07/20/2006 15:42 FAX 4806298295 RL Scates 001
1 SUSAN MARTIN §AZ»#0l4226)
DANIEL L. BO TT (AZ#0l.4127)
2 JENNIFER KROLL (AZ#019$59)
MARTIN & BONNETT, I[.L.L.C. .
3 3300 N. Central Avenue, Suite 1720
Phoenix, Arizona 85012-2517 '
4 Telephone: (602?)240-6900
mnartrngcizmartin onnettrzom
5 dbcmnertg2Dmartinbor1r1ett.com 1
il·:rolll2rQ1xnaz·tinbonnett-:om
6
7 Attorneys for Plaintiffs
a
IN THE UNITED STATES DISTRICT COURT
9 FOR THE DISTRICT OF ARIZONA
10
‘ 11 Barbara Allen, Richard Diigpold, Melvin Jones,
Donald Iv'ICCHI"l£ Richard cates and Walter G.
12 West, indiyidu lay and on behalf of all others No. CV04-0424 PHX ROS
similarly situated,
13
Plaintiffs,
14 · Declaration of Richard Scales in
vs. Support of Plaintil'l`s’ Reply to
15 De endantsf Sgplemental Brief in
Honeywell Retirement Earnings Plan, Opposition to ass Action
. 16 Honeywell Seemed Benefit Plan, Plan Certification
Administrator of Honeywell Retirement · .
17 Earnings Plan, and Plan Administrator of ) · ·
Honeywell Secured Beneit Plan, )
18
Defendants. i
19 .
20 ·
21 g
2 2
Pursuant to 28 U.S.C. § 1746, Richard Scates affirms under penalty of perjury:
23 _
I. I am over 18 years old, under no disability and if called to
24
testify, I could competently testify to the following.
25
‘ 2. I am one ofthe named Plaintiffs in this lawsuit. -
2 6
» 3. I worked for the Garrett Corporation, Signal Companies, Inc.
2 7
2 and AlliedSignal, Inc. from in or around 1961 to in or around 1991. I am familiar with
B
Case 2:O4—cv—OO424—ROS Document 211 Filed O7/20/2006 Page 1 of 3
‘ 07/20/2006 15:42 FAX 4806298295 nr. scenes 002 _
1 the allegations of the complaint, and I am a former participant of the Retirement Plan
2 for Employees of the Garrett Corporation and Its Participating Subsidiaries (and the
3 Severance Plan for Employees of the Garrett Corporation and Its Participating
4t Subsidiaries who became a vested participants in the Signal Companies Inc.
5 Retirement Plan and the Secured Benoit Account of the Signal Companies, Inc.
6 Savings and Stock. Purchase Plan and successor plans.
7 4. Although the names of the company and division I worked for
8 changed several times throughout my employment, I was always employed in the
9 Phoenix area.
10 5. While I was employed, from time to time I received summary
ll plan descriptions. After I retired in 1991, I was never sent copies of any surrunary plan .
12 descriptions from any ofthe Defendants. I
13 6. I have reviewed the communications attached Exhibits 3
14 andl9 to the Declaration of Craig Chapman. 1 did not receive a copy of these
15 documents in 1995 or 1996. They were not sent to me by the Company or the Plan.
16 The first time I saw these documents was around the time the administrative claims
17 were tiled in 2002.
1 B I declare under penalty of perjury that the foregoing is true and correct.
19 Executed on July 20, 006
¤¤
2 1 Richard Scates
22 _
I 23 '
24 `
25 _
26 I
2 7
2 s 2 I I
Case 2:O4—cv—OO424—FlOS Document 211 Filed O7/20/2006 Page 2 of 3
07/20/2006 15:43 FAX 4806298295 _RL Scates 003 t y
I 1 CERTIFICATE OF SERVICE
. 2 I hereby certify that on July 20, 2006, I electronically transmitted the attached
_ document to the Cle1·k's Office using the CM/ECF Sgstem for tiling and transmittal of
3 a Notice of Electronic Filing to the following CM! CF registrants; _
4 Michael L. Banks, Esq.
Wiliam J. Delaréy, Esq.
5 Amy Protmslo, sq.
John G. Ferreira, Esq. ·
6 Azeez I-Iayne, Esnh
Morgan Lewis & ockius LLP
7 1701 Market Street `
Philadelphia, PA 19103 _
B .
I David B. Rosenbaum ’
9 Dawn L. Dauglnne . .
OSBORN EDON, P.A.
10 2929 North Central Ave-, Suite 2100
Phoenix, AZ S5012—2794
11
12
13
14
1 5
16
1 7 I
18 I
19 '
G:\WORK\Al1ied\C0urt\P1eadi11gs\scatcs supp class ccrt reply dcc.w pd
2 O .
A 2 1
2 2 l
2 3
2 4
2 5
2 6
2 '7
2 B 3
Case 2 :O4—cv-OO424—ROS Document 211 Filed O7/20/2006 Page 3 of 3
Case 2:04-cv-00424-ROS
Document 211
Filed 07/20/2006
Page 1 of 3
Case 2:04-cv-00424-ROS
Document 211
Filed 07/20/2006
Page 2 of 3
Case 2:04-cv-00424-ROS
Document 211
Filed 07/20/2006
Page 3 of 3