Hart L. R0bin0vitch, AZ Bar N0. 020910
2 ZIMMERMAN REED P.L.L.P.
14646 N. Kierland Bculevard, Suite 145
3 Sccttsdale, AZ 85254
Telephcnez (480) 348-6400
4 Facsimile: (480) 348-6415
Email: [email protected]
5
Carclyn G. Anderscn (admitted Pm Hczc Vice)
6 Timcthy J . Becker (admitted Pro Hac Vice)
Anne T. Rf/lgan (admitted Pm Hac Vice)
7 ZIMMER AN REED P.L.L.P.
651 Niccllet Mall, Suite 501
g Minneapclis, Minnescta 55402
Telephcnez (612) 341-0400
9 Email:[email protected]
,0 Richard A. L0cl
Magy E. Briedé (admitted Pm Hczc Vice)
11 LO KRIDGE GRINDAL NAUEN, P.L.L.P.
100 Washingtcn Avenue Scuth, Suite 2200
12 Minneapolis, Minnescta 55401
Telephcnez (612) 339-6900
13 Email: gmfishbem@l0cl
15 UNITED STATES DISTRICT COURT
is DISTRICT OF ARIZONA
17 Jchn Haritcs, David and Emily Austin, ) Cage N0; O2-2255 PI-IX-PGR
Michael T00ley, and Omar Shahine, On )
18 Behalf 0f Themselves and all Others ) (Assi ned t0 the H0n0rable
Similarly Situated, ) Paul Rcsenblatt)
19 Piamarrs, 3
20 ) SUPPLEMENTAL
v. ) AFFIDAVIT OF CAROLYN G.
_ _ _ ANDERSON IN SUPPORT OF CLASS
21 American Express Financial _ l CERTIFICATION REPLY
Adviscrs, Inc., aka Ameriprise Financial, )
22 im., g
23 Defendant. )
24
25
26 VOLUME 2 OF 2
27
28
llase 2:02-cv—O2255—PGR Dccument 157 Filed O9/29/2005 Paget 0f3
1 STATE OF MINNESOTA
2 COUNTY OF HENNEPINi SS.
3
4 COMES NOW YOUR AFFIANT, Carolyn G. Anderson, upon being duly sworn,
5 states and deposes as follows:
6 1. I am a Partner at the law firm of Zimmerman Reed , P.L.L.P., 651 Nicollet Mall,
Suite 501, Minneapolis, Minnesota 55402 and I am one of the attorneys representin
7 Plaintiffs in the above matter. I am a member in good standing of the State Bar o
8 Minnesota and have been admitted pre here vice in this Court. I have personal knowledg
9 of the statements contained in this Affidavit and if called to testify, I could and woul
IO testify competently to them.
ll 2. Attached as hereto as Exhibit A is a true and correct copy of Bose/ree v. Burnet
12 Tit/e C0., No. 00-194, Hearing Transcript on Motion for Class Certification (May 22,
13 2001).
14 3. Attached hereto as Exhibit B is a chart showing the proprietary and "select"
15 products recommended in Plaintiffs’ financial plans.
16 4. Attached hereto as Exhibit C is a true and correct copy of F riedmcm v.
17 Lansdale P/cg. /il/{FII., No. 92-7257, 1993 U.S. Dist. LEXIS 12019 (E.D. Pa. Aug. 30,
18 1993).
19 5. Attached hereto as Exhibit D is a true and correct copy of In re As/zcmti Goldjields
20 ec. Litig., No. CV 00-0717, 2004 U.S. Dist. LEXIS 5165 (E.D. N.Y. Mar. 30, 2004).
2] 6. Attached hereto as Exhibit E is a true and correct copy of the April 14, 2005
deposition transcript of John Haritos (portions filed under seal).
22 7. Attached hereto as Exhibit F is a true and correct copy of the May 4, 2005
23 deposition transcript of David Austin (portions filed under seal).
24 8. Attached hereto as Exhibit G is a true and correct copy of the May 5, 2005
25 deposition transcript of Emily Austin (portions filed under seal).
26
27
28
ase 2:02-cv—O2255—PGF1 Document 157 l Filed O9/29/2005 Page 2 of 3
i 9. Attached hereto as Exhibit H is a true and correct copy ofthe May 6, 2005
2 deposition transcript of Michael Tooley (portions filed under seal).
3 10. Attached hereto as Exhibit 1 is a true and correct copy ofthe May 18, 2005
4 deposition transcript of Omar Shahine (portions tiled under seal).
5 11. Attached hereto as Exhibit J is a time and correct copy of a letter from Wend
6 Harris to Timothy Becker, dated March 9, 2005.
7
8 s/ Carolyn G. Anderson
9
Subscrilbed and sworn before me
in this 29 day of September, 2005.
11
s / Karen M. Colt
12 Notary Public
13
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ase 2:O2—cv—O2255—PGR Document 157 2 Filed O9/29/2005 Page 3 of 3
Case 2:02-cv-02255-PGR
Document 157
Filed 09/29/2005
Page 1 of 3
Case 2:02-cv-02255-PGR
Document 157
Filed 09/29/2005
Page 2 of 3
Case 2:02-cv-02255-PGR
Document 157
Filed 09/29/2005
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