Case 1:95-cv-00829-TCW
Document 257-2
Filed 05/23/2007
Page 1 of 113
STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
ANNUAL REPORTS AND 10-Ks, 10-Qs 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 XX/XX/1982 XX/XX/1983 XX/XX/1984 12/31/1984 XX/XX/1985 03/31/1985 06/30/1985 12/31/1985 XX/XX/1986 03/31/1986 09/30/1986 12/31/1986 XX/XX/1987 03/31/1987 09/30/1987 PW C12205 - PW C12233 SG0062928 - SG0062958 PW C12272 - PW C12298 CJ0319 - CJ0415 SG0061542 - SG0061561 SG0061348 - SG0061375 PSG043 2301 - 2320 PSG043 2107 - 2134 W ON922 1176 - 1178 SG2005 2534 - 2560 W ON922 1163 - 1175 W ON922 1095 - 1131 W ON922 1083 - 1094 PSG027 0324 - 0354 W ON922 1019 - 1029 W ON922 0458 - 0469 W ON922 0500 - 0514 SG2005 2467 - 2501 W ON922 0367 - 0384 W ON944 0351 - 0364 FHLBB ANNUAL REPORT 1982 ANNUAL REPORT 1983, STERLING SAVINGS ANNUAL REPORT 1984, STERLING SAVINGS ASSOCIATION FORM 10-Q ANNUAL REPORT 1985, STERLING SAVINGS FORM 10-Q FORM 10-K W /ATTACHED EXHIBITS FORM 10-Q ANNUAL REPORT 1986, STERLING SAVINGS FORM 10-Q FORM 10-Q FORM 10-Q ANNUAL REPORT 1987, STERLING SAVINGS FORM 10-Q FORM 10-Q
Page 1 of 113
Case 1:95-cv-00829-TCW
Document 257-2
Filed 05/23/2007
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
ANNUAL REPORTS AND 10-Ks, 10-Qs 16 17 18 19 20 21 22 12/31/1987 XX/XX/1988 03/31/1988 12/31/1988 03/31/1989 03/31/1989 06/30/1989 GMW H0000493 GMW H0000507 SG0062997 - SG0063034 PSG027 0393 - 0431 W ON879 0330 - 0330 W ON944 0334 - 0349 W ON889 0685 - 0723 W ON944 0217 - 0233 W ON889 1093 - 1111 W ON889 1073 - 1091 W ON878 0427 - 0428 FORM 10-Q ANNUAL REPORT 60, STERLING SAVINGS FORM 10-Q FORM 10-Q FORM 10-Q REVIEW OF THE MARCH 31, 1989, FORM 10-Q FORM 10-Q, GOLDEN W EST FINANCIAL CORPORATION FOR THE QUARTER ENDING JUNE 30, 1989 ANNUAL REPORT 1989, STERLING SAVINGS STERLING SAVINGS ASSOCIATION OTS NO. 7918 REVIEW OF THE DECEMBER 31, 1989, FORM 10-Q FORM 10-Q NORTHW EST PORTRAIT 1991 ANNUAL ECONOMIC REVIEW & OUTLOOK (EXCERPT) PSG043 0615 - 0657 ANNUAL REPORT 1991, STERLING SAVINGS
23 24
06/30/1989 12/31/1989
25 26
09/30/1990 XX/XX/1991 SG0700480 - SG0700492 SG0804078 - SG0804193 SG0059855 - SG0059897
W ON939 0890 - 0915
27
XX/XX/1991
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Case 1:95-cv-00829-TCW
Document 257-2
Filed 05/23/2007
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
ANNUAL REPORTS AND 10-Ks, 10-Qs 28 29 30 31 32 33 34 35 36 37 38 39 40 41 XX/XX/1992 09/30/1992 12/31/1992 XX/XX/1993 03/31/1993 09/30/1993 03/31/1994 09/30/1994 12/31/1994 XX/XX/1995 03/31/1995 09/30/1995 12/31/1995 XX/XX/1996 USBPJC05769 USBPJC05827 SG0048600 - SG0048662 SG0700063 - SG0700108 W ON887 0011 - 0039 W ON887 2565 - 2588 W ON887 0965 - 0996 W ON887 1061 - 1090 W ON887 0785 - 0812 PSG042 1602 - 1664 W ON950 0843 - 0898 W ON950 0518 - 0550 W ON950 0555 - 0592 SG4002 3769 - 3827 SG0700033 - SG0700066 W ON884 0007 - 0031 W ON886 0300 - 0328 NORTHW EST PORTRAIT 1992 ANNUAL ECONOMIC REVIEW & OUTLOOK FORM 10-Q FORM 10-Q NORTHW EST PORTRAIT 1993 ANNUAL ECONOMIC REVIEW & OUTLOOK FORM 10-Q FORM 10-Q FORM 10-Q FORM 10-Q FORM 10-Q ANNUAL REPORT 1995, STERLING FINANCIAL FORM 10-Q FORM 10-Q FORM 10-Q ANNUAL REPORT, STERLING FINANCIAL CORPORATION
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Case 1:95-cv-00829-TCW
Document 257-2
Filed 05/23/2007
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
ANNUAL REPORTS AND 10-Ks, 10-Qs 42 43 03/31/1996 06/30/1996 USBPJC01586 USBPJC01605 W OL130 0476 - 0508 SG4002 1619 - 1638 FORM 10-Q FORM 10-Q
44 45
09/30/1996 12/31/1996 USBPJC00654 USBPJC00739
W OL130 0182 - 0204 SG4002 0664 - 0751
FORM 10-Q FORM 10-K
46 47 48 49 50 51 52 53 54 55
03/31/1997 06/30/1997 12/31/1997 03/31/1998 06/30/1998 09/30/1998 03/31/1999 06/30/1999 03/31/2000 12/31/2000 SO00888 - SO00914 PW C11184 - PW C11260 SG0901863 - SG0901894 SG0706352 - SG0706436
W OL123 1182 - 1206 W OL131 1798 - 1817 W OL128 0712 - 0809 W OL128 0830 - 0850 W OL128 0612 - 0636 W OL128 0637 - 0660 SG3001 1057 - 1083 SG2005 1422 - 1498
FORM 10-Q FORM 10-Q FORM 10-K, STERLING FINANCIAL CORPORATION FORM 10-Q FORM 10-Q FORM 10-Q FORM 10-Q FORM 10-Q FORM 10-Q ANNUAL REPORT 2000 ON FORM 10-K
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Case 1:95-cv-00829-TCW
Document 257-2
Filed 05/23/2007
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
ANNUAL REPORTS AND 10-Ks, 10-Qs 56 57 58 59 60 12/31/2001 12/31/2003 01/31/2004 12/31/2004 12/31/2005 SG0911093 - SG0911172 PSG088 1488 - 1567 SG0911173 - SG0911309 PSG088 1568 - 1704 FORM 10-K, STERLING FINANCIAL CORPORATION FORM 10-K FORM 10-K FORM 10-K FORM 10-K THRIFT FINANCIAL REPORTS 61 03/31/1987 SG0062292 - SG0062302 PSG043 3051 - 3061 FHLBB THRIFT FINANCIAL REPORT (AM ENDED 4/30/87) FHLBB THRIFT FINANCIAL REPORT
62
06/30/1987
W ON932 3006 - 3027 PSG023 0079 - 0079 W ON929 1119 - 1129
63
06/30/1987
FHLBB THRIFT FINANCIAL REPORT (AM ENDED 8/18/87) FHLBB THRIFT FINANCIAL REPORT (AM ENDED 10/29/87) FHLBB THRIFT FINANCIAL REPORT (AM ENDED 10/30/87)
64
06/30/1987
W ON933 1607 - 1609
65
09/30/1987
W ON933 1604 - 1606
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Case 1:95-cv-00829-TCW
Document 257-2
Filed 05/23/2007
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
THRIFT FINANCIAL REPORTS 66 67 68 69 70 09/30/1987 12/31/1987 03/31/1988 06/30/1988 06/30/1988 0037302 - 0037312 SG0069566 - SG0069576 SG0069566 SG0069582 SG0069626 SG0069628 SG0069576 SG0069566 SG0069585 SG0069626 SG0069630 SG0069576 W ON929 1094 - 1104 W ON932 2956 - 2979 PSG009 1489 - 1499 PSG031 0721 - 0731 PSG031 PSG031 PSG031 PSG031 PSG031 0721 0737 0781 0783 0731 0721 0740 0781 0785 0731 FHLBB THRIFT FINANCIAL REPORT FHLBB THRIFT FINANCIAL REPORT FHLBB THRIFT FINANCIAL REPORT FHLBB THRIFT FINANCIAL REPORT FHLBB THRIFT FINANCIAL REPORT
71
06/30/1988
SG0069544 - SG0069554
PSG031 0699 - 0709
FHLBB THRIFT FINANCIAL REPORT (AM ENDED 09/30/88) FHLBB THRIFT FINANCIAL REPORT FHLBB THRIFT FINANCIAL REPORT (AM ENDED 3/189) FHLBB THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT FOR STERLING SAVINGS ASSOCIATION FHLBB THRIFT FINANCIAL REPORT (AM ENDED 5/4/89)
72 73
09/30/1988 12/31/1988
SG0068780 - SG0068790 SG0067498 - SG0067509
PSG023 3441 - 3451 PSG023 2153 - 2164
74 75 76
12/31/1988 03/XX/1989 03/31/1989
SG0067592 - SG0067603
PSG023 2247 - 2258 OSG001 0001 - 0010 W ON933 1586 - 1588
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Case 1:95-cv-00829-TCW
Document 257-2
Filed 05/23/2007
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
THRIFT FINANCIAL REPORTS 77 03/31/1989 SG0701210 - SG0701221 FHLBB THRIFT FINANCIAL REPORT (AM ENDED 5/4/89) W ON889 1730 - 1742 OSG001 0011 - 0022 SG0119064 - SG0119079 SG0119043 - SG0119045 PSG044 2263 - 2278 PSG044 2242 - 2244 FHLBB THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT FOR STERLING SAVINGS ASSOCIATION FHLBB THRIFT FINANCIAL REPORT FHLBB THRIFT FINANCIAL REPORT (AM ENDED 11/29/89) OTS THRIFT FINANCIAL REPORT FOR STERLING SAVINGS ASSOCIATION FHLBB THRIFT FINANCIAL REPORT (AM ENDED 11/7/89) FHLBB THRIFT FINANCIAL REPORT FHLBB THRIFT FINANCIAL REPORT, (AM ENDED 11/29/89) FHLBB THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT (AM ENDED 06/25/90)
78 79 80 81
03/31/1989 06/XX/1989 06/30/1989 06/30/1989
82 83
09/XX/1989 09/30/1989
OSG001 0023 - 0033 W ON933 2027 - 2042
84 85
09/30/1989 09/30/1989
W ON937 1603 - 1604 W ON933 2024 - 2026
86 87
12/31/1989 03/31/1990
SG0037130 - SG0037146
PSG009 1317 - 1333 W ON936 0972 - 1002
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Case 1:95-cv-00829-TCW
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
THRIFT FINANCIAL REPORTS 88 89 90 06/30/1990 09/30/1990 XX/XX/1998 SG0801178 - SG0801229 SG0037038 - SG0037066 PSG009 1226 - 1253 W ON936 0900 - 0927 OTS THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT THRIFT FINANCIAL REPORTS, 9/98 AND 12/98 FOR STERLING SAVINGS BANK (HARD COPY) PSG075 0030 - 0051 PSG087 1411 - 1446 PSG075 2385 - 2407 PSG087 1329 - 1371 PSG087 1295 - 1327 PSG087 1259 - 1292 PSG087 1225 - 1257 PSG087 1187 - 1224 OTS THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT OTS PROPOSED 2001 THRIFT FINANCIAL REPORT THRIFT FINANCIAL REPORTS (SHESHUNOFF)-2001 OTS THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT
91 92 93 94 95 96 97 98 99 100 101
03/XX/1999 06/30/1999 09/XX/1999 12/31/1999 03/31/2000 06/30/2000 09/30/2000 12/31/2000 XX/XX/2001 03/XX/2001 12/XX/2001
SG0602826 - SG0602847 SG0908703 - SG0908738 SG0605175 - SG0605197 SG0908621 - SG0908663 SG0908587 - SG0908619 SG0908551 - SG0908584 SG0908517 - SG0908549 SG0908479 - SG0908516 SG0902007 - SG0902025 SG0900695 - SG0900715 SG0900669 - SG0900694
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Case 1:95-cv-00829-TCW
Document 257-2
Filed 05/23/2007
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
THRIFT FINANCIAL REPORTS 102 103 104 105 106 107 108 109 110 111 112 113 114 115 116 XX/XX/2002 03/XX/2002 06/XX/2002 09/XX/2002 12/XX/2002 03/XX/2003 06/XX/2003 09/XX/2003 12/31/2003 03/31/2004 06/30/2004 09/30/2004 12/31/2004 03/31/2005 06/30/2005 SG0902026 - SG0902045 SG0900644 - SG0900668 SG0900618 - SG0900643 SG0900593 - SG0900617 SG0900564 - SG0900592 SG0900539 - SG0900563 SG0900513 - SG0900538 SG0900488 - SG0900512 THRIFT FINANCIAL REPORTS (SHESHUNOFF)-2002 OTS THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT 12/03 TFR 03/04 TFR 06/04 TFR 09/04 TFR 12/04 TFR 03/05 TFR 06/05 TFR
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Case 1:95-cv-00829-TCW
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
OTHER FINANCIALS 117 XX/XX/XXXX HFGEP01455 HFGEP01466 W ON944 2186 - 2189 THE COLLAPSE OF THE TEXAS THRIFT INDUSTRY: CAUSES OF THE PROBLEM AND IMPLICATIONS FOR REFORM STERLING SAVINGS ASSOCIATION APPLICATION FOR SUPERVISORY CONVERSION AND ACQUISITION STERLING SAVINGS ASSOCIATION COM MERCIAL LOAN POLICY STERLING SAVINGS ASSOCIATION HISTORICAL RATES AND MARGINS FHLBB QUARTERLY FINANCIAL REPORT FINANCIAL STATEMENTS, STERLING SAVINGS ASSOCIATION OPERATING BUDGET PSG037 0809 - 0860 FINANCIAL STATEMENTS, STERLING SAVINGS ASSOCIATION FINANCIAL STATEMENTS, STERLING SAVINGS ASSOCIATION PSG029 2894 - 2901 W ON922 1393 - 1397 W ON922 1399 - 1400 SG0143984 - SG0143991 PSG029 2894 - 2901 FHLBB QUARTERLY FINANCIAL REPORT FHLBB QUARTERLY FINANCIAL REPORT
118
XX/XX/XXXX
119 120 121 122 123 124 125 126 127
XX/XX/XXXX XX/XX/XXXX 06/30/1985 11/01/1985 XX/XX/1986 03/01/1986 06/01/1986 06/30/1986 09/30/1986 SG0097724 - SG0097792 SG0097353 - SG0097366 SG0097501 - SG0097552 SG0097367 - SG0097408 SG0143984 - SG0143991 SG0137557 - SG0137561
W ON922 0841 - 0846 PSG049 2952 - 2956 W ON949 2123 - 2130 PSG037 1032 - 1100
128
10/06/1986
FHLBB QUARTERLY FINANCIAL REPORT
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
OTHER FINANCIALS 129 12/31/1986 W ON932 W ON932 W ON932 W ON932 W ON932 W ON932 W ON932 W ON932 W ON932 SG0099242 - SG0099263 3051 3053 3055 3057 3059 3061 3063 3065 3067 3051 3053 3055 3057 3059 3061 3063 3065 3067 FHLBB QUARTERLY FINANCIAL REPORT
130 131
06/01/1987 12/31/1987
PSG037 2548 - 2569 W OL023 0536 - 0572
FINANCIAL STATEMENTS, STERLING SAVINGS ASSOCIATION AUDITED CONSOLIDATED FINANCIAL STATEM ENTS AND OTHER FINANCIAL INFORMATION FINANCIAL STATEMENTS, STERLING SAVINGS ASSOCIATION FORBEARANCE LETTER FOR TRI-CITIES STERLING AND TRI-CITIES CLOSING STATEMENT
132 133 134 135 136 137
04/01/1988 04/06/1988 04/08/1988 06/01/1988 12/01/1988 12/31/1988
SG0100861 - SG0100966
PSG045 0970 - 1075 W OR488 0389 - 0390
SG0148828 - SG0148829 SG0101162 - SG0101269 SG0101813 - SG0101921 PSG045 1271 - 1378 PSG045 1923 - 2031 W ON924 1905 - 1905
FINANCIAL STATEMENTS, STERLING SAVINGS ASSOCIATION FINANCIAL STATEMENTS, STERLING SAVINGS ASSOCIATION STERLING SAVINGS ASSOCIATION FINANCIAL CONDITION OF CENTRAL EVERGREEN AS REPORTED BY THE FHLB-SEATTLE
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Case 1:95-cv-00829-TCW
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
OTHER FINANCIALS 138 139 12/31/1988 01/XX/1989 W OL060 1353 - 1384 CONSOLIDATED FINANCIAL STATEMENTS SUMMARY OF CHANGES TO THE THRIFT FINANCIAL REPORT FORMS AND INSTRUCTIONS SG0102551 - SG0102576 SG0102595 - SG0102704 SG0102610 - SG0102610 SG0054168 - SG0054205 SG0803491 - SG0803491 PSG045 2720 - 2720 PSG039 1643 - 1680 FINANCIAL STATEM ENTS (NO NARRATIVE) FINANCIAL STATEMENTS FINANCIAL STATEMENTS REPORT ON AUDIT OF CONSOLIDATED FINANCIAL STATEMENTS STERLING SAVINGS ASSOCIATION ACQUISITION OF TW O BRANCHES FROM GREAT AMERICAN FSB, BALANCE SHEET FINANCIAL STATEMENTS W ON953 0843 - 0845 SCOPE MEMORANDUM , FROM JOHN BISSET TO DW IGHT HASKINS RE: ADDITIONAL INSTRUCTIONS SPECIAL LIMITED EXAMINATION STERLING SAVINGS ASSOCIATION SPOKANE, W A OTS NO. 07918 PUBLIC OFFERING (EXCERPTS) FINANCIAL STATEM ENTS (NO NARRATIVE) FINANCIAL STATEMENTS W ON889 2515 - 2532 FINANCIAL STATEMENTS
140 141 142 143 144
06/XX/1989 06/XX/1989 06/30/1989 06/30/1989 07/28/1989
145 146
09/XX/1989 11/03/1989
SG102988 - SG0103134
147 148 149 150
11/14/1989 12/XX/1989 12/XX/1989 06/XX/1990
SG0140240 - SG0140241 SG0103428 - SG0103455 SG0103504 - SG0103618
PSG056 2299 - 2300
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
OTHER FINANCIALS 151 152 153 154 06/30/1990 06/30/1990 08/XX/1990 09/30/1990 SG0035805 - SG0035822 SG0054127 - SG0054167 HAR000474 - HAR000524 SG0137562 - SG0137577 PSG049 2957 - 2972 PSG009 0003 - 0020 PSG039 1602 - 1642 FINANCIAL STATEMENTS REPORT ON AUDIT OF CONSOLIDATED FINANCIAL STATEMENTS THRIFT FINANCIAL REPORT INSTRUCTION MANUALS BUDGET MODIFIED FOR TRANSACTIONS W /ATTACHED INTEREST RATE RISK REPORT AS PROJECTED W ITH BUDGET FOR SEPTEM BER 30, 1990 BOARD OF DIRECTORS LOAN SUM MARY FINANCIAL STATEMENTS STERLING SAVINGS ASSOCIATION COM PARATIVE BALANCE SHEET THIRD QUARTER 1991 JANUARY 22, 1991 W ALTER THOMPSON-FDIC OTS RESPONSE REPORT SUMMARY-DRAFT FINANCIAL STATEMENTS NOTES TO FINANCIAL STATEMENTS NOTES TO FINANCIAL STATEMENTS CONSOLIDATED CAPITAL REQUIREMENT-SCHEDULE CCR
155 156 157
10/16/1990 12/XX/1990 XX/XX/1991
SG0194738 - SG0194740 SG0183740 - SG0183740
PSG055 0759 - 0761 PSG054 1586 - 1586 W ON939 1154 - 1156
158 159 160 161 162 163
01/22/1991 02/22/1991 03/31/1991 06/07/1991 06/30/1991 09/XX/1991 SG0136601 - SG0136634 SG0105406 - SG0105423 0017780 - 0017784 SG0525895 - SG0525898 HAM -000023 HAM -000066
W ON924 0924 - 0925 PSG049 1995 - 2028 PSG033 1981 - 1998 PSG004 1055 - 1059 PSG071 0845 - 0848
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
OTHER FINANCIALS 164 165 166 167 168 169 12/31/1991 XX/XX/1992 12/31/1992 06/30/1992 06/30/1992 10/08/1992 SG0106477 - SG0106494 DRI06821 - DRI06878 SG0108354 - SG0108372 SG0114310 - SG0114328 SG0113623 - SG0113641 DRI03820 - DRI03821 PSG033 3051 - 3068 SG5006 0005 - 0062 PSG041 1371 - 1389 PSG047 0689 - 0707 PSG047 0003 - 0021 SG5004 0117 - 0118 FINANCIAL STATEMENTS FISCAL 1992 OVERVIEW, STERLING SAVINGS FINANCIAL STATEMENTS, STERLING SAVINGS ASSOCIATION FINANCIAL STATEMENTS FINANCIAL STATEMENTS DAIN BOSW ORTH INCORPORATED CORPORATE FINANCE DEPARTMENT CALL REPORT FINANCIAL STATEMENTS % SUBORDINATED NOTES DUE 2000, STERLING FINANCIAL CORPORATION FINANCIAL STATEMENTS FINANCIAL STATEMENTS ADDITIONAL FEE INCOME ANALYSIS REPORTS ADDITIONAL FEE INCOME ANALYSIS REPORTS ADDITIONAL FEE INCOME ANALYSIS REPORTS FINANCIAL STATEMENTS
170 171 172 173 174 175 176 177
12/31/1992 01/21/1993 06/30/1993 06/30/1993 07/31/1993 08/31/1993 10/31/1993 12/31/1993
SG0118509 - SG0118527 SG0165703 - SG0165787 SG0196181 - SG0196200 SG0118160 - SG0118179 SG0109581 - SG0109609 SG0109517 - SG0109541 SG0109538 - SG0109385 DRI03391 - DRI03410
PSG044 1709 - 1727 PSG062 0585 - 0670 PSG055 2219 - 2238 PSG044 1360 - 1379 PSG041 2596 - 2624 PSG041 2533 - 2556 PSG041 2374 - 2401 SG5003 1745 - 1764
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
OTHER FINANCIALS 178 03/XX/1994 USBPJC08565 USBPJC08576 SG0115990 - SG0116018 SG0115851 - SG0115869 SG0115716 - SG0115742 SG0115614 - SG0115634 SG0110020 - SG0110038 SG0109974 - SG0110003 SG0109614 - SG0109632 SG0114965 - SG0114983 SG0110725 - SG0110743 SG0111278 - SG0111295 SG0628326 - SG0628332 SG0111796 - SG0111805 SG0111276 - SG0111295 SG4003 1181 - 1193 CUMULATIVE CONVERTIBLE PREFERRED STOCK ROAD SHOW , STERLING FINANCIAL CORPORATION ADDITIONAL FEE INCOME ANALYSIS REPORTS ADDITIONAL FEE INCOME ANALYSIS REPORTS ADDITIONAL FEE INCOME ANALYSIS REPORTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS ADDITIONAL FEE INCOME ANALYSIS REPORTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS-STERLING FINANCIAL CORPORATION FINANCIAL STATEMENTS-ACCOUNTING SUPPLEMENT FINANCIAL STATEM ENTS 7/95-12/95
179 180 181 182 183 184 185 186 187 188 189 190 191
01/31/1994 03/31/1994 05/31/1994 06/XX/1994 06/30/1994 07/31/1994 12/XX/1994 06/XX/1995 06/30/1995 12/31/1995 06/XX/1996 07/XX/1996 07/23/1996
PSG047 2367 - 2395 PSG047 2228 - 2246 PSG047 2093 - 2119 PSG047 1991 - 2011 PSG038 0016 - 0034 PSG041 2989 - 3018 PSG041 2629 - 2647 PSG047 1343 - 1361 PSG038 1277 - 1295 PSG038 1829 - 1846 PSG082 1234 - 1240 PSG038 2347 - 2356 PSG038 1827 - 1846
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
OTHER FINANCIALS 192 193 194 195 196 197 12/XX/1996 12/31/1996 06/30/1997 08/31/1997 12/XX/1997 06/15/1998 SG0116580 - SG0116597 SG0117422 - SG0117439 SG0117103 - SG0117120 SG0612690 - SG0612707 W OL123 0377 - 0377 PSG047 2956 - 2973 PSG044 0621 - 0638 PSG044 0301 - 0318 PSG077 3240 - 3259 W OL130 2178 - 2186 FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS STERLING FINANCIAL CORPORATION CALENDAR YEAR 1998 OPERATING AND STRATEGIC PLAN FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS SUPERVISORY AGREEMENT BETW EEN THE OFFICE OF THRIFT SUPERVISION AND STERLING SAVINGS BANK FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS
198 199 200 201
06/30/1998 12/XX/1998 12/31/1998 05/XX/1999
SG0078940 - SG0078957 SG0521121 - SG0521139 SG0069961 - SG0069979
PSG021 3121 - 3138 PSG069 0199 - 0217 PSG031 1117 - 1135 W OL129 0338 - 0352
202 203 204 205
06/XX/1999 06/30/1999 09/30/1999 12/XX/1999
SG0521912 - SG0521932 SG0077073 - SG0077092 SG0076535 - SG0076555 SG0619806 - SG0619825
PSG069 0990 - 1010 PSG021 1254 - 1273 PSG021 0715 - 0735 PSG079 3151 - 3170
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DX# DATE BATES RANGE ADIIS # DESCRIPTION
OTHER FINANCIALS 206 XX/XX/2000 DRI09437 - DRI09521 SG5007 0577 - 0661 STERLING FINANCIAL CORPORATION 8.75% SUBORDINATED NOTES DUE 2000 FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS FDIC-STATISTICS ON DEPOSITORY INSTITUTIONS REPORT
207 208 209 210 211 212 213 214 215
06/XX/2000 12/XX/2000 06/XX/2001 12/XX/2001 06/XX/2002 12/XX/2002 06/XX/2003 12/XX/2003 02/13/2007
SG0916627 - SG0916646 SG0610394 - SG0610414 SG0914512 - SG0914532 SG0911528 - SG0911548 SG0912280 - SG0912299 SG0904601 - SG0904620 SG0905512 - SG0905533 SG0906391 - SG0906412 HAM -000067 HAM -000068 HAM -000069 HAM -000070
PSG090 2542 - 2561 PSG077 0914 - 0934 PSG090 0427 - 0447 PSG088 1923 - 1943 PSG089 0571 - 0590 PSG086 0020 - 0039 PSG086 0932 - 0953 PSG086 1812 - 1833
216
02/14/2007
FDIC-STATISTICS ON DEPOSITORY INSTITUTIONS REPORT
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
BUSINESS PLANS / CAPITAL PLANS 217 218 06/30/1986 06/30/1987 SG0040357 - SG0040366 SG0076253 - SG0076258 PSG036 1761 - 1770 PSG021 0433 - 0438 BUSINESS PLAN, STERLING SAVINGS ASSOCIATION OPERATING PLAN BUSINESS PLAN, STERLING SAVINGS ASSOCIATION
219 220
XX/XX/1988 02/26/1988
SG0152262 - SG0152262
PSG058 0832 - 0832 W OT942 2110 - 2125
BUSINESS PLAN-REFORECAST FOR FISCAL 1988 BUSINESS PLAN UPDATE TO INCLUDE THE ACQUISITION OF TRI-CITIES S&L (DRAFT), EXHIBIT C BUSINESS PLAN, STERLING SAVINGS ASSOCIATION (1989) BUSINESS PLAN UPDATE TO INCLUDE THE ACQUISITION OF CENTRAL EVERGREEN-FISCAL (1989) BUSINESS PLAN UPDATE TO INCLUDE THE ACQUISITION OF CENTRAL EVERGREEN S&L BEST AGENCY BUSINESS PLAN-FISCAL 1991 BUSINESS PLAN CAPITAL PLAN BUSINESS PLAN
221 222
06/10/1988 06/10/1988
W ON879 0152 - 0177 W ON879 0119 - 0150
223
08/15/1988
SG0142173 - SG0142212
PSG029 1122 - 1161
224 225 226 227
XX/XX/1991 XX/XX/1991 07/23/1991 XX/XX/1992
SG0176124 - SG0176128 SG0136439 - SG0136459
PSG059 0383 - 0387 PSG049 1833 - 1853 W ON924 1668 - 1742
SG0136194 - SG0136272
PSG054 1732 - 1736 PSG049 1588 - 1666
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
BUSINESS PLANS / CAPITAL PLANS 228 229 230 231 232 233 234 XX/XX/1993 XX/XX/1994 XX/XX/1995 08/16/1995 XX/XX/1996 08/06/1996 03/18/1999 SO06190 - SO06254 W ON884 1554 - 1558 W ON943 0162 - 0175 W ON886 0698 - 0715 W ON941 1820 - 1829 W ON941 1808 - 1816 W OL131 0713 - 0741 SG3004 1199 - 1275 BUSINESS PLAN BUSINESS PLAN BUSINESS PLAN BUSINESS PLAN - BALANCE SHEET BUSINESS PLAN BUSINESS PLAN CAPITAL RAISING ALTERNATIVES
EXAM INATION REPORTS & RESPONSES 235 236 237 XX/XX/XXXX XX/XX/XXXX 04/01/1983 SG0137550 - SG0137556 PSG049 2945 - 2951 W ON934 2352 - 2355 W ON946 0513 - 0540 OTS DEPARTM ENT OF TREASURY EXAMINER FINDINGS EXAMINER'S COMMENTS AND CONCLUSIONS REPORT OF EXAMINATION, FHLBB OFFICE OF EXAMINATION AND SUPERVISION REPORT OF EXAMINATION, OES REPORT OF EXAMINATION, OES REPORT OF EXAMINATION, OES
238 239 240
05/27/1983 09/14/1984 08/16/1985
W ON927 0228 - 0255 W ON938 0359 - 0370 W ON922 1766 - 1791
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
EXAM INATION REPORTS & RESPONSES 241 10/29/1986 SG0052114 - SG0052169 REPORT OF EXAMINATION, JOINTLY-FHLB OF SEATTLE AND STATE OF W ASHINGTON REPORT OF EXAMINATION, JOINTLY-FHLB OF SEATTLE AND STATE OF W ASHINGTON W OT942 1652 - 1730 SG0052262 - SG0052339 PSG032 2656 - 2733 W ON885 0048 - 0051 SG0052432 - SG0052525 PSG032 2826 - 2919 W ON934 1810 - 1899 W ON953 0294 - 0294 W ON953 0907 - 0907 W ON934 2371 - 2410 SG0052802 - SG0052865 SG0052684 - SG0052801 SG0052685 - SG0052686 PSG039 0160 - 0161 PSG039 0277 - 0340 REPORT OF EXAM INATION, FHLB JOINT REGULAR EXAMINATION REPORT OF EXAMINATION, OTS REPORT OF EXAMINATION, FDIC OTS REPORT OF EXAMINATION, SPECIAL LIMITED OTS CREW NOTICE, EXAMINER-IN-CHARGE, SCOTT BRADLEY OTS CREW NOTICE, EXAMINER-IN-CHARGE, HARRY CARVER REPORT OF EXAMINATION, FDIC REPORT OF EXAMINATION, FDIC REPORT OF EXAMINATION, JOINTLY-OTS AND STATE OF W ASHINGTON REPORT OF EXAMINATION, OTS
242
04/18/1988
SG0052170 - SG0052247
243 244 245 246 247 248 249 250 251 252 253
06/19/1989 06/19/1989 08/18/1989 11/13/1989 11/13/1989 08/14/1990 08/14/1990 09/17/1990 09/16/1991 09/16/1991 11/07/1991
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
EXAM INATION REPORTS & RESPONSES 254 08/10/1992 SG0052866 - SG0052929 REPORT OF EXAMINATION, JOINTLY-OTS, W EST REGION AND STATE OF W ASHINGTON W ON880 2324 - 2415 SG0052930 - SG0052974 PSG039 0405 - 0449 W ON887 0766 - 0770 SG0052975 - SG0053016 PSG039 0450 - 0491 W OL819 3163 - 3199 REPORT OF EXAMINATION, FDIC REPORT OF EXAMINATION, OTS REPORT OF EXAMINATION, OTS REPORT OF EXAMINATION, OTS REPORT OF EXAMINATION, JOINT REGULAR OTS AND STATE OF W ASHINGTON DIVISION OF S & L ASSOCIATIONS REPORT OF EXAMINATION, OTS REPORT OF EXAMINATION, OTS REPORT OF EXAMINATION, OTS REPORT OF EXAMINATION, JOINTLY-STATE OF W ASHINGTON OTS AND FDIC W OL819 2962 - 2968 W OL130 0815 - 0837 W OL819 2741 - 2741 REPORT OF EXAMINATION, OTS REPORT OF EXAMINATION, OTS EXAMINATION HISTORY REPORT, STERLING SAVINGS ASSOCIATION
255 256 257 258 259
07/06/1993 07/06/1993 07/12/1993 06/30/1994 07/25/1994
260 261 262 263
08/09/1994 06/30/1995 08/14/1995 08/21/1995 SG0053017 - SG0053088
W ON886 0541 - 0550 W ON886 1166 - 1183 W ON943 1801 - 1825
264 265 266
09/25/1995 06/30/1996 08/14/1996
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
EXAM INATION REPORTS & RESPONSES 267 268 269 270 271 272 273 274 09/16/1996 09/23/1996 10/14/1997 05/04/1998 05/18/1998 10/26/1998 11/18/1998 11/25/1998 SG0053240 - SG0053293 W OL134 1011 - 1029 W OL819 2869 - 2871 SG0053166 - SG0053238 W ON923 1818 - 1882 W OL819 2947 - 2954 PSG039 0641 - 0713 W OL126 0324 - 0332 W OL133 0722 - 0722 REPORT OF EXAMINATION, JOINTLY-STATE OF W ASHINGTON AND OTS REPORT OF EXAMINATION, OTS REPORT OF EXAMINATION, JOINTLY-STATE OF W ASHINGTON AND OTS REPORT OF EXAMINATION, OTS OFFICE OF THRIFT SUPERVISION EXAM INATION HISTORY AS OF 5/18/1998 REPORT OF EXAMINATION, OTS REPORT OF EXAMINATION, OTS EXAMINER MEMORANDUM FROM BRUCE HICKOK TO FILE RE: STATUS MEETING W ITH MANAGEM ENT STERLING SAVINGS BANK-10/26/98 EXAMINATION FINDINGS FROM LENNY THILBERG TO AVP TOM LEW IS RE: THRIFT FINANCIAL REPORTS REPORT OF EXAMINATION, OTS COMPLIANCE EXAMINATION REPORT OF EXAMINATION, OTS HOLDING COMPANY EXAMINATION REPORT OF EXAMINATION, OTS
275
12/03/1998
SG0627937 - SG0627939
PSG082 0847 - 0849
276 277 278 279 280
12/14/1998 12/14/1999 12/27/1999 12/27/1999 03/19/2001 SG0901137 - SG0901170 SG0901313 - SG0901360 SG0901075 - SG0901089 SG0901361 - SG0901407
W OL819 2694 - 2715
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
EXAM INATION REPORTS & RESPONSES 281 282 283 284 285 286 287 288 289 290 03/26/2001 05/13/2002 05/13/2002 03/26/2003 06/23/2003 06/23/2003 06/23/2003 08/04/2003 06/14/2004 09/12/2005 SG0901433 - SG0901482 SG0901171 - SG0901198 SG0901408 - SG0901432 SG0901110 - SG0901122 SG0901090 - SG0901109 SG0901123 - SG0901136 COMPLIANCE EXAMINATION REPORT OF EXAMINATION, STATE OF W ASHINGTON HOLDING COMPANY EXAMINATION HOLDING COMPANY EXAMINATION HOLDING COMPANY EXAMINATION REPORT OF EXAMINATION, OTS REPORT OF EXAMINATION, OTS REPORT OF EXAMINATION, OTS REPORT OF EXAMINATION, OTS RESPONSE TO THE JOINT EXAM INATION REPORT CORRESPONDENCE 291 XX/XX/XXXX W ON936 0596 - 0596 MEMORANDUM FROM GENE FITZPATRICK TO SCOTT BRADLEY RE: MORTGAGE BACKED SECURITIES
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
CORRESPONDENCE 292 XX/XX/XXXX W ON936 0374 - 0375 MEMORANDUM FROM GENE FITZPATRICK TO SCOTT BRADLEY RE: CAPITAL OW NERSHIP
293
XX/XX/XXXX
W ON878 0730 - 0735
DRAFT MEMORANDUM RE: COMPLIANCE W ITH THRIFT BULLETINS 12 AND 13 LEGAL, ACCOUNTING, & INSURANCE COSTS
294 295
XX/XX/XXXX XX/XX/XXXX
SG0801075 - SG0801076 W ON936 0628 - 0628
MEMORANDUM FROM GENE FITZPATRICK TO SCOTT BRADLEY RE: SECONDARY MARKET STATE MANAGEMENT'S RESPONSE TO CLOSING MEETING MEMORANDUM FROM GENE FITZPATRICK TO SCOTT BRADLEY RE: COMPLETION OF VARIOUS PROGRAMS STARTED BY J. CRUMP, OTS MEMORANDUM FROM D. JAMES CROFT TO SUPERVISORY AGENTS RE: DETERMINING AN APPROPRIATE ACCOUNTING TECHNIQUE FOR MERGERS OF SAVINGS AND LOAN ASSOCIATIONS
296 297
XX/XX/XXXX XX/XX/XXXX
W ON936 2032 - 2034 W ON936 0631 - 0631
298
12/29/1981
CJ1519 - CJ1545
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
CORRESPONDENCE 299 05/23/1983 W ON929 0759 - 0764 LETTER FROM W ILLIAM W . ZUPPE TO PENNY MARSHALL RE: FOLLOW -UP TO DISCUSSION ON MAY 18, 1983 MEMORANDUM FROM HAROLD B. GILKEY TO W ILLIAM ZUPPE, DANIEL G. BYRNE, STANTON C. PARRISH RE: LEWIS FEDERAL ACQUISITION W /ATTACHED HANDW RITTEN NOTES MEM ORANDUM FROM JAMES R. FAULSTICH TO FEDERAL HOME LOAN BANK BOARD RE: FSLIC ASSISTED ACQUISITION FHLBB NO. 85-985, ACQUISITION OF ASSETS AND LIABILITIES OF LEWIS AND CLARK FEDERAL SAVINGS AND LOAN ASSOCIATION LETTER FROM JEFF SCONYERS TO HAROLD GILKEY RE A LIST OF GRANTED FORBEARANCES CONCERNING THE ACQUISITION OF LEW IS & CLARK LETTER FROM HAROLD GILKEY TO HILTON HEW ITT RE STERLING AND TRI-CITIES ENTERING AN AGREEMENT TO AGREE W ON932 0100 - 0110 LETTER FROM W ILLIAM W . ZUPPE TO HILTON HEW ITT RE: LETTER FEBRUARY 13, 1987 LETTER FROM W ILLIAM W . ZUPPE TO COOPERS & LYBRAND RE: RESPONSE TO REPORT OF MANAGEMENT W /ATTACHED REPORT TO MANAGEMENT LETTER FROM W ILLIAM W . ZUPPE TO COOPERS & LYBRAND RE: RESPONSE TO REPORT OF MANAGEMENT
300
05/14/1985
SG0501264 - SG0501265
SG4001 1265 - 1266
301
10/23/1985
W OF014 0468 - 0471
302
11/04/1985
W OF014 0488 - 0494
303
11/12/1985
W OF014 0599 - 0601
304
06/03/1986
SG0162092 - SG0162092
305
03/11/1987
306
11/02/1987
SG0140830 - SG0140831 SG0054284 - SG0054290 SG0191855 - SG0191856
PSG056 2742 - 2743 PSG039 1759 - 1765 PSG052 0640 - 0641
307
11/22/1987
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
CORRESPONDENCE 308 12/17/1987 W ON926 1176 - 1178 LETTER FROM GEORGE GODDING TO ED HEDLUND RE CAPITAL FORBEARANCE LETTER FROM DANIEL G. BYRNE TO HILTON HEW ITT RE: STERLING'S BALANCE SHEET LETTER FROM JAMES FAULSTICH TO WILLIAM ZUPPE RE PERMISSION TO INCREASE ACCOUNTS OF AN INSURABLE TYPE THROUGH THE ACQUISITION OF GREAT AMERICAN FIRST SAVINGS BANK W ON926 1134 - 1134 LETTER FROM ED HEDLUND TO GEORGE GODDING RE CAPITAL FORBEARANCE
309
12/18/1987
SG0140793 - SG0140803
PSG056 2705 - 2715
310
12/22/1987
SG0175248 - SG0175250
311
01/14/1988
312
02/12/1988
SG0140747 - SG0140748
PSG056 2659 - 2660
LETTER FROM HAROLD GILKEY TO HILTON HEW ITT RE REQUEST THAT FHLB OF SEATTLE APPROVE A SUPERVISORY MERGER BETW EEN STERLING AND CENTRAL EVERGREEN S&L LETTER FROM HAROLD GILKEY TO BOARD OF DIRECTORS RE: PROPOSAL OF MERGER W/ATTACHED ADDENDUM TO LETTER LETTER FROM DANIEL BYRNE TO HILTON HEW ITT RE REQUEST TO APPROVE A SUPERVISORY CONVERSION OF CENTRAL EVERGREEN S&L W HICH W OULD ALLOW IT TO MERGE INTO STERLING
313
02/12/1988
SG0142616 - SG0142619
PSG029 1562 - 1565
314
03/03/1988
W OT942 0458 - 0459
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
CORRESPONDENCE 315 03/15/1988 SG0140868 - SG0140868 LETTER FROM HILTON HEW ITT TO W ILLIAM ZUPPE RE FINAL APPROVAL OF ACQUISITION OF GREAT AMERICAN FIRST BANK W ON932 0057 - 0057 MEM ORANDUM FROM TOM BEIL TO STEVE PAGE RE: COM MERCIAL LOAN POLICY STATEMENT MEMO FROM JACK D. SMITH TO JONATHAN FIECHTER RE: HISTORY OF REGULATORY CAPITAL REQUIREMENTS, 1978-1988 LETTER FROM BRUCE HICKOK TO KEITH THOMAS RE MARCO/EXECUTIVE SUMMARY OF STERLING LETTER FROM EDW IN HEDLUND TO BOARD OF DIRECTORS RE: REPORT OF EXAM INATION W /ATTACHED REPORT OF EXAM INATION DATED, 4/18/88 MEMORANDUM FROM JOHN VAN DIJK TO DAN BYRNE RE: LIST OF ASSUMPTIONS LETTER FROM SHERYN NIELAND TO CHARLES W . ANDERSON RE: IMFAX CREDIT REPORT MEMORANDUM OF ORAL COMMUNICATION BY "CG"
316
05/09/1988
317
05/12/1988
SMO128729 - SMO128744
BSM021 0801 - 0816
318
05/20/1988
W OT942 1578 - 1580
319
06/03/1988
W OT942 1576 - 1646
320
06/07/1988
SG0142262 - SG0142264
PSG029 1211 - 1213
321
06/16/1988
SG0507692 - SG0507692
PSG063 2312 - 2312
322
06/30/1988
W ON949 2343 - 2343
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
CORRESPONDENCE 323 06/30/1988 W ON949 2343 - 2343 MEMORANDUM OF ORAL COMMUNICATION (IN PERSON) FROM ED HEDLUND TO DH, RK, ECH, P MARAH, P MC J, AND CG RE MEETING TO DISCUSS PROPOSED ACQUISITION OF CENTRAL EVERGREEN BY STERLING MEMORANDUM OF ORAL COMM UNICATION (IN PERSON) FROM CG TO HAROLD GILKEY, GEORGE GODDING, RK, ECH, AND CG RE MEETING TO DISCUSS PROPOSED ACQUISITION OF CENTRAL EVERGREEN BY STERLING MEMORANDUM OF ORAL CONVERSATION FROM ED HEDLUND TO ALLEN SCARBROUGH (ORPOS) RE LEVERAGING FSLIC ASSISTANCE AS RAP CAPITAL LETTER FROM EDW IN C. HEDLUND TO GEORGE GODDING RE: MERGER PROPOSAL LETTER FROM HEDLEY W . GREENE TO BETTY REED RE: ACQUISITION OF ASSETS AND ASSUM PTION OF LIABILITIES OF CENTRAL EVERGREEN FEDERAL SAVINGS & LOAN ASSOCIATION BY STERLING SAVINGS ASSOCIATION
324
07/01/1988
W ON922 0897 - 0897
325
07/06/1988
W ON881 0725 - 0725
326
07/19/1988
W ON881 0403 - 0403
327
07/29/1988
SG0141870 - SG0141871
PSG029 0819 - 0820
328
09/09/1988
SG0141705 - SG0141757
PSG029 0653 - 0705
LETTER FROM DANIEL G. BYRNE TO FEDERAL HOME LOAN BANK BOARD RE: DOCKET #7918 W /ATTACHED RESPONSE TO FEDERAL LOAN BANK OF SEATTLE STAFF COMMENTS
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
CORRESPONDENCE 329 10/06/1988 SG0141668 - SG0141678 PSG029 0616 - 0626 LETTER FROM DANIEL G. BYRNE TO FEDERAL HOME LOAN BANK BOARD RE: DOCKET # 7918 W /ATTACHED RESPONSE TO COM MENTS OF THE OFFICE OF GENERAL COUNSEL AND OFFICE OF REGULATORY ACTIVITIES MEMORANDUM OF ORAL COMMUNICATION (IN PERSON) FROM ED HEDLUND TO JIM FAULSTICH, PENNY MARSHALL, AND CRAIG NOLTE RE DISCUSSION OF MERGER AND CAPITAL LEVEL TARGETS LETTER FROM DANIEL G. BYRNE TO BETTY REED RE: APPROVAL TO ACQUIRE CENTRAL EVERGREEN FEDERAL SAVINGS AND LOAN ASSOCIATION INTEROFFICE MEMORANDUM FROM ED HEDLUND TO "REMOTE ADDRESSEE" RE ASKING FOR ASSISTANCE CONCERNING THE MERGER BETW EEN CENTRAL EVERGREEN AND STERLING MEM ORANDUM FROM KATHLEEN V. O'DEE TO JORDAN LUKE RE: INCREASE IN ACCOUNTS OF AN INSURABLE TYPE VIA MERGER OF CENTRAL EVERGREEN FS&LA MEMORANDUM FROM JORDAN LUKE TO FEDERAL HOME LOAN BANK BOARD RE: VOLUNTARY SUPERVISORY CONVERSION OF CENTRAL EVERGREEN
330
10/21/1988
W ON922 0826 - 0826
331
10/28/1988
SG0145523 - SG0145524
PSG022 1024 - 1025
332
12/02/1988
W ON881 0353 - 0353
333
12/05/1988
W OT942 0322 - 0323
334
12/05/1988
W OT942 0324 - 0325
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
CORRESPONDENCE 335 12/05/1988 W OT942 0326 - 0328 MEMORANDUM FROM JORDAN LUKE TO NADINE W ASHINGTON RE: VOLUNTARY SUPERVISORY CONVERSION OF CENTRAL EVERGREEN FEDERAL SAVINGS AND LOAN ASSOCIATION
336
12/20/1988
PSG001 0175 - 0180
MEMORANDUM FROM PARKER CANN TO BETTY REED, ED HEDLUND, CAROL GAMBLE, CRAIG NOLTE, DAN BYRNE, LEE GREENE, JOHN VAN DIJK RE: CLOSING MEM ORANDUM-CONVERSION/MERGER OF CENTRAL EVERGREEN FEDERAL SAVINGS AND LOAN ASSOCIATION INTO STERLING SAVINGS ASSOCIATION LETTER FROM NORMAN L. JUDD TO MARIA AKIYAMA RE: STERLING'S ACQUISITION OF CENTRAL EVERGREEN LETTER FROM HEDLEY W . GREENE TO CAROL GAMBLE RE: CENTRAL EVERGREEN/STERLING SAVINGS ASSOCIATION CONVERSION AND M ERGER W /ATTACHED AGREEM ENT DATED DECEM BER 28, 1988 LETTER FROM DANIEL G. BYRNE TO W ILLIAM J. DURBIN RE: CAPITAL RESTORATION PLAN W /ATTACHED CAPITAL RESTORATION PLAN DATED 1/5/90 MEMORANDUM FROM DANIEL BYRNE TO FILE RE CENTRAL EVERGREEN ACQUISITION AGREEMENT W ITH FSLIC
337
12/21/1988
SG0136943 - SG0136944
PSG049 2337 - 2338
338
12/28/1988
W ON889 0261 - 0279
339
01/05/1989
W ON952 1726 - 1826
340
01/06/1989
SG0142067 - SG0142068
PSG029 0993 - 0994
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
CORRESPONDENCE 341 01/27/1989 SG0142086 - SG0142088 PSG029 1012 - 1014 LETTER FROM COOPERS & LYNBRAND TO STERLING'S BOARD OF DIRECTORS INTEROFFICE MEM ORANDUM FROM ED HEDLUND TO FILE #1-PART II RE LUNCH M EETING W ITH JOHN VAN DIJK, DAN BYRNE, AND HAROLD GILKEY CONCERNING GENERAL PRIORITIES LETTER FROM JON C. PETERSON TO GARY CRITHFIELD RE: CJ-4 ASSOCIATES LOAN #92-13123-5091-3 LETTER FROM CHARLES W . ANDERSON TO ROBERT BEAR RE: RECAP MEETING HELD 4/25/89 LETTER FROM JON C. PETERSON TO GARY CRITHFIELD RE: CJ-4 ASSOCIATES LOAN 92-13123-5091-3
342
03/06/1989
W ON889 0474 - 0475
343
04/21/1989
SG0507661 - SG0507665
PSG063 2281 - 2285
344
04/27/1989
SG0507659 - SG0507659
PSG063 2279 - 2279
345
05/03/1989
SG0507658 - SG0507658
PSG063 2278 - 2278
346
05/11/1989
W ON889 0442 - 0442
LETTER FROM EDW IN C. HEDLUND TO HAROLD GILKEY RE: STERLING SAVINGS' VALUATION ALLOW ANCES
347
05/15/1989
SG0507655 - SG0507656
PSG063 2275 - 2276
LETTER FROM CHARLES W . ANDERSON TO DAVID CLAY RE: CJ-4 ASSOCIATES LOAN #92-13123-5091-3 LETTER FROM CHARLES W . ANDERSON TO DAVID CLAY RE: CJ-4 ASSOCIATES LOAN #92-13123-5091-3
348
05/24/1989
SG0507651 - SG0507651
PSG063 2271 - 2271
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
CORRESPONDENCE 349 06/14/1989 W ON924 1241 - 1242 W ON924 1240 - 1240 LETTER FROM DANIEL BYRNE TO ED HEDLUND RE: DRAFT OF STERLING'S BUDGET FOR FISCAL 1990 W /ATTACHED STATEMENT OF OPERATIONS AND OPERATING BUDGET 1989 INTEROFFICE M EM ORANDUM FROM BRUCE HICKOK TO SUSAN M. SW ENSON RE: EXAMINATION SCOPE STERLING SAVINGS ASSOCIATION SPOKANE, W A DOCKET NO. 7918 JOINT REGULAR EXAMINATION AS OF JUNE 19, 1989 LETTER FROM CHARLES W . ANDERSON TO DAVID CLAY RE: CJ-4 ASSOCIATES LOAN #92-13123-5091-3 LETTER FROM A. ADGATE DUER TO HAROLD B. GILKEY RE: RAISING NEW CAPITAL LETTER FROM CHARLES W . ANDERSON TO DAVID CLAY RE: CJ-4 ASSOCIATES LOAN # 92-13123-5091-3 LOAN APPLICATION # 2 LETTER FROM DAIN BOSW ORTH TO HAROLD GILKEY RE PROPOSAL TO SERVE AS MANAGER FOR A NEW ISSUE UNIT OFFERING OF STOCK
350
06/21/1989
W ON889 1701 - 1706
351
06/21/1989
SG0507638 - SG0507638
PSG063 2258 - 2258
352
06/26/1989
SG0192176 - SG0192178
PSG052 0966 - 0968
353
07/05/1989
SG0507637 - SG0507637
PSG063 2257 - 2257
354
07/25/1989
SG0192738 - SG0192747
PSG052 1530 - 1539
355
07/25/1989
W OT942 1650 - 1651
LETTER FROM BRUCE HICKOK TO ED HEDLUND RE MACRO/EXECUTIVE SUMMARY FOR STERLING
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
CORRESPONDENCE 356 07/31/1989 PSG056 2505 - 2510 LETTER FROM DANIEL G. BYRNE TO CAROL GAMBLE-FRIEND RE: COMPARISON OF OPERATING RESULTS, ACTUAL VS. PRO FORM A, JUNE 30, 1989 W /ATTACHED STERLING SAVINGS ASSOCIATION COMPARISON OF FOURTH QUARTER OPERATING RESULTS LETTER FROM DANIEL BYRNE TO CAROL GAMBLE RE COPY OF STERLING'S 1990 BUSINESS PLAN W /ATTACHED BUSINESS PLAN FOR FISCAL 1990 LETTER FROM DANIEL BYRNE TO CAROL FRIEND RE: STERLING 1990 BUSINESS PLAN W /ATTACHED EXHIBITS LETTER FROM DAIN BOSW ORTH TO HAROLD GILKEY RE LETTER OF INTENT TO ACT AS MANAGING UNDERW RITER FOR STERLING'S OFFERING LETTER FROM CHARLES W . ANDERSON TO GARY CRITHFIELD RE: CJ-4 ASSOCIATES LOAN #92-13123-5091-3 NOTIFICATION MEM ORANDUM FROM C. NOLTE TO P. MARSHALL, C. FRIEND, E. HEDLUND, R. KARR RE: APPLICATION TO ACQUIRE BRANCH OFFICES AND TRANSFER OF SAVINGS ACCOUNTS LETTER FROM CAROL FRIEND TO BOARD OF DIRECTORS RE: REPORT OF EXAM INATION W /ATTACHED REPORT OF EXAM INATION DATED JUNE 19, 1989
357
08/03/1989
W ON879 0180 - 0202
358
08/03/1989
W ON879 0180 - 0202
359
08/04/1989
DRI04506 - DRI04512
SG5004 0802 - 0808
360
08/07/1989
SG0507635 - SG0507636
PSG063 2255 - 2256
361
08/10/1989
W ON929 1928 - 1931
362
08/11/1989
W OT942 1647 - 1730
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
CORRESPONDENCE 363 08/21/1989 W ON929 1945 - 1945 W ON929 2180 - 2214 INTEROFFICE MEMORANDUM CRAIG NOLTE TO PENNY MARSHALL, CAROL FRIEND, RONN KARR, ED HEDLUND RE: STERLING/GREAT AMERICAN BRANCH PURCHASE APPLICATION W /ATTACHED APPLICATION FOR TRANSFER OF BRANCH ASSETS/LIABILITIES LETTER FROM CAROL A. FRIEND TO W ILLIAM W . ZUPPE RE: NEW SUPERVISORY AGENT FOR STERLING SAVINGS ASSOCIATION LETTER FROM CHARLES W . ANDERSON TO DAVID CLAY RE: CJ-4 ASSOCIATES LOAN #92-13123-5091-3 LETTER DATED AUGUST 18, 1989 TO JON PETERSON FROM DAVID CLAY MEMORANDUM FROM JOHN HARLOW TO DAN BYRNE RE: DETAILED DUE DILIGENCE AGENDA LETTER FROM CRAIG NOLTE TO LINDA PYLE RE: STERLING SAVINGS SPOKANE, W ASHINGTON DOCKET NO. 7918 PURCHASE OF OFFICES AND TRANSFERS OF SAVINGS ACCOUNTS FROM GREAT AMERICAN BANK, FSB W /ATTACHED NON-STANDARD CONDITIONS OF APPROVAL DRAFT MEMORANDUM FROM DW IGHT J. HASKINS TO EDW IN C. HEDLUND RE: REVISED MACRO RATINGS MEMORANDUM OF ORAL COMMUNICATION FROM CAROL FRIEND, JOHN BISSET, AND PAT STIMAC W ITH HAROLD GILKEY AND HEIDI STANLEY TO STERLING RE '89 EXAM, CAPITAL LEVELS AND PROGRESS ON ACQUIRED BRANCHES
364
08/22/1989
W ON889 0419 - 0419
365
08/22/1989
SG0507632 - SG0507632
PSG063 2252 - 2252
366
08/24/1989
SG0139691 - SG0139692
PSG056 1748 - 1750
367
08/28/1989
W ON929 1924 - 1925 W ON929 1848 - 1848
368
08/28/1989
W ON889 1714 - 1716
369
08/29/1989
W ON889 0415 - 0415
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
CORRESPONDENCE 370 09/14/1989 PSG056 2490 - 2496 W OL696 0672 - 0682 LETTER FROM W ILLIAM W . ZUPPE TO CAROL FRIEND RE: REPLY TO 8/11/89 LETTER W /ATTACHED STERLING SAVINGS ASSOCIATION MINUTES OF THE MEETING OF THE BOARD OF DIRECTORS DATED, AUGUST 22, 1989 LETTER FROM DANIEL G. BYRNE RE: FORM 10-K W /ATTACHED FORM 10-K DATED, JUNE 30, 1989 SG0052256 - SG0052258 LETTER FROM W ILLIAM W . ZUPPE TO CAROL FRIEND RE: JOINT EXAMINATION, JUNE 19, 1989 W /ATTACHED CERTIFICATE OF RESOLUTION OF STERLING SAVINGS ASSOCIATION W ON889 0401 - 0401 MEM ORANDUM OF ORAL COMMUNICATION RE: BRANCH PURCHASE DECISION LETTER FROM CAROL FRIEND TO DANIEL BYRNE RE: OCTOBER 3, 1989 LETTER ADDRESSING THE FUTURE PAYMENT OF DIVIDENDS LETTER FROM CAROL A. FRIEND TO DANIEL G. BYRNE RE: FUTURE PAYMENT OF DIVIDENDS LETTER FROM RONALD KARR TO HAROLD GILKEY RE APPROVAL OF STERLING APPLICATION ASKING FOR PERMISSION TO INCREASE ACCOUNTS OF AN INSURABLE TYPE LETTER FROM DAIN BOSW ORTH TO HAROLD GILKEY RE AGREEMENT FOR PRIVATE FINANCING TRANSACTION MEM ORANDUM OF ORAL COMMUNICATION RE: BRANCH PURCHASE
371
09/26/1989
372
10/04/1989
373
10/06/1989
374
10/12/1989
W ON889 0396 - 0396
375
10/12/1989
SG0140268 - SG0140268
PSG056 2328 - 2328
376
10/13/1989
W ON929 1903 - 1906
377
10/16/1989
DRI04491 - DRI04494
SG5004 0788 - 0791
378
10/16/1989
W ON889 0391 - 0391
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
CORRESPONDENCE 379 380 10/19/1989 10/23/1989 SG0140397 - SG0140399 W ON889 0361 - 0362 PSG056 2457 - 2459 LETTER FROM HAROLD GILKEY TO RONALD N. KARR RE: DOCKET NO. 7918 LETTER FROM DANIEL G. BYRNE TO CAROL FRIEND RE: FOLLOW -UP CONVERSATION LETTER FROM DAVID CLAY TO CJ-4 ASSOCIATES RE: CHARLES W. ANDERSON & JON PETERSON LETTER FROM DONALD J. LUKES TO CAROL FRIEND RE: STERLING SAVINGS ASSOCIATION LETTER FROM JOHN E. MORRIS TO BOARD OF DIRECTORS RE: JOINT REPORT OF EXAMINATION W /ATTACHED EXAMINATION LETTER (DRAFT) FROM DANIEL BYRNE TO CAROL FRIEND RE: STERLING'S PLAN TO MEET IT'S REGULATORY CAPITAL REQUIREMENTS INVOICE FROM PERKINS COIE TO DAIN BOSW ORTH RE SERVICES IN CONNECTION W ITH STERLING INTEROFFICE MEMORANDUM FROM CAROL FRIEND TO REMOTE ADDRESSEE RE: STERLING SAVINGS (OTS 7918) BRANCH PURCHASE MEMORANDUM OF ORAL COMMUNICATION RE: BRANCH ACQUISITION LETTER FROM CAROL FRIEND TO HAROLD GILKEY RE: FOLLOW -UP TO RECENT CONVERSATIONS REGARDING 10/19/89 LETTER
381
10/25/1989
SG00506229 - SG0506232
PSG063 0843 - 0846
382
10/27/1989
W ON889 0382 - 0383
383
10/28/1989
W ON922 0706 - 0706 W OM009 0037 - 0048 W ON952 1887 - 1889
384
10/31/1989
385
10/31/1989
DRI04520 - DRI04523
SG5004 0816 - 0819
386
11/06/1989
W ON929 1877 - 1877
387 388
11/06/1989 11/17/1989
W ON889 0373 - 0373 W ON889 0359 - 0359
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
CORRESPONDENCE 389 11/24/1989 SG0507348 - SG0507348 PSG063 1967 - 1967 MEMORANDUM FROM STEVE CHURCHILL TO BILL ZUPPE RE: PRESIDENT'S PROFILE OF CJ-4
390
11/28/1989
SG0507024 - SG0507025
PSG062 1643 - 1644
CORRESPONDENCE FROM JON PETERSON TO CHUCK RE: THE LEASE PROPOSAL FOR BARB SCHW ARZ & ASSOCIATES INC. TO LEASE 3, 540 SQUARE FEET AT CJ-4 BUSINESS PARK LETTER FROM JON PETERSON TO DAVID CLAY RE: CJ-4 PAYABLES LETTER FROM NORMAN L. JUDD TO CAROL FRIEND W /ATTACHED TANGIBLE CAPITAL REQUIREMENT, CORE LEVERAGE REQUIREMENT, RISKED BASED CAPITAL REQUIREMENT AND RISKED BASED CAPITAL COM PUTATION PRO FORMAS MEMORANDUM OF ORAL COMMUNICATION RE: STATUS OF DIVIDEND REQUEST LETTER FROM W ILLIAM W . ZUPPE TO CAROL FRIEND RE: OTS NO. 7918 JOINT EXAM INATION, JUNE 19, 1989
391 392
12/04/1989 12/04/1989
SG0507035 - SG0507037
PSG063 1654 - 1656 W ON933 0943 - 0947
393
12/06/1989
W ON889 0335 - 0335
394
12/07/1989
SG0052259 - SG0052260
395
12/08/1989
W ON889 0324 - 0327
INTEROFFICE MEMORANDUM FROM W ILLIAM DURBIN RE: STERLING SAVINGS, DIVIDENDS W /ATTACHED MEMORANDUMS FROM ALVIN SMUZYNSKI AND CAROL FRIEND RE: STERLING SAVINGS, DIVIDENDS
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
CORRESPONDENCE 396 12/14/1989 W ON889 0304 - 0304 MEMORANDUM OF ORAL COMMUNICATION RE: MEETING W ITH DOCHOW , CATON AND SMUZYNSKI LETTER FROM W ILLIAM DURBIN TO W ILLIAM ZUPPE RE: DIVIDENDS MEMORANDUM OF ORAL COMMUNICATION RE: GOLDEN PARACHUTES FOR TW O EXECS.
397 398
12/19/1989 12/20/1989
W ON889 0259- 0259 W ON953 0799 - 0800
399
12/20/1989
W ON937 0222 - 0224
MEMORANDUM FROM DW IGHT HASKINS TO BILL DURBIN RE: STERLING SAVINGS ASSOCIATION LETTER FROM W ILLIAM W . ZUPPE TO CAROL A. FRIEND RE: OTS NO. 7918 JOINT EXAM INATION, JUNE 19, 1989
400
12/26/1989
SG0052261 - SG0052261
401
12/29/1989
W ON937 0204 - 0208 W ON937 0212 - 0212 DRI04008 - DRI04166 SG5004 0306 - 0464
LETTER FROM DANIEL G. BYRNE TO CAROL FRIEND AND DWIGHT HASKINS RE: ITEMS FOR YOUR REVIEW W /ATTACHED LETTERS AND W ORKSHEETS CONFIDENTIAL MEM ORANDUM FROM DAIN BOSWORTH TO STERLING RE W HETHER TO PROCEED W ITH AN IN-DEPTH INVESTIGATION W ITH A VIEW TOW ARD MAKING AN OFFER TO ACQUIRE STERLING SAVINGS MANAGEMENT'S RESPONSE TO CLOSING MEETING FAX FROM DANIEL BYRNE TO A. ADGATE DUER RE AGREEM ENT THAT DAIN BOSW ORTH IS ENGAGED TO ACT AS THE EXCLUSIVE FINANCIAL ADVISOR TO STERLING'S BOARD OF DIRECTORS
402
01/XX/1990
403 404
01/01/1990 01/03/1990 DRI04562 - DRI04569
W ON936 1931 - 1932 SG5004 0858 - 0865
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
CORRESPONDENCE 405 01/08/1990 SG0507063 - SG0807063 PSG063 1682 - 1682 LETTER FROM JON PETERSON TO GREG LELAND RE: CJ-4 ASSOCIATES LOAN #92-13123-5091-3 MEM ORANDUM OF ORAL COMMUNICATION RE: EXAM INTEROFFICE MEMORANDUM TO ED HEDLUND RE: STERLING BOD MEETING
406 407
01/09/1990 01/10/1990
W ON937 0403 - 0403 W ON889 2615 - 2615
408
01/10/1990
W ON940 1348 - 1349
LETTER FROM CAROL FRIEND TO STEPHEN PAGE RE: STERLING'S LENDING RELATIONSHIP W ITH HOW ED DEVELOPMENT COMPANY LETTER FROM A. ADGATE DUER TO CAROL FRIEND RE: SALE OF THE ASSOCIATION LETTER FROM CAROL FRIEND TO BOARD OF DIRECTORS RE: NEED OF EXPANSION AND/OR REVISION OF CAPITAL PLAN LETTER FROM CAROL FRIEND TO HAROLD GILKEY RE: FOLLOW -UP TO 1/17/90 PHONE CONVERSATION MEMORANDUM FROM LISA ELLISON TO TOM BEIL/CAJER NEELY RE: ROGER FRUCI & ASSOC. W /ATTACHMENTS LETTER FROM DANIEL G. BYRNE TO CAROL FRIEND RE: COMPARISON OF OPERATING RESULTS, ACTUAL VS. PRO FORM A, DECEM BER 31, 1989
409
01/17/1990
W ON940 1386 - 1387
410
01/18/1990
W OT703 0041 - 0042
411
01/18/1990
W OT703 0043 - 0044
412
01/24/1990
W ON940 1521 - 1553
413
01/26/1990
0030124 - 0030126
PSG012 0424 - 0426
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
CORRESPONDENCE 414 01/30/1990 W OT942 1732 - 1736 W OT942 1737 - 1815 LETTER FROM CAROL FRIEND TO BOARD OF DIRECTORS RE: REPORT OF EXAMINATION W /ATTACHED OTS REPORT OF EXAMINATION DATED 11/13/1989 LETTER FROM W ILLIAM W . ZUPPE TO BILL DURBIN RE: OTS NUMBER REGULATORY BULLETIN 3A-1 LETTER FROM JON PETERSON TO LISA KAMM-MISCHEL RE: BUILDING PERM IT #BPCPA-86-2517
415
02/07/1990
W ON940 1275 - 1277
416
02/12/1990
SG0507042 - SG0507043
PSG063 1661 - 1662
417
02/13/1990
W ON940 1300 - 1301
MEMORANDUM OF ORAL COMM UNICATION FROM HAROLD GILKEY W ITH CAROL FRIEND AND PAT STIMAC RE: VARIOUS TOPICS MEM ORANDUM OF ORAL COMMUNICATION RE: DUE DILIGENCE LETTER FROM CAROL FRIEND TO DANIEL BYRNE RE: RECENTLY SUBMITTED CAPITAL PLAN LETTER FROM W ILLIAM J. DURBIN TO W ILLIAM W . ZUPPE RE: ADDITIONAL LENDING AUTHORITY LETTER FROM W ILLIAM ZUPPE TO BILL DURBIN RE: OTS NUMBER REGULATORY BULLETIN 3A-1
418 419
02/16/1990 02/26/1990
W ON940 1298 - 1298 W ON940 1291 - 1292
420
02/26/1990
SG0136187 - SG0136187
PSG049 1581 - 1581
421
02/28/1990
W ON940 1260 - 1261
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
CORRESPONDENCE
422
03/01/1990
W ON952 1628 - 1681
LETTER FROM DANIEL G. BYRNE TO CAROL FRIEND RE: CAPITAL RESTORATION PLAN W /ATTACHED CAPITAL RESTORATION PLAN DATED 2/19/1990 LETTER FROM W ILLIAM J. DURBIN TO W ILLIAM W . ZUPPE RE: BUSINESS BANKING LENDING AUTHORITY LETTER FROM STEPHEN PAGE TO CAROL FRIEND RE: YOUR M ARCH 14, 1990, LETTER TO W ILLIAM ZUPPE LETTER FROM W ILLIAM DURBIN TO W ILLIAM ZUPPE RE OTS HAVING NO OBJECTION TO STERLING ORIGINATING BUSINESS BANKING LOANS, SUBJECT TO THE CONDITIONS LISTED IN THE LETTER LETTER FROM W ILLIAM ZUPPE TO CAROL FRIEND RE: OTS NUMBER 7918 STERLING SAVINGS ASSOCIATION BOARD MEETING M INUTES, DATED MARCH 27, 1990 W /ATTACHED STERLING SAVINGS ASSOCIATION M INUTES OF THE MEETING OF THE BOARD OF DIRECTORS SAVINGS ASSOCIATION AND MARKETING REPORT LETTER FROM DAVID CLAY TO CHARLES ANDERSON RE: APPROVAL TO DISBURSE FUNDS FOR COMPLETION OF SHELL CONSTRUCTION
423
03/09/1990
SG0136188 - SG0136188
PSG049 1582 - 1582
424
03/09/1990
W ON940 1675 - 1677
425
03/09/1990
W ON931 2960 - 2960
426
04/06/1990
W ON889 2023 - 2034 W ON889 2101 - 2101
427
04/09/1990
SG0507048 - SG0507049
PSH063 1667 - 1668
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
CORRESPONDENCE 428 04/18/1990 0022752 - 0022760 PSG008 2361 - 2369 MEM ORANDUM FROM W AYNE ALLERT TO BILL ZUPPE, STEVE PAGE, DAN BYRNE, NORM JUDD, JOHN VAN DIJK, GREG LELAND RE: MINUTES OF QUARTERLY CLASSIFICATION M EETING APRIL 5, 1990 W /ATTACHED EXHIBITS LETTER FROM DANIEL G. BYRNE TO CAROL FRIEND RE: COMPARISON OF OPERATING RESULTS, ACTUAL VA. PRO FORM A, MARCH 31, 1990 LETTER FROM CHARLES W . ANDERSON TO DAVID CLAY RE: CJ-4 ASSOCIATES LOAN #92-13123-5091-3 INTEROFFICE MEMORANDUM FROM ED HEDLUND TO CAROL FRIEND RE: STERLING LETTER FROM CAROL FRIEND TO W ILLIAM W . ZUPPE RE: REVIEW OF THE MAY 9, 1990 LETTER LETTER FROM DANIEL G. BYRNE TO CAROL FRIEND RE: MEETING EXPRESSING CONCERNS ON THE PART OF STERLING MEMORANDUM FROM DANIEL G. BYRNE TO STAN PARRISH, DIANE RASMUSSON, MIDGE MOORE, JOHN VAN DIJK RE: OTS RESTRICTION ON UNINSURED ACCOUNTS INTEROFFICE MEMORANDUM FROM PAT HILDEBRAND TO LYNNW OOD CAM PBELL RE: INQUIRY STERLING SAVINGS #7918 LETTER FROM GARY CRITHFIELD TO GREG LELAND RE: CJ-4
429
04/30/1990
W ON879 0302 - 0304
430
05/01/1990
SG0507050 - SG0507051
PSG063 1669 - 1670
431
05/04/1990
W ON939 0270 - 0270
432
05/11/1990
W ON953 0677 - 0677
433
05/11/1990
W ON924 1586 - 1587
434
05/14/1990
W ON939 0256 - 0256
435
05/15/1990
W ON937 0396 - 0396
436
05/16/1990
SG0507078 - SG0507079
PSG063 1697 - 1698
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
CORRESPONDENCE 437 05/25/1990 W OT703 0049 - 0050 LETTER FROM NORMAN JUDD TO CAROL FRIEND RE: FOLLOW -UP TO APPROVAL OF OUR SERVICING SALE LETTER FROM CHARLES W . ANDERSON TO GARY CRITHFIELD RE: CJ-4 LOAN #92-13123-5091-3 LETTER FROM A. ADGATE DUER TO HANS HARJO RE HIGHLIGHTING THREE POINTS IN STERLING'S CONFIDENTIAL MEMORANDUM AS AN ACQUISITION OPPORTUNITY FOR KEY BANK'S CONSIDERATION MEMORANDUM FROM C.A. DEARDORFF TO THE FILE RE: STERLING SAVINGS OTS DOCKET #7918 MEETING W ITH HAROLD GILKEY LETTER FROM CAROL FRIEND TO DANIEL BYRNE W ITH ATTACHM ENTS RE JUNE 5, 1990 LETTER FROM OTS NOT SERVING AS A RESTRICTION
438
06/05/1990
SG0507109 - SG0507110
PSG063 1728 - 1729
439
06/07/1990
DRI04402 - DRI04403
SG5004 0700 - 0701
440
06/15/1990
W ON880 0390 - 0390
441
06/18/1990
W ON953 0681 - 0682 W ON924 2205 - 2206 W OT942 1393 - 1393 W ON939 0233 - 0233
442
06/18/1990
LETTER FROM DANIEL BYRNE TO CAROL FRIEND RE STERLING'S INTENT TO SUMMARIZE CONVERSATIONS REGARDING OTS REQUESTS THAT STERLING FILE W EEKLY REPORTS FOR ANY ACTIONS TAKEN THAT ARE NOT IN KEEPING W ITH THE RESTRICTIONS IMPOSED BY THE OTS LETTER FROM CAROL FRIEND TO DANIEL BYRNE RE: FOLLOW -UP TO RECENT CONVERSATIONS LETTER FROM DANIEL G. BYRNE TO CAROL FRIEND RE: RESTRICTIONS
443
06/18/1990
W OT942 1532 - 1533
444
06/21/1990
SG0137928 - SG0137931
PSG049 3323 - 3326
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
CORRESPONDENCE 445 06/25/1990 SG0600073 - SG0600075 PSG073 0054 - 0056 LETTER FROM CAROL FRIEND TO DANIEL BYRNE RE: REQUEST FOR ADDITIONAL INFORMATION LETTER FROM GREGORY A. LELAND TO JON C. PETERSON RE: CJ-4 BUSINESS PARK MEMORANDUM FROM W AYNE A. ALLERT TO BILL ZUPPE, JOHN VAN DIJK, DAN BYRNE, NORM JUDD, STEVE PAGE, GREG LELAND RE: QUARTERLY CLASSIFICATION MEETING JULY 2, 1990 W /ATTACHED EXHIBITS
446
07/06/1990
SG0506920 - SG0506922
PSG063 1538 - 1540
447
07/09/1990
0022741 - 0022750
PSG008 2350 - 2359
448
07/10/1990
SG0507128 - SG0507129
PSG063 1747 - 1748
LETTER FROM CHARLES W . ANDERSON TO DAVID CLAY RE: CJ-4 ASSOCIATES LOAN #92-13123-5091-3 LETTER FROM JON C. PETERSON TO GREGORY A. LELAND RE: CJ-4 BUSINESS PARK INTEROFFICE MEMORANDUM FROM PAT STIMAC TO CAROL FRIEND RE: MEMORANDUM REPORT STERLING SAVINGS ASSOCIATION MEMORANDUM FROM W AYNE A. ALLERT TO BILL ZUPPE, JOHN VAN DIJK, DAN BYRNE, NORM JUDD, STEVE PAGE, GREG LELAND RE: QUARTERLY CLASSIFICATION MEETING JULY 2, 1990 W /ATTACHMENTS MEMORANDUM OF ORAL COMMUNICATION RE: MONDAY'S MEETING
449
07/11/1990
SG0506917 - SG0506919
PSG063 1535 - 1537
450
07/13/1990
W ON934 2122 - 2122
451
07/17/1990
0022727 - 0022740
PSG008 2336 - 2349
452
07/25/1990
W ON939 0016 - 0016
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STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
CORRESPONDENCE 453 07/30/1990 W ON939 0009 - 0011 LETTER FROM DANIEL BYRNE TO CAROL FRIEND RE: COMPARISON OF OPERATING RESULTS, ACTUAL VS. PRO FORM A, JUNE 30, 1990 LETTER FROM EDW IN C. HEDLUND TO RALPH MAXW ELL RE: RESPONSE TO SUPERVISORY LETTER(S) TERRITORIAL SAVING AND LOAN ASSOCIATION MEMORANDUM FROM MIDGE MOORE TO BILL ZUPPE RE: STATUS OF UNINSURED DEPOSITS LETTER FROM DANIEL BYRNE TO CAROL FRIEND RE VARIANCES FROM RESTRICTIONS PLACED UPON STERLING BY OTS LETTER FROM CAROL A. FRIEND TO DANIEL G. BYRNE RE: JULY 30, 1990 LETTER INTEROFFICE MEM ORANDUM FROM CAROL FRIEND TO KELLY HALVORSON, PAT STIMAC, PAT HILDEBRAND RE: STERLING LETTER FROM W ILLIAM W . ZUPPE TO BETTY REED RE: LETTER OF APPRECIATION MEMORANDUM OPINION AND ORDER, RE GRANTING MOTION FOR PRELIMINARY INJUNCTION AND DENYING M OTION TO DISMISS, INTER ALIA, STERLING LETTER FROM DANIEL G. BYRNE TO CAROL FRIEND RE: LETTER DATED 8/3/90 W /ATTACHED STERLING SAVINGS ASSOCIATION FISCAL YEAR 1991 OPERATING BUDGET
454
07/31/1990
W ON939 0686 - 0686
455
07/31/1990
W ON939 0668 - 0669
456
07/31/1990
W ON939 0004 - 0007
457
08/03/1990
W ON939 0676 - 0676
458
08/03/1990
W ON953 0921 - 0922
459
08/06/1990
W ON939 0666 - 0667
460
08/08/1990
W ON878 0971 - 0999
461
08/09/1990
PSG049 2978 - 2978 PSG049 2979 - 2985
Page 45 of 113
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Document 257-2
Filed 05/23/2007
Page 46 of 113
STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
CORRESPONDENCE 462 463 08/14/1990 08/17/1990 W ON939 0636 - 0636 W OT703 0461 - 0461 LETTER FROM W ILLIAM W . ZUPPE TO CAROL FRIEND RE: OTS NUMBER 7918 LETTER FROM DANIEL G. BYRNE TO CAROL FRIEND RE: RESPONSE TO JULY 29, 1990 LETTER LETTER FROM CAROL FRIEND TO DANIEL G. BYRNE RE: AUGUST 17, 1990 LETTER LETTER FROM CAROL FRIEND TO DANIEL G. BYRNE
464
08/20/1990
W OT703 0460 - 0460
465
08/20/1990
SG0600071 - SG0600071
PSG073 0052 - 0052
466
08/21/1990
W ON939 0634 - 0634
INTEROFFICE MEM ORANDUM FROM CAROL FRIEND TO PAT STIMAC, KELLY HALVORSON, ED HEDLUND, W ILLIAM DURBIN RE: STERLING LETTER FROM JOHN STONE TO DANIEL BYRNE RE REASONING APPLIED BY FDIC IN ITS DENIAL OF STERLING'S APPLICATION FOR BROKERED DEPOSIT W AIVER DATED JANUARY 26, 1990 INTEROFFICE MEMORANDUM FROM LYNNW OOD CAMPBELL RE: STERLING-RAP/GAAP PROVISION FOR LOSSES MEMORANDUM FROM LAURA BOW ERS TO SCOTT BRADLEY RE: STERLING SA EXAMINATION AS OF SEPTEMBER 17, 1990 W /ATTACHED REPORT OF EXAMINATION, OTS MEMORANDUM FROM CAROL FRIEND TO SCOTT BRADLEY RE: EXAMINATION SCOPE
467
09/07/1990
W ON953 0905 - 0905
468
09/10/1990
W OT834 1044 - 1044
469
09/17/1990
W ON934 1907 - 1996 W ON934 2411 - 2411
470
09/17/1990
W ON934 2107 - 2110
Page 46 of 113
Case 1:95-cv-00829-TCW
Document 257-2
Filed 05/23/2007
Page 47 of 113
STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
CORRESPONDENCE 471 09/17/1990 W ON934 2107 - 2110 MEMORANDUM FROM CAROL FRIEND TO SCOTT BRADLEY RE: EXAMINATION SCOPE MEMORANDUM FROM DAN BYRNE TO HAROLD GILKEY, BILL ZUPPE RE: COM PLIANCE W ITH CENTRAL EVERGREEN BUSINESS PLAN
472
09/18/1990
SG0137604 - SG0137604
PSG049 2999 - 2999
473
09/19/1990
0022706 - 0022725
PSG008 2315 - 2334
MEMORANDUM FROM W AYNE A. ALLERT TO BILL ZUPPE, DAN BYRNE, STEVE PAGE, JOHN VAN DIJK, NORM JUDD, GREG LELAND W /ATTACHMENTS LETTER FROM CAROL FRIEND TO JOHN VAN DIJK RE: RESPONSE TO SEPTEMBER 19, 1990 LETTER INTEROFFICE MEMORANDUM FROM SCOTT A. BRADLEY TO JOHN K. BISSET RE: EXAMINATION SCOPE STERLING SAVINGS ASSOCIATION EXAMINATION AS OF SEPTEM BER 17, 1990 INTEROFFICE MEMORANDUM FROM SCOTT A. BRADLEY TO JOHN K. BISSET RE: STERLING S&LA BOARD MEETING OF SEPTEM BER 25, 1990 LETTER FROM DANIEL G. BYRNE TO CAROL FRIEND RE: RESPONSE TO LETTERS DATED SEPTEM BER 19 AND 20, 1990 LETTER FROM DANIEL G. BYRNE TO CAROL FRIEND RE: OTS NUMBER 7918
474
09/20/1990
W ON939 0516 - 0516
475
09/24/1990
W ON934 2103 - 2106
476
09/26/1990
W ON953 0448 - 0450
477
09/28/1990
PSG049 2940 - 2942
478
10/01/1990
W ON953 0893 - 0894
Page 47 of 113
Case 1:95-cv-00829-TCW
Document 257-2
Filed 05/23/2007
Page 48 of 113
STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
CORRESPONDENCE 479 10/01/1990 SG0136193 - SG0136193 PSG049 1587 - 1587 LETTER FROM W ILLIAM J. DURBIN TO BOARD OF DIRECTORS RE: OTS NO. 7918
480
10/10/1990
SG0137548 - SG0137549
PSG049 2943 - 2944
MEMORANDUM FROM DAN BYRNE TO HAROLD GILKEY, BILL ZUPPE RE: ALCO M ATTERS LETTER FROM EDW ARD J. O'MEARA TO W ILLIAM D. SYM MES RE: LETTER OF OCTOBER 8, 1990 MEMORANDUM FROM DAN BYRNE TO BOARD OF DIRECTORS RE: ASSET AND LIABILITY MANAGEMENT MEMORANDUM FROM DAN BYRNE TO SCOTT BRADLEY RE: MANAGEMENT'S RESPONSE TO EXAMINER'S COMMENTS REGARDING LOANS TO ONE BORROW ER LIMITATIONS LETTER FROM DANIEL G. BYRNE TO CAROL FRIEND RE: COMPARISON OF OPERATING RESULTS ACTUAL VS. PRO FORM A, SEPTEM BER 30, 1990 W /ATTACHED COMPARISONS MEMO FROM SHERRY COLLITON TO FILE RE: OTS/FDIC/STATE EXIT CONFERENCE NOVEM BER 1, 1990 FOR COMMENCING SEPTEM BER 17, 1990
481
10/22/1990
W ON934 0605 - 0606
482
10/23/1990
SG0137542 - SG0137544
PSG049 2937 - 2939
483
10/30/1990
W ON953 0332 - 0334
484
10/31/1990
0030105 - 0030109
PSG012 0405 - 0409
485
11/02/1990
SG0052534 - SG0052538
PSG039 0009 - 0013
Page 48 of 113
Case 1:95-cv-00829-TCW
Document 257-2
Filed 05/23/2007
Page 49 of 113
STERLING V. UNITED STATES Case No. 95-829C DEFENDANT'S TRIAL EXHIBIT LIST May 23, 2007
DX# DATE BATES RANGE ADIIS # DESCRIPTION
CORRESPONDENCE 486 487 488 489 11/07/1990 11/07/1990 11/08/1990 11/16/1990 SG0506954 - SG0506954 SG0506952 - SG0506952 PSG063 1572 - 1572 PSG063 1570 - 1570 W ON939 0402 - 0402 W ON934 0015 - 0019 LETTER FROM DAVID CLAY TO BARRY BRIGGS RE: CJ4 ASSOCIATES LETTER FROM DAVID CLAY TO GREG LELAND RE: CJ4 ASSOCIATES MEM ORANDUM OF ORAL COMMUNICATION RE: IRR INTEROFFICE MEMORANDUM FROM W ALTER SAM HODGEN TO CAROL FRIEND RE: FIELD VISIT TO STERLING SAVINGS #07918 INTEROFFICE MEMORANDUM FROM SCOTT A. BRADLEY TO CAROL FRIEND RE: STERLING SAVINGS' SUBSIDIARY FINANCIAL STATEMENTS MEM ORANDUM FROM STEVE CHURCHILL TO ROD BARNETT RE: MONTHLY UPDATE ON INTERNAL