Free Exhibit List - District Court of Federal Claims - federal

Case 1:95-cv-00829-TCW

Document 257

Filed 05/23/2007

Page 1 of 3

IN THE UNITED STATES COURT OF FEDERAL CLAIMS STERLING SAVINGS ASSOCIATION, a state chartered savings association, STERLING FINANCIAL CORPORATION, a Washington corporation, Plaintiffs, v. UNITED STATES OF AMERICA, Defendant. ) ) ) ) ) ) ) ) ) ) ) )

No. 95-829C (Judge Wheeler)

DEFENDANT'S EXHIBIT LIST Pursuant to paragraph 16 of Appendix A to the Rules of the United States Court of Federal Claims, and the Court's order dated January 3, 2007, defendant, the United States, respectfully identifies the exhibits we intend to offer at trial other than those to be used for impeachment or rebuttal. Pursuant to the Order dated January 3, 2007, we have not included on our exhibit list the exhibits listed by plaintiff, Sterling Savings Association on April 25, 2007, and hereby incorporate those exhibits by reference. We reserve the right to offer into evidence any exhibit listed on plaintiff's exhibit list or on the attached list of exhibits and to supplement or amend the attached list in accordance with the Rules and Orders of this Court to rebut or address testimony offered by plaintiff. Further, inclusion of a document on our exhibit list is not intended as a waiver of our right to object to its admissibility into evidence.

Case 1:95-cv-00829-TCW

Document 257

Filed 05/23/2007

Page 2 of 3

Respectfully submitted, MICHAEL F. HERTZ Deputy Assistant Attorney General

JEANNE E. DAVIDSON Director

s/ Kenneth M. Dintzer KENNETH M. DINTZER Assistant Director

s/ Elizabeth M. Hosford Of counsel: TAREK SAWI Senior Trial Counsel MELINDA HART DELISA SANCHEZ TIMOTHY ABRAHAM WILLIAM KANELLIS ELIZABETH M. HOSFORD Trial Attorney Commercial Litigation Branch Department of Justice Attn: Classification Unit 8th Floor 1100 L Street, N.W. Washington, D.C. 20530 Tele: (202) 616-0332 Attorneys for Defendant

May 23, 2007

2

Case 1:95-cv-00829-TCW

Document 257

Filed 05/23/2007

Page 3 of 3

CERTIFICATE OF FILING I hereby certify that on May 23, 2007, a copy of foregoing "DEFENDANT'S EXHIBIT LIST" was filed electronically. I understand that notice of this filing will be sent to all parties by operation of the Court's electronic filing system. Parties may access this filing through the Court's system.

s/ Elizabeth M. Hosford

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 1 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

ANNUAL REPORTS AND 10-Ks, 10-Qs 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 XX/XX/1982 XX/XX/1983 XX/XX/1984 12/31/1984 XX/XX/1985 03/31/1985 06/30/1985 12/31/1985 XX/XX/1986 03/31/1986 09/30/1986 12/31/1986 XX/XX/1987 03/31/1987 09/30/1987 PW C12205 - PW C12233 SG0062928 - SG0062958 PW C12272 - PW C12298 CJ0319 - CJ0415 SG0061542 - SG0061561 SG0061348 - SG0061375 PSG043 2301 - 2320 PSG043 2107 - 2134 W ON922 1176 - 1178 SG2005 2534 - 2560 W ON922 1163 - 1175 W ON922 1095 - 1131 W ON922 1083 - 1094 PSG027 0324 - 0354 W ON922 1019 - 1029 W ON922 0458 - 0469 W ON922 0500 - 0514 SG2005 2467 - 2501 W ON922 0367 - 0384 W ON944 0351 - 0364 FHLBB ANNUAL REPORT 1982 ANNUAL REPORT 1983, STERLING SAVINGS ANNUAL REPORT 1984, STERLING SAVINGS ASSOCIATION FORM 10-Q ANNUAL REPORT 1985, STERLING SAVINGS FORM 10-Q FORM 10-K W /ATTACHED EXHIBITS FORM 10-Q ANNUAL REPORT 1986, STERLING SAVINGS FORM 10-Q FORM 10-Q FORM 10-Q ANNUAL REPORT 1987, STERLING SAVINGS FORM 10-Q FORM 10-Q

Page 1 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 2 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

ANNUAL REPORTS AND 10-Ks, 10-Qs 16 17 18 19 20 21 22 12/31/1987 XX/XX/1988 03/31/1988 12/31/1988 03/31/1989 03/31/1989 06/30/1989 GMW H0000493 GMW H0000507 SG0062997 - SG0063034 PSG027 0393 - 0431 W ON879 0330 - 0330 W ON944 0334 - 0349 W ON889 0685 - 0723 W ON944 0217 - 0233 W ON889 1093 - 1111 W ON889 1073 - 1091 W ON878 0427 - 0428 FORM 10-Q ANNUAL REPORT 60, STERLING SAVINGS FORM 10-Q FORM 10-Q FORM 10-Q REVIEW OF THE MARCH 31, 1989, FORM 10-Q FORM 10-Q, GOLDEN W EST FINANCIAL CORPORATION FOR THE QUARTER ENDING JUNE 30, 1989 ANNUAL REPORT 1989, STERLING SAVINGS STERLING SAVINGS ASSOCIATION OTS NO. 7918 REVIEW OF THE DECEMBER 31, 1989, FORM 10-Q FORM 10-Q NORTHW EST PORTRAIT 1991 ANNUAL ECONOMIC REVIEW & OUTLOOK (EXCERPT) PSG043 0615 - 0657 ANNUAL REPORT 1991, STERLING SAVINGS

23 24

06/30/1989 12/31/1989

25 26

09/30/1990 XX/XX/1991 SG0700480 - SG0700492 SG0804078 - SG0804193 SG0059855 - SG0059897

W ON939 0890 - 0915

27

XX/XX/1991

Page 2 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 3 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

ANNUAL REPORTS AND 10-Ks, 10-Qs 28 29 30 31 32 33 34 35 36 37 38 39 40 41 XX/XX/1992 09/30/1992 12/31/1992 XX/XX/1993 03/31/1993 09/30/1993 03/31/1994 09/30/1994 12/31/1994 XX/XX/1995 03/31/1995 09/30/1995 12/31/1995 XX/XX/1996 USBPJC05769 USBPJC05827 SG0048600 - SG0048662 SG0700063 - SG0700108 W ON887 0011 - 0039 W ON887 2565 - 2588 W ON887 0965 - 0996 W ON887 1061 - 1090 W ON887 0785 - 0812 PSG042 1602 - 1664 W ON950 0843 - 0898 W ON950 0518 - 0550 W ON950 0555 - 0592 SG4002 3769 - 3827 SG0700033 - SG0700066 W ON884 0007 - 0031 W ON886 0300 - 0328 NORTHW EST PORTRAIT 1992 ANNUAL ECONOMIC REVIEW & OUTLOOK FORM 10-Q FORM 10-Q NORTHW EST PORTRAIT 1993 ANNUAL ECONOMIC REVIEW & OUTLOOK FORM 10-Q FORM 10-Q FORM 10-Q FORM 10-Q FORM 10-Q ANNUAL REPORT 1995, STERLING FINANCIAL FORM 10-Q FORM 10-Q FORM 10-Q ANNUAL REPORT, STERLING FINANCIAL CORPORATION

Page 3 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 4 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

ANNUAL REPORTS AND 10-Ks, 10-Qs 42 43 03/31/1996 06/30/1996 USBPJC01586 USBPJC01605 W OL130 0476 - 0508 SG4002 1619 - 1638 FORM 10-Q FORM 10-Q

44 45

09/30/1996 12/31/1996 USBPJC00654 USBPJC00739

W OL130 0182 - 0204 SG4002 0664 - 0751

FORM 10-Q FORM 10-K

46 47 48 49 50 51 52 53 54 55

03/31/1997 06/30/1997 12/31/1997 03/31/1998 06/30/1998 09/30/1998 03/31/1999 06/30/1999 03/31/2000 12/31/2000 SO00888 - SO00914 PW C11184 - PW C11260 SG0901863 - SG0901894 SG0706352 - SG0706436

W OL123 1182 - 1206 W OL131 1798 - 1817 W OL128 0712 - 0809 W OL128 0830 - 0850 W OL128 0612 - 0636 W OL128 0637 - 0660 SG3001 1057 - 1083 SG2005 1422 - 1498

FORM 10-Q FORM 10-Q FORM 10-K, STERLING FINANCIAL CORPORATION FORM 10-Q FORM 10-Q FORM 10-Q FORM 10-Q FORM 10-Q FORM 10-Q ANNUAL REPORT 2000 ON FORM 10-K

Page 4 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 5 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

ANNUAL REPORTS AND 10-Ks, 10-Qs 56 57 58 59 60 12/31/2001 12/31/2003 01/31/2004 12/31/2004 12/31/2005 SG0911093 - SG0911172 PSG088 1488 - 1567 SG0911173 - SG0911309 PSG088 1568 - 1704 FORM 10-K, STERLING FINANCIAL CORPORATION FORM 10-K FORM 10-K FORM 10-K FORM 10-K THRIFT FINANCIAL REPORTS 61 03/31/1987 SG0062292 - SG0062302 PSG043 3051 - 3061 FHLBB THRIFT FINANCIAL REPORT (AM ENDED 4/30/87) FHLBB THRIFT FINANCIAL REPORT

62

06/30/1987

W ON932 3006 - 3027 PSG023 0079 - 0079 W ON929 1119 - 1129

63

06/30/1987

FHLBB THRIFT FINANCIAL REPORT (AM ENDED 8/18/87) FHLBB THRIFT FINANCIAL REPORT (AM ENDED 10/29/87) FHLBB THRIFT FINANCIAL REPORT (AM ENDED 10/30/87)

64

06/30/1987

W ON933 1607 - 1609

65

09/30/1987

W ON933 1604 - 1606

Page 5 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 6 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

THRIFT FINANCIAL REPORTS 66 67 68 69 70 09/30/1987 12/31/1987 03/31/1988 06/30/1988 06/30/1988 0037302 - 0037312 SG0069566 - SG0069576 SG0069566 SG0069582 SG0069626 SG0069628 SG0069576 SG0069566 SG0069585 SG0069626 SG0069630 SG0069576 W ON929 1094 - 1104 W ON932 2956 - 2979 PSG009 1489 - 1499 PSG031 0721 - 0731 PSG031 PSG031 PSG031 PSG031 PSG031 0721 0737 0781 0783 0731 0721 0740 0781 0785 0731 FHLBB THRIFT FINANCIAL REPORT FHLBB THRIFT FINANCIAL REPORT FHLBB THRIFT FINANCIAL REPORT FHLBB THRIFT FINANCIAL REPORT FHLBB THRIFT FINANCIAL REPORT

71

06/30/1988

SG0069544 - SG0069554

PSG031 0699 - 0709

FHLBB THRIFT FINANCIAL REPORT (AM ENDED 09/30/88) FHLBB THRIFT FINANCIAL REPORT FHLBB THRIFT FINANCIAL REPORT (AM ENDED 3/189) FHLBB THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT FOR STERLING SAVINGS ASSOCIATION FHLBB THRIFT FINANCIAL REPORT (AM ENDED 5/4/89)

72 73

09/30/1988 12/31/1988

SG0068780 - SG0068790 SG0067498 - SG0067509

PSG023 3441 - 3451 PSG023 2153 - 2164

74 75 76

12/31/1988 03/XX/1989 03/31/1989

SG0067592 - SG0067603

PSG023 2247 - 2258 OSG001 0001 - 0010 W ON933 1586 - 1588

Page 6 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 7 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

THRIFT FINANCIAL REPORTS 77 03/31/1989 SG0701210 - SG0701221 FHLBB THRIFT FINANCIAL REPORT (AM ENDED 5/4/89) W ON889 1730 - 1742 OSG001 0011 - 0022 SG0119064 - SG0119079 SG0119043 - SG0119045 PSG044 2263 - 2278 PSG044 2242 - 2244 FHLBB THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT FOR STERLING SAVINGS ASSOCIATION FHLBB THRIFT FINANCIAL REPORT FHLBB THRIFT FINANCIAL REPORT (AM ENDED 11/29/89) OTS THRIFT FINANCIAL REPORT FOR STERLING SAVINGS ASSOCIATION FHLBB THRIFT FINANCIAL REPORT (AM ENDED 11/7/89) FHLBB THRIFT FINANCIAL REPORT FHLBB THRIFT FINANCIAL REPORT, (AM ENDED 11/29/89) FHLBB THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT (AM ENDED 06/25/90)

78 79 80 81

03/31/1989 06/XX/1989 06/30/1989 06/30/1989

82 83

09/XX/1989 09/30/1989

OSG001 0023 - 0033 W ON933 2027 - 2042

84 85

09/30/1989 09/30/1989

W ON937 1603 - 1604 W ON933 2024 - 2026

86 87

12/31/1989 03/31/1990

SG0037130 - SG0037146

PSG009 1317 - 1333 W ON936 0972 - 1002

Page 7 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 8 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

THRIFT FINANCIAL REPORTS 88 89 90 06/30/1990 09/30/1990 XX/XX/1998 SG0801178 - SG0801229 SG0037038 - SG0037066 PSG009 1226 - 1253 W ON936 0900 - 0927 OTS THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT THRIFT FINANCIAL REPORTS, 9/98 AND 12/98 FOR STERLING SAVINGS BANK (HARD COPY) PSG075 0030 - 0051 PSG087 1411 - 1446 PSG075 2385 - 2407 PSG087 1329 - 1371 PSG087 1295 - 1327 PSG087 1259 - 1292 PSG087 1225 - 1257 PSG087 1187 - 1224 OTS THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT OTS PROPOSED 2001 THRIFT FINANCIAL REPORT THRIFT FINANCIAL REPORTS (SHESHUNOFF)-2001 OTS THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT

91 92 93 94 95 96 97 98 99 100 101

03/XX/1999 06/30/1999 09/XX/1999 12/31/1999 03/31/2000 06/30/2000 09/30/2000 12/31/2000 XX/XX/2001 03/XX/2001 12/XX/2001

SG0602826 - SG0602847 SG0908703 - SG0908738 SG0605175 - SG0605197 SG0908621 - SG0908663 SG0908587 - SG0908619 SG0908551 - SG0908584 SG0908517 - SG0908549 SG0908479 - SG0908516 SG0902007 - SG0902025 SG0900695 - SG0900715 SG0900669 - SG0900694

Page 8 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 9 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

THRIFT FINANCIAL REPORTS 102 103 104 105 106 107 108 109 110 111 112 113 114 115 116 XX/XX/2002 03/XX/2002 06/XX/2002 09/XX/2002 12/XX/2002 03/XX/2003 06/XX/2003 09/XX/2003 12/31/2003 03/31/2004 06/30/2004 09/30/2004 12/31/2004 03/31/2005 06/30/2005 SG0902026 - SG0902045 SG0900644 - SG0900668 SG0900618 - SG0900643 SG0900593 - SG0900617 SG0900564 - SG0900592 SG0900539 - SG0900563 SG0900513 - SG0900538 SG0900488 - SG0900512 THRIFT FINANCIAL REPORTS (SHESHUNOFF)-2002 OTS THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT 12/03 TFR 03/04 TFR 06/04 TFR 09/04 TFR 12/04 TFR 03/05 TFR 06/05 TFR

Page 9 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 10 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

OTHER FINANCIALS 117 XX/XX/XXXX HFGEP01455 HFGEP01466 W ON944 2186 - 2189 THE COLLAPSE OF THE TEXAS THRIFT INDUSTRY: CAUSES OF THE PROBLEM AND IMPLICATIONS FOR REFORM STERLING SAVINGS ASSOCIATION APPLICATION FOR SUPERVISORY CONVERSION AND ACQUISITION STERLING SAVINGS ASSOCIATION COM MERCIAL LOAN POLICY STERLING SAVINGS ASSOCIATION HISTORICAL RATES AND MARGINS FHLBB QUARTERLY FINANCIAL REPORT FINANCIAL STATEMENTS, STERLING SAVINGS ASSOCIATION OPERATING BUDGET PSG037 0809 - 0860 FINANCIAL STATEMENTS, STERLING SAVINGS ASSOCIATION FINANCIAL STATEMENTS, STERLING SAVINGS ASSOCIATION PSG029 2894 - 2901 W ON922 1393 - 1397 W ON922 1399 - 1400 SG0143984 - SG0143991 PSG029 2894 - 2901 FHLBB QUARTERLY FINANCIAL REPORT FHLBB QUARTERLY FINANCIAL REPORT

118

XX/XX/XXXX

119 120 121 122 123 124 125 126 127

XX/XX/XXXX XX/XX/XXXX 06/30/1985 11/01/1985 XX/XX/1986 03/01/1986 06/01/1986 06/30/1986 09/30/1986 SG0097724 - SG0097792 SG0097353 - SG0097366 SG0097501 - SG0097552 SG0097367 - SG0097408 SG0143984 - SG0143991 SG0137557 - SG0137561

W ON922 0841 - 0846 PSG049 2952 - 2956 W ON949 2123 - 2130 PSG037 1032 - 1100

128

10/06/1986

FHLBB QUARTERLY FINANCIAL REPORT

Page 10 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 11 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

OTHER FINANCIALS 129 12/31/1986 W ON932 W ON932 W ON932 W ON932 W ON932 W ON932 W ON932 W ON932 W ON932 SG0099242 - SG0099263 3051 3053 3055 3057 3059 3061 3063 3065 3067 3051 3053 3055 3057 3059 3061 3063 3065 3067 FHLBB QUARTERLY FINANCIAL REPORT

130 131

06/01/1987 12/31/1987

PSG037 2548 - 2569 W OL023 0536 - 0572

FINANCIAL STATEMENTS, STERLING SAVINGS ASSOCIATION AUDITED CONSOLIDATED FINANCIAL STATEM ENTS AND OTHER FINANCIAL INFORMATION FINANCIAL STATEMENTS, STERLING SAVINGS ASSOCIATION FORBEARANCE LETTER FOR TRI-CITIES STERLING AND TRI-CITIES CLOSING STATEMENT

132 133 134 135 136 137

04/01/1988 04/06/1988 04/08/1988 06/01/1988 12/01/1988 12/31/1988

SG0100861 - SG0100966

PSG045 0970 - 1075 W OR488 0389 - 0390

SG0148828 - SG0148829 SG0101162 - SG0101269 SG0101813 - SG0101921 PSG045 1271 - 1378 PSG045 1923 - 2031 W ON924 1905 - 1905

FINANCIAL STATEMENTS, STERLING SAVINGS ASSOCIATION FINANCIAL STATEMENTS, STERLING SAVINGS ASSOCIATION STERLING SAVINGS ASSOCIATION FINANCIAL CONDITION OF CENTRAL EVERGREEN AS REPORTED BY THE FHLB-SEATTLE

Page 11 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 12 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

OTHER FINANCIALS 138 139 12/31/1988 01/XX/1989 W OL060 1353 - 1384 CONSOLIDATED FINANCIAL STATEMENTS SUMMARY OF CHANGES TO THE THRIFT FINANCIAL REPORT FORMS AND INSTRUCTIONS SG0102551 - SG0102576 SG0102595 - SG0102704 SG0102610 - SG0102610 SG0054168 - SG0054205 SG0803491 - SG0803491 PSG045 2720 - 2720 PSG039 1643 - 1680 FINANCIAL STATEM ENTS (NO NARRATIVE) FINANCIAL STATEMENTS FINANCIAL STATEMENTS REPORT ON AUDIT OF CONSOLIDATED FINANCIAL STATEMENTS STERLING SAVINGS ASSOCIATION ACQUISITION OF TW O BRANCHES FROM GREAT AMERICAN FSB, BALANCE SHEET FINANCIAL STATEMENTS W ON953 0843 - 0845 SCOPE MEMORANDUM , FROM JOHN BISSET TO DW IGHT HASKINS RE: ADDITIONAL INSTRUCTIONS SPECIAL LIMITED EXAMINATION STERLING SAVINGS ASSOCIATION SPOKANE, W A OTS NO. 07918 PUBLIC OFFERING (EXCERPTS) FINANCIAL STATEM ENTS (NO NARRATIVE) FINANCIAL STATEMENTS W ON889 2515 - 2532 FINANCIAL STATEMENTS

140 141 142 143 144

06/XX/1989 06/XX/1989 06/30/1989 06/30/1989 07/28/1989

145 146

09/XX/1989 11/03/1989

SG102988 - SG0103134

147 148 149 150

11/14/1989 12/XX/1989 12/XX/1989 06/XX/1990

SG0140240 - SG0140241 SG0103428 - SG0103455 SG0103504 - SG0103618

PSG056 2299 - 2300

Page 12 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 13 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

OTHER FINANCIALS 151 152 153 154 06/30/1990 06/30/1990 08/XX/1990 09/30/1990 SG0035805 - SG0035822 SG0054127 - SG0054167 HAR000474 - HAR000524 SG0137562 - SG0137577 PSG049 2957 - 2972 PSG009 0003 - 0020 PSG039 1602 - 1642 FINANCIAL STATEMENTS REPORT ON AUDIT OF CONSOLIDATED FINANCIAL STATEMENTS THRIFT FINANCIAL REPORT INSTRUCTION MANUALS BUDGET MODIFIED FOR TRANSACTIONS W /ATTACHED INTEREST RATE RISK REPORT AS PROJECTED W ITH BUDGET FOR SEPTEM BER 30, 1990 BOARD OF DIRECTORS LOAN SUM MARY FINANCIAL STATEMENTS STERLING SAVINGS ASSOCIATION COM PARATIVE BALANCE SHEET THIRD QUARTER 1991 JANUARY 22, 1991 W ALTER THOMPSON-FDIC OTS RESPONSE REPORT SUMMARY-DRAFT FINANCIAL STATEMENTS NOTES TO FINANCIAL STATEMENTS NOTES TO FINANCIAL STATEMENTS CONSOLIDATED CAPITAL REQUIREMENT-SCHEDULE CCR

155 156 157

10/16/1990 12/XX/1990 XX/XX/1991

SG0194738 - SG0194740 SG0183740 - SG0183740

PSG055 0759 - 0761 PSG054 1586 - 1586 W ON939 1154 - 1156

158 159 160 161 162 163

01/22/1991 02/22/1991 03/31/1991 06/07/1991 06/30/1991 09/XX/1991 SG0136601 - SG0136634 SG0105406 - SG0105423 0017780 - 0017784 SG0525895 - SG0525898 HAM -000023 HAM -000066

W ON924 0924 - 0925 PSG049 1995 - 2028 PSG033 1981 - 1998 PSG004 1055 - 1059 PSG071 0845 - 0848

Page 13 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 14 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

OTHER FINANCIALS 164 165 166 167 168 169 12/31/1991 XX/XX/1992 12/31/1992 06/30/1992 06/30/1992 10/08/1992 SG0106477 - SG0106494 DRI06821 - DRI06878 SG0108354 - SG0108372 SG0114310 - SG0114328 SG0113623 - SG0113641 DRI03820 - DRI03821 PSG033 3051 - 3068 SG5006 0005 - 0062 PSG041 1371 - 1389 PSG047 0689 - 0707 PSG047 0003 - 0021 SG5004 0117 - 0118 FINANCIAL STATEMENTS FISCAL 1992 OVERVIEW, STERLING SAVINGS FINANCIAL STATEMENTS, STERLING SAVINGS ASSOCIATION FINANCIAL STATEMENTS FINANCIAL STATEMENTS DAIN BOSW ORTH INCORPORATED CORPORATE FINANCE DEPARTMENT CALL REPORT FINANCIAL STATEMENTS % SUBORDINATED NOTES DUE 2000, STERLING FINANCIAL CORPORATION FINANCIAL STATEMENTS FINANCIAL STATEMENTS ADDITIONAL FEE INCOME ANALYSIS REPORTS ADDITIONAL FEE INCOME ANALYSIS REPORTS ADDITIONAL FEE INCOME ANALYSIS REPORTS FINANCIAL STATEMENTS

170 171 172 173 174 175 176 177

12/31/1992 01/21/1993 06/30/1993 06/30/1993 07/31/1993 08/31/1993 10/31/1993 12/31/1993

SG0118509 - SG0118527 SG0165703 - SG0165787 SG0196181 - SG0196200 SG0118160 - SG0118179 SG0109581 - SG0109609 SG0109517 - SG0109541 SG0109538 - SG0109385 DRI03391 - DRI03410

PSG044 1709 - 1727 PSG062 0585 - 0670 PSG055 2219 - 2238 PSG044 1360 - 1379 PSG041 2596 - 2624 PSG041 2533 - 2556 PSG041 2374 - 2401 SG5003 1745 - 1764

Page 14 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 15 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

OTHER FINANCIALS 178 03/XX/1994 USBPJC08565 USBPJC08576 SG0115990 - SG0116018 SG0115851 - SG0115869 SG0115716 - SG0115742 SG0115614 - SG0115634 SG0110020 - SG0110038 SG0109974 - SG0110003 SG0109614 - SG0109632 SG0114965 - SG0114983 SG0110725 - SG0110743 SG0111278 - SG0111295 SG0628326 - SG0628332 SG0111796 - SG0111805 SG0111276 - SG0111295 SG4003 1181 - 1193 CUMULATIVE CONVERTIBLE PREFERRED STOCK ROAD SHOW , STERLING FINANCIAL CORPORATION ADDITIONAL FEE INCOME ANALYSIS REPORTS ADDITIONAL FEE INCOME ANALYSIS REPORTS ADDITIONAL FEE INCOME ANALYSIS REPORTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS ADDITIONAL FEE INCOME ANALYSIS REPORTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS-STERLING FINANCIAL CORPORATION FINANCIAL STATEMENTS-ACCOUNTING SUPPLEMENT FINANCIAL STATEM ENTS 7/95-12/95

179 180 181 182 183 184 185 186 187 188 189 190 191

01/31/1994 03/31/1994 05/31/1994 06/XX/1994 06/30/1994 07/31/1994 12/XX/1994 06/XX/1995 06/30/1995 12/31/1995 06/XX/1996 07/XX/1996 07/23/1996

PSG047 2367 - 2395 PSG047 2228 - 2246 PSG047 2093 - 2119 PSG047 1991 - 2011 PSG038 0016 - 0034 PSG041 2989 - 3018 PSG041 2629 - 2647 PSG047 1343 - 1361 PSG038 1277 - 1295 PSG038 1829 - 1846 PSG082 1234 - 1240 PSG038 2347 - 2356 PSG038 1827 - 1846

Page 15 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 16 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

OTHER FINANCIALS 192 193 194 195 196 197 12/XX/1996 12/31/1996 06/30/1997 08/31/1997 12/XX/1997 06/15/1998 SG0116580 - SG0116597 SG0117422 - SG0117439 SG0117103 - SG0117120 SG0612690 - SG0612707 W OL123 0377 - 0377 PSG047 2956 - 2973 PSG044 0621 - 0638 PSG044 0301 - 0318 PSG077 3240 - 3259 W OL130 2178 - 2186 FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS STERLING FINANCIAL CORPORATION CALENDAR YEAR 1998 OPERATING AND STRATEGIC PLAN FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS SUPERVISORY AGREEMENT BETW EEN THE OFFICE OF THRIFT SUPERVISION AND STERLING SAVINGS BANK FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS

198 199 200 201

06/30/1998 12/XX/1998 12/31/1998 05/XX/1999

SG0078940 - SG0078957 SG0521121 - SG0521139 SG0069961 - SG0069979

PSG021 3121 - 3138 PSG069 0199 - 0217 PSG031 1117 - 1135 W OL129 0338 - 0352

202 203 204 205

06/XX/1999 06/30/1999 09/30/1999 12/XX/1999

SG0521912 - SG0521932 SG0077073 - SG0077092 SG0076535 - SG0076555 SG0619806 - SG0619825

PSG069 0990 - 1010 PSG021 1254 - 1273 PSG021 0715 - 0735 PSG079 3151 - 3170

Page 16 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 17 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

OTHER FINANCIALS 206 XX/XX/2000 DRI09437 - DRI09521 SG5007 0577 - 0661 STERLING FINANCIAL CORPORATION 8.75% SUBORDINATED NOTES DUE 2000 FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS FDIC-STATISTICS ON DEPOSITORY INSTITUTIONS REPORT

207 208 209 210 211 212 213 214 215

06/XX/2000 12/XX/2000 06/XX/2001 12/XX/2001 06/XX/2002 12/XX/2002 06/XX/2003 12/XX/2003 02/13/2007

SG0916627 - SG0916646 SG0610394 - SG0610414 SG0914512 - SG0914532 SG0911528 - SG0911548 SG0912280 - SG0912299 SG0904601 - SG0904620 SG0905512 - SG0905533 SG0906391 - SG0906412 HAM -000067 HAM -000068 HAM -000069 HAM -000070

PSG090 2542 - 2561 PSG077 0914 - 0934 PSG090 0427 - 0447 PSG088 1923 - 1943 PSG089 0571 - 0590 PSG086 0020 - 0039 PSG086 0932 - 0953 PSG086 1812 - 1833

216

02/14/2007

FDIC-STATISTICS ON DEPOSITORY INSTITUTIONS REPORT

Page 17 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 18 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

BUSINESS PLANS / CAPITAL PLANS 217 218 06/30/1986 06/30/1987 SG0040357 - SG0040366 SG0076253 - SG0076258 PSG036 1761 - 1770 PSG021 0433 - 0438 BUSINESS PLAN, STERLING SAVINGS ASSOCIATION OPERATING PLAN BUSINESS PLAN, STERLING SAVINGS ASSOCIATION

219 220

XX/XX/1988 02/26/1988

SG0152262 - SG0152262

PSG058 0832 - 0832 W OT942 2110 - 2125

BUSINESS PLAN-REFORECAST FOR FISCAL 1988 BUSINESS PLAN UPDATE TO INCLUDE THE ACQUISITION OF TRI-CITIES S&L (DRAFT), EXHIBIT C BUSINESS PLAN, STERLING SAVINGS ASSOCIATION (1989) BUSINESS PLAN UPDATE TO INCLUDE THE ACQUISITION OF CENTRAL EVERGREEN-FISCAL (1989) BUSINESS PLAN UPDATE TO INCLUDE THE ACQUISITION OF CENTRAL EVERGREEN S&L BEST AGENCY BUSINESS PLAN-FISCAL 1991 BUSINESS PLAN CAPITAL PLAN BUSINESS PLAN

221 222

06/10/1988 06/10/1988

W ON879 0152 - 0177 W ON879 0119 - 0150

223

08/15/1988

SG0142173 - SG0142212

PSG029 1122 - 1161

224 225 226 227

XX/XX/1991 XX/XX/1991 07/23/1991 XX/XX/1992

SG0176124 - SG0176128 SG0136439 - SG0136459

PSG059 0383 - 0387 PSG049 1833 - 1853 W ON924 1668 - 1742

SG0136194 - SG0136272

PSG054 1732 - 1736 PSG049 1588 - 1666

Page 18 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 19 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

BUSINESS PLANS / CAPITAL PLANS 228 229 230 231 232 233 234 XX/XX/1993 XX/XX/1994 XX/XX/1995 08/16/1995 XX/XX/1996 08/06/1996 03/18/1999 SO06190 - SO06254 W ON884 1554 - 1558 W ON943 0162 - 0175 W ON886 0698 - 0715 W ON941 1820 - 1829 W ON941 1808 - 1816 W OL131 0713 - 0741 SG3004 1199 - 1275 BUSINESS PLAN BUSINESS PLAN BUSINESS PLAN BUSINESS PLAN - BALANCE SHEET BUSINESS PLAN BUSINESS PLAN CAPITAL RAISING ALTERNATIVES

EXAM INATION REPORTS & RESPONSES 235 236 237 XX/XX/XXXX XX/XX/XXXX 04/01/1983 SG0137550 - SG0137556 PSG049 2945 - 2951 W ON934 2352 - 2355 W ON946 0513 - 0540 OTS DEPARTM ENT OF TREASURY EXAMINER FINDINGS EXAMINER'S COMMENTS AND CONCLUSIONS REPORT OF EXAMINATION, FHLBB OFFICE OF EXAMINATION AND SUPERVISION REPORT OF EXAMINATION, OES REPORT OF EXAMINATION, OES REPORT OF EXAMINATION, OES

238 239 240

05/27/1983 09/14/1984 08/16/1985

W ON927 0228 - 0255 W ON938 0359 - 0370 W ON922 1766 - 1791

Page 19 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 20 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

EXAM INATION REPORTS & RESPONSES 241 10/29/1986 SG0052114 - SG0052169 REPORT OF EXAMINATION, JOINTLY-FHLB OF SEATTLE AND STATE OF W ASHINGTON REPORT OF EXAMINATION, JOINTLY-FHLB OF SEATTLE AND STATE OF W ASHINGTON W OT942 1652 - 1730 SG0052262 - SG0052339 PSG032 2656 - 2733 W ON885 0048 - 0051 SG0052432 - SG0052525 PSG032 2826 - 2919 W ON934 1810 - 1899 W ON953 0294 - 0294 W ON953 0907 - 0907 W ON934 2371 - 2410 SG0052802 - SG0052865 SG0052684 - SG0052801 SG0052685 - SG0052686 PSG039 0160 - 0161 PSG039 0277 - 0340 REPORT OF EXAM INATION, FHLB JOINT REGULAR EXAMINATION REPORT OF EXAMINATION, OTS REPORT OF EXAMINATION, FDIC OTS REPORT OF EXAMINATION, SPECIAL LIMITED OTS CREW NOTICE, EXAMINER-IN-CHARGE, SCOTT BRADLEY OTS CREW NOTICE, EXAMINER-IN-CHARGE, HARRY CARVER REPORT OF EXAMINATION, FDIC REPORT OF EXAMINATION, FDIC REPORT OF EXAMINATION, JOINTLY-OTS AND STATE OF W ASHINGTON REPORT OF EXAMINATION, OTS

242

04/18/1988

SG0052170 - SG0052247

243 244 245 246 247 248 249 250 251 252 253

06/19/1989 06/19/1989 08/18/1989 11/13/1989 11/13/1989 08/14/1990 08/14/1990 09/17/1990 09/16/1991 09/16/1991 11/07/1991

Page 20 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 21 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

EXAM INATION REPORTS & RESPONSES 254 08/10/1992 SG0052866 - SG0052929 REPORT OF EXAMINATION, JOINTLY-OTS, W EST REGION AND STATE OF W ASHINGTON W ON880 2324 - 2415 SG0052930 - SG0052974 PSG039 0405 - 0449 W ON887 0766 - 0770 SG0052975 - SG0053016 PSG039 0450 - 0491 W OL819 3163 - 3199 REPORT OF EXAMINATION, FDIC REPORT OF EXAMINATION, OTS REPORT OF EXAMINATION, OTS REPORT OF EXAMINATION, OTS REPORT OF EXAMINATION, JOINT REGULAR OTS AND STATE OF W ASHINGTON DIVISION OF S & L ASSOCIATIONS REPORT OF EXAMINATION, OTS REPORT OF EXAMINATION, OTS REPORT OF EXAMINATION, OTS REPORT OF EXAMINATION, JOINTLY-STATE OF W ASHINGTON OTS AND FDIC W OL819 2962 - 2968 W OL130 0815 - 0837 W OL819 2741 - 2741 REPORT OF EXAMINATION, OTS REPORT OF EXAMINATION, OTS EXAMINATION HISTORY REPORT, STERLING SAVINGS ASSOCIATION

255 256 257 258 259

07/06/1993 07/06/1993 07/12/1993 06/30/1994 07/25/1994

260 261 262 263

08/09/1994 06/30/1995 08/14/1995 08/21/1995 SG0053017 - SG0053088

W ON886 0541 - 0550 W ON886 1166 - 1183 W ON943 1801 - 1825

264 265 266

09/25/1995 06/30/1996 08/14/1996

Page 21 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 22 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

EXAM INATION REPORTS & RESPONSES 267 268 269 270 271 272 273 274 09/16/1996 09/23/1996 10/14/1997 05/04/1998 05/18/1998 10/26/1998 11/18/1998 11/25/1998 SG0053240 - SG0053293 W OL134 1011 - 1029 W OL819 2869 - 2871 SG0053166 - SG0053238 W ON923 1818 - 1882 W OL819 2947 - 2954 PSG039 0641 - 0713 W OL126 0324 - 0332 W OL133 0722 - 0722 REPORT OF EXAMINATION, JOINTLY-STATE OF W ASHINGTON AND OTS REPORT OF EXAMINATION, OTS REPORT OF EXAMINATION, JOINTLY-STATE OF W ASHINGTON AND OTS REPORT OF EXAMINATION, OTS OFFICE OF THRIFT SUPERVISION EXAM INATION HISTORY AS OF 5/18/1998 REPORT OF EXAMINATION, OTS REPORT OF EXAMINATION, OTS EXAMINER MEMORANDUM FROM BRUCE HICKOK TO FILE RE: STATUS MEETING W ITH MANAGEM ENT STERLING SAVINGS BANK-10/26/98 EXAMINATION FINDINGS FROM LENNY THILBERG TO AVP TOM LEW IS RE: THRIFT FINANCIAL REPORTS REPORT OF EXAMINATION, OTS COMPLIANCE EXAMINATION REPORT OF EXAMINATION, OTS HOLDING COMPANY EXAMINATION REPORT OF EXAMINATION, OTS

275

12/03/1998

SG0627937 - SG0627939

PSG082 0847 - 0849

276 277 278 279 280

12/14/1998 12/14/1999 12/27/1999 12/27/1999 03/19/2001 SG0901137 - SG0901170 SG0901313 - SG0901360 SG0901075 - SG0901089 SG0901361 - SG0901407

W OL819 2694 - 2715

Page 22 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 23 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

EXAM INATION REPORTS & RESPONSES 281 282 283 284 285 286 287 288 289 290 03/26/2001 05/13/2002 05/13/2002 03/26/2003 06/23/2003 06/23/2003 06/23/2003 08/04/2003 06/14/2004 09/12/2005 SG0901433 - SG0901482 SG0901171 - SG0901198 SG0901408 - SG0901432 SG0901110 - SG0901122 SG0901090 - SG0901109 SG0901123 - SG0901136 COMPLIANCE EXAMINATION REPORT OF EXAMINATION, STATE OF W ASHINGTON HOLDING COMPANY EXAMINATION HOLDING COMPANY EXAMINATION HOLDING COMPANY EXAMINATION REPORT OF EXAMINATION, OTS REPORT OF EXAMINATION, OTS REPORT OF EXAMINATION, OTS REPORT OF EXAMINATION, OTS RESPONSE TO THE JOINT EXAM INATION REPORT CORRESPONDENCE 291 XX/XX/XXXX W ON936 0596 - 0596 MEMORANDUM FROM GENE FITZPATRICK TO SCOTT BRADLEY RE: MORTGAGE BACKED SECURITIES

Page 23 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 24 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

CORRESPONDENCE 292 XX/XX/XXXX W ON936 0374 - 0375 MEMORANDUM FROM GENE FITZPATRICK TO SCOTT BRADLEY RE: CAPITAL OW NERSHIP

293

XX/XX/XXXX

W ON878 0730 - 0735

DRAFT MEMORANDUM RE: COMPLIANCE W ITH THRIFT BULLETINS 12 AND 13 LEGAL, ACCOUNTING, & INSURANCE COSTS

294 295

XX/XX/XXXX XX/XX/XXXX

SG0801075 - SG0801076 W ON936 0628 - 0628

MEMORANDUM FROM GENE FITZPATRICK TO SCOTT BRADLEY RE: SECONDARY MARKET STATE MANAGEMENT'S RESPONSE TO CLOSING MEETING MEMORANDUM FROM GENE FITZPATRICK TO SCOTT BRADLEY RE: COMPLETION OF VARIOUS PROGRAMS STARTED BY J. CRUMP, OTS MEMORANDUM FROM D. JAMES CROFT TO SUPERVISORY AGENTS RE: DETERMINING AN APPROPRIATE ACCOUNTING TECHNIQUE FOR MERGERS OF SAVINGS AND LOAN ASSOCIATIONS

296 297

XX/XX/XXXX XX/XX/XXXX

W ON936 2032 - 2034 W ON936 0631 - 0631

298

12/29/1981

CJ1519 - CJ1545

Page 24 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 25 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

CORRESPONDENCE 299 05/23/1983 W ON929 0759 - 0764 LETTER FROM W ILLIAM W . ZUPPE TO PENNY MARSHALL RE: FOLLOW -UP TO DISCUSSION ON MAY 18, 1983 MEMORANDUM FROM HAROLD B. GILKEY TO W ILLIAM ZUPPE, DANIEL G. BYRNE, STANTON C. PARRISH RE: LEWIS FEDERAL ACQUISITION W /ATTACHED HANDW RITTEN NOTES MEM ORANDUM FROM JAMES R. FAULSTICH TO FEDERAL HOME LOAN BANK BOARD RE: FSLIC ASSISTED ACQUISITION FHLBB NO. 85-985, ACQUISITION OF ASSETS AND LIABILITIES OF LEWIS AND CLARK FEDERAL SAVINGS AND LOAN ASSOCIATION LETTER FROM JEFF SCONYERS TO HAROLD GILKEY RE A LIST OF GRANTED FORBEARANCES CONCERNING THE ACQUISITION OF LEW IS & CLARK LETTER FROM HAROLD GILKEY TO HILTON HEW ITT RE STERLING AND TRI-CITIES ENTERING AN AGREEMENT TO AGREE W ON932 0100 - 0110 LETTER FROM W ILLIAM W . ZUPPE TO HILTON HEW ITT RE: LETTER FEBRUARY 13, 1987 LETTER FROM W ILLIAM W . ZUPPE TO COOPERS & LYBRAND RE: RESPONSE TO REPORT OF MANAGEMENT W /ATTACHED REPORT TO MANAGEMENT LETTER FROM W ILLIAM W . ZUPPE TO COOPERS & LYBRAND RE: RESPONSE TO REPORT OF MANAGEMENT

300

05/14/1985

SG0501264 - SG0501265

SG4001 1265 - 1266

301

10/23/1985

W OF014 0468 - 0471

302

11/04/1985

W OF014 0488 - 0494

303

11/12/1985

W OF014 0599 - 0601

304

06/03/1986

SG0162092 - SG0162092

305

03/11/1987

306

11/02/1987

SG0140830 - SG0140831 SG0054284 - SG0054290 SG0191855 - SG0191856

PSG056 2742 - 2743 PSG039 1759 - 1765 PSG052 0640 - 0641

307

11/22/1987

Page 25 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 26 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

CORRESPONDENCE 308 12/17/1987 W ON926 1176 - 1178 LETTER FROM GEORGE GODDING TO ED HEDLUND RE CAPITAL FORBEARANCE LETTER FROM DANIEL G. BYRNE TO HILTON HEW ITT RE: STERLING'S BALANCE SHEET LETTER FROM JAMES FAULSTICH TO WILLIAM ZUPPE RE PERMISSION TO INCREASE ACCOUNTS OF AN INSURABLE TYPE THROUGH THE ACQUISITION OF GREAT AMERICAN FIRST SAVINGS BANK W ON926 1134 - 1134 LETTER FROM ED HEDLUND TO GEORGE GODDING RE CAPITAL FORBEARANCE

309

12/18/1987

SG0140793 - SG0140803

PSG056 2705 - 2715

310

12/22/1987

SG0175248 - SG0175250

311

01/14/1988

312

02/12/1988

SG0140747 - SG0140748

PSG056 2659 - 2660

LETTER FROM HAROLD GILKEY TO HILTON HEW ITT RE REQUEST THAT FHLB OF SEATTLE APPROVE A SUPERVISORY MERGER BETW EEN STERLING AND CENTRAL EVERGREEN S&L LETTER FROM HAROLD GILKEY TO BOARD OF DIRECTORS RE: PROPOSAL OF MERGER W/ATTACHED ADDENDUM TO LETTER LETTER FROM DANIEL BYRNE TO HILTON HEW ITT RE REQUEST TO APPROVE A SUPERVISORY CONVERSION OF CENTRAL EVERGREEN S&L W HICH W OULD ALLOW IT TO MERGE INTO STERLING

313

02/12/1988

SG0142616 - SG0142619

PSG029 1562 - 1565

314

03/03/1988

W OT942 0458 - 0459

Page 26 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 27 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

CORRESPONDENCE 315 03/15/1988 SG0140868 - SG0140868 LETTER FROM HILTON HEW ITT TO W ILLIAM ZUPPE RE FINAL APPROVAL OF ACQUISITION OF GREAT AMERICAN FIRST BANK W ON932 0057 - 0057 MEM ORANDUM FROM TOM BEIL TO STEVE PAGE RE: COM MERCIAL LOAN POLICY STATEMENT MEMO FROM JACK D. SMITH TO JONATHAN FIECHTER RE: HISTORY OF REGULATORY CAPITAL REQUIREMENTS, 1978-1988 LETTER FROM BRUCE HICKOK TO KEITH THOMAS RE MARCO/EXECUTIVE SUMMARY OF STERLING LETTER FROM EDW IN HEDLUND TO BOARD OF DIRECTORS RE: REPORT OF EXAM INATION W /ATTACHED REPORT OF EXAM INATION DATED, 4/18/88 MEMORANDUM FROM JOHN VAN DIJK TO DAN BYRNE RE: LIST OF ASSUMPTIONS LETTER FROM SHERYN NIELAND TO CHARLES W . ANDERSON RE: IMFAX CREDIT REPORT MEMORANDUM OF ORAL COMMUNICATION BY "CG"

316

05/09/1988

317

05/12/1988

SMO128729 - SMO128744

BSM021 0801 - 0816

318

05/20/1988

W OT942 1578 - 1580

319

06/03/1988

W OT942 1576 - 1646

320

06/07/1988

SG0142262 - SG0142264

PSG029 1211 - 1213

321

06/16/1988

SG0507692 - SG0507692

PSG063 2312 - 2312

322

06/30/1988

W ON949 2343 - 2343

Page 27 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 28 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

CORRESPONDENCE 323 06/30/1988 W ON949 2343 - 2343 MEMORANDUM OF ORAL COMMUNICATION (IN PERSON) FROM ED HEDLUND TO DH, RK, ECH, P MARAH, P MC J, AND CG RE MEETING TO DISCUSS PROPOSED ACQUISITION OF CENTRAL EVERGREEN BY STERLING MEMORANDUM OF ORAL COMM UNICATION (IN PERSON) FROM CG TO HAROLD GILKEY, GEORGE GODDING, RK, ECH, AND CG RE MEETING TO DISCUSS PROPOSED ACQUISITION OF CENTRAL EVERGREEN BY STERLING MEMORANDUM OF ORAL CONVERSATION FROM ED HEDLUND TO ALLEN SCARBROUGH (ORPOS) RE LEVERAGING FSLIC ASSISTANCE AS RAP CAPITAL LETTER FROM EDW IN C. HEDLUND TO GEORGE GODDING RE: MERGER PROPOSAL LETTER FROM HEDLEY W . GREENE TO BETTY REED RE: ACQUISITION OF ASSETS AND ASSUM PTION OF LIABILITIES OF CENTRAL EVERGREEN FEDERAL SAVINGS & LOAN ASSOCIATION BY STERLING SAVINGS ASSOCIATION

324

07/01/1988

W ON922 0897 - 0897

325

07/06/1988

W ON881 0725 - 0725

326

07/19/1988

W ON881 0403 - 0403

327

07/29/1988

SG0141870 - SG0141871

PSG029 0819 - 0820

328

09/09/1988

SG0141705 - SG0141757

PSG029 0653 - 0705

LETTER FROM DANIEL G. BYRNE TO FEDERAL HOME LOAN BANK BOARD RE: DOCKET #7918 W /ATTACHED RESPONSE TO FEDERAL LOAN BANK OF SEATTLE STAFF COMMENTS

Page 28 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 29 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

CORRESPONDENCE 329 10/06/1988 SG0141668 - SG0141678 PSG029 0616 - 0626 LETTER FROM DANIEL G. BYRNE TO FEDERAL HOME LOAN BANK BOARD RE: DOCKET # 7918 W /ATTACHED RESPONSE TO COM MENTS OF THE OFFICE OF GENERAL COUNSEL AND OFFICE OF REGULATORY ACTIVITIES MEMORANDUM OF ORAL COMMUNICATION (IN PERSON) FROM ED HEDLUND TO JIM FAULSTICH, PENNY MARSHALL, AND CRAIG NOLTE RE DISCUSSION OF MERGER AND CAPITAL LEVEL TARGETS LETTER FROM DANIEL G. BYRNE TO BETTY REED RE: APPROVAL TO ACQUIRE CENTRAL EVERGREEN FEDERAL SAVINGS AND LOAN ASSOCIATION INTEROFFICE MEMORANDUM FROM ED HEDLUND TO "REMOTE ADDRESSEE" RE ASKING FOR ASSISTANCE CONCERNING THE MERGER BETW EEN CENTRAL EVERGREEN AND STERLING MEM ORANDUM FROM KATHLEEN V. O'DEE TO JORDAN LUKE RE: INCREASE IN ACCOUNTS OF AN INSURABLE TYPE VIA MERGER OF CENTRAL EVERGREEN FS&LA MEMORANDUM FROM JORDAN LUKE TO FEDERAL HOME LOAN BANK BOARD RE: VOLUNTARY SUPERVISORY CONVERSION OF CENTRAL EVERGREEN

330

10/21/1988

W ON922 0826 - 0826

331

10/28/1988

SG0145523 - SG0145524

PSG022 1024 - 1025

332

12/02/1988

W ON881 0353 - 0353

333

12/05/1988

W OT942 0322 - 0323

334

12/05/1988

W OT942 0324 - 0325

Page 29 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 30 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

CORRESPONDENCE 335 12/05/1988 W OT942 0326 - 0328 MEMORANDUM FROM JORDAN LUKE TO NADINE W ASHINGTON RE: VOLUNTARY SUPERVISORY CONVERSION OF CENTRAL EVERGREEN FEDERAL SAVINGS AND LOAN ASSOCIATION

336

12/20/1988

PSG001 0175 - 0180

MEMORANDUM FROM PARKER CANN TO BETTY REED, ED HEDLUND, CAROL GAMBLE, CRAIG NOLTE, DAN BYRNE, LEE GREENE, JOHN VAN DIJK RE: CLOSING MEM ORANDUM-CONVERSION/MERGER OF CENTRAL EVERGREEN FEDERAL SAVINGS AND LOAN ASSOCIATION INTO STERLING SAVINGS ASSOCIATION LETTER FROM NORMAN L. JUDD TO MARIA AKIYAMA RE: STERLING'S ACQUISITION OF CENTRAL EVERGREEN LETTER FROM HEDLEY W . GREENE TO CAROL GAMBLE RE: CENTRAL EVERGREEN/STERLING SAVINGS ASSOCIATION CONVERSION AND M ERGER W /ATTACHED AGREEM ENT DATED DECEM BER 28, 1988 LETTER FROM DANIEL G. BYRNE TO W ILLIAM J. DURBIN RE: CAPITAL RESTORATION PLAN W /ATTACHED CAPITAL RESTORATION PLAN DATED 1/5/90 MEMORANDUM FROM DANIEL BYRNE TO FILE RE CENTRAL EVERGREEN ACQUISITION AGREEMENT W ITH FSLIC

337

12/21/1988

SG0136943 - SG0136944

PSG049 2337 - 2338

338

12/28/1988

W ON889 0261 - 0279

339

01/05/1989

W ON952 1726 - 1826

340

01/06/1989

SG0142067 - SG0142068

PSG029 0993 - 0994

Page 30 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 31 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

CORRESPONDENCE 341 01/27/1989 SG0142086 - SG0142088 PSG029 1012 - 1014 LETTER FROM COOPERS & LYNBRAND TO STERLING'S BOARD OF DIRECTORS INTEROFFICE MEM ORANDUM FROM ED HEDLUND TO FILE #1-PART II RE LUNCH M EETING W ITH JOHN VAN DIJK, DAN BYRNE, AND HAROLD GILKEY CONCERNING GENERAL PRIORITIES LETTER FROM JON C. PETERSON TO GARY CRITHFIELD RE: CJ-4 ASSOCIATES LOAN #92-13123-5091-3 LETTER FROM CHARLES W . ANDERSON TO ROBERT BEAR RE: RECAP MEETING HELD 4/25/89 LETTER FROM JON C. PETERSON TO GARY CRITHFIELD RE: CJ-4 ASSOCIATES LOAN 92-13123-5091-3

342

03/06/1989

W ON889 0474 - 0475

343

04/21/1989

SG0507661 - SG0507665

PSG063 2281 - 2285

344

04/27/1989

SG0507659 - SG0507659

PSG063 2279 - 2279

345

05/03/1989

SG0507658 - SG0507658

PSG063 2278 - 2278

346

05/11/1989

W ON889 0442 - 0442

LETTER FROM EDW IN C. HEDLUND TO HAROLD GILKEY RE: STERLING SAVINGS' VALUATION ALLOW ANCES

347

05/15/1989

SG0507655 - SG0507656

PSG063 2275 - 2276

LETTER FROM CHARLES W . ANDERSON TO DAVID CLAY RE: CJ-4 ASSOCIATES LOAN #92-13123-5091-3 LETTER FROM CHARLES W . ANDERSON TO DAVID CLAY RE: CJ-4 ASSOCIATES LOAN #92-13123-5091-3

348

05/24/1989

SG0507651 - SG0507651

PSG063 2271 - 2271

Page 31 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 32 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

CORRESPONDENCE 349 06/14/1989 W ON924 1241 - 1242 W ON924 1240 - 1240 LETTER FROM DANIEL BYRNE TO ED HEDLUND RE: DRAFT OF STERLING'S BUDGET FOR FISCAL 1990 W /ATTACHED STATEMENT OF OPERATIONS AND OPERATING BUDGET 1989 INTEROFFICE M EM ORANDUM FROM BRUCE HICKOK TO SUSAN M. SW ENSON RE: EXAMINATION SCOPE STERLING SAVINGS ASSOCIATION SPOKANE, W A DOCKET NO. 7918 JOINT REGULAR EXAMINATION AS OF JUNE 19, 1989 LETTER FROM CHARLES W . ANDERSON TO DAVID CLAY RE: CJ-4 ASSOCIATES LOAN #92-13123-5091-3 LETTER FROM A. ADGATE DUER TO HAROLD B. GILKEY RE: RAISING NEW CAPITAL LETTER FROM CHARLES W . ANDERSON TO DAVID CLAY RE: CJ-4 ASSOCIATES LOAN # 92-13123-5091-3 LOAN APPLICATION # 2 LETTER FROM DAIN BOSW ORTH TO HAROLD GILKEY RE PROPOSAL TO SERVE AS MANAGER FOR A NEW ISSUE UNIT OFFERING OF STOCK

350

06/21/1989

W ON889 1701 - 1706

351

06/21/1989

SG0507638 - SG0507638

PSG063 2258 - 2258

352

06/26/1989

SG0192176 - SG0192178

PSG052 0966 - 0968

353

07/05/1989

SG0507637 - SG0507637

PSG063 2257 - 2257

354

07/25/1989

SG0192738 - SG0192747

PSG052 1530 - 1539

355

07/25/1989

W OT942 1650 - 1651

LETTER FROM BRUCE HICKOK TO ED HEDLUND RE MACRO/EXECUTIVE SUMMARY FOR STERLING

Page 32 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 33 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

CORRESPONDENCE 356 07/31/1989 PSG056 2505 - 2510 LETTER FROM DANIEL G. BYRNE TO CAROL GAMBLE-FRIEND RE: COMPARISON OF OPERATING RESULTS, ACTUAL VS. PRO FORM A, JUNE 30, 1989 W /ATTACHED STERLING SAVINGS ASSOCIATION COMPARISON OF FOURTH QUARTER OPERATING RESULTS LETTER FROM DANIEL BYRNE TO CAROL GAMBLE RE COPY OF STERLING'S 1990 BUSINESS PLAN W /ATTACHED BUSINESS PLAN FOR FISCAL 1990 LETTER FROM DANIEL BYRNE TO CAROL FRIEND RE: STERLING 1990 BUSINESS PLAN W /ATTACHED EXHIBITS LETTER FROM DAIN BOSW ORTH TO HAROLD GILKEY RE LETTER OF INTENT TO ACT AS MANAGING UNDERW RITER FOR STERLING'S OFFERING LETTER FROM CHARLES W . ANDERSON TO GARY CRITHFIELD RE: CJ-4 ASSOCIATES LOAN #92-13123-5091-3 NOTIFICATION MEM ORANDUM FROM C. NOLTE TO P. MARSHALL, C. FRIEND, E. HEDLUND, R. KARR RE: APPLICATION TO ACQUIRE BRANCH OFFICES AND TRANSFER OF SAVINGS ACCOUNTS LETTER FROM CAROL FRIEND TO BOARD OF DIRECTORS RE: REPORT OF EXAM INATION W /ATTACHED REPORT OF EXAM INATION DATED JUNE 19, 1989

357

08/03/1989

W ON879 0180 - 0202

358

08/03/1989

W ON879 0180 - 0202

359

08/04/1989

DRI04506 - DRI04512

SG5004 0802 - 0808

360

08/07/1989

SG0507635 - SG0507636

PSG063 2255 - 2256

361

08/10/1989

W ON929 1928 - 1931

362

08/11/1989

W OT942 1647 - 1730

Page 33 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 34 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

CORRESPONDENCE 363 08/21/1989 W ON929 1945 - 1945 W ON929 2180 - 2214 INTEROFFICE MEMORANDUM CRAIG NOLTE TO PENNY MARSHALL, CAROL FRIEND, RONN KARR, ED HEDLUND RE: STERLING/GREAT AMERICAN BRANCH PURCHASE APPLICATION W /ATTACHED APPLICATION FOR TRANSFER OF BRANCH ASSETS/LIABILITIES LETTER FROM CAROL A. FRIEND TO W ILLIAM W . ZUPPE RE: NEW SUPERVISORY AGENT FOR STERLING SAVINGS ASSOCIATION LETTER FROM CHARLES W . ANDERSON TO DAVID CLAY RE: CJ-4 ASSOCIATES LOAN #92-13123-5091-3 LETTER DATED AUGUST 18, 1989 TO JON PETERSON FROM DAVID CLAY MEMORANDUM FROM JOHN HARLOW TO DAN BYRNE RE: DETAILED DUE DILIGENCE AGENDA LETTER FROM CRAIG NOLTE TO LINDA PYLE RE: STERLING SAVINGS SPOKANE, W ASHINGTON DOCKET NO. 7918 PURCHASE OF OFFICES AND TRANSFERS OF SAVINGS ACCOUNTS FROM GREAT AMERICAN BANK, FSB W /ATTACHED NON-STANDARD CONDITIONS OF APPROVAL DRAFT MEMORANDUM FROM DW IGHT J. HASKINS TO EDW IN C. HEDLUND RE: REVISED MACRO RATINGS MEMORANDUM OF ORAL COMMUNICATION FROM CAROL FRIEND, JOHN BISSET, AND PAT STIMAC W ITH HAROLD GILKEY AND HEIDI STANLEY TO STERLING RE '89 EXAM, CAPITAL LEVELS AND PROGRESS ON ACQUIRED BRANCHES

364

08/22/1989

W ON889 0419 - 0419

365

08/22/1989

SG0507632 - SG0507632

PSG063 2252 - 2252

366

08/24/1989

SG0139691 - SG0139692

PSG056 1748 - 1750

367

08/28/1989

W ON929 1924 - 1925 W ON929 1848 - 1848

368

08/28/1989

W ON889 1714 - 1716

369

08/29/1989

W ON889 0415 - 0415

Page 34 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 35 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

CORRESPONDENCE 370 09/14/1989 PSG056 2490 - 2496 W OL696 0672 - 0682 LETTER FROM W ILLIAM W . ZUPPE TO CAROL FRIEND RE: REPLY TO 8/11/89 LETTER W /ATTACHED STERLING SAVINGS ASSOCIATION MINUTES OF THE MEETING OF THE BOARD OF DIRECTORS DATED, AUGUST 22, 1989 LETTER FROM DANIEL G. BYRNE RE: FORM 10-K W /ATTACHED FORM 10-K DATED, JUNE 30, 1989 SG0052256 - SG0052258 LETTER FROM W ILLIAM W . ZUPPE TO CAROL FRIEND RE: JOINT EXAMINATION, JUNE 19, 1989 W /ATTACHED CERTIFICATE OF RESOLUTION OF STERLING SAVINGS ASSOCIATION W ON889 0401 - 0401 MEM ORANDUM OF ORAL COMMUNICATION RE: BRANCH PURCHASE DECISION LETTER FROM CAROL FRIEND TO DANIEL BYRNE RE: OCTOBER 3, 1989 LETTER ADDRESSING THE FUTURE PAYMENT OF DIVIDENDS LETTER FROM CAROL A. FRIEND TO DANIEL G. BYRNE RE: FUTURE PAYMENT OF DIVIDENDS LETTER FROM RONALD KARR TO HAROLD GILKEY RE APPROVAL OF STERLING APPLICATION ASKING FOR PERMISSION TO INCREASE ACCOUNTS OF AN INSURABLE TYPE LETTER FROM DAIN BOSW ORTH TO HAROLD GILKEY RE AGREEMENT FOR PRIVATE FINANCING TRANSACTION MEM ORANDUM OF ORAL COMMUNICATION RE: BRANCH PURCHASE

371

09/26/1989

372

10/04/1989

373

10/06/1989

374

10/12/1989

W ON889 0396 - 0396

375

10/12/1989

SG0140268 - SG0140268

PSG056 2328 - 2328

376

10/13/1989

W ON929 1903 - 1906

377

10/16/1989

DRI04491 - DRI04494

SG5004 0788 - 0791

378

10/16/1989

W ON889 0391 - 0391

Page 35 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 36 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

CORRESPONDENCE 379 380 10/19/1989 10/23/1989 SG0140397 - SG0140399 W ON889 0361 - 0362 PSG056 2457 - 2459 LETTER FROM HAROLD GILKEY TO RONALD N. KARR RE: DOCKET NO. 7918 LETTER FROM DANIEL G. BYRNE TO CAROL FRIEND RE: FOLLOW -UP CONVERSATION LETTER FROM DAVID CLAY TO CJ-4 ASSOCIATES RE: CHARLES W. ANDERSON & JON PETERSON LETTER FROM DONALD J. LUKES TO CAROL FRIEND RE: STERLING SAVINGS ASSOCIATION LETTER FROM JOHN E. MORRIS TO BOARD OF DIRECTORS RE: JOINT REPORT OF EXAMINATION W /ATTACHED EXAMINATION LETTER (DRAFT) FROM DANIEL BYRNE TO CAROL FRIEND RE: STERLING'S PLAN TO MEET IT'S REGULATORY CAPITAL REQUIREMENTS INVOICE FROM PERKINS COIE TO DAIN BOSW ORTH RE SERVICES IN CONNECTION W ITH STERLING INTEROFFICE MEMORANDUM FROM CAROL FRIEND TO REMOTE ADDRESSEE RE: STERLING SAVINGS (OTS 7918) BRANCH PURCHASE MEMORANDUM OF ORAL COMMUNICATION RE: BRANCH ACQUISITION LETTER FROM CAROL FRIEND TO HAROLD GILKEY RE: FOLLOW -UP TO RECENT CONVERSATIONS REGARDING 10/19/89 LETTER

381

10/25/1989

SG00506229 - SG0506232

PSG063 0843 - 0846

382

10/27/1989

W ON889 0382 - 0383

383

10/28/1989

W ON922 0706 - 0706 W OM009 0037 - 0048 W ON952 1887 - 1889

384

10/31/1989

385

10/31/1989

DRI04520 - DRI04523

SG5004 0816 - 0819

386

11/06/1989

W ON929 1877 - 1877

387 388

11/06/1989 11/17/1989

W ON889 0373 - 0373 W ON889 0359 - 0359

Page 36 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 37 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

CORRESPONDENCE 389 11/24/1989 SG0507348 - SG0507348 PSG063 1967 - 1967 MEMORANDUM FROM STEVE CHURCHILL TO BILL ZUPPE RE: PRESIDENT'S PROFILE OF CJ-4

390

11/28/1989

SG0507024 - SG0507025

PSG062 1643 - 1644

CORRESPONDENCE FROM JON PETERSON TO CHUCK RE: THE LEASE PROPOSAL FOR BARB SCHW ARZ & ASSOCIATES INC. TO LEASE 3, 540 SQUARE FEET AT CJ-4 BUSINESS PARK LETTER FROM JON PETERSON TO DAVID CLAY RE: CJ-4 PAYABLES LETTER FROM NORMAN L. JUDD TO CAROL FRIEND W /ATTACHED TANGIBLE CAPITAL REQUIREMENT, CORE LEVERAGE REQUIREMENT, RISKED BASED CAPITAL REQUIREMENT AND RISKED BASED CAPITAL COM PUTATION PRO FORMAS MEMORANDUM OF ORAL COMMUNICATION RE: STATUS OF DIVIDEND REQUEST LETTER FROM W ILLIAM W . ZUPPE TO CAROL FRIEND RE: OTS NO. 7918 JOINT EXAM INATION, JUNE 19, 1989

391 392

12/04/1989 12/04/1989

SG0507035 - SG0507037

PSG063 1654 - 1656 W ON933 0943 - 0947

393

12/06/1989

W ON889 0335 - 0335

394

12/07/1989

SG0052259 - SG0052260

395

12/08/1989

W ON889 0324 - 0327

INTEROFFICE MEMORANDUM FROM W ILLIAM DURBIN RE: STERLING SAVINGS, DIVIDENDS W /ATTACHED MEMORANDUMS FROM ALVIN SMUZYNSKI AND CAROL FRIEND RE: STERLING SAVINGS, DIVIDENDS

Page 37 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 38 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

CORRESPONDENCE 396 12/14/1989 W ON889 0304 - 0304 MEMORANDUM OF ORAL COMMUNICATION RE: MEETING W ITH DOCHOW , CATON AND SMUZYNSKI LETTER FROM W ILLIAM DURBIN TO W ILLIAM ZUPPE RE: DIVIDENDS MEMORANDUM OF ORAL COMMUNICATION RE: GOLDEN PARACHUTES FOR TW O EXECS.

397 398

12/19/1989 12/20/1989

W ON889 0259- 0259 W ON953 0799 - 0800

399

12/20/1989

W ON937 0222 - 0224

MEMORANDUM FROM DW IGHT HASKINS TO BILL DURBIN RE: STERLING SAVINGS ASSOCIATION LETTER FROM W ILLIAM W . ZUPPE TO CAROL A. FRIEND RE: OTS NO. 7918 JOINT EXAM INATION, JUNE 19, 1989

400

12/26/1989

SG0052261 - SG0052261

401

12/29/1989

W ON937 0204 - 0208 W ON937 0212 - 0212 DRI04008 - DRI04166 SG5004 0306 - 0464

LETTER FROM DANIEL G. BYRNE TO CAROL FRIEND AND DWIGHT HASKINS RE: ITEMS FOR YOUR REVIEW W /ATTACHED LETTERS AND W ORKSHEETS CONFIDENTIAL MEM ORANDUM FROM DAIN BOSWORTH TO STERLING RE W HETHER TO PROCEED W ITH AN IN-DEPTH INVESTIGATION W ITH A VIEW TOW ARD MAKING AN OFFER TO ACQUIRE STERLING SAVINGS MANAGEMENT'S RESPONSE TO CLOSING MEETING FAX FROM DANIEL BYRNE TO A. ADGATE DUER RE AGREEM ENT THAT DAIN BOSW ORTH IS ENGAGED TO ACT AS THE EXCLUSIVE FINANCIAL ADVISOR TO STERLING'S BOARD OF DIRECTORS

402

01/XX/1990

403 404

01/01/1990 01/03/1990 DRI04562 - DRI04569

W ON936 1931 - 1932 SG5004 0858 - 0865

Page 38 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 39 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

CORRESPONDENCE 405 01/08/1990 SG0507063 - SG0807063 PSG063 1682 - 1682 LETTER FROM JON PETERSON TO GREG LELAND RE: CJ-4 ASSOCIATES LOAN #92-13123-5091-3 MEM ORANDUM OF ORAL COMMUNICATION RE: EXAM INTEROFFICE MEMORANDUM TO ED HEDLUND RE: STERLING BOD MEETING

406 407

01/09/1990 01/10/1990

W ON937 0403 - 0403 W ON889 2615 - 2615

408

01/10/1990

W ON940 1348 - 1349

LETTER FROM CAROL FRIEND TO STEPHEN PAGE RE: STERLING'S LENDING RELATIONSHIP W ITH HOW ED DEVELOPMENT COMPANY LETTER FROM A. ADGATE DUER TO CAROL FRIEND RE: SALE OF THE ASSOCIATION LETTER FROM CAROL FRIEND TO BOARD OF DIRECTORS RE: NEED OF EXPANSION AND/OR REVISION OF CAPITAL PLAN LETTER FROM CAROL FRIEND TO HAROLD GILKEY RE: FOLLOW -UP TO 1/17/90 PHONE CONVERSATION MEMORANDUM FROM LISA ELLISON TO TOM BEIL/CAJER NEELY RE: ROGER FRUCI & ASSOC. W /ATTACHMENTS LETTER FROM DANIEL G. BYRNE TO CAROL FRIEND RE: COMPARISON OF OPERATING RESULTS, ACTUAL VS. PRO FORM A, DECEM BER 31, 1989

409

01/17/1990

W ON940 1386 - 1387

410

01/18/1990

W OT703 0041 - 0042

411

01/18/1990

W OT703 0043 - 0044

412

01/24/1990

W ON940 1521 - 1553

413

01/26/1990

0030124 - 0030126

PSG012 0424 - 0426

Page 39 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 40 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

CORRESPONDENCE 414 01/30/1990 W OT942 1732 - 1736 W OT942 1737 - 1815 LETTER FROM CAROL FRIEND TO BOARD OF DIRECTORS RE: REPORT OF EXAMINATION W /ATTACHED OTS REPORT OF EXAMINATION DATED 11/13/1989 LETTER FROM W ILLIAM W . ZUPPE TO BILL DURBIN RE: OTS NUMBER REGULATORY BULLETIN 3A-1 LETTER FROM JON PETERSON TO LISA KAMM-MISCHEL RE: BUILDING PERM IT #BPCPA-86-2517

415

02/07/1990

W ON940 1275 - 1277

416

02/12/1990

SG0507042 - SG0507043

PSG063 1661 - 1662

417

02/13/1990

W ON940 1300 - 1301

MEMORANDUM OF ORAL COMM UNICATION FROM HAROLD GILKEY W ITH CAROL FRIEND AND PAT STIMAC RE: VARIOUS TOPICS MEM ORANDUM OF ORAL COMMUNICATION RE: DUE DILIGENCE LETTER FROM CAROL FRIEND TO DANIEL BYRNE RE: RECENTLY SUBMITTED CAPITAL PLAN LETTER FROM W ILLIAM J. DURBIN TO W ILLIAM W . ZUPPE RE: ADDITIONAL LENDING AUTHORITY LETTER FROM W ILLIAM ZUPPE TO BILL DURBIN RE: OTS NUMBER REGULATORY BULLETIN 3A-1

418 419

02/16/1990 02/26/1990

W ON940 1298 - 1298 W ON940 1291 - 1292

420

02/26/1990

SG0136187 - SG0136187

PSG049 1581 - 1581

421

02/28/1990

W ON940 1260 - 1261

Page 40 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 41 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

CORRESPONDENCE

422

03/01/1990

W ON952 1628 - 1681

LETTER FROM DANIEL G. BYRNE TO CAROL FRIEND RE: CAPITAL RESTORATION PLAN W /ATTACHED CAPITAL RESTORATION PLAN DATED 2/19/1990 LETTER FROM W ILLIAM J. DURBIN TO W ILLIAM W . ZUPPE RE: BUSINESS BANKING LENDING AUTHORITY LETTER FROM STEPHEN PAGE TO CAROL FRIEND RE: YOUR M ARCH 14, 1990, LETTER TO W ILLIAM ZUPPE LETTER FROM W ILLIAM DURBIN TO W ILLIAM ZUPPE RE OTS HAVING NO OBJECTION TO STERLING ORIGINATING BUSINESS BANKING LOANS, SUBJECT TO THE CONDITIONS LISTED IN THE LETTER LETTER FROM W ILLIAM ZUPPE TO CAROL FRIEND RE: OTS NUMBER 7918 STERLING SAVINGS ASSOCIATION BOARD MEETING M INUTES, DATED MARCH 27, 1990 W /ATTACHED STERLING SAVINGS ASSOCIATION M INUTES OF THE MEETING OF THE BOARD OF DIRECTORS SAVINGS ASSOCIATION AND MARKETING REPORT LETTER FROM DAVID CLAY TO CHARLES ANDERSON RE: APPROVAL TO DISBURSE FUNDS FOR COMPLETION OF SHELL CONSTRUCTION

423

03/09/1990

SG0136188 - SG0136188

PSG049 1582 - 1582

424

03/09/1990

W ON940 1675 - 1677

425

03/09/1990

W ON931 2960 - 2960

426

04/06/1990

W ON889 2023 - 2034 W ON889 2101 - 2101

427

04/09/1990

SG0507048 - SG0507049

PSH063 1667 - 1668

Page 41 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 42 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

CORRESPONDENCE 428 04/18/1990 0022752 - 0022760 PSG008 2361 - 2369 MEM ORANDUM FROM W AYNE ALLERT TO BILL ZUPPE, STEVE PAGE, DAN BYRNE, NORM JUDD, JOHN VAN DIJK, GREG LELAND RE: MINUTES OF QUARTERLY CLASSIFICATION M EETING APRIL 5, 1990 W /ATTACHED EXHIBITS LETTER FROM DANIEL G. BYRNE TO CAROL FRIEND RE: COMPARISON OF OPERATING RESULTS, ACTUAL VA. PRO FORM A, MARCH 31, 1990 LETTER FROM CHARLES W . ANDERSON TO DAVID CLAY RE: CJ-4 ASSOCIATES LOAN #92-13123-5091-3 INTEROFFICE MEMORANDUM FROM ED HEDLUND TO CAROL FRIEND RE: STERLING LETTER FROM CAROL FRIEND TO W ILLIAM W . ZUPPE RE: REVIEW OF THE MAY 9, 1990 LETTER LETTER FROM DANIEL G. BYRNE TO CAROL FRIEND RE: MEETING EXPRESSING CONCERNS ON THE PART OF STERLING MEMORANDUM FROM DANIEL G. BYRNE TO STAN PARRISH, DIANE RASMUSSON, MIDGE MOORE, JOHN VAN DIJK RE: OTS RESTRICTION ON UNINSURED ACCOUNTS INTEROFFICE MEMORANDUM FROM PAT HILDEBRAND TO LYNNW OOD CAM PBELL RE: INQUIRY STERLING SAVINGS #7918 LETTER FROM GARY CRITHFIELD TO GREG LELAND RE: CJ-4

429

04/30/1990

W ON879 0302 - 0304

430

05/01/1990

SG0507050 - SG0507051

PSG063 1669 - 1670

431

05/04/1990

W ON939 0270 - 0270

432

05/11/1990

W ON953 0677 - 0677

433

05/11/1990

W ON924 1586 - 1587

434

05/14/1990

W ON939 0256 - 0256

435

05/15/1990

W ON937 0396 - 0396

436

05/16/1990

SG0507078 - SG0507079

PSG063 1697 - 1698

Page 42 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 43 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

CORRESPONDENCE 437 05/25/1990 W OT703 0049 - 0050 LETTER FROM NORMAN JUDD TO CAROL FRIEND RE: FOLLOW -UP TO APPROVAL OF OUR SERVICING SALE LETTER FROM CHARLES W . ANDERSON TO GARY CRITHFIELD RE: CJ-4 LOAN #92-13123-5091-3 LETTER FROM A. ADGATE DUER TO HANS HARJO RE HIGHLIGHTING THREE POINTS IN STERLING'S CONFIDENTIAL MEMORANDUM AS AN ACQUISITION OPPORTUNITY FOR KEY BANK'S CONSIDERATION MEMORANDUM FROM C.A. DEARDORFF TO THE FILE RE: STERLING SAVINGS OTS DOCKET #7918 MEETING W ITH HAROLD GILKEY LETTER FROM CAROL FRIEND TO DANIEL BYRNE W ITH ATTACHM ENTS RE JUNE 5, 1990 LETTER FROM OTS NOT SERVING AS A RESTRICTION

438

06/05/1990

SG0507109 - SG0507110

PSG063 1728 - 1729

439

06/07/1990

DRI04402 - DRI04403

SG5004 0700 - 0701

440

06/15/1990

W ON880 0390 - 0390

441

06/18/1990

W ON953 0681 - 0682 W ON924 2205 - 2206 W OT942 1393 - 1393 W ON939 0233 - 0233

442

06/18/1990

LETTER FROM DANIEL BYRNE TO CAROL FRIEND RE STERLING'S INTENT TO SUMMARIZE CONVERSATIONS REGARDING OTS REQUESTS THAT STERLING FILE W EEKLY REPORTS FOR ANY ACTIONS TAKEN THAT ARE NOT IN KEEPING W ITH THE RESTRICTIONS IMPOSED BY THE OTS LETTER FROM CAROL FRIEND TO DANIEL BYRNE RE: FOLLOW -UP TO RECENT CONVERSATIONS LETTER FROM DANIEL G. BYRNE TO CAROL FRIEND RE: RESTRICTIONS

443

06/18/1990

W OT942 1532 - 1533

444

06/21/1990

SG0137928 - SG0137931

PSG049 3323 - 3326

Page 43 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 44 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

CORRESPONDENCE 445 06/25/1990 SG0600073 - SG0600075 PSG073 0054 - 0056 LETTER FROM CAROL FRIEND TO DANIEL BYRNE RE: REQUEST FOR ADDITIONAL INFORMATION LETTER FROM GREGORY A. LELAND TO JON C. PETERSON RE: CJ-4 BUSINESS PARK MEMORANDUM FROM W AYNE A. ALLERT TO BILL ZUPPE, JOHN VAN DIJK, DAN BYRNE, NORM JUDD, STEVE PAGE, GREG LELAND RE: QUARTERLY CLASSIFICATION MEETING JULY 2, 1990 W /ATTACHED EXHIBITS

446

07/06/1990

SG0506920 - SG0506922

PSG063 1538 - 1540

447

07/09/1990

0022741 - 0022750

PSG008 2350 - 2359

448

07/10/1990

SG0507128 - SG0507129

PSG063 1747 - 1748

LETTER FROM CHARLES W . ANDERSON TO DAVID CLAY RE: CJ-4 ASSOCIATES LOAN #92-13123-5091-3 LETTER FROM JON C. PETERSON TO GREGORY A. LELAND RE: CJ-4 BUSINESS PARK INTEROFFICE MEMORANDUM FROM PAT STIMAC TO CAROL FRIEND RE: MEMORANDUM REPORT STERLING SAVINGS ASSOCIATION MEMORANDUM FROM W AYNE A. ALLERT TO BILL ZUPPE, JOHN VAN DIJK, DAN BYRNE, NORM JUDD, STEVE PAGE, GREG LELAND RE: QUARTERLY CLASSIFICATION MEETING JULY 2, 1990 W /ATTACHMENTS MEMORANDUM OF ORAL COMMUNICATION RE: MONDAY'S MEETING

449

07/11/1990

SG0506917 - SG0506919

PSG063 1535 - 1537

450

07/13/1990

W ON934 2122 - 2122

451

07/17/1990

0022727 - 0022740

PSG008 2336 - 2349

452

07/25/1990

W ON939 0016 - 0016

Page 44 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 45 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

CORRESPONDENCE 453 07/30/1990 W ON939 0009 - 0011 LETTER FROM DANIEL BYRNE TO CAROL FRIEND RE: COMPARISON OF OPERATING RESULTS, ACTUAL VS. PRO FORM A, JUNE 30, 1990 LETTER FROM EDW IN C. HEDLUND TO RALPH MAXW ELL RE: RESPONSE TO SUPERVISORY LETTER(S) TERRITORIAL SAVING AND LOAN ASSOCIATION MEMORANDUM FROM MIDGE MOORE TO BILL ZUPPE RE: STATUS OF UNINSURED DEPOSITS LETTER FROM DANIEL BYRNE TO CAROL FRIEND RE VARIANCES FROM RESTRICTIONS PLACED UPON STERLING BY OTS LETTER FROM CAROL A. FRIEND TO DANIEL G. BYRNE RE: JULY 30, 1990 LETTER INTEROFFICE MEM ORANDUM FROM CAROL FRIEND TO KELLY HALVORSON, PAT STIMAC, PAT HILDEBRAND RE: STERLING LETTER FROM W ILLIAM W . ZUPPE TO BETTY REED RE: LETTER OF APPRECIATION MEMORANDUM OPINION AND ORDER, RE GRANTING MOTION FOR PRELIMINARY INJUNCTION AND DENYING M OTION TO DISMISS, INTER ALIA, STERLING LETTER FROM DANIEL G. BYRNE TO CAROL FRIEND RE: LETTER DATED 8/3/90 W /ATTACHED STERLING SAVINGS ASSOCIATION FISCAL YEAR 1991 OPERATING BUDGET

454

07/31/1990

W ON939 0686 - 0686

455

07/31/1990

W ON939 0668 - 0669

456

07/31/1990

W ON939 0004 - 0007

457

08/03/1990

W ON939 0676 - 0676

458

08/03/1990

W ON953 0921 - 0922

459

08/06/1990

W ON939 0666 - 0667

460

08/08/1990

W ON878 0971 - 0999

461

08/09/1990

PSG049 2978 - 2978 PSG049 2979 - 2985

Page 45 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 46 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

CORRESPONDENCE 462 463 08/14/1990 08/17/1990 W ON939 0636 - 0636 W OT703 0461 - 0461 LETTER FROM W ILLIAM W . ZUPPE TO CAROL FRIEND RE: OTS NUMBER 7918 LETTER FROM DANIEL G. BYRNE TO CAROL FRIEND RE: RESPONSE TO JULY 29, 1990 LETTER LETTER FROM CAROL FRIEND TO DANIEL G. BYRNE RE: AUGUST 17, 1990 LETTER LETTER FROM CAROL FRIEND TO DANIEL G. BYRNE

464

08/20/1990

W OT703 0460 - 0460

465

08/20/1990

SG0600071 - SG0600071

PSG073 0052 - 0052

466

08/21/1990

W ON939 0634 - 0634

INTEROFFICE MEM ORANDUM FROM CAROL FRIEND TO PAT STIMAC, KELLY HALVORSON, ED HEDLUND, W ILLIAM DURBIN RE: STERLING LETTER FROM JOHN STONE TO DANIEL BYRNE RE REASONING APPLIED BY FDIC IN ITS DENIAL OF STERLING'S APPLICATION FOR BROKERED DEPOSIT W AIVER DATED JANUARY 26, 1990 INTEROFFICE MEMORANDUM FROM LYNNW OOD CAMPBELL RE: STERLING-RAP/GAAP PROVISION FOR LOSSES MEMORANDUM FROM LAURA BOW ERS TO SCOTT BRADLEY RE: STERLING SA EXAMINATION AS OF SEPTEMBER 17, 1990 W /ATTACHED REPORT OF EXAMINATION, OTS MEMORANDUM FROM CAROL FRIEND TO SCOTT BRADLEY RE: EXAMINATION SCOPE

467

09/07/1990

W ON953 0905 - 0905

468

09/10/1990

W OT834 1044 - 1044

469

09/17/1990

W ON934 1907 - 1996 W ON934 2411 - 2411

470

09/17/1990

W ON934 2107 - 2110

Page 46 of 113

Case 1:95-cv-00829-TCW

Document 257-2

Filed 05/23/2007

Page 47 of 113

STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION

CORRESPONDENCE 471 09/17/1990 W ON934 2107 - 2110 MEMORANDUM FROM CAROL FRIEND TO SCOTT BRADLEY RE: EXAMINATION SCOPE MEMORANDUM FROM DAN BYRNE TO HAROLD GILKEY, BILL ZUPPE RE: COM PLIANCE W ITH CENTRAL EVERGREEN BUSINESS PLAN

472

09/18/1990

SG0137604 - SG0137604

PSG049 2999 - 2999

473

09/19/1990

0022706 - 0022725

PSG008 2315 - 2334

MEMORANDUM FROM W AYNE A. ALLERT TO BILL ZUPPE, DAN BYRNE, STEVE PAGE, JOHN VAN DIJK, NORM JUDD, GREG LELAND W /ATTACHMENTS LETTER FROM CAROL FRIEND TO JOHN VAN DIJK RE: RESPONSE TO SEPTEMBER 19, 1990 LETTER INTEROFFICE MEMORANDUM FROM SCOTT A. BRADLEY TO JOHN K. BISSET RE: EXAMINATION SCOPE STERLING SAVINGS ASSOCIATION EXAMINATION AS OF SEPTEM BER 17, 1990 INTEROFFICE MEMORANDUM FROM SCOTT A. BRADLEY TO JOHN K. BISSET RE: STERLING S&LA BOARD MEETING OF SEPTEM BER 25, 1990 LETTER FROM DANIEL G. BYRNE TO CAROL FRIEND RE: RESPONSE TO LETTERS DATED SEPTEM BER 19 AND 20, 1990 LETTER FROM DANIEL G. BYRNE TO CAROL FRIEND RE: OTS NUMBER 7918

474

09/20/1990

W ON939 0516 - 0516

475

09/24/1990

W ON934 2103 - 210