Free Motion in Limine - District Court of Federal Claims - federal

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- 8Snaoole Beveraae CorPoration Securities Litiaation , in the United States District Court, Eastern District of New York, Master File No. CV 94-3647

Deposition of D~niel R. Aschel in'Re:

(May 30, 1996).

TestimoflY of Daniel R.

Chuck Quackenbush. Insurance commissioner of the Aschel in , Re: State of Caljfomla. in his caoacity as Trustee of Mission InsuranCe Compafw Trust. at Bora-Warner Comoration. Bom Warner EQuities Corooration: gdrd;:'Warner Insurance Service. ' Ihc.. at al.. for the Superior Court of the ' State of California, for the County of I,..os Angeles, No, C688487 (Aj)riI18, 1996). ,

Deposition of Daniel R. Aschel in Re:

Chuck Quackenbush. Insurance commissioner of the St~te of California. In his Cipacityas Trustee of Mission Insurance Companv Trust. et al. Bora-Warner COrporation. 'Bora Warner' EQuities Como.ticin. Bora:"Warnar Insurance Service. Ine.. at aL, for the Superior Court of the Slide of Califemh!, for the COunty of Los
Household Commercial' FinanciatSe~iCes:' lric. a citizen of the states of Delaware and Illinois v. Julius Trump. a citizens ofthe State of Florida. Edmond trump. a citizen of the state of Florida. James M~ JaCobson. ~ citizen of the State of the states of New York and of New York. and Parker. Chapin. Aattau & Klimp!. a citizen New. Jersey, in the United States District Court, for the Northern District of UlinoisEastern Division, 92 C 5010 (F~briJary 1, 1996). ' .

, Angeles, No. C688487 (April 17, 1996).
Deposition of Daniel R. Aschelin Re:

Deposition of Daniel R. Aschel in Re:

JWP. Inc. Sec~rities litiaation , in the United States AUSA Dif,itrict Co4rt, Southern District of New York , Master Ale No. 92 Civ. ~5815 (CLB); Company. et al. v. Ernst & 'touna 1n the United Sates bh;tncrCourt, ute Insurance Southern District of New York, Master Hie NcL94 Civ. 3116 (CLB) (November 30, 1995; November 9 , 1995; October 18 and 19, 1995; September 28,

1995).

Depo$ition of Daniel R. Asch~1 in Re:

Texas association v. PaineWebber Group Inc.. at at, in the United States District Court, East~rn District of Missouri, Eastern Division, No. 4:94CVO073CAS' (November 15 and 16
Keith C. Boaard; et al. , v. National Community Bank Inc., et aL, in the United States District Court, District of New Jersey, o. 90~~32 (AM) (December 20, 1994).

1995).
the United States DistrictCourt ,

City of Houston Municipal EiTlployees Pehslon System. a

Deposition of Daniel R. Fischel in Re:

Deposition of Daniel R. Aschel in Re:

& Touch~. Elias Zinno Julius Zinno DennisLantm. and Rona1d Beanaud, in the 26Slh JudiCial District 'Court, of Fort Bend County, Texas, Cause No. 84-482 (November 9

1994). "
065

Harvey Rosen. Ben Roaers and Jt:.Ilie Roaers

v.

Deloitte

Testimony of Daniel R. Fischel in Re:

, (October 1~, 1994). "
Deposition of Daniel R. Fischel inRe:

PPM America. Inc., et at v. Marriott Corporation et aI. , in for the District of Maryland, Civil Docket No. H-92-3068

Btowninq- Ferris Industries. Inc;, Securities Litiqation United States District Court , for the Southern District of Texas , Houston Division , Civil Action H- 903477 (September 1,

1994).

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~tlmony of Daniel It

ssedates Intematlonai Inc. Securities Rschelin Re: Com , United States District Court, Eas ern District of, New York, CV-9Q-2398 (JBW) litiaation .. (May 26

oJ and 27, 1994).

PPM Arn~rica. Inc.. et al. v. Marriott Corporation et aI. DePo.sition of DanielR Fischel in Re: , United States District, for the District of Maryland, H-92-3068 (May 10; 1994 and March 8,

1994). ;:i,

Deposit1on of Daniel R

Securities and ExchanQe Commission v. Shared Medical Fisch~1 in R~: SYStems CorPoration. R. James Macaleer. James C. Kelivand Clyde M. Hyde , United States District COurt, for the Eastern District of PennsylvanIa, Civil Action - Law: No. 91CV-6549 (f~bruary 22

19~).

Peter M: Schultz and Pamela A. Schultz v. Rhode Island Testimony of Daniel ft Aschel, in Re: Hospital Trust National Bank. N. A.. et al. , United States District Court, District of Massachuse~~LCivil ~etion No. 88-2870-T (February 16, 1994)~

Deposition of DanielR Aschel in Re: HenrvT. Endo. et al.

John M. Albertine. et aI. , United States District Court, Northern District of Illinois, Eastern Division, No. 88 C 1815 (November 11 and 12, 1993; October28, 1993).

Deposition of Daniel R Aschel iri He:

Computer Associates Intematiotiallnc. securities litipation . United Stat~s District Court, Eastern District of New York, t,V 90-2398 (JBW) (November 2, 1993 and February 4; 1993).
Peter M. Schultz and Pamela A. Schultz v. Rhode Island Hospital Trost National Bank. N. A. et aI. , United States District Court, ' District of Massachusetts, Civil Action No: S8-2870-T (October 28, 1993).

, Affidavitof Dal1ielRFischelin Re:

Alpheus John Goddard. III. etc. Continental Bank N. A.. Deposition of DanierB; Fiscl1el in He: etc. , State of illinois, County of COok , Circuit Court of Cook County, County Department-

9hancery Division, No. 8~CH1Q81 (September 10, 1993).
Deposition of D'aniel

Taxable Municipal Bond Section " ~ Securities litiaation United States Q,istrict Court, Eastern District of Louisiana; MOL No. 863 (September 2,
Fischel in Re:

1993). ~
ReplyAffi~avit ofDaoiel R Fischel in He: Columbia Securities Litiaation , United States District COurt Sootherr" District of New York, 89 Civ. 6821 (LBS) (August 30, 1993). '
Affidavit of Daniel R Fischel in Re: Consumers Gas & Oil, Inc. v. Farmland Industries, Inc.. et al. United States District Court, for the District of Colorado , Civil Action No. 92- 1394 ,

(August 26

, 1993).
066

Declaration of Danie i R. Fischel in Re. EQuitec Rollup litiqation, United States District Court for the Northern District of california; Master file No. C90 2064CAL (July 28, 1993).

Deposition of DanielR Fischel in Re:
. 21 and 22 , 1993).

United Telecommunications. Inc. Securities Litiaation United States District Courtfor the District of Kansas, No. 90-2251-0 (July 22 1993, April

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Deposition of Oafliel It Fischel in Re:
behalf of

Consumers Gas & Oil. Inc.. a Colorado farm cooperative itself and others similarly situated v. Farmland Industries.. Inc.. a in ,IiCfuidation. on Kansasfami coooetative. et at , United States District Court , District of Colorado, 921394 (June 18; 1993).
of

Deposition

Daniel RFischel in Re.
of

District Court, Northern District

1993 and May 24, 1993).
of

Rosalind Wells v. HBO & COmoanV, United States Georgia , Atlanta Oivision, 8-81,,:~-657 A( JTb) (June 10,

Deposition

DanielRFischel in Re: Eawitec RoUuPLitiaation" United' States Distnct Court California, No. ~9o-2~64 CAL (june ' 2 ~ri(f 19~3) of Northern District
Oracl~Securities Litidatibn, United States California, Master File No. C90 0931 VRW (May 20,

Supplemental Declaration of Daniel R Aschel in Re:
District Court, Northern District of

1993).
Affidavit

Daniel R Aschel and~Kenneth R. Cone in Re:. L. Feldman. et at , United States District Court, Southern District , 8048 (JES)(May 12, 1993). '
of of Daniel R Fischel in Re: of

RaYmond ~' Havden; et at Jeffrey of New York No. 88 Civ.

Testimony

Court for the District

Melridae. Inc.. Securities Litiaation , t)nited States District Oregon, CV No. 87- 1426~ FR (May 4 ~nd 5, 1993).

Declaration

of

Daniel R Fischel in Re: of

Northern District

Oracle SecuritiesLitipat!~n ' United States District Court, California, Master Ale No; C 90 093'1'" VRW (April 20; 1993);
Gillette Securities UtiQation, UhitedStates District Court,

Deposition District

of

Daniel'
of

RAschel in Re:

Massachusetts, NO. 8a- 1858-K (Aprilt 1993):

Affidavit

of

Daniel R Fischel in. Re:
of

Columbia Securities Utiaation , United States District Court,

Southern District

NeyiYork, 89Civ. 6821 (LBSHMarch 25, 199~).

Deposition

Daniel R. Aschel in Re: ' Westinahouse Securities Litiaation; United ' States District of ?nnsylvania, CV No. ~~ 354 (Marc~, 23, 1993). Court, Western District
of of Daniel R Fischel in Re: of

Oeclaration

Northern District

Oracle Securities litiaation United States District Court California, Master File No. C 90-0931 VRW (March 22, 1993).

Deposition

Kroy. Inc.. a Minnesota corPoration et al. v. Bankers Trust of Arizona in and for the County New York Corporation. et aI., Superior Court of the State
of Daniel R Aschel in Re: of

Maricopa, No. CV 89-35680

(March 18 ,

1993). ,

Deposition

of Daniel R Fischel in Re: Amos M. Ames, Helen M. Ames, Robert F. Bourke. Louise l. Bourke. Leo E. Carr. April C. Corr. Wence M. Horak. Ruth Horak. Robert T.

Freas. Maurita Freas. Bruce Fink. Jr.. William H. Jones. Candace A. Jones. Richard Paul. William L. Paul. Carole Paul. Steven J. Paul. Best ' PoWer Technb1oay. tncOro'oratect and Best Power Technoloav Sales Corporation , in the State of Wiseonsir1;Circuit Court, Juneau County, Consolidated Case Nos. 92- CV- 31 , 92- CV..32 (JarlUary 26 , 1993).
Deposition of Daniel R Fischel in Re:

the United States District Court, Western District of Tennessee , Master File No. 90- 235948 (December 3

1992).

Federal Express Corporation Shareholder litiaation

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, Deposition of Daniel R. Aschel inRe: : Ravrnond Snyde~, lndividuallYand on behalf of ail those similarly situated v. Oneok. lnc.. et al.. in'the United States District Court , Northern District of Oklahoma, Civil Action No. 88 C 1500 E (October 15 and 16, 1992).
Mel~dde. ~nc. S~rities' Utiaation. Consolidated Actions Deposition of Danierg.. Aschel iJlRe: United States District Court, District of Oregon, Master FileNo. CV87- 1426-JU and Nos. 387-06589-P11 , 88-05-JU, 88-221-JU, 88-0699~PA. 88- 1266-JU (September 17 , 1992; , , July 25 and 26, 991,). ,
Deposition of Daniel R. Aschel in Re:

Maxus Corporate Company v. Kidder. Peabody & Co. Incorporated. Martin A. Sieael and Ivan F. BoeskYi in the District Court (Janas :County, Texas. 2~81h Juqjcial Pistrict, No. 81-t5583"M (SeptemQ'e,r 11 , 1992; August 18 and 19

1992).

Qeposition of Daniel R. F.schelin' Re~ ' ~er A. Flo rin and Alan LMundt on behalf of themselves and all others similarly situated WesraY Capital COrp.. Citizens' and
Southern Trust Company. ,a subsidiary of Citizens ,and Southern Corporation. Robert K.

Barton. Leonard S. Gabv. AllenG t-acoe.. Ro,bertA:, Maanusson; AnthonvA., Saliture.

Harlan B. Smith. Thomas F. Stutzman: Ravrnond G. Chambers. Frank E. Richardson; E. Burke Ross. Jr.. William E. Simon and Frank W. Walsh. Jr. in the United States District Court; yie~tem District of Wisconsin, Civil Action No. 91Q:0~8 (August 12, 1992).
Deposition:of Daniel R~ Aschell" ~~:
Pearl. Newman. Sharina Lehmann &:Athanaslos

Tsivelekidis. on their own behalf and' on behalf crall other oersO'ns sirrill:arlvsittJated v. OnUhe Software International. Inc. Jack M. Berdy. John C. Crocker. Richard' A. Granaer. Richard R. Holtmeier...:Michae.l S. Juceam. Edward ' J. Siebel. Howard P. Semen and Richard Ward; Unit~. Stafes ' bi~tiict QOlIct; " Dis.trict of NeW Jersey, ConsplidatedCivil Action Nos. 88-3247,: 88- 11 (July 28 arid 29;' 1992).

, Depo,sition of Daniel R., Rsc~el inRe: Crazy Eddie Securities litiaation. Oppenheimer- Palmieri Fund. I.P.. ,etal. v. Peat Marwick Main & Co.. etal., United States District Court for the Eastern District of New York, 87 Civ. 0033 (ERN), 88 Civ. 3481 (EHN) (June 11, 1992;
March 26 and 27, 1992).
Testimpny of DanielR. Fi$che\ in Re:

loan Securities Litiaation

American Continental"COroorationlLincoln Savinas and in the United States District COurt, , for the District of Arizona MDL Docket No. 834 (June 4, 1992; May 26, 27 and 28, 1992).

Testimony of DanielR. Aschel, in He: , State" of West Virainia v. MorQan Stanley & CO. Incorporated, in the Circuit Court of KahaWha County, State of West VIrginia , Civil Action No. 89- C-3700 (ApriI27, 1992).
Affidavit 'of DCinielR.:Fischel in Re:

William Steiner. on behalf of himself and all others similarly

situated v. Tektronix. Inc.. ' et , in the United States District Court, District Court of No. 90-587~JO (MarCh ' 23, 1992). ' Oregon. Civil
Deposition of Daniel R. Fischel in Re:

Martin Kaplan and Selma Kaplan. on Behalf of Themselves and All Others Similarly Situated v. VICORP Restaurants. Inc.. Charles R. Frederickson. Robert S. Benson. Emerson B. Kendall. Robert T. Marto and Johvn C. Hoyt United States District Court , OistrictofColorado , Civil Action No. 90- 2182 (February 11. 1992).

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~position of Daniel R. Fischel in Re:

Interco Incorporated v. Wasserstein. Perella & Co.. Inc. United States District Court, Eastern DistriCt of Missouri, Eastern-Division, No. 91-0151Far West Federal Bank. S. B.. et al.

6 (February 3, 1992 and December 12
, Statement of Daniel R. FISchel in R~:

, 1991).
v.

Director. Office of
Civil.Action

Ihrift Supervision. et aI. , United States Disfrid-Court
: No. 90- 103 PA(February3, 1992).
Deposition of Daniel R. Fischel in Re:

for the District'ofbregon,

Capital Bank of California v. Moraan Stanlev& Co.. InCorporated , United States District Court, Central District of California, No. 91- 165Q-R

(J~nuary 24, 1992).
Deposition of Daniel R. FISchel in' Re: TnnitVVeiitures~ at at- v. Federal, DeDasit Insurance Corporation , in its own capacity and as successor to the, F~deral.savings ahd' Loan ' Insurance Co~tion, United States District Gaurt, for the Distri9t of 9regon, No. 90- 103-

PA(Janua..y 6, 1~92). ,

(jepositionof

Daniel RFlSchel. In ' Re: , i=irst"Republicbank Securities Litiaation , Unit~d States District Court, Nortbern Distiict ofT~xas. ballas' Divlsion;Civil Action No. 3:-88~O641(January 2, and3, 1992; November 26' 1991). ,
v~

Deposition of Daniel R. f='lSchel in Re: ' State of West VirQinla

M'ordanStanley & Co.

Inc::oroorated: ~alomon Brothers Inc. : and (3oldman Sachs & Co. , in th(3 Circuit Court of KanaWl1C1 County" State of West Vir'glnia; CiviiActibn' No. 8~G-3700 (December 19' and 2(), 1991).

Deposition of Daniel R. FISct;el in Re:
States District COurt,

1991).
(September 12, 1991).

ThlEi Raqh18 Company. Inc. Sec urities litiQation , United District of New Je~ey, CivilA~1ion No, 88-4~49 (HAA) (October 31,

Affi4avit of O(!niel R. Fischel ill Re:

Gillette Securities titiaation United States Olstr-ictCourt, Dist~ict of Massachusetts, Civil Ac~ion No. 88-1658;.K (October 71991).

Deposition of Daniel R. Fischel in Re:

Capital Maritime Corporation v. Amfels. Inc;. Far East Levinaston ShipbuildinQ Ltd;. John B. Allison and Patrick A. McDermid United States , District Court for the SouthemDistrict QfTeXas Houstonbivision, C. A. No. H-90-3411

Aschel in Re: Thomas J. Caldarone. Jr. v. Isidore Brown. et al. , and Deposition of Daniel John E. Washburn. et at v. Isidore Brown. et at, United states DistriCt tourt, Northern District of Illinois, Eastern Division; Docket Nos. 8006251 and 81 C 1475 (August 28

Testimony of Daniel R. FISchel in

and 30, 1991). 1991~
The Stuart-James Co.. Inc.. et al. Litiqation, United of America before the Securities & Exchange Commission, fn Denver, Colorado Administrative Proceeding File No. 3-7164 (May 6 , 1991).

Re: Apple Securities litiQation , United States District Court, NorthemDistrict of California, Northern Qivlsion , Docket No. G-84-20148 (May 20 and 21,

Testimony of Daniel R. Fischel in Re:

States

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Depositjonof Daniei R A$chel in Re: situated v.

Jennie Farber on behalf of herself and all others similarily Public Service Company of New Mexico: Jerry D. Geist: John P. Bundrant and Albert J; Robison , United States District Court for the District of New Mexico, CIV 89-456 JB WWD (April 17 and 18, 1991).

MoiseK9tz~ Frederick Rand,' Elias Weissman. Richard D; Affidavit ofDaniai, R..~AsdlJ~liri Re:" MoraanandMortimer$chuiman R8vtnondA Hay, United States Moraan. MariorfR. District Court, SOuthern District of New York, No. 86 , Civ. 5MO(JES) (March 29; 1991). '

DepositibO ~f D~niel frfisCh~fit\ Re: Standard Chartered PLC.. a United Kinadom corporation. et al. v. Price Watertl6us~. a aeneraf partnership , Superior Courfof the State of Arizona , in 34414 (March 13 and 14, 1991). and for the County of Maricopa, '
, Affidavit of Dani~f R'-fiscttelihn Re: United States of America v. AVX CdtPoration , and Commonwealth' of Massachusetts AVX CorPoration United' States District Court, District of Ma$sactJus~tts'9i~1 Actio~ Nos. 83- 3882-Yand 83-3899-Y (January 29, 1991).
FischeUn Re: Appl~ Computer Securities, United States District Court, Deposition of Daniel Northern District of California, San Jose Divisio'n; No. C;84-20148'(a) JW (December 13 , and 1~t 1~~O).

Deposition :b.rD,aoiel R:Fischel in " Re: Polvcast Technoloay Corpotation~.and Uniroyal Plastics Dist~ct,Co uit Southern District of J\C9 ~itioh 'Com: v~ Urliroval. lnc.. et)l:lI. UnitedStates New' , otk;No. 87' CIV~ ' 3,291 (December 6, 1990 and November 28. , 1990).
Ellen Rudd. on behalf of herself and all others similarly Deposition of Daniel R Aschel in Re: situated., and Mayer Corooration on behalf of thems,elves. and all others similarly situated. arid Louis;:8rancU. arid'l~rael Baker. Jay RKuhne, Pinlnfarina(!3brp; , artdAmerican Transfer' CO.. on beflalfdf themselves and aU others similal1v situated' v. Kirk Kerkorian. et ~, Superior Court 9f the ~te of Galifornia, ' County of Los Angeles, Nos. CA 000980 , CA
n :OOO961

CA.QO1011., CA 6

20279,(J~ne 21, 1990).

' Testimony of D~niel R Fischel in Re:

City of San Jose v. Paine. Webber. Jackson & Curtis. Incoroorated. et at. and related counter-and Third-Party Claims , United States District 1990). coq~, Norttle~pistrict' N~. C-8t2 66t RPA(May23 and'

Deposmon ,C)fD.ani~IR. Rschelin

City of San Jose v. Paine. Webber. Jackson & Curtis. IntOtOOrated. et at. arid related. COunter ~a' nd Third-Party' Claims United States District Court, Northern 'District." No. C-84-20601 Rf3A (May 22, 1990), No. RPA 84-20601 (November 16, 1989 and$epteniber 8, 1989). '
Re:

Kulicke and Soffalndustries. Inc. Securities litiaation, Testimony of ()~!:1iet- R Fischel in He: United , States District Court for the Eastern District of Pennsylvania , No. 86- 1656 (March

20 and 21, 1990).

p~pO:siti~n:()f'Q~riierR Fischel in Re:

Kulicke and Soffa Industries. Inc. Securities litiaation United States' Oistrict Court for the Eastern District of Pennsylvania , No. 86- 1656 (March 9
1990; December 19 and 21 , 1989).

Affidavit of Daniel R Fischel in Re:

Carl C. Icahn. et at , v. Ralph M. Baruch. et aI. , United States District Court , Southern District of New York, No. 86 Civ. 4215
Viacom International Inc. v.

(RPP) (March 8, 1990).

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Deposition of Daniel R Fischel in Re: of the State of California for

Technical EQuities Coordinatibn UtiQation ,

SUperior Court

the County of Santa Clara, Master File No. , 199,1, Santa Clara

County Superior No. 600306 (March 1, 1990).

Arnalaamated Clothina and Textile Workers Union. AFLDeposition of Daniel R Aschel in Re: CIO. at al. v. David A. Murdock. et aI. , United: $at~s DistriCt GQ!)rtfor tl1e' central Dismd of
California, No. CV-86-6410 IH (February 8, 1990). '

Deposition of Daniel R. Fischel in Re: Cannecticut National Life Insurance Company. et at. Peter A.. Sprecher and L8venthol Horwath. lJoit~d ~te$ District Court, Central District
of California, No. CV 87-1945 WJR (TxnJanu8:r)i 30, 1990). ' ,

Deposition of Daniel R Aschel in Re:
District Court, Nprthem District of

Consotidated Capital Securities Utiaation , Unit~d States California:, No~ C-85-7332 ~jZ(JanuarY 22, 1990)~

Declaration of Daniel Fischel in Re Plaintiffs' Damages in Re: LIQuiditY Fund: ~t al. South mark Corporation. at al. in the Superior Court of the StatEtof California for the County
of San Mateo, No. 332435' (Januar).'1&,

1990).

Nonnan Kamerman. Shirley Brown. Edward Rosen. Deposition of Daniel R FISchel in Re: DohsaAns~lt on behalf ' of themselves and.Jill..Q!.hers similarly Lexim Investors. Corp.. and situated. and BamettStepsk v. Saul Steinbera; Reliance Group Holdinds; ' loc:. ' ~elian6e GrouP. Inc.. ReganceAnancial.services corp.. andReliancetnsurance Gbritba'rlV , United , States District Court, SoutherriDistrict of New York, No. 84 Civ: 4440 (Septe mb~r 13, 1989).

Affidavit ofDanielR'Hscl1el in Re: EdwardA. TaVlor. et at. A. 0; Smith Corpoialion' et aI. Circuit, Courtfor lincOln County, Tennessee, No. 098-84 (Augt,.jst1t : t989)~ :
Deposition of Daniel 'R Fischel in Re: Container Products Inc. Pace Industries Qnited States District Court, So~thern District of New York , No. 88:'CIV. 3549 (KMW) (July 19, 1989).
) DepositiQn of Daniet
at. liQuidity
California for

Southmark CorPoration. et aI. , Sup~rior Court ofth~State of Fund. et al. the County of San Mateo, Nos. j22135 arid 332435 (July 1:1; 1989).
Fischel in Re: v.

RAschel ih Re: , Joseph B. Moorman.

et at.

v.

Southmatk Gotooration. et

lestimonyof DanielR.

Tessie .Wolfson. etal. for Meritor Financial Group , UnIted , States District Court

Frederick S: Hamme artd

the Eastern Districtbf
G. L Ahmanson. et al.. for the County oftos

Pennsylvania, ~iviiAction No. 87-8471 (June 20 ,
Deposition of Daniel R Fischel in Ra:

1989). .
v.

Richard J. Heckmann. et al.

and Consolidated Cases , Superior Court of the State of California Angeles, Nos. CAOO0851 and C642081 (June 8, 1989).

Tessie Wolfson. et al. v. Frederick S. Hammer, United Deposition of Daniel R Aschel ifl Re: States District Court for the Eastern District of Pennsylvania, Civij Action No,~ 81",8472 (May 11, 1989).
Testimony of Daniel R. Fischel in Re:

Frederick S. Hammer, United States District Court for the Eastern District of Penns'ylvania , Civil Action No. 87-8472 (April 13 , 1989).

Tessie Wolfson. et at.

v.

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Deposition of Daniel R. Fischel in Re: v.

Wells Fai)Jo Ban~. N.

National Union Fife InsoranceCompanv ofPittsburah. , District Cou~ of Harris County, Texas, 125th JudiCIal District,

, No. 88-49246 (April, :10 and 11, 1989). '

Susan Rothenbera. as Custodian for Stephen J. Deposition .of Daniel : 8." A~chel irlRe: Rothenbera v. Charles E. Hurwitz. United Anancial Corooration. UnitedSavlnas Association of Texas. et at , United ~tes District Court fcirthe Southern Distri ct'of Texas, Houston Divisi~p, Civil Action No. H-86-1435 (March 30, 1989).
Jo:se' Nodar. et aL WiliiamWeksel. Albert Brombera. Deposition , of Daniel R. Fischel in Re:' Henry B. Turner. IV. FrankL Bryant Leo Kuperschmid. aei1n~ttS. Lebow; : Em' sf& Whinney and Oppenheimer & Co.. Inc." United St~tes District ' COurt, Southern District of Civ~ 3870 (VLB) and consolidation caseNQ. 84 Civ.5132 CYLB) , New York, No. , (December ~5 aii'd 16, 1988).
Deposition of Daniel'R. Fischel in Re:

William Steiner. at at v. Whitti1kerCOrooration;' etal. $uperior Court , of the State of California for the County of Los Angeles, No. CAOO0817 (Deeembef7, 198:a): :

Deposition of Daniel R. Fischel inRe:

ArnoidLLaven. et at Westetn Union CorPoration. et at, United StatesDistrict Court, for the District , Western Distri ct ofWashington, MD"",, No. 551(Au~usf30 ~~d: 3t19~8).

' OepositionofOaniel

utiaation,

(August 16 and 22, 1988).

WashinQton PublicPowerSuDPlv SvstemSecOrities United StateS DiStrict COUrt. Western District ofWashingtDn, MoL No~ 551

R; Aschefin -Re:

" Affidavitofp aniel

R Fisch.ehri Re: District Business COnduct COmmittee for District:No. 3 Blinder. Robinson &: Conmany Inc.. 'et aI., National AssoCiation of Securitjes Oe~lers , In9. National Business Conduct Committee , Complaint No. DEN~66(July 2t~ 198~l).
Stauffer ChemiCal cOrrt6anY. et , United States District Court for the.oistrictofCOnnecticqt, No. BfW.;543 (TFGD) (June 10, 1988 and May 5
v.

bepo~itionof Dartiel' R. AschelinRe:

, 1987).
Joseph Seidman. et at.

Deposition ofDanielR. 'Rscheliry Re: .
Harvestore PrOducts.

EdUn Cattle Co.. Inc.. and James Edlin v. A. O. Smith tOe.. etat: Un.itecf Stat~ District Court for the Northern District of Texas, Amarillo Division, No. CA':'2~6-0122 (May 12 , 1988).

Deposition of Daniel R. AschE!1 in Re: MicroPro Securities liflqation , United States District Court for the N?rthern Distiict of California , No. C-85.;7428-EFt (A) (May 2 , 198~).
Affidavit of Daniel R. ' Fischel in Re: Pizza Time Theatre Securities Utiaation , United States , District Court fq~ the' Northern District ot'Califqrnia , Civil File No. 84:20048-(A)- RPA (March

. 1988).

Affidavit of Daniel R. Fischel and Robert A. Sherwin in Re:

First National Bank of Louisville

Brooks Farms. and GeorQeC~ Brooks. et al.. Third- Party Plaintiffs v. A. O. Smith
Corporation. at aI. Circuit Court for Maury County, Tennessee, No. 2058 (March 3, 1988).

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Testimony of .paniel R. Fi~chel in Re:

Nucoro Eneray Securities Utiaation , United States District , 1988). Court fodhe Southern District of California, M. L 514 (Marcn 15 , 16 , 17, and
Nucoro Eneray Securi~ies Litiaation , United States the Southern District of California, M. L 514 (January 27 , 1988).

Deposition of Daniel R. Fischel in Re: District Court for

Deposition of Daniel R Fischel in Re:

Antieuser:Busch COmpanies. Inc. v.

W~ Paul Thayer. et

, Unite~ States bi~tri~ COurt for the Northern District of Texas, Dallas Division; No~ CA3~S5-O794-R (January 21, 1988; December 4, 1981; and Novem~?r 5, 19~7).
Securities and Exchanae Commission v. Arst pity Testimony of Daniel R. , Aschel in Re: FinanCe Corporation: Ltd. ~and'MarcBelzbetQ ; United States District Court forthe' District of

90lumbia, CMIActionNo. 80':2240 (December1. S,
Testih;ony of Daniel R. FisChel in Re. The Irvine COmpany for

198fl)~

Clarke. Trustee , State of Michigan Circuit Court

Athalie IrVine Smith and Athalie R. the county of Oak!and, Civil Action No.
v.

, 8327011-CZ (December 14, 15 , a !1d
Deposition of Daniel R. Fischel, ili Re:

16, 1987).

Exchanae Conimission v. First City Secunties and Finance Corporation. Ltd. and Marc Belzbera , United States District Court for the District of , Columbia, Civil Action No. 86-2240 (December 11; 1987).

AffldavifofDaniel R. Fischel in Re:

GeraldO. Broder and ConstanceO. Brdder

'AIDhonse H.

al.. and Bellac and William B. WeinberQer v. Combustion EQuipment AssoCiates; ' for the Southern . William B. Weinberaer v. Coopers & Lybrand , United States District Court District of New York; &0 CIV6175 (CES) 80.. CIV 6839 (CES) 84 CIV 8217 (CES) (July 22, 1987). Inc.. et

Deposition of Daniel R. Fischel in Re:

and Athalie R. The Irvine Comoanv v. Athalie Irvine Smith Clarke. Tnistee ( State Qf Michigan, Circuit Court for the County ofbakland, CivilActi6n No.

8~27001f,:CZ

(June 1, 1987).

, Depo~ition of Daniel R. Fischel in Re: Fortune Systems Securities Litiaation , United States District for the Northern District of Callfdinia, Master File No. 83':'3348A-WHO (May 7

1987).

Deposition of Daniel R. Fischel in Re:

Victor T echnoloQies Securities Litiaation, United States Di~trict Court for the Northern District of California, Master File No~ C-8J.:.3906(A)-RFP
(FW)(January8, 1987 arid October

, 1986). "

Reply Declaration of Daniel R. Fischel in Support of the Motion by the Activision Defendants for for , Summary Judgrnentin Re: Activision Securities Litiaation , United States District Court the Northern District of California , Master File No. C-83-4639(A)- MHP (October 27, 1986).
, Testimony of DanielR. Fischel in Re:

NVHomes. loP. v. Ryan Homes. Inc. ; and Ryan Homes. NVHomes. loP.. et at , United 'States District Court forthe Western District of Pennsylvania , Civil Action No. 86-2139 (October 24 , 1986).
Inc.
v.

Supplemental Affidavit of Daniel R. Fischel in Re:

Ryan Homes. Inc. and Ryan Homes. Inc. v. NVHomes. LP. and NVAcauisition LP.. et aL , United States District Court the Western District of Pennsylvania. Civil ACtion No. 86- 2139 (October 24 , 1986).

NVHomes. LP.

v.

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Affidavit of Daniel R. Aschel in Support ' of the Motion bY'the Activisioh Defendants for Summary Activision Securities LitiQation , Uhited States District Court for the. Judgment in Re: Northern District of California, Master File No. C-86-2139 (October 20, 1986).

Declaration of Daniel R. Fischel in Sl,Jpport of the Motion by the Activision Defendants for ActivisioriSe~rities Utiaation. Unitedsta~es District Court for Summary Judgm~nt in Re: the Northern Distrl"ct of California, Master File No. C-83-4639(A)-MHP(October 2, 1986).
Affidavit in Support of Defendants Motion for Summary Judgment in Re:

MCoro Securities

Litioation , United States Court for tbe Southern Dh;trict of Texas, Civil Action No. H-855894 (September 25, 1986).
Deposition of Daniel R. Aschel in Re:

Activisjon Securities 4tiaation , United States District Court for ~e Northern District of California, No. C 83 4639 (August 18 and 19, 1986).
in Re:

Depo$itionof Daniel R.~ FisC(hel

States District Court for the Northern District of California, Civil No.

John Mancino v. James A. McMaQhan. et at , United C-84-0407 - TEH

(August 14, 1986).
Testimony of Daniel R. Aschel in Re:

ChariesW. Leiah. et at and Georae Johnson; et at ClYde William Enole. et aI. , United States District Court for the Northern District of Illinois,
Eastern Division, Case No. 78 C 3799 (August 1, 1986).

Reply Affidavit of Daniel R. Aschel in Re:

TheAmalaamatedSuaar Company v. NL Industries United States District Court for the Southern District of New York, 86 Civ. 5010 (VLB) (July

Affidavit of Daniel R. Aschel in Re:

, 1986).
Eastern Division, Case No. ,

, 1986).

The Amalaamated Suaar Comoany v. NL Industries , United States District Court for the Southern District of New York, 86 Civ. 5010 (VLB) (July 18,

Deposition of Daniel R. Fischel in Re:

Charles W. Leiah, et at and Georae Johnson. etal. Clyde William Enale. et aI. , United States District Court for the Northern District of Illinois,

78 C 3799 (July 1, 1986).

Deposition of Daniel R.. Aschel in Re:

Seafirst Corporation v. William M. Jenkins. et al. ; and Seafirst Comoration v. John R. Boyd, et aI. , United States District Court for the Western District ofWashii"tgton at Seattle, Case No. C83-771R (February 27 , 1986).

Deposition of Daniel R. Aschel in Re:

Kreindler v. Sambo s Restaurants. Inc. , United States District Court for the Southern District of New York, Case No. 79 Civ. 4538 (December 17
S. Richmond Dole and Clark J.

1985).

Affidavit of Daniel R. Fischel in Re:

United States of America

v.

Matthews \I (Ma~ch 19, 1985).
Deposition of Daniel R. Fischel in Re:

CraiQ T. McFarland. et at. v. Memorex Corporation United States District Court for the Northern District of California , No. C 79-2926-WAI, C 79- 2007-WAI, C 79-241-WAI (February 26, 1985; January 29 and 30

, 1985).

074

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Robert J. Lawrence v. Grumman Corp. Pension Plan. et , ' Testimony , ~f Daniel R. Fischel in Re: 81-3530 ' , UnitedState~ Di~triCtCourtforthe Eastern District of New York, No. CV-

(December 19, 1983).

Testimony of Daniel R. Fishel jn Re: Telvest. Inc. v. Junie L. Bradshaw. et al. and American Furniture 'bompaiw, United ' States District Court, for the Eastern DIstrict of Virginia RIchmond DiVision, N0 bA~79~722-R (DeCember 4,, 1981).
f,.

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19OTHER ACTIVITIES

Member, American Economic Association , American Finance Association.
Member, Board of Directors, Center for the Economy and the State.
Former member, Mid-Aqterica . Institute Task Force
on Stock Market COllapse.

. Have acted as a consultant and/or advisor to the New York Stock Exchange, the National Association of Securities Dealers , the Chicago Board of Trade, the Federal Trade Commission the Department of Labor, the Securities and Exchange Commission, the Canadian Securities 8Rd Exchange ~mmi$$ion, theUni~d States Department of Justice, the Federal Deposit 'nsurance Corporation, and the Office of Thrift Supervision. .

Referee, Journal of Financial Economics, Journal of Law and Economics, Journal of Legal

Studies.
Participant and speaker at multiple conferences on the Economics of Corporate, Securities and Commodities Law and the Regulation of Financial Markets.

Former Chairman, American Association of Law Schools ' Section on Law and Economics.

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Exhibit B
Documents Considered

Pleadin
Maine Yankee Pretrial Brief of Legal Points and Authorities Relied Upon In Re: Main

Yankee A\omic Power Co. v. United State$ of America

Utility Plaintiffs' Motion for Clarification Of This Court' sSeptember26 , 2001 Order In
Re: Yankee Atomic E~ectric Company, et ale v. United States of America

Maine Y ankee~ s Motion for Summary Judgment On COntract Liability In Re: Maine

Yankee Atomic Power Company v. United States of America

, Yankee AtoInic Electronic Company s ProposedFinding~ofUnconh-overt~ Fact In Support Of Motion For Summary Judgement On LIability In Re: Yankee Atomic Electric

Company v. United States of America

. S. '

, States ofJ\Inerica

Yankee Atomic s Opposition To Motio n To Dismiss Cross-Motion For Summary Judgment On Contract Liability In Re: Yankee Atomic Electric Company v. United
Connecticut Yankee Atomic Power company s Proposed Findings Of Uncontroverted Fact In Support Of Motion For Summary Judgement On Liability In Re: Connecticut'

" Y ankepAtoJDic Power Company V. United States of America

Maine y ankee s PropOsed Findings Of Uncontroverted Fact In Support Of Motion For Summary Judgment On Contract Liability In Re: Maine Yankee Atomic Power Company

v. United States of America

Complaint In Re: Maine Yimkee Atomic Power Company v. United States of America

Complaint hi Re: Yankee Atomic Electronic Company v. United States of America
10.

Complaint In Re: Connecticut Yankee Atomic Power Company v. United States of America
DefendanCs Proposed Findings Of Uncontroverted Fact Regarding Plaintiff's Greater Than Class C Radioactive Waste Arguments In Re: Yankee Atomic Electric Companyv. United States of America
Defendant' s Motion For Partial Summary Judgment Regarding Plaintiff's Greater Than Class C Radioactive Waste Arguments , In Re: Yankee Atomic Electric Company v. United States of America

11.

12.

078