Hart L. R0bin0vitch, AZ Bar N0. 020910
2 ZIMMERMAN REED P.L.L.P.
14646 N. Kierland Beulevard, Suite 145
3 Scettsdale, AZ 85254
Telephenez (480) 348-6400
4 Facsimile: (480) 348-6415
Email: [email protected]
5
Car0lyn G. Andersen (admitted Pm Hczc V ice)
6 Timethy J. Becker (admitted Pm Hczc Vice)
Anne T. Rle/lgan (admitted_Pr0 Hrzc Vice)
7 ZIMMER AN REED P.L.L.P.
651 Nic0l1et Mall, Suite 501
g Minneapelis, Minneseta 55402
Teleph0ne: (612) 341-0400
9 Email: [email protected]
,0 Richard A. L0cl
Mar E. Briedé (admitted Pm Hczc Vice)
ll LOG/KRIDGE GRINDAL NAUEN, P.L.L.P.
100 Washingten Avenue S0uth, Suite 2200
12 Minneapelis, Minneseta 55401
Telephenei (612) 339-6900
13 Email:[email protected]
14 Atterneys f0r Plaintiffs
15 UNITED STATES DISTRICT COURT
is DISTRICT OF ARIZONA
17 J0hn Harites, David and Emily Austin, ) Case N0.: 02-2255 PHX-PGR
Michael T00ley, and Omar Shahine, On )
18 Behalf 0f Themselves and all Others ) (Assi ned t0 the H0n0rable
Similarly Situated, ) Paul Resenblatt)
19 Piamsrrs, (
20 ) SUPPLEMENTAL
v. ) AFFIDAVIT OF CAROLYN G.
_ _ _ ANDERSON IN SUPPORT OF CLASS
21 American Express Financial _ _ ) CERTIFICATION REPLY
Advisers, Inc., aka Ameriprise Financial, l
22 inc., g
23 Defendant. g
24
25
26 VOLUME 1 OF 2
27
28
ase 2:O2—cv—O2255—PGR Decument 156 Filed O9/29/2005 Paget 0f3
1 STATE OP MINNESOTA
2 COUNTY OP HENNEPINi SS.
4 COMES NOW YOUR APPIANT, Carolyn G. Anderson, upon being duly sworn,
5 states and deposes as follows:
6 1. I am a Partner at the law firm of Zimmerman Reed , P.L.L.P., 651 Nicollet Mall,
Suite 501, Minneapolis, Minnesota 55402 and I am one of the attorneys representin
7 Plaintiffs in the above matter. I am a member in good standing of the State Bar o
8 Minnesota and have been admitted pro lmc vice in this Court. I have personal knowledg
9 of the statements contained in this Affidavit and if called to testify, I could and woul
IO testify competently to them.
I 1 2. Attached as hereto as Exhibit A is a true and correct copy ofB0scl1ee v. Burner
12 Title C0., No. 00-194, Hearing Transcript on Motion for Class Certification (May 22,
13 2001).
14 3. Attached hereto as Exhibit B is a chart showing the proprietary and "select"
15 products recommended in Plaintiffs’ financial plans.
rg 4. Attached hereto as Exhibit C is a true and correct copy of Friedman v.
ry Lcmsdczle Pkg. Auth., No. 92-7257, 1993 U.S. Dist. LEXIS 12019 (E.D. Pa. Aug. 30,
18 1993).
19 5. Attached hereto as Exhibit D is a true and correct copy of In re As/icmti Goldfields
20 ec. Litig., No. CV 00-0717, 2004 U.S. Dist. LEXIS 5165 (E.D. N.Y. Mar. 30, 2004).
21 6. Attached hereto as Exhibit E is a true and correct copy of the April 14, 2005
deposition transcript oflohn Haritos (portions Hled under seal).
22 7. Attached hereto as Exhibit F is a true and correct copy of the May 4, 2005
23 deposition transcript ofDavid Austin (portions filed under seal).
24 8. Attached hereto as Exhibit G is a true and correct copy of the May 5, 2005
25 deposition transcript of Emily Austin (portions filed under seal).
26
27
28
ase 2:O2—cv—O2255—PGR Document 156 1 Filed O9/29/2005 Page 2 of 3
1 9. Attached hereto as Exhibit H is a true and correct copy ofthe May 6, 2005
2 deposition transcript of Michael Tooley (poitions tiled under seal).
3 10. Attached hereto as Exhibit I is a true and correct copy ofthe May 18, 2005
4 deposition transcript ot` Omar Shahine (portions tiled under seal).
5 11. Attached hereto as Exhibit J is a true and correct copy of a letter from Wend
6 Harris to Timothy Becker, dated March 9, 2005.
7
8 s/ Carolyn G. Anderson
9
Subscribed and sworn before me
ig this 29 day of September, 2005.
11
s / Karen M. Colt
ig Notary Public
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ase 2:O2—cv—O2255—PGR Document 156 2 Filed O9/29/2005 Page 3 of 3
Case 2:02-cv-02255-PGR
Document 156
Filed 09/29/2005
Page 1 of 3
Case 2:02-cv-02255-PGR
Document 156
Filed 09/29/2005
Page 2 of 3
Case 2:02-cv-02255-PGR
Document 156
Filed 09/29/2005
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