I • ,
‘ I l ms _____ l oess
_,__ RECEIVED ____ cgpy
I MICIjIAEL A. PIAZZA, Cal. Bar Z MAY 2 5 gggg
2 : ?1azzam§;@sec.g§v N I _ ‘
E-mail: whitemggsecglgovm O. . _CL%I§TL¥i11g‘1@lg;§1|§11Egg,lJRT
3 JESSIC _ N, —-—- ·· 4~·* · ···· 6 _§f,ss,,;m-,,.,.-,,,,.,,,,,_:= mamma
4 E-ma11: marren]@,sec.gov I ‘ e ‘’‘ " ‘
Attorneys for Plaintiff
5 Secunties and Exchange Commission
Randall R. Lee, Regional Director _
6 M1Ch€lB_WQ1H Layne, Associate Regional Director
5670 Wilshire Boulevard Ilth Floor
7 Los Angeles, Cal1fom1a 90036
Telephone: 323 965-3998
8 Facsimile: 323 965-3908
9
10 UNITED STATES DISTRICT COURT
I 1 DISTRICT OF ARIZONA
I2
I3 SECURITIES AND EXCHANGE Case No.: CV-03-2323-PHX—]WS
14 COIVIMISSION,
_ _ DECLARATION OF JESSICA
15 Plaintiff, RIGLEY MARREN -
16 "·
17 SECURITY TRUST COMPANY,
N.A., et al.,
18 Defendants.
19
20
21
22
23
24
25
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27
28
Case 2:03-cv-02323-JWS Document 71 Filed 05/25/2006 Page 1 of 4
. I O
1 DECLARATION OF JESSICA RIGLEY MARREN
2 I, Jessica Rigley Marren, hereby declare as follows:
3 1. I am a staff attorney with the United States Securities and Exchange
4 Commission (the "Commission") duly licensed to practice law before this Court. I
5 am one of the attorneys representing the Commission in this action. I make this
6 declaration of my own personal knowledge, and if called to testify I would and
7 could do so competently.
8 2. In or about March 2006 the Commission staff reached an agreement in
9 principle with counsel for Defendant Nicole McDermott to resolve the pending
10 matter against her. On or about May 12, 2006, the staff reached an agreement in
1 1 principle regarding settlement with Defendant William Kenyon. On or about May
12 22, 2006, the Commission staff reached an agreement in principle with Defendant
13 Grant Seeger. All ofthe settlements must be approved by the Commission before
14 they can be finalized.
15 3. It is my experience that once the staff submits settlement
16 recommendations to Washington, D.C., it generally takes 30 to 60 days for ‘
17 Commission approval.
18 I declare under penalty of perjury under the laws of the United States that
19 the foregoing is true and correct. Executed this 23nd day of May, 2006 at Los
20 Angeles, California.
21
22
23
i 24 Jessica Rigley Marren
25
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Case 2:03-cv-02323-JWS Documeht 71 Filed 05/25/2006 Page 2 of 4
1 PROOF OF SERVICE
2 I am over the age of 18 years and not a party to this action. My business address
is:
3
[X] U.S. SECURITIES AND EXCHANGE COMMISSION, 5670 Wilshire
4 Boulevard, 11 Floor, Los Angeles, California 90036.
5 Telephone: (323) 965-3998 Fax: (323) 965-3908
6 On Max 23, 2006, I served the document entitled
DECL RATION OF_ JESSICA RIGLEY MARREN _ _
7 upon the parties to this action addressed as stated on the attached service list:
8 [X] OFFICE MAIL:_ By placingjn sealed envelope(s),_which I placed for
collection and marlrngqtoday ollowrng ordinary business practices. I_ am
9 readily familiar with is agency’s practice for collection and processing of
correspondence for marlrngflsuch correspondence _would be deposited with
10 the U. . Postal Service on e same day inthe ordinary course of business.
11 [ ] PERSONAL DEPOSIT IN MAIL: By dplacingjin sealed
envelopeg.), which I personally deposits with e U.S. Postal
12 Service. ach such envelope was eposrted with the U.S. Postal
Service at Los Angeles, Ca rfornra, with first class postage thereon
13 fully prepaid. ‘
14 [ ] EXPRESS U.S. MAIL; Each such envelope was deposited in_a
facility rlegularly maintained at the U.S. Postal Service for receipt of
15 Expiress a1l at Los Angeles, California, with Express Mail postage
par .
16
[ ] PERSONAL SERVICE: I caused to be personally delivered each such
17 envelope by hand to the office of the addressee.
18 [ ] FEDERAL EXPRESS: _By placing in sealed envelc;_pe(s) designated by
Federal_Express with delivery fees paid or provided or, which deposited
19 in a facility regularly_ma1nta1ned by Federa Express or delivered to a
20 Federal Express courier, at Los Angeles, Calrfornra.
[ ] FAX (BY AGREEMENT ONLY); By transmitting the document by
21 facsimile transmission. The transmission was reported as complete and
22 without error.
[X] (Federal) I declare that I am employed in the office of a member of the bar
23 of this Court, at whose direction the service was made. I declare tmder
24 penalty of perjury that the foregoing IS true and correct.
25 Date: May 23, 2006 6%/Ȏ@Z4/7
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Case 2:03-cv-02323-JWS Document 71 Filed 05/25/2006 Page 3 of 4
1 _ SEC v. Security Trust Company, et al._
Umte tates 1str1ct ourt - 1str1ct o rnzona
2 Case No. CV 03-2323 PHX JWS
3 (LA-2781)
4 SERVICE LIST
5
Hugh H. Makens, Eslq.
6 Daniel R. Gravelyn, sq.
Warner Norcross & Judd LLP
7 900 Fifth Th1rd Center
l ll Iéyon Street N.W.
8 Gran Ra 1dS MI 49503
9 Attorney For Defendant Security Trust Company, NA.
10 Grant D. Seeier, Pro Se
c/o Susan R. echeles, Esq.
1 1 Hafet; &· Necheles
500 Fifth Avenue 29th Floor
12 NewYork,NY101l0
13
J. Alex Grimsley,_EsqE
14 Jacob A. Maskovich, sq.
Bryan Cave LLP _
15 Two N. Central Avenue, Suite 2200
Phoemx, AZ 85004-4406
16 Attorney for Defen dent William Kenyon
17
William M. Brodsky, Es .
18 Fox Horan & Carnernn IJLP
825 Th1rd Avenue, 11th Floor
19 New York, NY 10022
20 Attorneys for Defendant Nicole McDermott
21 Ricardo E. Velez, Esq.
Ass1stantAtto1·ne General
22 . New York State Grffice of the Attorney General
120 Broadwa
23 New York, NY 10271
24 Attorneys for Intervenor
25
26
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