Free Declaration in Support - District Court of California - California


File Size: 251.4 kB
Pages: 47
Date: November 15, 2007
File Format: PDF
State: California
Category: District Court of California
Author: unknown
Word Count: 10,276 Words, 65,560 Characters
Page Size: Letter (8 1/2" x 11")
URL

https://www.findforms.com/pdf_files/cand/196468/66.pdf

Download Declaration in Support - District Court of California ( 251.4 kB)


Preview Declaration in Support - District Court of California
Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 1 of 47

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

RONALD J. TENPAS Acting Assistant Attorney General Environment and Natural Resources Division UNITED STATES DEPARTMENT OF JUSTICE JEAN E. WILLIAMS, Chief KRISTEN L. GUSTAFSON, Senior Trial Attorney Wildlife and Marine Resources Section GUILLERMO MONTERO, Trial Attorney Natural Resources Section Environment & Natural Resources Division UNITED STATES DEPARTMENT OF JUSTICE Benjamin Franklin Station - P.O. Box 7369/ P.O. Box 663 Washington, D.C. 20044 (202) 305-0211 (tel.) / (202) 305-0443 (tel.) (202) 305-0275 (fax) / (202) 305-0274 (fax) [email protected] [email protected] Counsel for Federal Defendants

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA SAN FRANCISCO DIVISION

NATURAL RESOURCES DEFENSE COUNCIL, ) INC., et al., ) ) Plaintiffs, ) Civ. Action No. 07-4771-EDL ) ) ) DECLARATION OF CARLOS M. GUTIERREZ, SECRETARY OF ) CHRISTOPHER W. CLARK, PH.D. THE UNITED STATES DEPARTMENT OF ) COMMERCE, et al. ) ) Federal Defendants. ) )

DECLARATION OF CHRISTOPHER W. CLARK Case No. 07-04771 EDL

1

Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 2 of 47

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24
1

I, Christopher W. Clark declare the following is true and correct to the best of my knowledge: 1. I am the I. P. Johnson Director of the Bioacoustics Research Program at the

Cornell Laboratory of Ornithology and the Senior Scientist in the Department of Neurobiology and Behavior at Cornell University, Ithaca, New York. In 1972, I earned undergraduate degrees in both engineering (B.E.) and biology (B.S.) from the State University of New York (SUNY), Stony Brook, with a major in biomedical engineering. I also hold advanced degrees in both electrical Engineering (MSEE, 1974) and Biology (Ph.D., 1980) from the SUNY, Stony Brook. My Ph.D. research focused on the acoustic behavior of southern right whales. 2. In 1981, I was awarded a National Institute of Mental Health post-doctoral

fellowship at the Rockefeller University, New York, New York. My research at Rockefeller University concentrated on animal communications. From 1983 through 1987, I was an assistant professor in the Biology and Animal Communications Department at Rockefeller University. In 1987, I was selected as the Director of the Bioacoustics Research Program at the Cornell Laboratory of Ornithology 1/. 3. My publication history includes more than 70 peer-reviewed papers or book

chapters, 16 reports or working papers, and over 100 abstracts and conference proceedings on marine mammal acoustics and underwater sound. The majority of these publications focus on communication in whales with particular attention on the function and evolution of acoustic behaviors.

/ Despite its name, the Bioacoustics Research Program (BRP) of the Cornell Laboratory of Ornithology is in fact much broader than just bird acoustics. BRP develops digital recording equipment, computer software, and algorithms that are used by scientists around the world to study animal communication and to monitor the health of wildlife populations including cetaceans. BRP is also pioneering new techniques for censusing and tracking wildlife with arrays of microphones placed in natural environments around the globe.
2

DECLARATION OF CHRISTOPHER W. CLARK Case No. 07-04771 EDL

Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 3 of 47

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

4.

I have briefed officials (e.g., the Vice President, Admirals, Congressional

subcommittees) on such issues as whale dependence on sound, noise in the ocean, and the need to develop responsible, long-term mechanisms for monitoring and assessing marine mammal populations. 5. Since 1985, I have been a member of the U. S. delegation to the International

Whaling Commission's Scientific Committee. I have also been a member of the National Research Council's Committee on Environmental Impacts of Wind Energy Projects since 2005. I was elected as a Fellow of the Acoustical Society of America in 2000. 6. My involvement with the U.S. Navy's Surveillance Towed Array Sensor System

(SURTASS) Low Frequency Active (LFA) sonar began in 1995, when I first became concerned about the potential impact of LFA sonar on baleen (e.g., blue, fin, humpback, minke, and right) whales. For three years (1997 to 2000), I was a Co-Principal Investigator (PI) of the SURTASS LFA's Scientific Research Program (LFS SRP), which investigated the behavioral responses of free-ranging whales to low-frequency sound exposure. The program consisted of a three-phased experimental program ranging over two years in multiple locations. The data collected during the experiments have been used in the analyses completed for the Navy's environmental impact statement (EIS) and subsequent supplemental EIS (SEIS). 7. My involvement in the SEIS development and review process has been to advise

on the potential impacts of LFA sonar on marine mammals, with a particular emphasis on baleen whales; to advise on the interpretation of results from the three-phased LFS SRP project for which I was a co-PI with Dr. Peter Tyack and Dr. Kurt Fristrup; and to respond to comments on the draft SEIS relative to the potential impacts of LFA sonar on marine mammals, with a particular emphasis on baleen whales.

DECLARATION OF CHRISTOPHER W. CLARK Case No. 07-04771 EDL

3

Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 4 of 47

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

8.

Due to my considerable expertise related to marine mammal acoustics and

underwater sound and my experience with SURTASS LFA issues relating to marine mammal impacts, I have been asked to prepare this declaration to address the following specific topics, some of which include topics raised in the Declarations of Dr. Baird, Mr. Calambokidis, Dr. Hoyt, Dr. Parsons, Dr. Bain, Mr. Balcomb, Dr. DeSoto, Dr. Weilgart, and Dr. Vorontsova filed in support of the Plaintiffs' motion for preliminary injunction: · My involvement in the LFS SRP (acquisition of the scientific data on effects to marine

mammals from exposure to the low-frequency sound produced by the SURTASS LFA sonar) and in the development and review of the EIS and SEIS; · Marine mammal strandings and their association with mid-frequency sonars but lack of

association with LFA sonar; · Reasoning for the 12 nautical mile coastal standoff distance (also called a "coastal

exclusion zone") in the preferred alternative (Alternative #2); and · LFA Sonar training in marine areas of reduced risk. Involvement in LFA Scientific Research Program and EIS 9. Payne and Webb formally introduced the potential impact of human-made

underwater sounds on marine mammals in 1971. In their scientific publication, Payne and Webb identified that a) blue and fin whales produce very intense low-frequency sounds and b) that the collective noises from engine-driven vessels have raised the background ocean-noise level in the same low-frequency region as the whales. Payne and Webb postulated that the whale sounds were adapted for very long-range communication and that the noise from modern shipping could be reducing the whale's communication range. The implication was that shipping noise could have a significant impact on an individual whale's chances of finding a mate and on a population's chances of survival. At that time, the biological function of the
DECLARATION OF CHRISTOPHER W. CLARK Case No. 07-04771 EDL 4

Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 5 of 47

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

whale sounds was not known, the extent of ocean noise variability was only partially understood, and the mechanisms of sound propagation were not well modeled. 10. In the early 1980's, with the increased pressure to develop natural resources

along the continental shelf of the United States, great concern was expressed over the potential impacts of oil and gas development and production on marine mammals. Although there were a few anecdotal accounts of whales avoiding areas of noise, essentially nothing was known about how whales would actually respond to the noises from industrial activities. A series of research projects were undertaken to specifically investigate the responses of migrating gray whales in California waters and feeding humpback whales in southeastern Alaskan waters to industrial sound. Gray whales in this context provide an exceptionally sensitive assay by which to measure responses to an underwater sound. 11. I was a co-PI with Dr. Peter Tyack on those research projects. By working

closely with professional engineers and underwater acousticians, we were able to demonstrate, for the first time, that whales respond to industrial noises, and we were able to quantify those responses as a function of the sound received levels to which animals were exposed. 12. The scientific result showed that 50% of the animals responded to the sound

source when the exposure level was equal to or greater than 120 decibels (dB) in water (at the reference level of 1 microPascal [µPa] 2/), where the response was measured as a deflection in the normal migratory direction relative to the position of the sound source. This result assumed that the critical feature of the stimulus was the received sound level and did not take into account other variables (e.g., proximity to the source, proximity to other whales).

2/

In underwater acoustics, dB re 1 µPa is the standard way to reference measured sound levels where the sound or decibel level is referenced to a pressure level of 1 microPascal at one meter.
5

DECLARATION OF CHRISTOPHER W. CLARK Case No. 07-04771 EDL

Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 6 of 47

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

13.

For a number of years the results distilled from these scientific experiments were

the best available scientific evidence upon which to estimate noise impact on marine mammals, particularly the rule of thumb that behavioral (Level B) responses of marine mammals would occur if they were exposed to a received sound level greater than 120 dB re 1 µPa. At the start of discussions on the potential impact of LFA sonar, this 120 dB threshold served as the exposure level for predicting a behavioral response. The received sound level from LFA transmissions would be above 120 dB throughout vast areas of the ocean, and the 120 dB sound exposure level predicted the possibility of LFA displacing huge portions of populations from critical habitat or interrupting biologically important activities such a feeding or breeding. Such initially predicted consequences were unacceptable and formed the basis for my deep concern about potential impacts from LFA sonar, but these concerns were significantly reduced as a result of the SRP. This same apprehension about the potential impacts of LFA sonar appears to be the primary basis for Plaintiffs' concerns, as well as the concerns expressed by their declarants. However, none of these declarations provides any new information to contradict the conclusions from the SRP or to improve the scientific basis for monitoring and mitigation protocols. 14. In 1996, very soon after the Navy announced it would write an EIS for its

SURTASS LFA system, the consensus among a broad spectrum of scientists and other vested parties was that the eventual evaluation of LFA's impact should be based on the best available scientific knowledge and not on emotional speculation or intuition. A series of subsequent meetings with experts were convened to discuss the scientific issues, to decide which groups of animals were at greatest risk, and what scientific research should be conducted. From these intense but productive meetings, it was decided that baleen whales were most at risk because they are known to produce sounds in the same frequency range as LFA and evidence supports
DECLARATION OF CHRISTOPHER W. CLARK Case No. 07-04771 EDL 6

Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 7 of 47

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

the conclusion that their best hearing sensitivity is in the frequency range of SURTASS LFA sonar. Furthermore, it was agreed that research should be conducted on a variety of large whale species under a variety of biologically important activities. Four representative species were selected in three different contexts: blue and fin whales feeding off southern California; gray whales migrating along the central California coast; and humpback whales singing off the island of Hawai'i. The gray whale research offered a mechanism to repeat the experiments from the 1980s and to compare gray whale responses to LFA in several different contexts. 15. At the time, the resultant three-phased SRP on low-frequency sound was

arguably the largest and most complex field research program ever conducted on baleen whales. The SRP involved more than 20 scientists from six universities and independent research groups using an multi-modal approach that applied multiple data collection methods as a way of following animals and better understanding their behaviors under different acoustic and environmental conditions. This approach required the coordination and integration of data from aerial surveys; vessel surveys; acoustic surveys; food distribution surveys (to control for local ecological dynamics); observations of individual animals from an independent vessel before, during and after exposure to low-frequency sound; and tagging studies to collect the temporal record of an animal's diving depths throughout the course of an experiment. Evaluation and interpretation were based on the analyses of months of data at multiple spatial scales (from 100 meters to tens of kilometers) and temporal scales (minutes to weeks). Given the results from the gray whale research off California in the early 1980's, we expected that while we were in the field conducting the research, the responses of the whales to playback of LFA sounds would be obvious. 16. The results of the SRP experiments, however, were surprising. In the first phase

of the SRP in the fall of 1997 off Southern California, we did not observe any immediately
DECLARATION OF CHRISTOPHER W. CLARK Case No. 07-04771 EDL 7

Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 8 of 47

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

obvious reactions when whales were exposed to LFA sounds. Blue and fin whales did not stop feeding when LFA was operating. The whales did not evacuate their feeding area during the weeks when the research was being conducted. This was true even when the sonar system was used at its maximum power level and exposure levels were as high as 155 dB. The whales' distribution was not explained primarily by whether or not a low-frequency sound source was close or far, or on or off. Rather it was explained by where food was more abundant. Therefore, not only are some of the assertions in the declarations of Mr. Balcomb ¶8 ("LFA presents a substantial risk of initiating a panic response..."), Mr. Calambokidis ¶7 (..."interference or masking these calls could make it harder..." ), and Dr. Weilgart ¶7 ("Reverberations or multipaths from the ocean floor can make signals all but continuous, ...") inconsistent with the results from the SRP, they also contradict basic scientific knowledge about large baleen whales. Thus, for example, large whales are not known to panic when confronted by their most lethal predator, the killer whale, so why would they panic in response to a sound that is very similar to the calls of large whales; most of the long, redundant, hierarchically organized songs of the large whales are not in the same frequency range as LFA sonar, so the sonar signals will not interfere with those songs; again, whale songs are beautifully designed to overcome natural ocean reverberation and LFA sonar is intentionally designed not to induce reverberation. There were absolutely no observations of whales reacting as if panicked when blue and fin whales were exposed to LFA sonar off southern California (even when the source level was at LFA's maximum). Rather, they continued to feed and sing throughout the research period. In terms of acoustic interference and masking, the frequency band in which LFA sonar operates is at least three octaves higher than blue whale and fin whale songs and calls. With regard to ocean reverberation from LFA sonar, LFA sonar is specifically designed not to result

DECLARATION OF CHRISTOPHER W. CLARK Case No. 07-04771 EDL

8

Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 9 of 47

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

in much reverberation because that interferes with the process of detection and tracking for which it is designed. 17. In the second phase of the SRP off Central California in the winter of 1997 to

1998, gray whales did respond as predicted when the LFA sonar source was operating a mile offshore in the middle of their migratory path. As in the original 1982 to 1983 experiments, gray whales deflected their migratory paths around the operating sound source, and the amount of displacement was proportional to the estimated received levels to which the whales were exposed. However, unlike the earlier results, the received level at which 50% of the whales deflected was not 120 dB but closer to 140 dB. Furthermore, this exposure-response model did not hold true when we moved the LFA sound source another mile off shore, where it was still within the migratory corridor but not in the middle of it. In this case, the whales showed almost no displacement response whatsoever, even when exposure levels were as high or higher than those experienced when the source was in the middle of the migratory path. Thus, the context of being just a mile further offshore, and not just received level influenced response. 18. Similarly, the results of the LFS SRP contradict the assertions by Dr. Vorontsova

in her declaration at ¶14 ("... influence of the low frequency on the whales' migration path or in their breeding ground poses the risk of serious harm to the population, such as physical injury, stranding, and stopping of feeding and other changes to vital behavior ­ all of which could drive the western gray whale to extinction."). As I note above, as part of the SRP, LFA sonar sounds were broadcast to migrating gray whales off central California. When the source was 1 nautical miles (nmi) offshore, the whales avoided the sound source by diverting around it. When the source was 2 nmi offshore, the whales barely responded. They did not panic. They did not act strangely. When the source was 1 nmi offshore, they changed their swimming patterns by a few hundreds of meters so as to avoid swimming close to the sound. This is the same response they
DECLARATION OF CHRISTOPHER W. CLARK Case No. 07-04771 EDL 9

Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 10 of 47

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

have to any sound that is placed in their nearshore migratory path, whether it's pseudo-random noise, drill ship noise, or LFA sonar. In fact, the greatest observed response from these gray whales during the SRP was to a small boat attempting to get close enough to tag them with a suction cup tag. Tagging was never successful, as the whales would not let the boat approach closely, even if it meant swimming westward, perpendicular to their migration route. 19. In the third phase of the SRP off the Big Island of Hawai'i in the winter of 1998,

the responses of humpback singers (males) were not positively correlated with the received level of the LFA sounds to which they were exposed. Some singers responded to the LFA source by either swimming away from the source or by ending their song or both. However, just as many males continued to sing and/or did not move away when exposed to LFA as responded by moving away or ceasing to sing. Received level did not predict response, and the range of received levels over which the cessation or movement-away response occurred was the same as that for which cessation or movement-away did not occur. These two forms of response are similar to those observed in response to the sounds from small research vessels or to the playback 3/ of natural sounds to singing humpbacks; some singers are skittish and stop singing and/or move away in response to almost any type of event, while others do not. The durations of the responses we observed off Hawai'i were short lived, and whales that did respond typically returned to normal social activity within tens of minutes. 20. Thus, the results of the third phase of the SRP (and basic scientific knowledge

about large whales) once again disprove the claims of Plaintiffs' declarants. See Balcomb Decl. ¶8 ("LFA presents a substantial risk of initiating a panic response..."), Calambokidis Decl. ¶6 ("LFA has been shown to alter the singing behavior of male humpback whales at relatively low

3/

The intentional broadcasting of a sound to an animal for the purpose of observing its response to that sound. See, for example, Clark and Clark 1980.
10

DECLARATION OF CHRISTOPHER W. CLARK Case No. 07-04771 EDL

Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 11 of 47

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

exposure levels, which could have significant impact on reproductive success of this endangered species [Miller et al. 2000]; and ..."deployment of LFA system as authorized poses a significant risk."), and Weilgart Decl. ¶7 ("Reverberations or multipaths from the ocean floor can make signals all but continuous, ..."). When singing male humpbacks off the Big Island Hawai'i were exposed to LFA, there were absolutely no observations of panic. In fact, it was only after a very thorough analysis of singing behavior that we were able to statistically show that some whales responded by either moving away, ceasing to sing, or both; and singers resumed their normal behavior within a few tens of minutes after exposure to LFA sonar. Moreover, the Miller et al. (2000) reference cited by Mr. Calambokidis was based on a very small sample size and was statistically flawed. Furthermore, that paper failed to make note of the fact that noise from the independent observation vessel, from which their paper's scant data were collected, had a greater impact on cessation of singing and movement away than did the LFA sonar. A more thorough analysis of the data from that SRP experiment (Fristrup et al. 2003 4/) revealed that song characteristics (i.e., song length) were highly variable and that the occurrence of LFA could only explain a very small portion of that variability. Finally, with respect to Dr. Weilgart's assertion that reverberation could cause masking, in addition to what I noted above, the system is designed to avoid reverberation because it interferes with the system's operation. We have large numbers of recordings of LFA and singing humpbacks, from which we know that the songs were not masked by reverberation. 21. These results from the 1997 to 1998 SRP support the conclusion that the

received level at which behavioral responses predictably occurs is around 140 dB, not 120 dB as expected based on the earlier gray whale research. This reduces the scale of potential impact by
4/

Fristrup, K.M., L.T. Hatch, and C.W. Clark. 2003. Variation in humpback whale (Megaptera novaeangliae) song length in relation to low-frequency sound broadcasts. Journal of the Acoustical Society of America 113:3,411-3,424.
11

DECLARATION OF CHRISTOPHER W. CLARK Case No. 07-04771 EDL

Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 12 of 47

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

orders of magnitude. The results showing that responses last for only tens of minutes and involve modest changes in behavior do not mean that animals are not sensitive to LFA sounds. It means that the behavioral response thresholds are higher than those expected based on the best available evidence prior to the SRP. 22. This does not mean that all the concerns regarding LFA sonar impacts were

alleviated by the SRP or that all the possible responses have been determined. Rather, it means that the limits of uncertainty were significantly redefined and that the predictions based on no information could be revised based on knowledge gained through the scientific research process. While we cannot yet define the cumulative impacts or long-term impacts of man-made noise in the ocean, as this will require a concerted effort by all noise producers, the results of the SRP significantly reduced the uncertainty related to the use of one type of sound source on one group of organisms that rely on low-frequency sound for survival. This was not the final answer, but it represented significant progress toward that end. These results from the SRP, coupled with continued research, careful oversight through the permit and authorization process and onboard mitigation and monitoring protocols lead me to conclude that the LFA sonar system has been and can be operated responsibly with negligible environmental impact, particularly impact on those animals most at risk; the large, low-frequency specialists, the baleen whales. 23. Despite the volume of scientific data obtained and analyses performed by the

Navy on the impact of the LFA sonar system on marine mammals, unfounded allegations regarding the effect of low-frequency sonar continue to be made. Declarations provided by the Plaintiffs state that the deployment of LFA sonar in the North Pacific Ocean will or is likely to cause serious injury to marine mammals, lead to panic, drive populations to extinction and otherwise adversely affect marine mammals on a population scale. Such opinions by the
DECLARATION OF CHRISTOPHER W. CLARK Case No. 07-04771 EDL 12

Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 13 of 47

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

Plaintiffs' declarants reveal their seriously deficient scientific understandings of sound propagation in the ocean and acoustic communication in large whales. These are opinions that are not supported by any direct scientific evidence relative to LFA sonar and do not contribute at all to our further understanding of actual impacts. After five years of LFA training operations under highly controlled conditions, the Plaintiffs' declarations provide nothing new and certainly nothing constructive. 24. Instead, these declarations attempt to counter what is now known (from the SRP

and from results of mitigation and monitoring during LFA training) with extrapolation from other sources of anthropogenic noise to responses in marine mammals such as beaked or killer whales. This correlational evidence does not contradict or dilute the LFS SRP, the results from mitigation and monitoring during LFA training results, or the conclusions presented in the Final Overseas Environmental Impact Statement/EIS (FOEIS/EIS) or SEIS. Rather, such statements at best only illustrate the broader, more generalized notion that there is general concern over the potential impacts of human-generated noise on marine animals. This concern was the very basis for conducting the LFS SRP and implementing the monitoring and mitigation protocols for LFA sonar exercises. 25. The scientific basis for evaluating and quantifying LFA sonar impacts has

advanced considerably in the last 10 years. In the first five years, the LFS SRP results, the development of an empirically-based model to predict LFA exposure levels, and the conceptual development of a "risk" model brought the science of noise impacts to an entirely new level. As a result of that research we now had direct knowledge, not educated guesses, of how whales actually responded to LFA sonar in the open ocean. As a result, the generalized expressions of concern and opinion over noise impact no longer took precedent over empirical results from the scientific research because generalizations were no longer valid and many uncertainties about
DECLARATION OF CHRISTOPHER W. CLARK Case No. 07-04771 EDL 13

Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 14 of 47

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

these issues had been considerably reduced. Furthermore, during this research process an empirical model, known as the Acoustics Integration Model (AIM), was developed, tested, and validated. This scientifically-based model allows one to quantify the estimated amount of exposure individuals and populations will receive from LFA sonar under a broad suite of oceanographic and biological scenarios. Thirdly, as a result of the research effort, a conceptual framework (the "risk continuum") was developed, which addresses the potential for effects on marine animals across a wide range of received levels as experienced over the entire duration of an LFA sonar exercise. Relationship of LFA and Mid-frequency Sonars to Marine Mammal Strandings 26. A number of the Plaintiffs' declarations, including those of Dr. Baird, Dr. Bain,

Mr. Balcomb, Dr. Parsons, Dr. Wang, and Dr. Whitehead,, erroneously imply that midfrequency and/or high-frequency marine mammals are at risk from LFA sonar and imply, based largely on some cases in which there may have been an association between mid-frequency (MF) sonar and strandings, that there have been strandings associated with LFA sonar. These arguments ignore differences in the fundamental biology of the two major whale groups, the baleen and toothed whales. 27. The LFA SRP focused on baleen whales because they are extremely well

adapted to listen for and produce sounds in the same ranges as LFA sonar. Baleen whales are low-frequency specialists that have ears adapted to listen for and voices adapted to produce sounds in the frequency range below 1,000 Hz. For example, blue and fin whales are specialized for very low-frequency sound below 100 Hz and vocalize at frequencies so low that humans cannot hear them without special listening equipment. 28. The acoustic features of these calls are designed to allow the calls to propagate

over great distance and allow the broadly distributed whale population to maintain contact and
DECLARATION OF CHRISTOPHER W. CLARK Case No. 07-04771 EDL 14

Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 15 of 47

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

communicate over many tens of thousands of square miles. Humpback whales sing elaborate songs that span eight octaves from 30 Hz to about 8,000 Hz. The high frequency portions of their songs, the soprano and alto notes, attenuate into the background noise after a few miles, while the low-frequency portions, especially the bass notes, can be heard many hundreds of miles away. Right whales spend most of their lives in shallow, coastal waters and produce most of their low-frequency calls in the 50 to 400 Hz range, and they use the vocalizations to maintain contact over several thousands of square miles. 29. Compare these biological understandings of the low-frequency baleen whales

with those of the high-frequency toothed whales, in particular the beaked whales. Toothed whales are not low-frequency specialists either in their ears or in their vocalizations. They are mid-frequency and/or high-frequency specialists as their ears and/or their vocal systems are adapted for listening to and producing sounds at frequencies of many thousands of hertz (within the mid-frequency range) or many tens of thousands of hertz (within the high-frequency range). Whales that are mid-frequency and/or high-frequency specialists, such as beaked whales, do not hear low-frequency sounds very easily and are at significantly lower risk from exposure to LFA sonar than the baleen whales. Thus, any association between MFA sonar and strandings or abnormal behaviors of toothed whales is irrelevant to any discussion or analysis of the potential impacts from LFA sonar. Coastal Standoff Distance 30. The preferred alternative Alternative identified in the SEIS, and ultimately

chosen in the Record of Decision (ROD), is Alternative 2, which includes a coastal standoff range of 12 nmi. The SEIS goes to some lengths to explain how the closer offshore range actually confers a benefit by reducing potential risk. This finding, however, is counter-intuitive,

DECLARATION OF CHRISTOPHER W. CLARK Case No. 07-04771 EDL

15

Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 16 of 47

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

and has resulted in a general misunderstanding of the potential beneficial consequences of the 12 nmi stand-off range. 31. Intuitively, it would seem to make sense that operating LFA further offshore

would have a lower risk of potential impact than operating nearer to shore. However, closer inspection of the data revealed and careful analysis of the geometry, bathymetry, sound propagation, and animal densities in different marine habitats showed that the potential risk is actually lower when LFA is operated at 12 nmi from shore than when it is operated 25 nmi from shore. 32. There are several reasons why this counter-intuitive result is accurate. To the

extent that the LFA source is operated closer to shore pursuant to the alternative chosen in the ROD and authorized under the Final Rule, the estimated volume of the ocean that is exposed to a received level of 155 dB decreases by 21%. This is because waters closer to shore are typically shallower; thus, the volume of ocean closer to shore areas is smaller than the volume in deeper waters. Therefore, simply moving closer to shore imparts a significant reduction in the ocean volume subject to potential risk. Second, when one analyzes both the various biological (densities of animals) and bathymetric scenarios (water depths), the biological impact of operating as close as 12 nmi rather than at 25 nmi actually decreases or remains the same in the vast majority of scenarios (about 90%). So again, moving to within 12 nmi of shore actually reduces the potential risk compared to the 25 nmi distance. Thus, the proposed decision of a standoff distance of 12 nmi results is a more environmentally conservative approach and therefore would be preferred over other alternatives. LFA Sonar Training in Marine Areas of Reduced Risk 33. The Navy's preferred SEIS alternative recognizes the importance of selected

marine habitats and marine protected areas. The SEIS includes two types of marine habitats
DECLARATION OF CHRISTOPHER W. CLARK Case No. 07-04771 EDL 16

Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 17 of 47

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

that are considered biologically significant to marine mammals, sea turtles, and fishes and in which the use of LFA sonar would be constrained. These areas include the coastal region from shore seaward to 12 nmi (22 km; referred to as the standoff distance or coastal exclusion zone) and offshore biologically important areas (OBIAs). Offshore biologically important areas are defined as those areas of the world's oceans seaward of the geographic standoff distance (12 nmi) of a coastline where ESA-listed marine animals and/or marine mammals congregate in high densities and carry out biologically important activities. These areas include migration corridors, breeding and calving grounds, and feeding grounds. The OBIAs associated with the SEIS include ten areas in the Atlantic, Pacific, and Southern Oceans that encompass U.S. National Marine Sanctuaries, ESA-designated critical habitat, and areas of persistent high productivity. 34. The identification of an operating area for SURTASS LFA sonar that is

particularly devoid of marine life is not a simple matter. Only a very small percentage of the world's oceans have been adequately surveyed for marine animals, and not surprisingly, most of the surveyed areas are found in close proximity to continental or island boundaries. The gap in global distribution data for most marine mammals and sea turtles, in particular, is significant. While some assumptions can be made about the probable abundance of marine life in undersurveyed areas based on surrogate data, such as remotely sensed data on primary productivity, it would be irresponsible to conclude that these areas were less valuable biologically or devoid of marine mammals without adequate survey data to support that conclusion. In point of fact, it has been more the rule than the exception that surveys conducted in areas assumed to be ocean deserts instead have seasonal abundances of marine animals. Therefore, it would be irresponsible to suggest that an area for which there is little to no data on marine animals is a good candidate for LFA activities. Instead, it would be more responsible and more feasible to
DECLARATION OF CHRISTOPHER W. CLARK Case No. 07-04771 EDL 17

Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 18 of 47

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

identify areas where marine life is concentrated and then avoid them when possible. This process is precisely that used for the Navy's SEIS sensitivity/risk analysis and the process that the Navy will complete annually as part of its LOA reapplication. 35. The declaration in which Dr. Hoyt discusses exclusion areas is interesting but

does little to improve the situation. In one statement, he lists areas in which the Navy would not operate (e.g., the Great Barrier Reef off Australia, the Galapagos islands of Ecuador.) Additionally, Dr. Hoyt states that the Mediterranean Sea and the Straits of Gibraltar should be considered as exclusion zones based on killer whales, beaked whales and fin whale populations. This seems like an opportunity to seriously demonstrate the need for an exclusion area based on biological concerns, but I would suggest not confounding the concern over LFA sonar with killer whales and beaked whales, as they are not low-frequency hearing specialists. Conclusion 36. My declaration is based on over 30 years of real-world experiences observing

and listening to individual animals and populations of animals during scientific controlexperimental contexts with and without LFA sonar, extensive analyses of large data sets to test various behavioral responses to LFA and other low-frequency anthropogenic sounds, and knowledge of the constraints imposed on the use of the LFA sonar. This declaration is further based on the broader context of my extensive and ongoing research experiences concerning the potential impacts on marine mammals of loud, underwater sounds associated with oil and gas development and production activities, geophysical exploration, shipping traffic, and oceanographic research. The U.S. Navy's LFA sonar, in and of itself, though loud and rather similar to some of the sounds produced by the large whales, is not a significant threat to the survival of individual animals or the future growth of their populations.

DECLARATION OF CHRISTOPHER W. CLARK Case No. 07-04771 EDL

18

Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 19 of 47

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

37.

In summary, on the specific topic of potential impacts of LFA sonar on marine

mammals, it is my expert opinion that the LFA operational scenarios as described in the SEIS and as constrained by NMFS' Final Rule, Regulations, and Letters of Authorization will not injure marine mammals or cause behavioral reactions that negatively impact their survival or their populations.

Pursuant to 28 U.S.C. §1746, I hereby declare under penalty of perjury that the foregoing is true and correct to the best of my knowledge, information, and belief.

Executed this 15th day of November, 2007 in Ithaca, New York

DECLARATION OF CHRISTOPHER W. CLARK Case No. 07-04771 EDL

19

Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 20 of 47

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

EXHIBIT A--CURRICULUM VITA OF CHRISTOPHER W. CLARK Address: Cornell University, Laboratory of Ornithology 159 Sapsucker Woods Rd. Ithaca, New York 14850 PH: (607) 254-2408 E-mail:[email protected] PRESENT POSITION Imogene P. Johnson Director, Bioacoustics Research Program, Cornell Laboratory of Ornithology, Senior Scientist Department of Neurobiology and Behavior, Cornell University. EDUCATION and EMPLOYMENT State Univ. of New York, Stony Brook State Univ. of New York, Stony Brook State Univ. of New York, Stony Brook State Univ. of New York, Stony Brook The Rockefeller University, NY, NY The Rockefeller University, NY, NY PROFESSIONAL SOCIETIES Acoustic Society of America Fellow, Animal Behavior Society, AAAS, IEEE Society for Marine Mammalogy, Sigma Xi, Tau Beta Pi, Explorers' Club HONORS AND AWARDS Member, Tau Beta Pi, 1969
DECLARATION OF CHRISTOPHER W. CLARK Case No. 07-04771 EDL 20

B.Sc. B.E. M.S. Ph.D. Post. Doc. Asst. Prof.

1972 1972 1974 1980 1981-83 1983-87

Biology Engineering Electrical Engr Biology Bio/Anim. Comm. Bio/Anim. Comm

Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 21 of 47

1 2 3 4 5 6

President, Tau Beta Pi, Stony Brook Chapter, 1971-1972 National Fellow, Tau Beta Pi, 1972-1973 Biomedical Research Fellowship, 1978, 1979 NIMH Postdoctoral Fellow, 1981-1983 Fellow, Acoustic Society of America, 2000 PROFESSIONAL APPOINTMENTS

7 Member, U. S. delegation to the International Whaling Commission's Scientific Committee, 8 since 1985 9 Member, NRC Committee on Environmental Impacts of Wind Energy Projects, since 2005 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 RELEVANT RESEARCH 1996 ­ present Acoustic monitoring of large whale distributions, behaviors, and movements relative to environmental factors and man-made activities off the British Isles using IUSS assets in the North Atlantic. Joint Nature Conservation Commission, UK and DoD. 1997 ­ 1999 Responses of baleen whales to experimental playback of low-frequency sound

from the Navy SURTASS LFA. Three-phased project investigating the behavioral responses of free-ranging whales to controlled exposure of the U.S. Navy's Surface Towed Array Surveillance System (SURTASS) Low-Frequency Active (LFA) sound source. Data from the research was utilized in the Navy's EIS and SEIS for the LFA system. DoD 1999 ­ present Design, implement, and distribute the Raven software instrument package for bioacoustics. NSF. 1999 ­ 2001 New directions in the study of low-frequency sound in baleen whales.

Conducted multi-modal research using an integrated approach (genetic biopsy, passive acoustic, photo-ID, active acoustic, oceanographic sampling) to investigate relationships between
DECLARATION OF CHRISTOPHER W. CLARK Case No. 07-04771 EDL 21

Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 22 of 47

1 2 3 4 5 6 7 8 9 10 11

ecological and environmental factors on whale behavior. ONR 2001- 2004 Marine Mammal Detection and Mitigation System. Design, build and field test

a passive acoustic system to detect and identify marine mammals. STTR Phase II in collaboration with Scientific Solutions, inc. ONR. 2002 - Present: Application of passive acoustic methods for detection of northern right whales off New England and in mid-Atlantic waters: Numbers and Distributions. Collaborative research with Dr. Stormy Mayo and Dr. Moe Brown integrating physical oceanographic and biological productivity measures; aerial survey, genetic and photo-ID data; and acoustic detections, locations and tracks of right whale within critical habitat. NOAA, Northeast Consortium, MA Division of Marine Fisheries. PUBLICATIONS

12 The ATOC Consortium. 1998. Ocean Climate Change: Comparison of Acoustic Tomography, 13 Satellite Altimetry and Modeling. Science 281:1327-1332. 14 Clark, C.W. 1980. A real-time direction finding device for determining the bearing to the 15 underwater sounds of Southern Right Whales, Eubalaena australis. J. Acoust. Soc. Am. 68:50816 511. 17 Clark, C.W. 1982. The acoustic repertoire of the southern right whale: a quantitative analysis. 18 Anim. Behav. 30:1060-1071. 19 Clark, C.W. 1983. Acoustic communication and behavior of the southern right whale. In: 20 Behavior and Communication of Whales. (ed. R.S. Payne), Westview Press: Boulder, CO. pp. 21 163-198. 22 Clark, C.W. 1984. Acoustic communication and behavior of southern right whales, Eubalaena 23 australis. In: National Geographic Society Research Reports, vol. 17: 897-908. 24
DECLARATION OF CHRISTOPHER W. CLARK Case No. 07-04771 EDL 22

Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 23 of 47

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

Clark, C.W. 1988. Singing in the ice. The Living Bird Quarterly. Vol., No. 4:10-16. Clark, C.W. 1989. Call tracks of bowhead whales based on call characteristics as an independent means of determining tracking parameters. Report of the sub-committee on protected species and aboriginal subsistence whaling, Appendix. Rep. int. Whal. Commn. 39:111-112. Clark, C.W. 1990. Acoustic behavior of mysticete whales. In: J. Thomas and R. Kastelein (eds.), Sensory Abilities of Cetaceans. Plenum Press. pp. 571-583. Clark, C. W. 1991. Moving With the Heard. Natural History, March, pp. 38-42. Clark, C. W. 1991. Talking Heads, Natural History, March, p. 42. Clark, C.W. 1994. Blue deep voices: Insights from the Navy's Whales ë93 program. Whalewatcher 28 (1):6-11. Clark, C.W. 1995. Application of US Navy underwater hydrophone arrays for scientific research on whales. Annex M, Rep. int. Whal. Commn. 45:210-212. Clark, C.W. 1998. Underwater noise. Pp. 415-419. In: 1998 McGraw-Hill Yearbook of Science and Technology, 464 pp. alternate title "Noise in the Ocean" Clark, C.W., and Altman, N.S. 2006. Acoustic detections of blue whale (Balaenoptera musculus) and fin whale (B. physalus) sounds during a SURTASS LFA exercise. J. Ocean Engr. 31: 120-128. Clark, C. W., and Clapham, P. J. 2004. Acoustic monitoring on a humpback whale (Megaptera novaeangliae) feeding ground shows continual singing into late Spring. Proceedings Roy. Soc. Lond., B. 271: 1051-1057. Clark, C.W., and Clark, J.M. 1980. Sound playback experiments with southern right whales (Eubalaena australis). Science 207:663-665. Clark, C.W. and Ellison, W.T. 1988. Numbers and distributions of bowhead whales, Balaena
DECLARATION OF CHRISTOPHER W. CLARK Case No. 07-04771 EDL 23

Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 24 of 47

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

mysticetus, based on the 1985 acoustic study off Pt. Barrow, Alaska. Rep. int. Whal. Commn. 38:365-370. Clark, C.W. and Ellison, W.T. 1989. Numbers and distributions of bowhead whales, Balaena mysticetus, based on the 1986 acoustic study off Pt. Barrow, Alaska. Rep. int. Whal. Commn. 39:297-303. Clark, C.W. and Ellison, W.T. 2000. Calibration and comparison of the acoustic location methods used during the spring migration of the bowhead whale, Balaena mysticetus off Pt. Barrow, Alaska, 1984-1993. J. Acoust. Soc. Am. 107(6):3509-3517. Clark, C. W., and Ellison, W.T. 2004. Potential use of low-frequency sounds by baleen whales for probing the environment: evidence from models and empirical measurements. Pp. 564-582, in Echolocation in Bats and Dolphins (J. Thomas, C. Moss and M. Vater, eds.). The University of Chicago Press. Clark, C.W. and Fristrup, K. 1997. Whales `95: A combined visual and acoustic survey of blue and fin whales off southern California. Rep. int. Whal. Commn. 47:583-600. Clark, C.W., and Gagnon, G.C. 2002. Low-frequency vocal behaviors of baleen whales in the North Atlantic: Insights from IUSS detections, locations and tracking from 1992 to 1996. J. Underwater Acoust. (USN), 52 (3):609-640. Clark, C.W., Ellison, W.T., Beeman, K. 1986a. A preliminary account of the acoustic study conducted during the 1985 spring bowhead whale, Balaena mysticetus, migration of Point Barrow, Alaska, Rep. int. Whal. Commn. 36:311-316. Clark, C.W., Ellison, W.T. and Beeman, K. 1986b. Acoustic tracking of migrating bowhead whales. Oceans 86, IEEE Oceanic Eng. Soc., New York. pp. 341- 346. Clark, C.W. and Johnson, J.H. 1984. The sounds of the bowhead whale, Balaena mysticetus, during the spring migrations of 1979 and 1980. Can. J. Zool. 62:1436-1441.
DECLARATION OF CHRISTOPHER W. CLARK Case No. 07-04771 EDL 24

Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 25 of 47

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

Clark, C.W., Borsani, J.F. and Notarbartolo-di-Sciara, G. 2002. Vocal activity of fin whales, Balaenoptera physalus, in the Ligurian Sea. Mar. Mamm. Science 18(1): 281-285. Clark, C.W., Dooling, R.J., and Bunnell, T. 1983. Analysis and synthesis of bird vocalizations: An FFT-based software system. Behav. Res. Methods and Instr. 15:251-253. Clark, C.W., Marler, P. and Beeman, K. 1987. Quantitative analysis of animal vocal phonology: an application to swamp sparrow song. Ethology. 76:101-115. Clark, C. W., Charif, R., Mitchell, S., and Colby, J. 1996. Distribution and Behavior of the Bowhead Whale, Balaena mysticetus, Based on Analysis of Acoustic Data Collected During the 1993 Spring Migration off Point Barrow, Alaska. Rep. int. Whal. Commn. 46: 541-552. Clark, C. W., Calupca, T., Charif, R., Corzilius, B., Fristrup, K. 1998. Autonomous seafloor acoustic recording systems for whale research: application to the census of bowhead whales during the spring migration off Point Barrow, Alaska. IWC 1998. Clark, C.W., Gillespie, D., Nowacek, D.P., and Parks, S.E. 2006. Listening to Their World: Acoustics for Monitoring and Protecting Right Whales in an Urbanized Ocean. In: The Urban Whale (eds. S. Kraus and R. Rolland). Harvard University Press, Cambridge, MA. pp. 333-357. Bass, A.H. and Clark, C.W. 2002. The physical acoustics of underwater sound communication. In Acoustic Communication, edited by Simmons, Andrea M., Fay, Richard R., and Popper, Arthur N. (Springer, New York), pp. 15-64. Bower, J.L. and Clark, C.W. 2005. A field test of the accuracy of a passive acoustic location system. Bioacoustics 15: 1-14. Beeman, K., Clark, C.W., Miller, R. and Bunnell, T. 1985. Acoustic tracking of migrating whales. Horizon 9(2). Charif, R.A., Clapham, P.J. and Clark, C.W. 2001. Acoustic detections of singing humpback whales in deep waters off the British Isles. Mar. Mamm. Science 17(4):751-768.
DECLARATION OF CHRISTOPHER W. CLARK Case No. 07-04771 EDL 25

Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 26 of 47

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

Charif, R.A., Mellinger, D.K., Dunsmore, K.J., Fristrup, K.M. and Clark, C.W. 2002. Estimated source levels of fin whale (Balaenoptera physalus) vocalizations: adjustments for surface interference. Mar. Mamm. Science 18(1):81-98. Charif, RA, CW Clark, and KM Fristrup. 2004. Raven 1.2 User's Manual. Cornell Laboratory of Ornithology, Ithaca, NY. Croll, D. A., Clark, C.W., Calambokidis, J., Ellison, W.T., and Tershy, B.R. 2001. Effect of anthropogenic low-frequency noise on the foraging ecology of Balaenoptera whales. Animal Conservation 4:13-27. Croll, D.A., Clark, C.W., Acevedo, A., Tershy, B., Flores, S., Gedamke, J. and Urban, J. 2002. Only male fin whales sing loud songs. Nature 417:809. Dooling, R.J., Clark, C.W., Miller, R. and Bunnell, T. 1983. Program package for the analysis and synthesis of animal vocalizations. Behav. Res. Methods and Instr. 14:487. Ellison, W.T., Clark, C.W. and Bishop, G.C. 1987. Potential use of surface reverberation by bowhead whales, Balaena mysticetus, in under-ice navigation: preliminary considerations. Rep. int. Whal. Commn. 37:329-332. Ellison, W.T., Sonntag, R.M. and Clark, C.W. 1987. Comparison of measured bowhead whale, Balaena mysticetus, migration parameters with results from the tracking algorithm. Rep. int. Whal. Commn. 37:309-312. Frankel, A.S. and Clark, C.W. 1998. Results of low-frequency m-sequence noise playbacks to humpback whales in Hawai'i. Can. J. Zool. 76(3):521-535. Frankel, A.S. and Clark, C.W. 2000. Behavioral responses of humpback whales (Megaptera novaeangliae) to full-scale ATOC signals. J. Acoust. Soc. Am. 108 (4):1930-1937. Frankel, A.S. and Clark, C.W. 2002. ATOC and other factors affecting the distribution and abundance of humpback whales (Megaptera novaeangliae) off the coast of the north shore of
DECLARATION OF CHRISTOPHER W. CLARK Case No. 07-04771 EDL 26

Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 27 of 47

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

Kauai. Mar. Mamm. Science 18 (3): 644-662. Frankel, A.S., Clark, C.W., Herman, L.M. and Gabriele, C.M. 1995. Spatial distribution, habitat utilization, movements and social interactions of humpback whales, Megaptera novaeangliae, off Hawai'i using acoustic and visual techniques. Can. J. Zool. 73:1134-1146. Fristrup, K. and Clark, C.W. 1997. Combining visual and acoustic survey data to enhance density estimation. Rep. int. Whal. Commn. 47:933-936. Fristrup, K.M., Hatch, L.T. and Clark, C. W. 2003. Variation in humpback whale (Megaptera novaeangliae) song length in relation to low-frequency sound broadcasts. J. Acoust. Soc. Am., 113 (6): 3411-3424. George, J.C., Clark, C.W., Carroll, G.M. and Ellison, W.T. 1989. Observations on the icebreaking and ice navigation behavior of migrating bowhead whales (Balaena mysticetus) near Point Barrow, Alaska, spring 1985. Arctic. 42:24-30. George, J. C. "Craig", Zeh, J., Suydam, R., and Clark, C. 2004. Abundance and population trend (1978-2001) of the western Arctic bowhead whales surveyed near Barrow, Alaska. Marine Mammal Science 20:755-773. Ko, C., Zeh, J.E., Clark, C.W., Ellison, W.T., Krogman, B.D. and Sonntag R. 1986. Utilization of acoustic location data in determining a minimum number of spring-migrating bowhead whales unaccounted for by the ice-based visual census. Rep. int. Whal. Commn. 36:325-338. Kraus, S., M. W. Brown, H. Caswell, C. W. Clark, M. Fujiwara, P. K. Hamilton, R. D. Kenney, A. R. Knowlton, S. Landry, C. A. Mayo, W. A. McLellan, M. J. Moore, D. P. Nowacek, D. A. Pabst, A. J. Read and R. M. Rolland. 2005. North Atlantic right whales in crisis. Science 309:561-562. Ljungblad, D. K. and Clark, C. W. 1998. Unique calls of the pygmy blue whale recorded off the coast of Chili in Dec 1997 and Jan 1998 during the SOWER 1997/98 program
DECLARATION OF CHRISTOPHER W. CLARK Case No. 07-04771 EDL 27

Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 28 of 47

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

Ljungblad, D. K., Clark, C. W. and Shimada, H. 1998. A comparison of sounds attributed to pygmy blue whales (Balaenoptera musculus brevicauda) recorded south of the Madagascar Plateau and those attributed to `True" blue whales (Balaenoptera musculus) recorded off Antarctica. Rep. int. Whal. Commn. 49: 439-442. McGregor, P.K., Dabelsteen, T., Clark, C.W., Bower, J.L., Tavares, J.P. and Holland, J. 1997. Accuracy of a passive acoustic location system: empirical studies in terrestrial habitats. Ethology Ecology and Evolution, Vol. 9 (3), pp. 269-286. Mellinger, D .K., Carson, C.D. and Clark, C.W. 2000. Characteristics of minke whale (Balaenoptera acutorostrata) pulse trains recorded near Puerto Rico. Mar. Mamm. Science, 16(4):739-756. Mellinger, D. K. and Clark, C. W. 2003. Blue Whale (Balaenoptera musculus) sounds from the North Atlantic. J. Acoust. Soc. Am. 114:1108-1119. Mellinger, D.K. and Clark, C.W. 2000. Recognizing transient low-frequency whale sounds by spectrogram correlation. J. Acoust. Soc. Am. 107:3518-3529. Mellinger, D.K. and Clark, C.W. in press. Methods for automatic detection of mysticete sounds. Marine and Freshwater Behaviour and Physiology. Mellinger, D.K. and Clark, C.W. 1993. A method for filtering bioacoustic transients by spectrogram image convolution. Proc. IEEE Oceans '93:122-127. Parks, S. E. and C. W. Clark. 2006. Acoustic Communication: Social sounds and the potential impacts of noise. In: The Urban Whale (eds. S. Kraus and R. Rolland). Harvard University Press, Cambridge, MA. pp. 310-332. Potter, J.R., Mellinger, D.K. and Clark, C.W. 1994. Marine mammal call discrimination using artificial neural networks. J. Acoust. Soc. Am. 96:1255-1262. Risch, D., C. W. Clark, P. J. Corkeron, A. Elepfandt, K. M. Kovacs, C. Lydersen, I. Stirling,
DECLARATION OF CHRISTOPHER W. CLARK Case No. 07-04771 EDL 28

Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 29 of 47

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

and S. M. Van Parijs. 2007. Vocalizations of male bearded seals, Erignathus barbatus: classification and geographical variation. Animal Behaviour 73: 747-762. Samuel, Y., Morreale, S.J., Clark, C.W., Greene, C.H., and Richmond, M.E. 2005. Underwater, low-frequency noise in a coastal sea turtle habitat, J. Acoust. Soc. Am. 117 (3): 1465-1472. Sonntag, R.M., Ellison, W.T., Clark, C.W. , Corbit, D.R. and Krogman, B.D. 1986. A description of a tracking algorithm and its implications to bowhead whale acoustic location data collected during the spring migration near Point Barrow, Alaska 1984-1985. Rep. int. Whal. Commn. 36:299-310. Spikes, C.H. and Clark, C.W. 1996. Whales '95 - Revolutionizing Marine Mammal Monitoring Technology. Sea Technology. April 1996. 49-53. Tyack, P. L. and Clark, C.W. 2000. Communication and acoustical behavior in dolphins and whales. Pp. 156-224, in Hearing by Whales and Dolphins. Springer Handbook of Auditory Research (W. W. L. Au, A. N. Popper, and R. R. Fay, eds.). Springer-Verlag, New York, 485 pp. Tyack, P.L., Malme, C.I., Clark, C.W. and Bird, J.E. 1990. Reactions of migrating gray whales (Eschrictus robustus) to industrial noise. J. Acoust. Soc. Am. pp.1-88. Urazghildiiev, I., and C. W. Clark. 2006. Acoustic detection of North Atlantic right whale contact calls using the generalized likelihood ratio test. J. Acoust. Soc. Am. 120 (4):1956-1963. Van Parijs, S. and C.W. Clark. 2006. Long term mating tactics in an aquatic mating pinniped ­ the bearded seal, Erignathus barbatus. Animal Behavior, 72:1269-1277. Watkins, W.A., Moore, K.E., Clark, C.W. and Dahlheim, M.E. 1986. The sounds of sperm whale calves. In: P.E. Nachtigall and P.W.B. Moore (eds.), Animal Sonar; Processes and Performance. Plenum Press, New York. pp. 99-107. Weisburn, B.A., Mitchell, S.G., Clark, C.W. and Parks, T.W. 1993. Isolating biological acoustic
DECLARATION OF CHRISTOPHER W. CLARK Case No. 07-04771 EDL 29

Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 30 of 47

1 2 3 4 5 6 7 8 9

transient signals. Proceedings of the Intl. Conference on Acoustics, Speech, and Signal Processing. 1:269-272. Würsig, B. and Clark, C.W. 1993. Behavior. In: J. Burns, J. Montague, and C.J. Cowles (eds.), The Bowhead Whale. Allen Press. Lawrence, Kansas. pp. 157-193. Zeh, J., Clark, C.W., George, J.C., Withrow, D., Carroll, G.M. and Koski, W.R. 1993. Current Population Size and Dynamics. In: J. Burns, J. Montague, and C.J. Cowles (eds.), The Bowhead Whale. Society for Marine Mammalogy, Special Publication Number 2. Allen Press. Lawrence, Kansas. pp. 409-481. ACCEPTED or IN PRESS PAPERS

10 Mellinger, D. and C.W. Clark. 2006. MobySound: A reference archive for studying automatic 11 recognition of marine mammal sounds. Applied Acoustics (accepted). 12 Urazghildiiev, I., and C. W. Clark. In press. Acoustic detection of North Atlantic right whale 13 contact calls using spectrogram-based statistics J. Acoust. Soc. Am. 14 Urazghildiiev, I., and C. W. Clark. In press. Detection performances of experienced human 15 operators compared to a likelihood ratio based detector. J. Acoust. Soc. Am. 16 17 18 19 20 21 22 23 24 ABSTRACTS Baumgartner, M.F., D. M. Fratantoni, and C.W. Clark. 2005. Advancing marine mammal ecology research with simultaneous oceanographic and acoustic observations from autonomous underwater vehicles. Sixteenth Biennial Conference on the Biology of Marine Mammals, San Diego, CA. Abstract, p 27. Biedron, I. S., C.W. Clark, and F. Wenzel. 2005. Counter-calling in North Atlantic right whales. Sixteenth Biennial Conference on the Biology of Marine Mammals, San Diego, CA. Abstract, p. 35.
DECLARATION OF CHRISTOPHER W. CLARK Case No. 07-04771 EDL 30

Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 31 of 47

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

Borsani, J.F. and C.W. Clark. 2003 Does shipping noise in the Ligurian Sea compete with fin whale song? 17th Conference of the European Cetacean Society. Gran Canaria. Abstract p.51. Borsani, J.F., C.W. Clark, and L. Tedesco. 2005. Does pile-driving noise withdraw fin whales from their habitat. Sixteenth Biennial Conference on the Biology of Marine Mammals, San Diego, CA. Abstract, p. 40. Calambokidis, J., Chandler, T.E., Costa, D.P., Clark, C.W. and Whitehead, H. 1997. Effects of the ATOC sound source on the distribution of marine mammals observed from aerial surveys off Central California. Abstract: 1997 Marine Mammal Conference. Calupca, T.A., Fowler, T.L., MacCurdy, R.B., Purgue, A.P., Waack, A.M., Clark, C.W. and Fristrup, K.M. 2003. Innovative data acquisition tools for bioacoustic monitoring. 1st Symposium on Acoustic Communication by Animals, College Park, MD, July, 2003. Abstract. Cholewiak, D.M., S. Cerchio, J.K. Jacobsen, J. Urban-Ramirez, and C.W. Clark. 2005. Variation in humpback whale song in response to neighboring singing males. Sixteenth Biennial Conference on the Biology of Marine Mammals, San Diego, CA. Abstract, p.58. Clark, C.W. 1983. The use of bowhead vocalizations to determine the distribution of whales within the leads (1979 and 1980). Second Conference on the Biology of the Bowhead Whale. Extended Abstract, pp. 8-9. Clark, C.W. 1985. Sleeping in the dark; whoops, whistles, and space cadets. Sixth Biennial Conference on the Biology of Marine Mammals. Nov. Abstract, p. 7. Clark, C.W. 1986. Note development in swamp sparrow song; a quantitative analysis. XIX International Ornithological Congress. June. Abstract. p. 619. Clark, C.W. 1987. Whale sounds and birdsong development: insights from the application of new computer analysis techniques. Annual Meeting of the Animal Behavior Society. June. Williamstown, MA.
DECLARATION OF CHRISTOPHER W. CLARK Case No. 07-04771 EDL 31

Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 32 of 47

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

Clark, C.W. 1988. A census of bowhead whales from their sounds. Conference and Symposium of the American Cetacean Society. Nov. Monterey, CA. Clark, C.W. 1989. Acoustic Behavior of Mysticete Whales. 5th ITC. Sensory Abilities of Cetaceans Symposium. Aug. Rome, Italy: Abstracts, Vol. I, p. 343. Clark, C.W. 1991. Evidence of low-frequency communication and navigation in mysticete whales. Sensory Abilities in Aquatic Mammals Conference. Oct. Moscow, USSR. Clark, C.W. 1994. Basic understandings of whale bioacoustics: potential impacts of man-made sounds from oceanographic research. 128th meeting of the Acoustical Society of America, Austin, TX, Nov. Abstract: J. Acoust. Soc. Am. 96 (5), Pt.2, p. 3269. Clark, C.W. 1995. Acoustic behaviors of blue and finback whales: insights from the Navy's dual uses program. , XXIV International Ethological Conference, Aug. Honolulu, HI. Abstract, p.35. Clark, C.W. 1995. Acoustic tracking of whales using hydrophone arrays: implications for behavioral studies and population estimates. 129th meeting of the Acoustical Society of America, Washington, D.C., May-June 1995. Abstract: J. Acoust. Soc. Am. 97:3352. Clark, C.W. 1995. Application of hydrophone arrays for whale research. Proceedings of the Ninth Annual Conference of the European Cetacean Society, February. Lugano, Switzerland. p. 7-10. Clark, C.W. 1995. An overview of the ATOC-Marine Mammal Research Program (ATOCMMRP). Eleventh Biennial Conference on the Biology of Marine Mammals, December. Orlando, Fl. Abstract. p. 23. Clark, C. W. 1998. Whale voices from the deep: Temporal patterns and signal structures as adaptations for living in an acoustic medium. Abstract. J. Acoust. Soc. Am., 103 :4. Clark, C.W. 1999. Bowhead Whale vocal communication during the spring migration off Pt.
DECLARATION OF CHRISTOPHER W. CLARK Case No. 07-04771 EDL 32

Case 3:07-cv-04771-EDL

Document 66

Filed 11/15/2007

Page 33 of 47

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

Barrow, Alaska. May. Abstract. Rep. int. Whal. Commn. Grenada. Clark, C.W. 1999. The application of low-frequency passive acoustics for research on mysticetes, with special attention to pelagic surveys. Abstract.IWC, Scotland. Clark, C.W. 2002. Extended abstract. Application of Passive Acoustic Methods for Detection, Location and Tracking of Whales. International workshop on the Application of Passive Acoustics in Fisheries, April. Boston, MA Clark, C.W. and Bower, J.L. 1992. Intercall intervals and acoustic tracks of bowhead whales off Point Barrow, Alaska, based on passive acoustics. Abstract: Rep. int. Whal. Commn. 42:761. Clark, C.W., R. Char