Free Response to Cross Motion [Dispositive] - District Court of Federal Claims - federal

Case 1:05-cv-00999-MMS

Document 24-11

Filed 06/12/2006

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Exhibit Q

Case 1:05-cv-00999-MMS

Document 24-11

Filed 06/12/2006

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Haipert Michael A
From:

,
[email protected] Monday, Apri! 12, 2004 3:34 PM [email protected];[email protected]; [email protected] [email protected]; [email protected]; Michaei.J.Salem@ usdoj.govT; [email protected];'[email protected]'; 'Stabile Maria. RE: Exhibit E

Sent: To:
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Sub)ect:

Waddell & Reed Announces Retirement of COO Robert L. Hechler. PR Newswire, Nov 13, 2001 OVERLAND PARK, Kan., Nov. 13 /PRNewswire/ -Waddell & Reed Financial, Inc. announced today that Robert L. Hechler, executive Vice president and chief operating officer, will retire at year end following a 33-year career with the company. "Few people have played as critical a role in the evolution and progress of Waddell & Reed as Bob Hechler," Keith A. Tucker, chairman and chief executive officer and Henry J. Herrmann, president, said in a joint statement. "His contributions throughout the years have been central to the success we have enjoyed and will be felt for many years to come. We, and everyone at Waddell & Reed, offer him our sincere gratitude and best wishes for a fulfilling retirement." Hechler, who turns 65 this month, will continue as a member of the boards of directors of Waddell & Reed Financial, Inc. and the Waddell & Reed mutual fund families. Hechler's position will not be re-filled. His responsibilities will be distributed among other members of Waddell & Reed's'executive management team, including Thomas W. Butch, 44, senior vice president and chief marketing officer; Michael D. Strohm, 48, senior vice president and chief operations officer; John E. Sundeen, Jr., 40, senior vice president and chief financial officer; and Robert J. Williams, Jr., 57, senior vice president and national sales manager. Strohmwill assume Hechler's title of president of Waddell & Reed, Inc., the company's broker/dea'ler subsidiary. "While Bob surely will be missed as a day-to-day'presence in our lives, _e are fortunate to have in place a strong, experienced senior management team," Tucker and Herrmann said. "We are completely confident that, working together with us, this team will continue to excel and will help to ensure that our company continues to grow revenues, sales and assets under management." Hechler joined Waddell & Reed in 1968 as treasurer. He is a.member of the board of governors of the Investment Company Institute and serves on the board of directors of ICI'Mutual Insurance Company. He is a graduate of the University of Illinois and earned an MBA from the University of Chicago. Waddell & Reed, Inc. is a subsidiary of Waddell & Reed Financial, Inc. (NYSE: WDR). Waddell & Reed Financial, Inc., throug h its subsidiaries, provides investment management and financial planning services to clients throughout the United States. Waddell & Reed Investment Management Company serves as investment advisor and Waddell & Reed, Inc. serves as principal underwriter and distributor of the Waddell & Reed AdVisors Funds, W&R Funds, Inc. and W&R Target Funds, Inc. As of September 30, 2001, the company had roughly 2 million retail accounts and assets under management of approximately $30 billion, including both mutual fund and institutional assets. It distributes its funds primarily through approximately 3,000 proprietary financial advisors operating from more than 250 offices nationwide. M_SE YOUR OPINION COUNT - Click Here http://tbutton.prnewswire.com/prn/l1690X72861496 COPYRIGHT 2001 PR Newswire Association, Inc. COPYRIGHT 2001 Gale Group

..... Original MessageFrom: Hubbert, David A. (TAX] Sent: Monday, April 12, 2004 3:21 PM To: Michael.Halpert_irs.gov; Steven.R.WInninghamSIRSCOUNSEL.TREAS.GOV;

Gibson,

Stuart D.

(TAX)
Cc: [email protected]; Stabile Maria T; Parker, John; Gibson, Stuart D. (TAX); Paxman, Isaac D. {TAX); Salem, Michael J. {TAX); Wilkinson, James J. {TAX) ' e steve Attached As KPMG's motion for summary J_t_:n_ doE_cl_sEb_nT_:;d°;rom Mlk , : · ' escr'Des as Kwo y_ · . pages '-I0 Of the pdf flle. _Itt_r_ being withheld only on the baszs of the identzfy the summons: (I) documenus _n_ i

HADM-0322

Case 1:05-cv-00999-MMS

Document 24-11

Filed 06/12/2006

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privlege; and (2) documents that would be withheld on other privilegesincluded in the first group are draft returns for the individuals and S'Corps. We should have Ex E in the morning_........ ere to review the do?um, ents that KPMG _ a taint issu -= ..... that any prlvlleg_ _ was waived c" Ex E could ra_7- _though I woulQ =_? _-:- _&_ions for summary _tu, Isaa . -...... rivlleged(AI . ___.._le.es in un_ ..... intends to wltD!_o±_._ _l_l_d to reserve those p_-_ _ deliver to when the )Does am going to ask Isaac tO call Gomez privileged bywe want on Tues. ane _r_._ .... i0 am KPMG to If this judgment x and tell him us a set of the documents they all agree are not package lands on someone's desk, please don't review the documents until with me.
Dave << File: Doe.kPmg msJ'pd f >>

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HADM-0323
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