EXHIBIT A
Case 2:04-cv-00424-ROS
Document 451-2
Filed 05/16/2008
Page 1 of 21
DEFENDANTS' SECOND LEGAL PRIVILEGE LOG
Date
Description
To
From
Privilege Asserted
Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)
123
Unknown
Notes Re: Comparison Of Garrett Retirement Plan Formula With Alternate Formula Maintained In O'Melveny & Myers' Files. N/A Notes Re: Conference with J. Lachter And L. Kong Re: Comparison Of Garrett Retirement Plan Formula With Alternative Formula Maintained In O'Melveny & Myers' Files. N/A Notes Re: Conferences With J. McLeod And K. Ryan, Esq. Re: Changes To Draft Signal Retirement Plan, Maintained In O'Melveny & Myers' Files N/A Notes Re: Conference With K. Ryan, Esq. Re: Changes To Draft Signal Retirement Plan, Maintained In O'Melveny & Myers' Files Notes Re: Conference With J. McLeod Re: Draft Signal SPD Maintained In O'Melveny & Myers' Files Notes Re: Conference With J. Mcleod And Garner Re: Garrett Retirement And Severance Plan Maintained In O'Melveny & Myers' Files Notes Re: Conference With J. Milligan Re: Amendments To Garrett Retirement And Severance Plans, Maintained In O'Melveny & Myers' Files
O'Melveny & Attorney Client Myers attorney Privilege
F, R
124
Unknown
O'Melveny & Attorney Client Myers attorney Privilege
F, O, R
128
Unknown
O'Melveny & Attorney Client Myers attorney Privilege
F, P
129
Unknown
N/A
O'Melveny & Attorney Client Myers attorney Privilege O'Melveny & Attorney Client Myers attorney Privilege
F, P
130
Unknown
N/A
F, P
131
Unknown
N/A
O'Melveny & Attorney Client Myers attorney Privilege
F, P, U
132
Unknown
N/A
O'Melveny & Attorney Client Myers attorney Privilege O'Melveny & Attorney Client Myers attorney Privilege
F, P
133
Unknown
Notes Re: Amendments To Retirement Plans Maintained In O'Melveny & Myers' Files N/A
F, P, R
*Reasons for Disclosure:
F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment
E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution
Case 2:04-cv-00424-ROS
Document 451-2
Filed 05/16/2008
Page 2 of 21
DEFENDANTS' SECOND LEGAL PRIVILEGE LOG
Date
Description
To
From
Privilege Asserted
Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)
134
Unknown
135
Unknown
136
Unknown
Notes Re: Conference With J. McLeod Re: Merger Of The Garrett And Signal Plans Maintained In O'Melveny & Myers' Files N/A Notes Re: Conference With J. Milligan Re: Treatment Of Severance Plan Surplus Maintained In O'Melveny & Myers' Files. N/A Notes Re: Conference With R. Rauch Re: Garrett And Signal Plan Merger Maintained In O'Melveny & Myers' Files N/A Notes Re: Conference With M. Stern, J. Milligan, D. Duff, Esq., E. Close, J. McLeod, T. Wilburton, E. Anderson, W. Coffey, A. Garcia, C. Leinback, Esq., R. Norton, A. Luckevich, E. Glover, L. Kong, J. Lachter, and P. Bouzan Re: Garrett Signal Plan Merger Maintained In O'Melveny & Myers' Files N/A Notes Re: Conference With D. Duff, Esq. And CET Re: Amendments To Signal Plan Merger Maintained In O'Melveny & Myers' Plan N/A List Of Plans Merged into The Signal Plan Retirement Plan
O'Melveny & Attorney Client Myers attorney Privilege O'Melveny & Attorney Client Myers attorney Privilege O'Melveny & Attorney Client Myers attorney Privilege
F, P
F
F, P
138
Unknown
O'Melveny & Attorney Client Myers attorney Privilege
F, P, O
139
Unknown
140
Unknown
N/A
141
Unknown
Notes Re: Proposed Amendments To Signal Retirement Plan N/A Notes Re: Proposed Amendments To Signal Retirement Plan N/A
142
Unknown
143
Unknown *Reasons for Disclosure:
Notes Re: Proposed Operation of SBA Offset N/A F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment
O'Melveny & Myers attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney
Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege
F, P, U
F, P, R
F, P, R
F, P, R
F, P, R
E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution
Case 2:04-cv-00424-ROS
Document 451-2
Filed 05/16/2008
Page 3 of 21
DEFENDANTS' SECOND LEGAL PRIVILEGE LOG
Date
Description
To
From
Privilege Asserted
Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)
144
Unknown
Notes Re: Garrett Death Benefit Notes Re: Conference With D. Gordon, Esq. re Garrett Service Notes Re: Proposed Amendments to Signal Retirement Plan
N/A
145
Unknown
N/A
146
Unknown
N/A
147
Unknown
Notes Re: Proposed Amendments To Signal Retirement Plan N/A Notes Re: Proposed Amendments To Signal Retirement Plan N/A Notes Re: Proposed Amendments To Signal Retirement Plan N/A Notes Re: Proposed Amendments To Signal Retirement Plan N/A Notes Re: Proposed Amendments To Signal Retirement Plan N/A Notes Re: Proposed Amendments To Savings and Stock Purchase Plan
148
Unknown
149
Unknown
150
Unknown
151
Unknown
152
Unknown
N/A
153
Unknown
Notes Re: Amendments to Savings and Stock Purchase Plan N/A Notes Re: Proposed Amendments To Signal Retirement Plan N/A F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment
154
Unknown *Reasons for Disclosure:
Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney
Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege
F, P, R
F, P
F, P, R
F, P, R
F, P, R
F, P, R
F, P, R
F, P, R
F, P, R
F, P, R
F, P, R
E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution
Case 2:04-cv-00424-ROS
Document 451-2
Filed 05/16/2008
Page 4 of 21
DEFENDANTS' SECOND LEGAL PRIVILEGE LOG
Date
Description
To
From
Privilege Asserted
Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)
155
Unknown
156
Unknown
Memo Re: Proposed Computation of Credited and Vesting Service Maintained In Debevoise & Plimpton's Files N/A Draft Signal Retirement Plan SPD With Handwritten Notes Maintained In Debevoise & Plimpton's Files N/A
N/A
Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege
F, P, R
157
Unknown
Undated Drafts of Signal Retirement Plan 1977 Signal Retirement Plan with Note Maintained In Debevoise & Plimpton's Files
N/A
158
Unknown
N/A
159
Unknown
160
Unknown
161
Unknown
Proposed Edits to Signal Retirement Plan Maintained In Debevoise & Plimpton's Files N/A Notes Re: Proposed Amendments To Signal Retirement Plan Maintained In Debevoise & Plimpton's Files N/A Notes Of Conference With WC, BC, DAD, DB, and LC Re: Amendments to Signal Retirement Plan Maintained In Debevoise & Plimpton's Files N/A Notes Re: Amendments to Signal Retirement Plan N/A Memo Re: Proposed Amendments to Signal Retirement Plan Maintained In Debevoise & Plimpton's Files N/A Draft Letter Re: Amendments to Signal Retirement Plan with Notes Maintained In Debevoise & Plimpton's Files M. Stern
N/A Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney
F
F, P, R
F, R
F, P, R
N/A Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney
F, P, R,
Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege
F, P, U
162
Unknown
F, P, R
163
Unknown
F, P, R
164
Unknown
B. Arms
D. Duff, Esq.
F, P, R
*Reasons for Disclosure:
F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment
E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution
Case 2:04-cv-00424-ROS
Document 451-2
Filed 05/16/2008
Page 5 of 21
DEFENDANTS' SECOND LEGAL PRIVILEGE LOG
Date
Description
To
From
Privilege Asserted
Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)
165
Unknown
166
Unknown
167
Unknown
168
Unknown
169
Unknown
170
Unknown
171
Unknown
Notes Re: Assessment of Risks In Proposed Restructuring Of The Signal Retirement Plan Table of Garrett Early Retirement Factors Under With Notes Maintained In Debevoise & Plimpton's Files Table of Garrett Early Retirement Factors Under With Notes Maintained In Debevoise & Plimpton's Files Table of Garrett Early Retirement Factors With Notes Maintained In Debevoise & Plimpton's Files Handwritten Note and Attached Tables of Garrett Actuarial Factors Maintained In Debevoise & Plimpton's Files Chart Re: Comparison of Major Signal and Garrett Plan Provisions Maintained In Debevoise & Plimpton's Files With Notes Notes Re: Amendments to Signal Retirement Plan Maintained In Debevoise & Plimpton's Files Notes Of Conference with D. Gordon, Esq. Re: Amendments to Signal Retirement Plan Maintained In Debevoise & Plimpton's Files Draft Insert To Draft Signal Retirement Plan With Notes Maintained In Debevoise & Plimpton's Files Draft Insert To Draft Signal Retirement Plan With Notes Maintained In Debevoise & Plimpton's Files
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney
Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege
F, P, R
F, R
F, R
F, R
F, R
F, P, R
F, P, R
172
Unknown
N/A
Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege
F, P
173
Unknown
N/A
F, P, R
174
Unknown
N/A
F, P, R
*Reasons for Disclosure:
F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment
E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution
Case 2:04-cv-00424-ROS
Document 451-2
Filed 05/16/2008
Page 6 of 21
DEFENDANTS' SECOND LEGAL PRIVILEGE LOG
Date
Description
To
From
Privilege Asserted
Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)
175
Unknown
Draft Insert To Draft Signal Retirement Plan With Notes Maintained In Debevoise & Plimpton's Files Draft Portion Of Signal Retirement Plan With Notes Maintained In Debevoise & Plimpton's Memo Re: Proposed Revisions to Severance Plan Letter Enclosing Draft Amendment to Garrett Retirement Plan Note Re: Application of Revenue Ruing To Garrett Severance Plan Memo With Notes Re: Possible Changes To The Severance Plan, Maintained In O'Melveny & Myers' Files Letter Enclosing Documetns Re: Request For IRS Determination Re: Amendmetn To The Garrett Retirement Plan
N/A
176 177 178 179
Unknown Unknown 12/13/1981 7/12/1982
N/A N/A C. Leinbach, Esq. D. Gordon, Esq.
Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney E. Glover D. Gordon, Esq. M. Wisnev, Esq. M. Wisnev, Esq.
Attorney Client Privilege Attorney Client Privilege
F, P, R,
F, P, R F, P, U
Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege
R F
180
7/23/1982
D. Gordon, Esq.
R
181
182
183
C. Leinbach, Esq. C. Leibach, Esq. J. Lacher Letter Enclosing Memorandum Re: Proposed L. Kong C. Tritt, Esq. 11/17/1982 Changes To Garrett Severance Plan Memo Re: Retirement Plan Merger Administrative Issues Maintained In N/A 1/6/1983 Debevoise & Plimpton's Files 9/21/1982 Notes Re: Conference With L. Kong Re: Plan 1/10/1983 Contributions Memo With Notes Re: Counsel's Suggested Revisions To Severance Plan, Maintained In 3/23/1983 O'Melveny & Myers' Files.
D.
F
Attorney Client Privilege Attorney Client Privilege
F, O, R
N/A
F, R
184
185
N/A Benefits Administrators W. Coffee J. McLeod
O'Melveny & Attorney Client Myers attorney Privilege Attorney Client Privilege
F, O
J. Milligan
E
*Reasons for Disclosure:
F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment
E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution
Case 2:04-cv-00424-ROS
Document 451-2
Filed 05/16/2008
Page 7 of 21
DEFENDANTS' SECOND LEGAL PRIVILEGE LOG
Date
Description
To
From
Privilege Asserted
Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)
186
187
188
189
190
191
Notes Re: Conference With C. Leinbach Esq., L. Kong And S. Milligan Re: Severance Plan And Social Security Offset Formula N/A 5/4/1983 Maintained In O'Melveny & Myers' files Draft Proposed Changes To The Garrett Corporations Severance Plan With Notes, N/A 5/4/1983 Maintained In O'Melveny & Myers Files Chart Re: Options For Restructuring The Retirement And Severance Plans, Maintained N/A 5/4/1983 In O'Melveny & Myers' Files R. Barone D. Duff, Esq. T. Rea L. Carbone 5/6/1983 Letter Re: Restructuring Retirement Plan M. Stern B. Arms A. Chitiea W. Coffey G. Cypress B. Freundlich A. Garcia R. Rauch Letter Attaching Memo From W. Coffey to R. B. Haims, Esq. 6/10/1983 Barone re: Signal Pension Plan Restructuring D. Duff, Esq. J. Milligan; C. Leinbach, Esq. J. Lachter Letter Enclosing Memorandum Re: Proposed L. Kong C. Tritt, Esq. 6/15/1983 Changes To Garrett Severance Plan
O'Melveny & Attorney Client Myers attorney Privilege O'Melveny & Attorney Client Myers attorney Privilege O'Melveny & Attorney Client Myers attorney Privilege
F, O
R
R
W. Coffey
Attorney Client Privilege
E
R. Barone
Attorney Client Privilege
E
D. Gordon, Esq.
Attorney Client Privilege
O
*Reasons for Disclosure:
F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment
E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution
Case 2:04-cv-00424-ROS
Document 451-2
Filed 05/16/2008
Page 8 of 21
DEFENDANTS' SECOND LEGAL PRIVILEGE LOG
Date
Description
To
From
Privilege Asserted
Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)
192
6/15/1983
193
6/15/1983
194
6/15/1983
195
6/20/1983
196
6/24/1983
J. Milligan; C. Leinbach, Esq. Letter Enclosing Revised Memorandum Re: J. Lachter Proposed Restructuring Of The Severance L. Kong Plan C. Tritt, Esq. J. Milligan; C. Leinbach, Esq. J. Lachter Letter Enclosing Memo Re: Proposed L. Kong Changes to the Garrett Severance Plan C. Tritt, Esq. J. Milligan; C. Leinbach, Esq. J. Lachter Letter Enclosing Memo Re: Proposed L. Kong Changes to the Garrett Severance Plan C. Tritt, Esq. M. Stern B. Arms A. Chitiea W. Coffey G. Cypress B. Freundlich A. Garcia Memo Re: Proposed Restructuring Of Signal R. Raunch Retirement Plan with Notes Maintained In B. Haimes, Esq. Debevoise & Plimpton's Files D. Duff, Esq. Letter Re: Restructuring of Signal Retirement L. Pinzur Plans Enclosing 6/20/1983 Memo and R. Barone Timetable re: Restructuring the Signal L. Carbone Retirement Plan D. Duff, Esq.
D. Gordon, Esq.
Attorney Client Privilege
O
D. Gordon, Esq.
Attorney Client Privilege
O
D. Gordon, Esq.
Attorney Client Privilege
O
R. Barone
Attorney Client Privilege
E, O
W. Coffey Debevoise & Plimpton Attorney
Attorney Client Privilege
F, E
197 *Reasons for Disclosure:
Draft Communications To Participants re Amendments To Signal Retirement Plan 6/29/1983 Maintained in Debevoise & Plimpton's Files
N/A
Attorney Client Privilege
F, R
F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment
E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution
Case 2:04-cv-00424-ROS
Document 451-2
Filed 05/16/2008
Page 9 of 21
DEFENDANTS' SECOND LEGAL PRIVILEGE LOG
Date
Description
To
From
Privilege Asserted
Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)
200
211
214
Outline For Presentation To IRS Re Restructuring of Signal Pension Plan With Notes Maintained In Debevoise & Plimpton's N/A 8/4/1983 Files J. Lachter L. Kong J. Milligan J. McLeod Letter Seeking Assistance In Evaluating E. Close C. Leinbach, Esq. 9/27/1983 Potential Retirement Plan Formula P. Bouzan Letter Re: Merger of Garrett and Signal A. Lukevich R. Norton 10/6/1983 Retirement Plans Letter Attaching Memo Re: Proposed 10/28/1983 Restructuring Of The Severance Plan
Debevoise & Plimpton Attorney
Attorney Client Privilege
F, R
D. Gordon, Esq.
Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege
O
218
220 *Reasons for Disclosure:
Letter Enclosing Memo Re: Proposed Change to Garrett Severance Plan and 10/28/1983 Actuarial Illustrations
N/A E. Anderson P. Bouzan E. Close E. Glover C. Leinbach, Esq. A. Lukevich J. McLeod J. Milligan R. Norton L. Kong J. Lachter A. Garcia R. Rauch M. Stern T. Wilburton W. Coffee D. Duff, Esq.
J. McLeod Distribution (missing) C. Tritt, esq.
R
U
D. Gordon, Esq.
Attorney Client Privilege
O
F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment
E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution
Case 2:04-cv-00424-ROS
Document 451-2
Filed 05/16/2008
Page 10 of 21
DEFENDANTS' SECOND LEGAL PRIVILEGE LOG
Date
Description
To
From
Privilege Asserted
Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)
221
224
225 227 228
230
237
Chart Comparing Revised Signal Retirement N/A 11/1/1983 Plan Benefit To Merged Plan Benefits J. McLeod P. Bouzan E. Glover E. Close J. Milligan C. Leinbach, Esq. J. Milligan J. Lachter Letter Re: Proposed Operation Of SBA Offset L. Kong M. Wisner, Esq. 11/2/1983 in Amended Plan Notes Re: Conference With J. McLeod, J. Milligan, E. Close, L. Kong, J. Lachter, E. Glover, and A. Luckevich Re: Proposed Changes To Garrett Severance Plan N/A 11/4/1983 Maintained In O'Melveny & Myers' Files Memo Re: Restructuring Of The Garrett Garrett Corporation 11/10/1983 Retirement And Severance Program Memo Re: Restructuring The Garrett Garrett Corporation 11/10/1983 Retirement And Severance Program Letter Enclosing Draft Signal Retirement Plan With Handwritten Notes Maintained In N/A 11/18/1983 O'Melveny & Myers Files Draft Communication To Participants Re: Amendments to Signal Retirement Plan With Note From W. Coffey To L. Carbone and D. Duff, Esq. Maintained In Debevoise & L. Carbone D. Duff, Esq. 11/21/1983 Plimpton's Files
K. Ryan, Esq.
Attorney Client Privilege
F, R
D. Gordon, Esq.
Attorney Client Privilege
O
O'Melveny & Myers attorney D. Gordon, Esq. D. Gordon, Esq.
A Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege
O U U
D. Duff, Esq.
U
W. Coffey
Attorney Client Privilege
F, E
*Reasons for Disclosure:
F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment
E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution
Case 2:04-cv-00424-ROS
Document 451-2
Filed 05/16/2008
Page 11 of 21
DEFENDANTS' SECOND LEGAL PRIVILEGE LOG
Date
Description
To
From
Privilege Asserted
Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)
238
241 242
259
Cover Memorandum and Draft Communication To Participants Re: Amendments to Signal Retirement Plan With Notes Maintained In Debevoise & Plimpton's N/A 11/21/1983 Files P. Bouzan E. Close E. Glover J. Milligan J. McLeod J. Leinbach, Esq. L. Kong J. Lachter D. Duff K. Ryan W. Coffey Letter Re: Suggested Changes To The Signal R. Rauch 12/1/1983 Retirement Plan Letter Re: Proposed Amendments to Signal Distribution List (missing) 12/1/1983 Retirement Plan J. McLeod W. Coffey D. Gordon, Esq. R. Barone A. Garcia M. Stern R. Rauch Cover Letter Enclosing Draft of Revised M. Wilburton Signal Retirement Plan Document With D. Freundlich Handwritten Notes Maintained In O'Melveny G. Howland D. White 12/23/1983 & Myers' Fiels
Debevoise & Plimpton Attorney
Attorney Client Privilege
F, U
D. Gordon, Esq. D. Gordon, Esq.
Attorney Client Privilege Attorney Client Privilege
O U
David Duff, Esq. Kathy Ryan, Esq.
Attorney Client Privilege
E
*Reasons for Disclosure:
F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment
E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution
Case 2:04-cv-00424-ROS
Document 451-2
Filed 05/16/2008
Page 12 of 21
DEFENDANTS' SECOND LEGAL PRIVILEGE LOG
Date
Description
To
From
Privilege Asserted
Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)
261
262
263
P. Bouzan E. Close E. Glover J. Milligan J. McLeod J. Leinbach, Esq. L. Kong J. Lachter D. Duff, Esq. Letter Re: Proposed Changes To Signal K. Ryan, Esq. Retirement And Savings And Stock Purchase W. Coffey Plans With Handwritten Notes Maintained In R. Rauch 12/29/1983 O'Melveny & Myers' Files P. Bouzan E. Close E. Glover J. Leinbach, Esq. J. McLeod J. Milligan L. Kong J. Lachter D. Duff, Esq. Letter Re: Proposed Amendments to Signal K. Ryan, Esq. Retirement Plan With Handwritten Notes W. Coffey 12/29/1983 Maintained In Debevoise & Plimpton's Files R. Rauch M. Stern R. Rauch B. Arms D. Gordon, Esq. Memo Enclosing Draft Proposed Amendment W. Coffey 12/29/1983 To Signal Savings and Stock Purchase Plan W. Metzger
D. Gordon, Esq.
Attorney Client Privilege
O
D. Gordon, Esq.
Attorney Client Privilege
O
D. Duff, Esq.
O
*Reasons for Disclosure:
F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment
E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution
Case 2:04-cv-00424-ROS
Document 451-2
Filed 05/16/2008
Page 13 of 21
DEFENDANTS' SECOND LEGAL PRIVILEGE LOG
Date
Description
To
From
Privilege Asserted
Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)
265
Letter Re: Comments On Draft Signal Retirement Plan With Handwritten Notes On 12/29/1983 Letter From D. Gordon, Esq. and 1/3/1984 12/29/1983 Memo From D. Duff
266
1/3/1984
267
1/5/1984
268 269
1/6/1984 1/9/1984
276
1/30/1984
D. Duff, Esq. L. Carbone R. Rauch K. Ryan, Esq. R. Yarmchuk D. Duff, Esq. L. Carbone Letter Re: Amendments to Signal Retirement R. Rauch Plan with Notes Maintained In Debevoise & K. Ryan, Esq. Plimpton's Files R. Yarmchuk Notes Re: Meeting With P. Bouzan Re: Proposed Changes To Garrett SBA And Prudential GIC Maintained In O'Melveny & Myers' Files. N/A Notes Of Conference with DR, DAD, TW, OG and DF Re: Amendments to Signal Retirement Plan Maintained In Debevoise & Plimpton's Files N/A J. McLeod Letter Re: IRS Private Letter Ruling D. Duff, Esq. L. Carbone G. Howland J. McLeod P. Spindell A. Chitiea D. Duff, Esq. E. Fiore F. Morgan R. Rauch Memo Enclosing Sample Memo to M. Stern Retirement Plan Committee and Memo re T. Wilburton Signal Retirement Plan Issues R. Yarmchuk
W. Coffey
Attorney Client Privilege
O
W. Coffey
Attorney Client Privilege
O
O'Melveny & Attorney Client Myers attorney Privilege Debevoise & Plimpton Attorney D. Gordon, Esq.
O
Attorney Client Privilege Attorney Client Privilege
U F
W. Coffey
Attorney Client Privilege
E, O
*Reasons for Disclosure:
F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment
E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution
Case 2:04-cv-00424-ROS
Document 451-2
Filed 05/16/2008
Page 14 of 21
DEFENDANTS' SECOND LEGAL PRIVILEGE LOG
Date
Description
To
From
Privilege Asserted
Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)
278
Cover Letter Enclosing Draft of Revised Signal Retirement Plan Document With Handwritten Notes Maintained In O'Melveny 2/10/1984 & Myers' Fiels
279
Letter Enclosing Memo re: Amendments To 2/10/1984 Signal Retirement Plan Draft Signal Retirement Plan With Notes 2/10/1984 Maintained In Debevoise & Plimpton's Files Draft Signal Retirement Plan with Notes 2/10/1984 Maintained In Debevoise & Plimpton's Files Draft Signal Retirement Plan With Notes 2/12/1984 Maintained In Debevoise & Plimpton's Files
B. Arms, Esq. R. Rauch A. Garcia M. Stern D. Freundlich T. Wilburton W. Coffey F. Morgan R. Barone L. Carbone J. McLeod D. Gordon, Esq. L. Carbone G. Howland J. McLeod F. Morgan P. Spindel
David Duff, Kathy Ryan
Attorney Client Privilege
F, P, E, R
280
N/A
281
N/A
282
N/A
W. Coffey Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney
Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege
F, P, E
F, P, R
F, P, R
F, P, R
*Reasons for Disclosure:
F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment
E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution
Case 2:04-cv-00424-ROS
Document 451-2
Filed 05/16/2008
Page 15 of 21
DEFENDANTS' SECOND LEGAL PRIVILEGE LOG
Date
Description
To
From
Privilege Asserted
Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)
283
2/29/1984
284 285
2/29/1984 3/5/1984
286
3/5/1984
287 *Reasons for Disclosure:
3/5/1984
B. Arms, Esq. R. Rauch M. Stern, Esq. D. Gordon, Esq. W. Coffey Memo and Notes Re: Draft Of Amendment To T. Wilburton Signal Savings Plan And Revised Draft With A. Garcia Handwritten Notes Maintained In O'Melveny B. Freundlich & Myers' File. B. Arms, Esq. M. Stern, Esq. R. Rauch B. Freundlich Letter Enclosing Revised Amendment to A. Garcia Signal Savings and Stock Purchase Plan with T. Wilburton Handwritten Notes Maintained In Debevoise W. Coffey & Plimpton's Files D. Gordon, Esq. Memo Re: Proposed Revisions To Draft D. Duff, Esq. Amendment To Signal Savings Plan J. McLeod Fascimile Cover Sheet Enclosing Letter From D. Gordon, Esq. to D. Duff, Esq. and J. McLeod Re: Draft Amendment to Signal Savings Plan W. Coffey L. Carbone G. Howland J. McLeod F. Morgan P. Spindel D. Duff, Esq. J. Miller R. Rauch Cover Letter and Draft Froms for Signal T. Wilburton Retirement Plan B. Yarmchuk F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment
D. Duff, Esq.
Attorney Client Privilege
F, P
D. Duff, Esq. D. Gordon, Esq.
Attorney Client Privilege Attorney Client Privilege
F, P F, P
D. Duff, Esq.
Attorney Client Privilege
F, P
W. Coffey
Attorney Client Privilege
F, P, E, O
E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution
Case 2:04-cv-00424-ROS
Document 451-2
Filed 05/16/2008
Page 16 of 21
DEFENDANTS' SECOND LEGAL PRIVILEGE LOG
Date
Description
To
From
Privilege Asserted Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege
Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure) F, P F, P
288 289
290
Letter Re: Comments On The Draft Signal 3/12/1984 Retirement Plan Letter Re: Amendments to Signal Retirement 3/12/1984 Plan Note From J. Milligan To D. Gordon Re: L. King To J. Milligan Re: L. Six Claim 3/15/1984 Maintained In O'Melveny & Myers' Files Memo re Determination of Compensation 3/22/1984 Maintained In Debevoise & Plimpton's Files
J. McLeod K. Ryan, Esq. J. McLeod K. Ryan, Esq.
D. Gordon, Esq. D. Gordon, Esq.
D. Gordon, Esq.
J. Milligan
F
291
N/A
292 293
N/A 3/23/1984 Draft Signal Retirement Plan Letter Enclosing Draft Signal Retirement Plan W. Coffey 3/23/1984 (without attachments) Draft Signal Retirement Plan With Notes 3/23/1984 Maintained In Debevoise & Plimpton's Files Letter Re: Proposed Amendments to Signal 3/29/1984 Retirement Plan
N/A Debevoise & Plimpton Attorney K. Ryan, Esq. Debevoise & Plimpton Attorney K. Ryan, Esq.
F, R
F, P, R, F, P
294 295
N/A W. Coffey B. Arms, Esq. R. Rauch G. Howland, Esq. R. Yarmchuk D. Gordon, Esq. S. Velleman B. Arms, Esq. R. Rauch G. Howland, Esq. R. Yarmchuk D. Gordon, Esq. S. Velleman
F, P, R F, P
296
Cover Letter Enclosing Draft of Revised Signal Retirement Plan Document With Handwritten Notes Maintained In O'Melveny 3/30/1984 & Myers' Fiels
K. Ryan, Esq.
Attorney Client Privilege
F P, E, O, R
297
Letter Enclosing Draft of Signal Retirement 3/30/1984 Plan (without enclosure)
K. Ryan, Esq.
Attorney Client Privilege
F, P, E, O, R
*Reasons for Disclosure:
F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment
E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution
Case 2:04-cv-00424-ROS
Document 451-2
Filed 05/16/2008
Page 17 of 21
DEFENDANTS' SECOND LEGAL PRIVILEGE LOG
Date
Description
To
From
Privilege Asserted Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege
Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure) F, P
298
Letter Re: Proposed Amendments to Signal 3/30/1984 Retirement Plan Draft Signal Retirement Plan With Notes 3/30/1984 Maintained In Debevoise & Plimpton's Files Letter Enclosing Draft Of The Signal 4/16/1984 Retirement Plan (Without Enclosures)
B. Arms, Esq. D. Duff, Esq.
299 300
N/A J. McLeod J. Milligan
301
Notes Re: Proposed Amendments To Signal N/A 4/30/1984 Retirement Plan Letter Requesting Comments On Draft 5/1/1984 Summary Plan Description Without Enclosure D. Gordon, Esq. Memo Enclosing April 1984 Draft Garrett W. Coffey 5/1/1984 Corporation Summary Plan Description J. Cunningham Letter Re: Revisions To Draft Summary Plan D. Spuehler, Esq. J. McLeod 5/7/1984 Description Without Attachment J. McLeod J. Milligan Copies of Letter re Potential Issues re the K. Ryan, Esq. SBA Offset and Enclosing Draft Response To J. Lachter 5/7/1984 L. Six's Complaint re the SBA Offset Letter Re: Proposed Amendments to Signal W. Coffey 5/22/1984 Retirement Plan Note Enclosing Memo re Computation of 6/8/1984 Credited And Vesting Service For Discussion K. Ryan, Esq.
K. Ryan, Esq. Debevoise & Plimpton Attorney D. Gordon, Esq. Debevoise & Plimpton Attorney
F, P, R F, P
F, P, R
302 303
Attorney Client J. Cunningham Privilege Attorney Client J. Cunningham Privilege D. Gordon, Esq. Attorney Client Privilege
F F
304
F
305 306
D. Gordon, Esq. K. Ryan, Esq.
Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege
F F, P
307
W. Coffey
F, P
*Reasons for Disclosure:
F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment
E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution
Case 2:04-cv-00424-ROS
Document 451-2
Filed 05/16/2008
Page 18 of 21
DEFENDANTS' SECOND LEGAL PRIVILEGE LOG
Date
Description
To
From
Privilege Asserted
Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)
308
J. McLeod J. Milligan W. Clifford P. Spindel G. Howland L. Carbone P. Reed F. Morgan Memo Enclosing Documents re Retirement D. Rauch Forms, Social Security Earnings, and J. Miller Computation of Credited and Vesting Service B. Yarmchuk K. Ryan, Esq. 6/18/1984 (without attachments) Draft Signal Retirement Plan Summary Plan 6/20/1984 Description
309
N/A
310
6/27/1984 Draft Signal Retirement Plan
N/A
311 312
313
6/27/1984 Draft Signal Retirement Plan Letter with Attorney Notes Re: Amendment to 7/30/1984 Signal Retirement Plan Letter Re: Revisions To Draft Signal Retirement Plan Attaching Letter From C. Leinbach, Esq. To D. Gordon Esq. Re: Proposed Changes To Draft Signal 8/9/1984 Retirement Plan
N/A K. Ryan, Esq.
W. Coffey Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney W. Coffey
Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege
F, P, E, O
F, R
F, P
F, P F, P
K. Ryan, Esq. C. Leinbach, Esq. J. McLeod
D. Gordon, Esq.
Attorney Client Privilege
F, P
*Reasons for Disclosure:
F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment
E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution
Case 2:04-cv-00424-ROS
Document 451-2
Filed 05/16/2008
Page 19 of 21
DEFENDANTS' SECOND LEGAL PRIVILEGE LOG
Date
Description
To
From
Privilege Asserted
Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)
314
315
316
Letter Re: Proposed Changes To The Signal Companies, Inc. Retirement Plan And K. Ryan, Esq. Enclosing 8/8/1984 Letter From C.Leinbach, C. Leinbach, Esq. Esq. To D. Gordon Esq. On Proposed J. McLeod 8/9/1984 Changes To The Signal Retirement Plan W. Coffey G. Howland Letter Enclosing Draft Signal Retirement Plan D. Gordon, Esq. 8/17/1984 (without enclosure) W. Coffey G. Howland Letter Enclosing Draft of Signal Retirement D. Gordon, Esq. 8/17/1984 Plan (without enclosure) Draft Signal Retirement Plan With Notes 8/17/1984 Maintained In Debevoise & Plimpton's Files
D. Gordon, Esq.
Attorney Client Privilege
F, P
Kathy Ryan
Attorney Client Privilege
F, P
317
N/A
318
8/21/1984 Draft of Signal Retirement Plan
N/A
K. Ryan, Esq. Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney K. Ryan, Esq.
Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege
F, P
F, P, R
F, P, R
319 320
321
322 *Reasons for Disclosure:
Draft Memo Re: Proposed Treatment of Vesting Service under Signal Retirement Plan 8/21/1984 Maintained In Debevoise & Plimpton's Files Cumulative Blackline of March 30 Draft Signal N/A 8/22/1984 Retirement Plan S. Kronehim, Esq R. Rauch Letter Re: Proposed Treatment of Vesting K. Ryan, Esq. J. Miller 8/22/1984 Service under Signal Retirement Plan Letter Re: Proposed Revisions To Draft K. Ryan, Esq. Signal Retirement Plan With Draft Plan W. Coffey J. McLeod 9/13/1984 Document F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment
Attorney Client Privilege Attorney Client Privilege
F, P, R F, P, R
W. Coffey D. Gordon, Esq.
Attorney Client Privilege Attorney Client Privilege
F, P
F, P, R
E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution
Case 2:04-cv-00424-ROS
Document 451-2
Filed 05/16/2008
Page 20 of 21
DEFENDANTS' SECOND LEGAL PRIVILEGE LOG
Date
Description
To
From
Privilege Asserted
Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)
323 324 325
9/13/1984 10/5/1984 10/12/1984
326
11/27/1984
327
3/7/1985
328 330
8/26/1985 4/25/2000
Letter Enclosing Edits to Draft Retirement Plan with Notes Maintained In Debevoise & Plimpton's Files Letter Enclosing Draft of Signal Retirement Plan (without enclosure) Letter Enclosing Draft of Signal Retirement Plan (without enclosure) Letter Re: Amendments to Signal Retirement Plan with Notes Maintained In Debevoise & Plimpton's Files Letter Enclosing 8/21/1984 Letter From K. Ryan, Esq. To W. Coffey re Credited Service For Signal Affilates Notes Re: Conference With R. Rauch, D. Freundlich, D. Duff, M. Stern, P. Bouzan, E. Glover, J. Lachter, And E. Close Retirement Plan Terminations Maintained In O'Melveny & Myers' Files E-mail Attaching Draft Letters Re: 2000 Plan Amendments
K. Ryan, Esq. W. Coffey J. McLeod W. Coffey W. Coffey W. Coffey B. Arms R. Rauch
D. Gordon, Esq. K. Ryan, Esq. K. Ryan, Esq.
Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege
F, P F, P F, P
D. Duff, Esq.
F, P
W. Coffey
S. Kronheim
F, P
N/A
O'Melveny & Attorney Client Myers attorney Privilege A. Clarke, Esq. C. Chapman
F F
*Reasons for Disclosure:
F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment
E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution
Case 2:04-cv-00424-ROS
Document 451-2
Filed 05/16/2008
Page 21 of 21