Free Brief (Non Appeal) - District Court of Arizona - Arizona

EXHIBIT A

Case 2:04-cv-00424-ROS

Document 451-2

Filed 05/16/2008

Page 1 of 21

DEFENDANTS' SECOND LEGAL PRIVILEGE LOG

Date

Description

To

From

Privilege Asserted

Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)

123

Unknown

Notes Re: Comparison Of Garrett Retirement Plan Formula With Alternate Formula Maintained In O'Melveny & Myers' Files. N/A Notes Re: Conference with J. Lachter And L. Kong Re: Comparison Of Garrett Retirement Plan Formula With Alternative Formula Maintained In O'Melveny & Myers' Files. N/A Notes Re: Conferences With J. McLeod And K. Ryan, Esq. Re: Changes To Draft Signal Retirement Plan, Maintained In O'Melveny & Myers' Files N/A Notes Re: Conference With K. Ryan, Esq. Re: Changes To Draft Signal Retirement Plan, Maintained In O'Melveny & Myers' Files Notes Re: Conference With J. McLeod Re: Draft Signal SPD Maintained In O'Melveny & Myers' Files Notes Re: Conference With J. Mcleod And Garner Re: Garrett Retirement And Severance Plan Maintained In O'Melveny & Myers' Files Notes Re: Conference With J. Milligan Re: Amendments To Garrett Retirement And Severance Plans, Maintained In O'Melveny & Myers' Files

O'Melveny & Attorney Client Myers attorney Privilege

F, R

124

Unknown

O'Melveny & Attorney Client Myers attorney Privilege

F, O, R

128

Unknown

O'Melveny & Attorney Client Myers attorney Privilege

F, P

129

Unknown

N/A

O'Melveny & Attorney Client Myers attorney Privilege O'Melveny & Attorney Client Myers attorney Privilege

F, P

130

Unknown

N/A

F, P

131

Unknown

N/A

O'Melveny & Attorney Client Myers attorney Privilege

F, P, U

132

Unknown

N/A

O'Melveny & Attorney Client Myers attorney Privilege O'Melveny & Attorney Client Myers attorney Privilege

F, P

133

Unknown

Notes Re: Amendments To Retirement Plans Maintained In O'Melveny & Myers' Files N/A

F, P, R

*Reasons for Disclosure:

F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment

E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution

Case 2:04-cv-00424-ROS

Document 451-2

Filed 05/16/2008

Page 2 of 21

DEFENDANTS' SECOND LEGAL PRIVILEGE LOG

Date

Description

To

From

Privilege Asserted

Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)

134

Unknown

135

Unknown

136

Unknown

Notes Re: Conference With J. McLeod Re: Merger Of The Garrett And Signal Plans Maintained In O'Melveny & Myers' Files N/A Notes Re: Conference With J. Milligan Re: Treatment Of Severance Plan Surplus Maintained In O'Melveny & Myers' Files. N/A Notes Re: Conference With R. Rauch Re: Garrett And Signal Plan Merger Maintained In O'Melveny & Myers' Files N/A Notes Re: Conference With M. Stern, J. Milligan, D. Duff, Esq., E. Close, J. McLeod, T. Wilburton, E. Anderson, W. Coffey, A. Garcia, C. Leinback, Esq., R. Norton, A. Luckevich, E. Glover, L. Kong, J. Lachter, and P. Bouzan Re: Garrett Signal Plan Merger Maintained In O'Melveny & Myers' Files N/A Notes Re: Conference With D. Duff, Esq. And CET Re: Amendments To Signal Plan Merger Maintained In O'Melveny & Myers' Plan N/A List Of Plans Merged into The Signal Plan Retirement Plan

O'Melveny & Attorney Client Myers attorney Privilege O'Melveny & Attorney Client Myers attorney Privilege O'Melveny & Attorney Client Myers attorney Privilege

F, P

F

F, P

138

Unknown

O'Melveny & Attorney Client Myers attorney Privilege

F, P, O

139

Unknown

140

Unknown

N/A

141

Unknown

Notes Re: Proposed Amendments To Signal Retirement Plan N/A Notes Re: Proposed Amendments To Signal Retirement Plan N/A

142

Unknown

143

Unknown *Reasons for Disclosure:

Notes Re: Proposed Operation of SBA Offset N/A F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment

O'Melveny & Myers attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney

Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege

F, P, U

F, P, R

F, P, R

F, P, R

F, P, R

E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution

Case 2:04-cv-00424-ROS

Document 451-2

Filed 05/16/2008

Page 3 of 21

DEFENDANTS' SECOND LEGAL PRIVILEGE LOG

Date

Description

To

From

Privilege Asserted

Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)

144

Unknown

Notes Re: Garrett Death Benefit Notes Re: Conference With D. Gordon, Esq. re Garrett Service Notes Re: Proposed Amendments to Signal Retirement Plan

N/A

145

Unknown

N/A

146

Unknown

N/A

147

Unknown

Notes Re: Proposed Amendments To Signal Retirement Plan N/A Notes Re: Proposed Amendments To Signal Retirement Plan N/A Notes Re: Proposed Amendments To Signal Retirement Plan N/A Notes Re: Proposed Amendments To Signal Retirement Plan N/A Notes Re: Proposed Amendments To Signal Retirement Plan N/A Notes Re: Proposed Amendments To Savings and Stock Purchase Plan

148

Unknown

149

Unknown

150

Unknown

151

Unknown

152

Unknown

N/A

153

Unknown

Notes Re: Amendments to Savings and Stock Purchase Plan N/A Notes Re: Proposed Amendments To Signal Retirement Plan N/A F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment

154

Unknown *Reasons for Disclosure:

Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney

Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege

F, P, R

F, P

F, P, R

F, P, R

F, P, R

F, P, R

F, P, R

F, P, R

F, P, R

F, P, R

F, P, R

E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution

Case 2:04-cv-00424-ROS

Document 451-2

Filed 05/16/2008

Page 4 of 21

DEFENDANTS' SECOND LEGAL PRIVILEGE LOG

Date

Description

To

From

Privilege Asserted

Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)

155

Unknown

156

Unknown

Memo Re: Proposed Computation of Credited and Vesting Service Maintained In Debevoise & Plimpton's Files N/A Draft Signal Retirement Plan SPD With Handwritten Notes Maintained In Debevoise & Plimpton's Files N/A

N/A

Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege

F, P, R

157

Unknown

Undated Drafts of Signal Retirement Plan 1977 Signal Retirement Plan with Note Maintained In Debevoise & Plimpton's Files

N/A

158

Unknown

N/A

159

Unknown

160

Unknown

161

Unknown

Proposed Edits to Signal Retirement Plan Maintained In Debevoise & Plimpton's Files N/A Notes Re: Proposed Amendments To Signal Retirement Plan Maintained In Debevoise & Plimpton's Files N/A Notes Of Conference With WC, BC, DAD, DB, and LC Re: Amendments to Signal Retirement Plan Maintained In Debevoise & Plimpton's Files N/A Notes Re: Amendments to Signal Retirement Plan N/A Memo Re: Proposed Amendments to Signal Retirement Plan Maintained In Debevoise & Plimpton's Files N/A Draft Letter Re: Amendments to Signal Retirement Plan with Notes Maintained In Debevoise & Plimpton's Files M. Stern

N/A Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney

F

F, P, R

F, R

F, P, R

N/A Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney

F, P, R,

Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege

F, P, U

162

Unknown

F, P, R

163

Unknown

F, P, R

164

Unknown

B. Arms

D. Duff, Esq.

F, P, R

*Reasons for Disclosure:

F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment

E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution

Case 2:04-cv-00424-ROS

Document 451-2

Filed 05/16/2008

Page 5 of 21

DEFENDANTS' SECOND LEGAL PRIVILEGE LOG

Date

Description

To

From

Privilege Asserted

Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)

165

Unknown

166

Unknown

167

Unknown

168

Unknown

169

Unknown

170

Unknown

171

Unknown

Notes Re: Assessment of Risks In Proposed Restructuring Of The Signal Retirement Plan Table of Garrett Early Retirement Factors Under With Notes Maintained In Debevoise & Plimpton's Files Table of Garrett Early Retirement Factors Under With Notes Maintained In Debevoise & Plimpton's Files Table of Garrett Early Retirement Factors With Notes Maintained In Debevoise & Plimpton's Files Handwritten Note and Attached Tables of Garrett Actuarial Factors Maintained In Debevoise & Plimpton's Files Chart Re: Comparison of Major Signal and Garrett Plan Provisions Maintained In Debevoise & Plimpton's Files With Notes Notes Re: Amendments to Signal Retirement Plan Maintained In Debevoise & Plimpton's Files Notes Of Conference with D. Gordon, Esq. Re: Amendments to Signal Retirement Plan Maintained In Debevoise & Plimpton's Files Draft Insert To Draft Signal Retirement Plan With Notes Maintained In Debevoise & Plimpton's Files Draft Insert To Draft Signal Retirement Plan With Notes Maintained In Debevoise & Plimpton's Files

N/A

N/A

N/A

N/A

N/A

N/A

N/A

Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney

Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege

F, P, R

F, R

F, R

F, R

F, R

F, P, R

F, P, R

172

Unknown

N/A

Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege

F, P

173

Unknown

N/A

F, P, R

174

Unknown

N/A

F, P, R

*Reasons for Disclosure:

F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment

E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution

Case 2:04-cv-00424-ROS

Document 451-2

Filed 05/16/2008

Page 6 of 21

DEFENDANTS' SECOND LEGAL PRIVILEGE LOG

Date

Description

To

From

Privilege Asserted

Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)

175

Unknown

Draft Insert To Draft Signal Retirement Plan With Notes Maintained In Debevoise & Plimpton's Files Draft Portion Of Signal Retirement Plan With Notes Maintained In Debevoise & Plimpton's Memo Re: Proposed Revisions to Severance Plan Letter Enclosing Draft Amendment to Garrett Retirement Plan Note Re: Application of Revenue Ruing To Garrett Severance Plan Memo With Notes Re: Possible Changes To The Severance Plan, Maintained In O'Melveny & Myers' Files Letter Enclosing Documetns Re: Request For IRS Determination Re: Amendmetn To The Garrett Retirement Plan

N/A

176 177 178 179

Unknown Unknown 12/13/1981 7/12/1982

N/A N/A C. Leinbach, Esq. D. Gordon, Esq.

Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney E. Glover D. Gordon, Esq. M. Wisnev, Esq. M. Wisnev, Esq.

Attorney Client Privilege Attorney Client Privilege

F, P, R,

F, P, R F, P, U

Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege

R F

180

7/23/1982

D. Gordon, Esq.

R

181

182

183

C. Leinbach, Esq. C. Leibach, Esq. J. Lacher Letter Enclosing Memorandum Re: Proposed L. Kong C. Tritt, Esq. 11/17/1982 Changes To Garrett Severance Plan Memo Re: Retirement Plan Merger Administrative Issues Maintained In N/A 1/6/1983 Debevoise & Plimpton's Files 9/21/1982 Notes Re: Conference With L. Kong Re: Plan 1/10/1983 Contributions Memo With Notes Re: Counsel's Suggested Revisions To Severance Plan, Maintained In 3/23/1983 O'Melveny & Myers' Files.

D.

F

Attorney Client Privilege Attorney Client Privilege

F, O, R

N/A

F, R

184

185

N/A Benefits Administrators W. Coffee J. McLeod

O'Melveny & Attorney Client Myers attorney Privilege Attorney Client Privilege

F, O

J. Milligan

E

*Reasons for Disclosure:

F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment

E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution

Case 2:04-cv-00424-ROS

Document 451-2

Filed 05/16/2008

Page 7 of 21

DEFENDANTS' SECOND LEGAL PRIVILEGE LOG

Date

Description

To

From

Privilege Asserted

Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)

186

187

188

189

190

191

Notes Re: Conference With C. Leinbach Esq., L. Kong And S. Milligan Re: Severance Plan And Social Security Offset Formula N/A 5/4/1983 Maintained In O'Melveny & Myers' files Draft Proposed Changes To The Garrett Corporations Severance Plan With Notes, N/A 5/4/1983 Maintained In O'Melveny & Myers Files Chart Re: Options For Restructuring The Retirement And Severance Plans, Maintained N/A 5/4/1983 In O'Melveny & Myers' Files R. Barone D. Duff, Esq. T. Rea L. Carbone 5/6/1983 Letter Re: Restructuring Retirement Plan M. Stern B. Arms A. Chitiea W. Coffey G. Cypress B. Freundlich A. Garcia R. Rauch Letter Attaching Memo From W. Coffey to R. B. Haims, Esq. 6/10/1983 Barone re: Signal Pension Plan Restructuring D. Duff, Esq. J. Milligan; C. Leinbach, Esq. J. Lachter Letter Enclosing Memorandum Re: Proposed L. Kong C. Tritt, Esq. 6/15/1983 Changes To Garrett Severance Plan

O'Melveny & Attorney Client Myers attorney Privilege O'Melveny & Attorney Client Myers attorney Privilege O'Melveny & Attorney Client Myers attorney Privilege

F, O

R

R

W. Coffey

Attorney Client Privilege

E

R. Barone

Attorney Client Privilege

E

D. Gordon, Esq.

Attorney Client Privilege

O

*Reasons for Disclosure:

F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment

E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution

Case 2:04-cv-00424-ROS

Document 451-2

Filed 05/16/2008

Page 8 of 21

DEFENDANTS' SECOND LEGAL PRIVILEGE LOG

Date

Description

To

From

Privilege Asserted

Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)

192

6/15/1983

193

6/15/1983

194

6/15/1983

195

6/20/1983

196

6/24/1983

J. Milligan; C. Leinbach, Esq. Letter Enclosing Revised Memorandum Re: J. Lachter Proposed Restructuring Of The Severance L. Kong Plan C. Tritt, Esq. J. Milligan; C. Leinbach, Esq. J. Lachter Letter Enclosing Memo Re: Proposed L. Kong Changes to the Garrett Severance Plan C. Tritt, Esq. J. Milligan; C. Leinbach, Esq. J. Lachter Letter Enclosing Memo Re: Proposed L. Kong Changes to the Garrett Severance Plan C. Tritt, Esq. M. Stern B. Arms A. Chitiea W. Coffey G. Cypress B. Freundlich A. Garcia Memo Re: Proposed Restructuring Of Signal R. Raunch Retirement Plan with Notes Maintained In B. Haimes, Esq. Debevoise & Plimpton's Files D. Duff, Esq. Letter Re: Restructuring of Signal Retirement L. Pinzur Plans Enclosing 6/20/1983 Memo and R. Barone Timetable re: Restructuring the Signal L. Carbone Retirement Plan D. Duff, Esq.

D. Gordon, Esq.

Attorney Client Privilege

O

D. Gordon, Esq.

Attorney Client Privilege

O

D. Gordon, Esq.

Attorney Client Privilege

O

R. Barone

Attorney Client Privilege

E, O

W. Coffey Debevoise & Plimpton Attorney

Attorney Client Privilege

F, E

197 *Reasons for Disclosure:

Draft Communications To Participants re Amendments To Signal Retirement Plan 6/29/1983 Maintained in Debevoise & Plimpton's Files

N/A

Attorney Client Privilege

F, R

F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment

E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution

Case 2:04-cv-00424-ROS

Document 451-2

Filed 05/16/2008

Page 9 of 21

DEFENDANTS' SECOND LEGAL PRIVILEGE LOG

Date

Description

To

From

Privilege Asserted

Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)

200

211

214

Outline For Presentation To IRS Re Restructuring of Signal Pension Plan With Notes Maintained In Debevoise & Plimpton's N/A 8/4/1983 Files J. Lachter L. Kong J. Milligan J. McLeod Letter Seeking Assistance In Evaluating E. Close C. Leinbach, Esq. 9/27/1983 Potential Retirement Plan Formula P. Bouzan Letter Re: Merger of Garrett and Signal A. Lukevich R. Norton 10/6/1983 Retirement Plans Letter Attaching Memo Re: Proposed 10/28/1983 Restructuring Of The Severance Plan

Debevoise & Plimpton Attorney

Attorney Client Privilege

F, R

D. Gordon, Esq.

Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege

O

218

220 *Reasons for Disclosure:

Letter Enclosing Memo Re: Proposed Change to Garrett Severance Plan and 10/28/1983 Actuarial Illustrations

N/A E. Anderson P. Bouzan E. Close E. Glover C. Leinbach, Esq. A. Lukevich J. McLeod J. Milligan R. Norton L. Kong J. Lachter A. Garcia R. Rauch M. Stern T. Wilburton W. Coffee D. Duff, Esq.

J. McLeod Distribution (missing) C. Tritt, esq.

R

U

D. Gordon, Esq.

Attorney Client Privilege

O

F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment

E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution

Case 2:04-cv-00424-ROS

Document 451-2

Filed 05/16/2008

Page 10 of 21

DEFENDANTS' SECOND LEGAL PRIVILEGE LOG

Date

Description

To

From

Privilege Asserted

Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)

221

224

225 227 228

230

237

Chart Comparing Revised Signal Retirement N/A 11/1/1983 Plan Benefit To Merged Plan Benefits J. McLeod P. Bouzan E. Glover E. Close J. Milligan C. Leinbach, Esq. J. Milligan J. Lachter Letter Re: Proposed Operation Of SBA Offset L. Kong M. Wisner, Esq. 11/2/1983 in Amended Plan Notes Re: Conference With J. McLeod, J. Milligan, E. Close, L. Kong, J. Lachter, E. Glover, and A. Luckevich Re: Proposed Changes To Garrett Severance Plan N/A 11/4/1983 Maintained In O'Melveny & Myers' Files Memo Re: Restructuring Of The Garrett Garrett Corporation 11/10/1983 Retirement And Severance Program Memo Re: Restructuring The Garrett Garrett Corporation 11/10/1983 Retirement And Severance Program Letter Enclosing Draft Signal Retirement Plan With Handwritten Notes Maintained In N/A 11/18/1983 O'Melveny & Myers Files Draft Communication To Participants Re: Amendments to Signal Retirement Plan With Note From W. Coffey To L. Carbone and D. Duff, Esq. Maintained In Debevoise & L. Carbone D. Duff, Esq. 11/21/1983 Plimpton's Files

K. Ryan, Esq.

Attorney Client Privilege

F, R

D. Gordon, Esq.

Attorney Client Privilege

O

O'Melveny & Myers attorney D. Gordon, Esq. D. Gordon, Esq.

A Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege

O U U

D. Duff, Esq.

U

W. Coffey

Attorney Client Privilege

F, E

*Reasons for Disclosure:

F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment

E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution

Case 2:04-cv-00424-ROS

Document 451-2

Filed 05/16/2008

Page 11 of 21

DEFENDANTS' SECOND LEGAL PRIVILEGE LOG

Date

Description

To

From

Privilege Asserted

Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)

238

241 242

259

Cover Memorandum and Draft Communication To Participants Re: Amendments to Signal Retirement Plan With Notes Maintained In Debevoise & Plimpton's N/A 11/21/1983 Files P. Bouzan E. Close E. Glover J. Milligan J. McLeod J. Leinbach, Esq. L. Kong J. Lachter D. Duff K. Ryan W. Coffey Letter Re: Suggested Changes To The Signal R. Rauch 12/1/1983 Retirement Plan Letter Re: Proposed Amendments to Signal Distribution List (missing) 12/1/1983 Retirement Plan J. McLeod W. Coffey D. Gordon, Esq. R. Barone A. Garcia M. Stern R. Rauch Cover Letter Enclosing Draft of Revised M. Wilburton Signal Retirement Plan Document With D. Freundlich Handwritten Notes Maintained In O'Melveny G. Howland D. White 12/23/1983 & Myers' Fiels

Debevoise & Plimpton Attorney

Attorney Client Privilege

F, U

D. Gordon, Esq. D. Gordon, Esq.

Attorney Client Privilege Attorney Client Privilege

O U

David Duff, Esq. Kathy Ryan, Esq.

Attorney Client Privilege

E

*Reasons for Disclosure:

F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment

E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution

Case 2:04-cv-00424-ROS

Document 451-2

Filed 05/16/2008

Page 12 of 21

DEFENDANTS' SECOND LEGAL PRIVILEGE LOG

Date

Description

To

From

Privilege Asserted

Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)

261

262

263

P. Bouzan E. Close E. Glover J. Milligan J. McLeod J. Leinbach, Esq. L. Kong J. Lachter D. Duff, Esq. Letter Re: Proposed Changes To Signal K. Ryan, Esq. Retirement And Savings And Stock Purchase W. Coffey Plans With Handwritten Notes Maintained In R. Rauch 12/29/1983 O'Melveny & Myers' Files P. Bouzan E. Close E. Glover J. Leinbach, Esq. J. McLeod J. Milligan L. Kong J. Lachter D. Duff, Esq. Letter Re: Proposed Amendments to Signal K. Ryan, Esq. Retirement Plan With Handwritten Notes W. Coffey 12/29/1983 Maintained In Debevoise & Plimpton's Files R. Rauch M. Stern R. Rauch B. Arms D. Gordon, Esq. Memo Enclosing Draft Proposed Amendment W. Coffey 12/29/1983 To Signal Savings and Stock Purchase Plan W. Metzger

D. Gordon, Esq.

Attorney Client Privilege

O

D. Gordon, Esq.

Attorney Client Privilege

O

D. Duff, Esq.

O

*Reasons for Disclosure:

F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment

E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution

Case 2:04-cv-00424-ROS

Document 451-2

Filed 05/16/2008

Page 13 of 21

DEFENDANTS' SECOND LEGAL PRIVILEGE LOG

Date

Description

To

From

Privilege Asserted

Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)

265

Letter Re: Comments On Draft Signal Retirement Plan With Handwritten Notes On 12/29/1983 Letter From D. Gordon, Esq. and 1/3/1984 12/29/1983 Memo From D. Duff

266

1/3/1984

267

1/5/1984

268 269

1/6/1984 1/9/1984

276

1/30/1984

D. Duff, Esq. L. Carbone R. Rauch K. Ryan, Esq. R. Yarmchuk D. Duff, Esq. L. Carbone Letter Re: Amendments to Signal Retirement R. Rauch Plan with Notes Maintained In Debevoise & K. Ryan, Esq. Plimpton's Files R. Yarmchuk Notes Re: Meeting With P. Bouzan Re: Proposed Changes To Garrett SBA And Prudential GIC Maintained In O'Melveny & Myers' Files. N/A Notes Of Conference with DR, DAD, TW, OG and DF Re: Amendments to Signal Retirement Plan Maintained In Debevoise & Plimpton's Files N/A J. McLeod Letter Re: IRS Private Letter Ruling D. Duff, Esq. L. Carbone G. Howland J. McLeod P. Spindell A. Chitiea D. Duff, Esq. E. Fiore F. Morgan R. Rauch Memo Enclosing Sample Memo to M. Stern Retirement Plan Committee and Memo re T. Wilburton Signal Retirement Plan Issues R. Yarmchuk

W. Coffey

Attorney Client Privilege

O

W. Coffey

Attorney Client Privilege

O

O'Melveny & Attorney Client Myers attorney Privilege Debevoise & Plimpton Attorney D. Gordon, Esq.

O

Attorney Client Privilege Attorney Client Privilege

U F

W. Coffey

Attorney Client Privilege

E, O

*Reasons for Disclosure:

F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment

E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution

Case 2:04-cv-00424-ROS

Document 451-2

Filed 05/16/2008

Page 14 of 21

DEFENDANTS' SECOND LEGAL PRIVILEGE LOG

Date

Description

To

From

Privilege Asserted

Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)

278

Cover Letter Enclosing Draft of Revised Signal Retirement Plan Document With Handwritten Notes Maintained In O'Melveny 2/10/1984 & Myers' Fiels

279

Letter Enclosing Memo re: Amendments To 2/10/1984 Signal Retirement Plan Draft Signal Retirement Plan With Notes 2/10/1984 Maintained In Debevoise & Plimpton's Files Draft Signal Retirement Plan with Notes 2/10/1984 Maintained In Debevoise & Plimpton's Files Draft Signal Retirement Plan With Notes 2/12/1984 Maintained In Debevoise & Plimpton's Files

B. Arms, Esq. R. Rauch A. Garcia M. Stern D. Freundlich T. Wilburton W. Coffey F. Morgan R. Barone L. Carbone J. McLeod D. Gordon, Esq. L. Carbone G. Howland J. McLeod F. Morgan P. Spindel

David Duff, Kathy Ryan

Attorney Client Privilege

F, P, E, R

280

N/A

281

N/A

282

N/A

W. Coffey Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney

Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege

F, P, E

F, P, R

F, P, R

F, P, R

*Reasons for Disclosure:

F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment

E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution

Case 2:04-cv-00424-ROS

Document 451-2

Filed 05/16/2008

Page 15 of 21

DEFENDANTS' SECOND LEGAL PRIVILEGE LOG

Date

Description

To

From

Privilege Asserted

Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)

283

2/29/1984

284 285

2/29/1984 3/5/1984

286

3/5/1984

287 *Reasons for Disclosure:

3/5/1984

B. Arms, Esq. R. Rauch M. Stern, Esq. D. Gordon, Esq. W. Coffey Memo and Notes Re: Draft Of Amendment To T. Wilburton Signal Savings Plan And Revised Draft With A. Garcia Handwritten Notes Maintained In O'Melveny B. Freundlich & Myers' File. B. Arms, Esq. M. Stern, Esq. R. Rauch B. Freundlich Letter Enclosing Revised Amendment to A. Garcia Signal Savings and Stock Purchase Plan with T. Wilburton Handwritten Notes Maintained In Debevoise W. Coffey & Plimpton's Files D. Gordon, Esq. Memo Re: Proposed Revisions To Draft D. Duff, Esq. Amendment To Signal Savings Plan J. McLeod Fascimile Cover Sheet Enclosing Letter From D. Gordon, Esq. to D. Duff, Esq. and J. McLeod Re: Draft Amendment to Signal Savings Plan W. Coffey L. Carbone G. Howland J. McLeod F. Morgan P. Spindel D. Duff, Esq. J. Miller R. Rauch Cover Letter and Draft Froms for Signal T. Wilburton Retirement Plan B. Yarmchuk F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment

D. Duff, Esq.

Attorney Client Privilege

F, P

D. Duff, Esq. D. Gordon, Esq.

Attorney Client Privilege Attorney Client Privilege

F, P F, P

D. Duff, Esq.

Attorney Client Privilege

F, P

W. Coffey

Attorney Client Privilege

F, P, E, O

E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution

Case 2:04-cv-00424-ROS

Document 451-2

Filed 05/16/2008

Page 16 of 21

DEFENDANTS' SECOND LEGAL PRIVILEGE LOG

Date

Description

To

From

Privilege Asserted Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege

Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure) F, P F, P

288 289

290

Letter Re: Comments On The Draft Signal 3/12/1984 Retirement Plan Letter Re: Amendments to Signal Retirement 3/12/1984 Plan Note From J. Milligan To D. Gordon Re: L. King To J. Milligan Re: L. Six Claim 3/15/1984 Maintained In O'Melveny & Myers' Files Memo re Determination of Compensation 3/22/1984 Maintained In Debevoise & Plimpton's Files

J. McLeod K. Ryan, Esq. J. McLeod K. Ryan, Esq.

D. Gordon, Esq. D. Gordon, Esq.

D. Gordon, Esq.

J. Milligan

F

291

N/A

292 293

N/A 3/23/1984 Draft Signal Retirement Plan Letter Enclosing Draft Signal Retirement Plan W. Coffey 3/23/1984 (without attachments) Draft Signal Retirement Plan With Notes 3/23/1984 Maintained In Debevoise & Plimpton's Files Letter Re: Proposed Amendments to Signal 3/29/1984 Retirement Plan

N/A Debevoise & Plimpton Attorney K. Ryan, Esq. Debevoise & Plimpton Attorney K. Ryan, Esq.

F, R

F, P, R, F, P

294 295

N/A W. Coffey B. Arms, Esq. R. Rauch G. Howland, Esq. R. Yarmchuk D. Gordon, Esq. S. Velleman B. Arms, Esq. R. Rauch G. Howland, Esq. R. Yarmchuk D. Gordon, Esq. S. Velleman

F, P, R F, P

296

Cover Letter Enclosing Draft of Revised Signal Retirement Plan Document With Handwritten Notes Maintained In O'Melveny 3/30/1984 & Myers' Fiels

K. Ryan, Esq.

Attorney Client Privilege

F P, E, O, R

297

Letter Enclosing Draft of Signal Retirement 3/30/1984 Plan (without enclosure)

K. Ryan, Esq.

Attorney Client Privilege

F, P, E, O, R

*Reasons for Disclosure:

F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment

E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution

Case 2:04-cv-00424-ROS

Document 451-2

Filed 05/16/2008

Page 17 of 21

DEFENDANTS' SECOND LEGAL PRIVILEGE LOG

Date

Description

To

From

Privilege Asserted Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege

Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure) F, P

298

Letter Re: Proposed Amendments to Signal 3/30/1984 Retirement Plan Draft Signal Retirement Plan With Notes 3/30/1984 Maintained In Debevoise & Plimpton's Files Letter Enclosing Draft Of The Signal 4/16/1984 Retirement Plan (Without Enclosures)

B. Arms, Esq. D. Duff, Esq.

299 300

N/A J. McLeod J. Milligan

301

Notes Re: Proposed Amendments To Signal N/A 4/30/1984 Retirement Plan Letter Requesting Comments On Draft 5/1/1984 Summary Plan Description Without Enclosure D. Gordon, Esq. Memo Enclosing April 1984 Draft Garrett W. Coffey 5/1/1984 Corporation Summary Plan Description J. Cunningham Letter Re: Revisions To Draft Summary Plan D. Spuehler, Esq. J. McLeod 5/7/1984 Description Without Attachment J. McLeod J. Milligan Copies of Letter re Potential Issues re the K. Ryan, Esq. SBA Offset and Enclosing Draft Response To J. Lachter 5/7/1984 L. Six's Complaint re the SBA Offset Letter Re: Proposed Amendments to Signal W. Coffey 5/22/1984 Retirement Plan Note Enclosing Memo re Computation of 6/8/1984 Credited And Vesting Service For Discussion K. Ryan, Esq.

K. Ryan, Esq. Debevoise & Plimpton Attorney D. Gordon, Esq. Debevoise & Plimpton Attorney

F, P, R F, P

F, P, R

302 303

Attorney Client J. Cunningham Privilege Attorney Client J. Cunningham Privilege D. Gordon, Esq. Attorney Client Privilege

F F

304

F

305 306

D. Gordon, Esq. K. Ryan, Esq.

Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege

F F, P

307

W. Coffey

F, P

*Reasons for Disclosure:

F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment

E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution

Case 2:04-cv-00424-ROS

Document 451-2

Filed 05/16/2008

Page 18 of 21

DEFENDANTS' SECOND LEGAL PRIVILEGE LOG

Date

Description

To

From

Privilege Asserted

Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)

308

J. McLeod J. Milligan W. Clifford P. Spindel G. Howland L. Carbone P. Reed F. Morgan Memo Enclosing Documents re Retirement D. Rauch Forms, Social Security Earnings, and J. Miller Computation of Credited and Vesting Service B. Yarmchuk K. Ryan, Esq. 6/18/1984 (without attachments) Draft Signal Retirement Plan Summary Plan 6/20/1984 Description

309

N/A

310

6/27/1984 Draft Signal Retirement Plan

N/A

311 312

313

6/27/1984 Draft Signal Retirement Plan Letter with Attorney Notes Re: Amendment to 7/30/1984 Signal Retirement Plan Letter Re: Revisions To Draft Signal Retirement Plan Attaching Letter From C. Leinbach, Esq. To D. Gordon Esq. Re: Proposed Changes To Draft Signal 8/9/1984 Retirement Plan

N/A K. Ryan, Esq.

W. Coffey Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney W. Coffey

Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege

F, P, E, O

F, R

F, P

F, P F, P

K. Ryan, Esq. C. Leinbach, Esq. J. McLeod

D. Gordon, Esq.

Attorney Client Privilege

F, P

*Reasons for Disclosure:

F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment

E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution

Case 2:04-cv-00424-ROS

Document 451-2

Filed 05/16/2008

Page 19 of 21

DEFENDANTS' SECOND LEGAL PRIVILEGE LOG

Date

Description

To

From

Privilege Asserted

Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)

314

315

316

Letter Re: Proposed Changes To The Signal Companies, Inc. Retirement Plan And K. Ryan, Esq. Enclosing 8/8/1984 Letter From C.Leinbach, C. Leinbach, Esq. Esq. To D. Gordon Esq. On Proposed J. McLeod 8/9/1984 Changes To The Signal Retirement Plan W. Coffey G. Howland Letter Enclosing Draft Signal Retirement Plan D. Gordon, Esq. 8/17/1984 (without enclosure) W. Coffey G. Howland Letter Enclosing Draft of Signal Retirement D. Gordon, Esq. 8/17/1984 Plan (without enclosure) Draft Signal Retirement Plan With Notes 8/17/1984 Maintained In Debevoise & Plimpton's Files

D. Gordon, Esq.

Attorney Client Privilege

F, P

Kathy Ryan

Attorney Client Privilege

F, P

317

N/A

318

8/21/1984 Draft of Signal Retirement Plan

N/A

K. Ryan, Esq. Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney Debevoise & Plimpton Attorney K. Ryan, Esq.

Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege

F, P

F, P, R

F, P, R

319 320

321

322 *Reasons for Disclosure:

Draft Memo Re: Proposed Treatment of Vesting Service under Signal Retirement Plan 8/21/1984 Maintained In Debevoise & Plimpton's Files Cumulative Blackline of March 30 Draft Signal N/A 8/22/1984 Retirement Plan S. Kronehim, Esq R. Rauch Letter Re: Proposed Treatment of Vesting K. Ryan, Esq. J. Miller 8/22/1984 Service under Signal Retirement Plan Letter Re: Proposed Revisions To Draft K. Ryan, Esq. Signal Retirement Plan With Draft Plan W. Coffey J. McLeod 9/13/1984 Document F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment

Attorney Client Privilege Attorney Client Privilege

F, P, R F, P, R

W. Coffey D. Gordon, Esq.

Attorney Client Privilege Attorney Client Privilege

F, P

F, P, R

E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution

Case 2:04-cv-00424-ROS

Document 451-2

Filed 05/16/2008

Page 20 of 21

DEFENDANTS' SECOND LEGAL PRIVILEGE LOG

Date

Description

To

From

Privilege Asserted

Reason for Disclosure* (N/A=Plaintiffs Not Seeking Disclosure)

323 324 325

9/13/1984 10/5/1984 10/12/1984

326

11/27/1984

327

3/7/1985

328 330

8/26/1985 4/25/2000

Letter Enclosing Edits to Draft Retirement Plan with Notes Maintained In Debevoise & Plimpton's Files Letter Enclosing Draft of Signal Retirement Plan (without enclosure) Letter Enclosing Draft of Signal Retirement Plan (without enclosure) Letter Re: Amendments to Signal Retirement Plan with Notes Maintained In Debevoise & Plimpton's Files Letter Enclosing 8/21/1984 Letter From K. Ryan, Esq. To W. Coffey re Credited Service For Signal Affilates Notes Re: Conference With R. Rauch, D. Freundlich, D. Duff, M. Stern, P. Bouzan, E. Glover, J. Lachter, And E. Close Retirement Plan Terminations Maintained In O'Melveny & Myers' Files E-mail Attaching Draft Letters Re: 2000 Plan Amendments

K. Ryan, Esq. W. Coffey J. McLeod W. Coffey W. Coffey W. Coffey B. Arms R. Rauch

D. Gordon, Esq. K. Ryan, Esq. K. Ryan, Esq.

Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege Attorney Client Privilege

F, P F, P F, P

D. Duff, Esq.

F, P

W. Coffey

S. Kronheim

F, P

N/A

O'Melveny & Attorney Client Myers attorney Privilege A. Clarke, Esq. C. Chapman

F F

*Reasons for Disclosure:

F=Fiduciary Exception L= Litigation Not Anticipated P= Post-Dates 2/4/84 Amendment

E=Involves Lower Level Employees R= No Legal Advice O=Involves Outside Actuaries,etc. U=Unknown Distribution

Case 2:04-cv-00424-ROS

Document 451-2

Filed 05/16/2008

Page 21 of 21