peabadv & Co. COur1 Dallas County, Incorporated. Martin A. SieQef and Ivan F. Boeskv. in the District' 1992; August 18 and 19, Texas , 298th JuQicialDistrict , No. 87- 15583- M(Septemher 11,

Dep6sitio ~ of Daniel R~ Fischel in Re:
1992).

Deposition of Dani~I;~. FisChel in Re:

Jennifer A. '
v.

themselves and all others simifarlv situated Southern Trust Companv, a subsidiarvof Citizens and Southern Corporation. Robert K. Barton. LeonardS . Gabv. Allen' G. Lacoe;' Robert A. Maqnusson. Anthony A. Saliture, Harlan B. Smith. Thomas F. Stutzman, RavnlondG:Chambers; Frank E~ Richardson. E. Burke Ross. Jr.. William E. Simon and Frank W. Walsh. Jr. in the United States District ?ourt, Western Distri?tofWisconsin, Civil Action No. 91C-O948 (August 12, 1992).
Deposition df Daniel R. Fischel ii'l Re: v. OnTsivelekidis. on their Line Software International. Inc. Jack M; Berdv, John C. Crocker. Richard A. Granqer. Richard R Holtmeier. Michael S. Juceam. Edward J. Sieqel. Howard P. Soraen and Richard Ward, United States District court, Distiictof New Jersey, Consolidated Civil Action Nos. 88- 3247 , 88-3411(July 28 and 29,'

Florin and Alan L Mundt on behalf of Wesrav Capital Corp. eitizens and

OWn behalf and on beha1fofallotherp'ersonssimilarly

Pearl N~Wm'~m. Shanr:1a L~hinann & Athanasios situated

,

1992). '

Deposition of Daniel R Fischel in Re:

Crazy Eddie Securities litiaation. Oppenheimer- Palmieri

Fund. I.P.. et at. v. Peat Marwick Main & Co.. et aI: , United States District Court for the Eastern District of New York, 87 Civ. 0033 (aiN) , 88 Civ. 3481 (EHN) (June 11, 1992; March 26 and 27, 1992).

American COntinental Corboration/lincoln Savirias and TestimQhy of DanielR Fischel in Re: loan Securities' litiaation in the United States DistrictCourt, ~for the District of Arizona MOL Docket No. 834 (June 4, 1992; May 26 27 and 28 , 1992).
Testimonyof Daniel RFischelin Re:
No. 89-

State of WestVirainia v. Moraan Stanley & Co.
of

Incorporated , in the Circuit Court of KanaWha County, State

West Virginia. Civil Action

3700 (April 27, 1992).

of himself and all others similarly Affidavit of Daniel R::Fischel in Re William Steiner, on behalf situated v. Tektronix. Inc., et aI. , in the UnitE~dStates District Court, DistrictCourtof Oregon . Civil No. 90-587-JO (March 23,

1992).

Deposition of Daniel R Fischel in Re:

Martin Kaplan and Selma Kaplan. on Behalf of Themselves and All OthersSimiiartv Situated v. VICORP Restaurants, Inc.. Charles R Frederickson. Robert S. Benson. Emerson B. Kendall , Robert T. Marto and Johvn C. Hoyt United States District Court, District of Colorado, Civil Action No. 90- 2182 (February 11

1992).

023

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Deposition of Daniel R. Fischel in Re:

Intercotncorporated v. Wasserstein. Perella & Co.. Inc. EastemDistrict of Missouri, Eastern Division, No. 91-0151United States District Court, 6 (February 3 , 1992 and December 12, 1991).
Director. Office of Thrift Supervision; et al. United States District Court for the District of Oregon, Civil Action' No. 90-

$tatement of Daniel R. Fischel , in Re:.

Far West Federal Bank. S. B.. et al.

v.

103 PA (Febryary 3,1992). .

Deposition of Daniel R. Fischel in Re:

Capital Bank of California v. Moman Stanlev& Co.. Incorporated, Uf\ited States District Court, Central District of California , No. 91- 50(January 24; ,

1992).
1992).

Deposition of Daniel R. Fischel in Re: Trinitv Ventures. et al. v. Federal Deposit Insurance Corporation, in its own capacity and as successor to the F ederal Savi.ngs and loan Insurance.Corporation, United States District Court, for the Di~trictof Oregon, NQ. 90- 103-

PA(January6.

Deposition of Daniel R. . Fischei,in Re~

Arst Republicbank Securities Utiq a~iOn , United States District Court, Northern District of Texas, Dallas Division, Civil Action No. 3..88- 0641Nbveinber ?6, 19~t).

(January2, and 3, 199~;
Deposition of Daniel R. FIschel in Re:

State of West Virqinia

v:

Morqan Stanley & Co.

IncorPorated: Sa,I omon Brothers Inc. and Goldman Sachs & Co. , in tbe Circ4it Court of Kanawha County, State of-West Virginia, CiVil Action No. 89- C-3700 (Dec~~ber 19 and 20,

1991). .

Deposition of Daniel R. Fischel in Re:' The Reqina Companv. lnc. Securities litiriation, United States District Court, Districto(New Jersey, Civil Action No. 88-4149 (HM)' (October 31,

1991).
John E. Washburn. etal.
District of IIrmois ,

Affidavit of Daniel R. Fischel in Re:

Gillette Securities litiqation , United States District Court, District of Massachusetts, Civil ACtionNo. 88- 1858- K (October 7 1991).

Deposition of Daniel R. FIschel in Re:

Capital Maritime Corporation v. Amfels, Inc., Far East levinQston Shipbuildinq Ltd.. John B. Allison and Patrick A. McDermid , United States District Court for the Southern District of Texas Houston Division, A. No. H-90- 3417 (September 12 1991).

Deposition of Daniel R. Fischel in Re:

and 30

, 1991).
024

Thomas J. Caldarone, Jr.

v.

Isidore Brown. et aI. , and

v. Isidore Brown, et aL United States District Court, Northern Eastern DivisIon , Docket Nos. 80 C 6251 and 81 C 14?5(August 28 29,

, Testimony of Daniel R. Fischel in

Re: Apple Securities litiqation , United States District Court, Northern District of California , Northern Division, Docket No. C-84-20148 (May 20 and 21
1991).
The Stuart- James Co., Inc., at al. Litiqation United America before the Securities & Exchange Commission, in Denver, Colorado Administrative Proceeding File No. 3- 7164 (May 6 , 1991).
States

Testimony of Daniel R. Fischel in Re:

. of