Free Exhibit List - District Court of Federal Claims - federal

Case 1:05-cv-00748-CCM

Document 95-2

Filed 03/12/2008

Page 1 of 35

Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 2 DX 3 DX 4 DX 5 DX 6 DX 7 DX 8 DX 9 Document Description Closing agreement between Bores and the IRS Letter from Floyd to Bores re: settlement initiative Draft summary of the Welles transaction Fee schedule for Welles transaction Confidentiality agreement between Shumaker, Bores, and J/G Facsimile from Bores to Deutsche Bank re: payment to J/G Fax authorizing payment of fees to J/G and Shumaker Letter from Shumaker to Tice re: separation agreement of Bores from TT Operating agreement of SJB Investments, LLC Fascimile from J/G to Bores Letter from Bores to Deutsche Banc Foreign exchange option agreement between Deutsche Banc and Bores Foreign exchange option agreement between Deutsche Banc and Bores Guaranty agreement Assignment of Therma-Tru shares from Bores to SJB Investments Assignment of Therma-Tru shares from Bores to SJB Investments Assignment of SJB LLC interest from Bores to SJB Inc. Assignment of SJB LLC interest from Bores to SJB Inc. Letter from SLK to Donna Guerin of J&G Date Bates # 10/29/2004 SB 0009 - 16 8/27/2004 3/28/2000 3/30/2000 FLOYD 000609, 611 - 621 IRS-JG-00864 IRS-JG-00863 X X X X X Expect to Offer May Offer X X X

12/28/1999 SB 1076 - 1078 12/20/2000 SB 0679 3/16/2001 5/16/2000 SB 0682 SB 0954 - 957

DX 10 DX 11 DX 12 DX 13

3/17/2000 4/4/2000 3/31/2000 4/3/2000

SB 0036 - 63 SB 0649 SB 0001 SB 0002 - 4

X X X X

DX 14

4/4/2000

SB 0005 - 7

X

DX 15 DX 16 DX 17 DX 18 DX 19 DX 20

3/24/2000 4/14/2000 4/?/00 4/30/2000 7/10/2000

IRS-JG-SB 00167 - 169 IRS-JG-SB 00035 - 36 IRS-JG-SB 00037 - 38 SB 0107 - 110 SB 0111 - 114 IRS-JG-SB 00025 - 29 X

X X X X X

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Case 1:05-cv-00748-CCM

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Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 21 DX 22 DX 23 DX 24 DX 25 DX 26 DX 27 DX 28 DX 29 DX 30 DX 31 DX 32 DX 33 DX 34 DX 35 DX 36 DX 37 DX 38 DX 39 DX 40 DX 41 DX 42 Document Description Letter from SLK to Donna Guerin of J&G Email from John Ivsan of SLK to Donna Guerin of J&G Draft legal opinion letter to Bores Legal opinion (draft) letter Letter from Donna Guerin of J&G to Bores Legal opinion letter from J&G to Bores Date 4/13/2000 12/4/2000 Bates # IRS-JG-SB 00030 - 36 IRS-JG-SB 00578 SB 0533 - 646 SB 0401 - 409 SB 0650 SB 0125 - 258 SB 0259 - 400 SB 1051 12/1/2000 5/28/2004 SB 0770 - 809 SB 0662 - 670 SB 1058 - 1075 SB 1019 - 1038 SB 1002 - 1016, 1018 SB 0979 - 995 10/13/1999 WELLES 00009 - 27 WELLES 00001 - 5 WELLES PRIV 0001 WELLES PRIV 0008 WELLES PRIV 0004 WELLES 00133 Expect to Offer X X X X X X X X X X X X X X X X X X X X X WELLES 00086 - 119 X May Offer

3/?/99 3/21/2001 8/14/2000

Legal opinion letter from J&G to Bores 1/2/2001 Form 1065 of SJB LLC for the tax period ended 4/30/2000 Deutsche Banc account statement for SJB LLC, Acct. No. 222-10774 Letter from J&G to Bores re: class actions Form 1120S of SJB Inc for the tax period ended 12/31/2000 Form 1040 of Bores for the tax period 2000 Form 1120S of SJB Inc for the tax period ended 12/31/2000 Form 1040X of Bores for tax period 2000 North Channel LLC operating agreement Handwritten notes Welles family meeting packet Welles family meeting minutes Welles family meeting agenda Letter from David Herpe to Jeff Welles Letter from Goldstein to Herpe with Stobie member signature pages Stobie Creek limited liability company agreement

1/23/2000 1/24/2000 1/23/2000 3/6/2000 5/19/2000

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Case 1:05-cv-00748-CCM

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Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 43 DX 44 Document Description Date Bates # Letter to Larry Goldstein from Matthew 8/30/2000 WELLES 00067 - 73 Larvick Plaintiff's responses to the defendant's 10/31/2006 first set of interrogatories Letter from David Waterman to the Welles family Memorandum prepared by J&G Handwritten notes Diagram of Welles family pooled investment vehicle Diagram of Welles family office IDR response 001 of Virginia Jordan IDR response 002 of Virginia Jordan IDR response 003 of Virginia Jordan Intervenors' opposition to motion to compel, filed in U.S. v. J&G, No. 03 C 5693 (N.D. Ill.) Confidentiality agreement between Virginia Jordan and J&G Ivsan email to Guerin Index re: Virginia Jordan Operating agreement, VJ Investments, LLC VJ Enterprises, Inc. corporate minutes Digital option trade confirmation for VJ Investements LLC (EUR) Digital option trade confirmation for VJ Investements LLC (CHF) Deutsche Banc account statement for VJ Investments LLC, Acct. No. 22210770 Deutsche Banc account statement for VJ Investments LLC, Acct. No. 22210771 3/6/2000 11/1/1999 1/24/2000 SLK-0048 - 51 DKWJR-0024 - 44 WELLES PRIV 0007 WELLES PRIV 0006 WELLES 00006 VSJ-0001 - 6 VSJ-0007 - 22 VSJ-1025 - 1075 X Expect to Offer May Offer X X

DX 45 DX 46 DX 47 DX 48 DX 49 DX 50 DX 51 DX 52 DX 53

X X X X X X X X

7/7/2005 12/1/2005 10/9/2006

DX 54 DX 55 DX 56 DX 57 DX 58 DX 59 DX 60 DX 61

1/19/2000 3/20/2000 3/17/2000 3/17/2000 4/3/2000 4/4/2000 4/1/2000

IRS-JG-08192 - 8194

X X

VSJ-0045 - 46 VSJ-0049 - 57 VSJ-0061 - 85 VSJ-0140 - 142 VSJ-0146 - 148 VSJ-0152 - 156

X X X X X X

DX 62

3/1/2000

VSJ-0157 - 161

X

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Case 1:05-cv-00748-CCM

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Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 63 Document Description Fascimile from John Ivsan to J&G with attached assignments separate from certificate Letter from Donna Guerin of J&G to Virginia Jordan Legal opinion letter from J&G to Virginia Jordan IDR response 001 of David Welles, Jr. Date 7/17/2000 Bates # JFW-0741 - 756 Expect to Offer X May Offer

DX 64 DX 65 DX 66 DX 67 DX 68 DX 69 DX 70 DX 71 DX 72 DX 73 DX 74 DX 75 DX 76 DX 77 DX 78 DX 79 DX 80 DX 81

2/13/2001 1/2/2001 6/24/2005

IRS-JG-08129 VSJ-0162 - 272 DKWJR-0002 - 6

X X X X X X X X X X X X X X X X X X

IDR response 002 of David Welles, Jr. 11/23/2005 DKWJR-0007 - 22 IDR response 003 of David Welles, Jr. 9/27/2005 Confidentiality agreement between J&G and David Welles, Jr. Digital option trade confirmation for DKW Jr Investments LLC (EUR) Digital option trade confirmation for DKW Jr Investments LLC (CHF) Legal opinion letter from J&G to David Welles, Jr. IDR response 001 of Peter Welles IDR response 002 of Peter Welles IDR response 003 of Peter Welles Confidentiality agreement between J&G and Peter Welles Digital option trade confirmation for PCW Investments, LLC (EUR) Digital option trade confirmation for PCW Investments, LLC (CHF) Assignment of membership interest and joinder agreement Legal opinion letter from J&G to Peter Welles Deutsche Banc account statement for PCW Investments, LLC, Acct. No. 22210764 12/9/1999 4/3/2000 4/3/2000 1/2/2001 7/6/2005 11/30/2005 5/19/2006 1/19/2000 4/3/2000 4/3/2000 4/7/2000 1/2/2001 3/1/2000 DGWJR-1069 - 1254, 1366 -1370 DKWJR-0191 - 0194 DKWJR-0164 - 166 DKWJR-0170 - 172 DKWJR-0203 - 313 PCW-0001 - 6 PCW-0007 - 23 PCW-1030 - 1063 SLK-0054 - 56 PCW-0138 - 140 PCW-0144 - 146 PCW-0077 - 79 PCW-0165 - 275 PCW-0155 - 159

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Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 82 Document Description Deutsche Banc account statement for PCW Investments, LLC, Acct. No. 22210765 Guaranty agreement between Peter Welles and DB Guaranty agreement between Peter Welles and DB IDR response 001 of Christopher Welles IDR response 002 of Christopher Welles IDR response 003 of Christopher Welles Confidentiality agreement between J&G and Christopher Welles Digital option trade confirmation for CSW Investments, LLC (EUR) Digital option trade confirmation for CSW Investments, LLC (CHF) Assignment of membership interest and joinder agreement Legal opinion letter from J&G to Christopher Welles Assignment of membership interest and joinder agreement for Qualified Annuity Trust and executed Schedules A-C to Stobie Creek company agreement Confidentiality agreement between J&G and Jeff Welles and David Welles, Sr. J&G BEDS Memo Digital option trade confirmation for JFW Investments LLC (EUR) Digital option trade confirmation for JFW Investments LLC (CHF) Handwritten notes Handwritten notes Date 4/1/2000 Bates # PCW-0150 - 154 Expect to Offer May Offer X

DX 83 DX 84 DX 85 DX 86 DX 87 DX 88 DX 89 DX 90 DX 91 DX 92 DX 93

3/28/2000 3/28/2000 6/30/2005 12/2/2005

IRS-JG-06899 - 6901 IRS-JG-06909 - 6911 CSW-0001 - 6 CSW-0007 - 24 CSW-1010 - 1079

X X X X X X X X X X X

1/19/2000 4/3/2000 4/3/2000 4/7/2000 1/2/2001 4/13/2000

SLK-0057 - 59 CSW-0123 - 125 CSW-0129 - 131 CSW-0105 - 107 CSW-0145 - 254 IRS-JG-05315 - 5346 (IRS-JG00621-652)

DX 94

12/9/1999

JFW-0647 - 652

X

DX 95 DX 96 DX 97 DX 98 DX 99

X 4/3/2000 4/3/2000 JFW-0248 - 250 JFW-0251 - 253 JFW-1301 - 1305 IRS-JG-00837 X X X X

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Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 100 DX 101 DX 102 DX 103 DX 104 DX 105 Document Description Chart of Welles Family Contract Amounts Fascimile from North Channel to SLK Deutsche Bank article Assignment agreement (EUR) Assignment agreement (CHF) Deutsche Banc account statement for JFW Investments LLC, Acct. No. 22210761 Deutsche Banc account statement for JFW Investments LLC, Acct. No. 22210761 Memorandum from John Ivsan to Jeff Welles Guaranty agreement between Jeff Welles and Deutsche Banc Guaranty agreement between Virginia Jordan and DB Guaranty agreement between Jeff Welles and Deutsche Banc Guaranty agreement between Virginia Jordan and DB Letter from Susan Monro to Jeff Welles with attached Schedules A-C for signature Assignment of membership interest and joinder agreement Engagement letter from J&G to Jeff Welles Letter from John Ivsan to Jeff Welles with J&G legal opinion letter Letter from John Ivsan to Larry Goldstein with J&G legal opinion letter Date 3/30/2000 3/26/2001 3/27/2000 4/3/2000 4/3/2000 3/1/2000 Bates # JFW-0667 - 668 JFW-0715 - 720 JFW-0075 - 123 JFW-0254 - 256 IRS-JG-07635 - 07637 JFW-0260 - 264 Expect to Offer X X X X X X May Offer

DX 106

4/1/2000

JFW-0265 - 269

X

DX 107 DX 108 DX 109 DX 110 DX 111 DX 112

3/6/2000 3/27/2000 3/29/2000 3/27/2000 3/29/2000 4/3/2000

JFW-0258 - 259 IRS-JG-01007 - 1009 DOJ-STOBIE-00001147 - 1149 IRS-JG-05713 - 5715 DOJ-STOBIE-00001151 - 1153 JFW-0235 - 239

X X X X X X

DX 113 DX 114 DX 115 DX 116

JFW-0202 - 204 2/9/2001 8/21/2000 1/25/2001 JFW-0653 - 656 JFW-0274 - 376 JFW-0377 - 487

X X X X

DX 117 DX 118

Draft of J&G legal opinion letter for Jeff 1/2/2001 Welles Legal opinion letter from J&G to Jeff 1/2/2001 Welles

JFW-0494 - 641 JFW-1308 - 1418

X X

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Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 119 Document Description Date Book to return net income statement of Stobie Creek Investments for 2000 Account activity of Stobie Creek Investments for 2000 IDR response 001 of Jeff Welles IDR response 002 of Jeff Welles IDR response 003 of Jeff Welles Stobie Creek 4/30/00 Return Stobie Creek 12/31/00 Return Northern Trust records for Stobie Creek; FX transactions Northern Trust records for Stobie Creek; FX gain/loss Northern Trust records for Stobie Creek; FX hedging Northern Trust records for Stobie Creek; Investments Letter from David Waterman to members of the Welles family Litigation Tolling Agreement between Welles and DB Letter from Susan Monro to Peter Welles with attached Schedules A-C for signature Fascimile from John Ivsan to Larry Goldstein with attachment Handwritten notes Handwritten notes Assignment of membership interest and joinder agreement Welles Family Meeting packet Confidentiality agreement between David Welles Sr. and J&G Legal opinion letter from J&G for QAT Organizational documents for Welles Asset Management, Inc. Bates # JFW-0721 - 726 Expect to Offer May Offer X

DX 120 DX 121 DX 122 DX 123 DX 124 DX 125 DX 126 DX 127 DX 128 DX 129 DX 130 DX 131 DX 132

JFW-0728 - 740 6/20/2005 9/22/2005 8/9/2005 4/30/2000 12/31/2000 11/30/2006 JFW-0001 - 6 JFW-0007 - 24 JFW-0951 - 987

X X X X X X

PLAINTIFFS 001867 - 1934

X X X X X X X

11/30/2006 PLAINTIFFS 001935 - 1994 11/30/2006 PLAINTIFFS 001995 - 2039 12/31/2003 PLAINTIFFS 002040 - 2054 8/9/2000 SLK-9685-9687 PLAINTIFF'S 003025-3031 SLK-0842 - 0846

DX 133 DX 134 DX 135 DX 136 DX 137 DX 138 DX 139 DX 140

7/18/2000

X X X X X X X X

PLAINTIFF'S 0007254 - 7256 IRS-JG-01723 - 01724, 02228 - 2230 5/9/2000 12/9/1999 1/2/2001 PLAINTIFF'S 0007020 - 7152 IRS-JG-04339 - 4341; SLK-0069 IRS-JG-03226 - 3347 FLOYD 001141 - 1146, 1150 - 1174

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Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 141 Document Description Account agreement between Deutsche Banc and the Welles Qualified Annuity Trust Guaranty agreement between Deutsche Banc and Qualified Annuity Trust Letter from Jeff Welles to DB Option trade confirmation for Qualified Annuity Trust (EUR) Option trade confirmation for Qualified Annuity Trust (CHF) Option assignment agreement from Qualified Annuity Trust to Stobie Creek Assignment separate from certificate Assignment separate from certificate IDR response 001 of David Welles, Sr. and Georgia Welles IDR response 002 of David Welles, Sr. and Georgia Welles IDR response 003 of David Welles, Sr. and Georgia Welles Notice of deposition pursuant to subpoena for David Parse Subpoena to David Parse Confidentiality agreement between J&G and Jeff Welles Basis enhancing derivatives structure, Executive Summary Email from John Ivsan to Donna Guerin Email from John Ivsan to Donna Guerin Email from John Ivsan to Donna Guerin Stobie Creek capital contributions schedule Date Bates # DB-DOJ-COBRA 00148291 - 148297 Expect to Offer May Offer X

DX 142

IRS-JG-03369 - 3371

X

DX 143 DX 144 DX 145 DX 146

3/31/2000 4/3/2000 4/4/2000

DB-DOJ-COBRA 00148371 DB-DOJ-COBRA 00053990 - 53992; FLOYD 002260 - 2262 DB-DOJ-COBRA 00054023 - 54025, 00157443 - 157445 DOJ-STOBIE-00001091; IRS-JG-01777 1779 FLOYD 001181 - 1185 JFW-0743 - 744

X X X X

DX 147 DX 148 DX 149 DX 150 DX 151 DX 152 DX 153 DX 154 DX 155 DX 156 DX 157 DX 158 DX 159

3/24/2000 4/14/2000 6/21/2005 11/21/2005 10/6/2006 7/17/2007 7/17/2007 12/9/1999

X X X X X X X

IRS-JG-05546 - 5548 KC 3962

X X X X X

3/20/2000 3/20/2000 3/24/2000 4/1/2000

IRS-JG-00850 IRS-JG-00851

PLAINTIFF'S 002332 - 2333

X

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Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 160 DX 161 DX 162 DX 163 DX 164 DX 165 DX 166 DX 167 DX 168 DX 169 DX 170 DX 171 DX 172 DX 173 DX 174 DX 175 DX 176 DX 177 DX 178 Document Description Legal opinion letter from J&G to Jeff Welles Email from David Parse to Carrie Yackee with attachment Email from David Parse to Carrie Yackee with attachment Email chain from Carrie Yackee to Rick Pychewicz Email from Carrie Yackee to Rick Pychewicz with attachment Email from David Parse to Darlene Gobrecht, Yackee, and MacKay Email from Carrie Yackee to Richard Ignacio with attachment Email from Craig Brubaker to David Parse Spreadsheet containing ODET references Spreadsheet containing names of Deutsche Banc counterparties Email from Craig Brubaker to Stuart Tohill with attachment Email from Craig Brubaker to Ross Crawford Email from Craig Brubaker to Todd Clendening with attachment Email chain from Ross Crawford to Donna Guerin with attachment Email chain from Daniel Brooks to Craig Brubaker Email chain from Craig Brubaker to Eric Gallinek and Ross Crawford Email chain from Alex Alexander to David Parse Email from Craig Brubaker to Daniel Brooks and Perry Parker Email chain from Nancy Donohue to Craig Brubaker, Erwin Mayer and lryan Date 1/2/2001 Bates # IRS-JG-05566 - 5573 Expect to Offer May Offer X

11/23/1999 DOJ-STOBIE-00003519 - 3525 12/27/1999 DOJ-STOBIE-00009474 - 9500 1/28/2000 1/28/2000 DOJ-STOBIE-00003624 - 3625 DOJ-STOBIE-00003434 - 3439

X X X X X X X X X X X X X X X X X X

10/24/2000 DOJ-STOBIE-00236383 - 236384 10/25/2000 DOJ-STOBIE-00009438 - 9461 6/11/2001 DOJ-STOBIE-00236326 - 236327 DOJ-STOBIE-00002330 - 2332 DOJ-STOBIE-00002468 - 2474 10/26/1999 DOJ-STOBIE-00033754 - 33756 10/27/1999 DOJ-STOBIE-00236156 - 236158 10/27/1999 DOJ-STOBIE-00000077 - 85 11/3/1999 11/3/1999 11/4/1999 11/4/1999 11/5/1999 11/5/1999 DOJ-STOBIE-00000013 - 23 DOJ-STOBIE-00000149 - 150 DOJ-STOBIE-00000468 - 471 DOJ-STOBIE-00000011 - 12 DOJ-STOBIE-00000074 JG-NC038034 - 38035

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Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 179 DX 180 DX 181 DX 182 DX 183 DX 184 DX 185 DX 186 DX 187 DX 188 DX 189 DX 190 DX 191 Document Description Brubaker fax to Brooks Email from Craig Brubaker to Nancy Donohue and William Boyle Boyle fax to Glover Email chain from Jason Shih to William Boyle Email from Craig Brubaker to Paul Young Email chain from Tom Tahl to Craig Brubaker Email chain from David Parse to Perry Parker with attachment Notice of deposition pursuant to subpoena for Craig Brubaker Subpoena to Craig Brubaker Fascimile from Craig Brubaker to Erwin Mayer Email from Craig Brubaker to Erwin Mayer with attachment Email from Craig Brubaker to Erwin Mayer and lryan Email chain from Craig Brubaker to Ross Crawford, Erwin Mayer, and Carla Rivera with attachment Email from Craig Brubaker to Todd Clendening with attached assignment agreement Presentation on tax planning ideas Email from Kevin Lynch to Craig Brubaker Email from Craig Brubaker to Nancy Donohue Email from Jeffrey Rupp to Jason Shih Sample digital option trade confirmation Email chain from Jennie Dunaway to Craig Brubaker Brubaker fax to Young Date 11/5/1999 11/8/1999 1/10/2000 2/1/2000 5/1/2000 8/2/2000 8/15/2000 7/17/2007 7/17/2007 10/22/1999 JG-NC038014 - 38033 10/18/1999 JG-NC037998 - 38011 11/2/1999 11/2/1999 DOJ-STOBIE-00000025 DOJ-STOBIE-00000133 - 140 Bates # DOJ-STOBIE-00000026 - 28 DOJ-STOBIE-00033742 - 33745 DOJ-STOBIE-00235866 - 00235869 DOJ-STOBIE-00033268 - 33269 DOJ-STOBIE-00033735 DOJ-STOBIE-00033746 - 33747 DOJ-STOBIE-00236301 - 236304 Expect to Offer X X X X X X X X X X X X X May Offer

DX 192

11/2/1999

DOJ-STOBIE-00000070 - 73

X

DX 193 DX 194 DX 195 DX 196 DX 197 DX 198 DX 199

JG-NC037463 - 37466 11/16/1999 DOJ-STOBIE-00236334 11/17/1999 DOJ-STOBIE-00004891 - 4893 12/1/1999 DOJ-STOBIE-00235974 JG-NC038918 - 38920 2/29/2000 5/1/2000 DOJ-STOBIE-00235864 DOJ-STOBIE-00033735
Page 10

X X X X X X X

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Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 200 DX 201 DX 202 DX 203 DX 204 DX 205 DX 206 Document Description Email from Craig Brubaker to Erwin Mayer Email chain from Jeffrey Rupp to Craig Brubaker Email chain from Craig Brubaker to Earl Chesson Email chain from Craig Brubaker to Erwin Mayer with attachment Email from Craig Brubaker to Hany Farag Spreadsheet containing names of Deutsche Bank option clients Amended notice of deposition pursuant to subpoena for Perry Parker Subpoena to Perry Parker Email from Tom Tahl to Perry Parker, Zarah Perez, and Rick Pychewicz with attachment Email chain from Perry Parker to Bernadette Ayers Email chain from Francesco Piovanetti to Paul Glover RMS report Digital option trade confirmation for JFW Investments LLC (EUR) Digital option trade confirmation for JFW Investments LLC (CHF) Digital option trade confirmation for PCW Investments LLC (EUR) Digital option trade confirmation for PCW Investments LLC (CHF) Digital option trade confirmation for CSW Investments LLC (EUR) Digital option trade confirmation for CSW Investments LLC (CHF) Digital option trade confirmation for VJ Investments LLC (EUR) Date 5/16/2000 8/21/2000 8/31/2000 9/22/2000 Bates # DOJ-STOBIE-00033734 DOJ-STOBIE-00235950 DOJ-STOBIE-00236322 - 236323 DOJ-STOBIE-00033731 - 33733 Expect to Offer X X X X X X X May Offer

10/30/2000 DOJ-STOBIE-00236328 - 236329 DOJ-STOBIE-00002462 - 2466 7/30/2007

DX 207 DX 208

7/19/2007 12/3/1999

X DOJ-STOBIE-00033338 - 33344 X

DX 209 DX 210 DX 211 DX 212 DX 213 DX 214 DX 215 DX 216 DX 217 DX 218

12/21/2000 DOJ-STOBIE-00236306 - 236307 8/23/2001 DOJ-STOBIE-00033284 - 33285 DOJ-STOBIE-243947 - 243950 IRS-JG-05255 - 5257 IRS-JG-05261 - 5263 IRS-JG-05267 - 5269 SLK0210 - 212 IRS-JG-00597 - 599 IRS-JG-00603 - 605 IRS-JG-05243 - 5245

X X X X X X X X X X

4/3/2000 4/3/2000 4/3/2000 4/3/2000 4/3/2000 4/3/2000 4/3/2000

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Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 219 DX 220 DX 221 DX 222 DX 223 DX 224 DX 225 DX 226 DX 227 DX 228 Document Description Digital option trade confirmation for VJ Investments LLC (CHF) Digital option trade confirmation for Qualified Annuity Trust (EUR) Digital option trade confirmation for Qualified Annuity Trust (CHF) Digital option trade confirmation for DKW Sr Investments LLC (EUR) Digital option trade confirmation for DKW Sr Investments LLC (CHF) Digital option trade confirmation for DKW Jr Investments LLC (EUR) Digital option trade confirmation for DKW Jr Investments LLC (CHF) Notice of deposition pursuant to subpoena for Jason Shih Subpoena for Jason Shih Email chain from Janice Lykes to Jason Shih, Ann Doyle and Paul Schiminger Email chain from Craig Brubaker to Jeffrey Rupp, Daniel Brooks, and William Boyle Email chain from Steve Mitchell to Dan Donovan and Anne Doyle Email from Jason Shih to Willia Email from Jason Shih to William Boyle and Daniel Brooks regarding FX options Boyle fax to Shih Email from William Boyle to Hal regarding options Email from William Boyle to Jason Shih Email from Matt Kolb to Hany Farag Email from Jeannette Kwong to Jason Shih Typed notes Kolb fax to Fang Date 4/3/2000 4/3/2000 4/3/2000 4/3/2000 4/4/2000 4/3/2000 4/3/2000 7/30/2007 7/30/2007 6/18/1999 Bates # IRS-JG-05249 - 5251 IRS-JG-05303 - 5305 IRS-JG-02954 - 2956 IRS-JG-04061 - 4063 IRS-JG-04067 - 4069 IRS-JG-01765 - 1767 SLK0234 - 236 Expect to Offer May Offer X X X X X X X X X DOJ-STOBIE-00000505 - 506 X

DX 229

11/5/1999

DOJ-STOBIE-00000026 - 28

X

DX 230 DX 231 DX 232

1/3/2000 1/7/2000 2/8/2000

DOJ-STOBIE-00033763 DOJ-STOBIE-00033270 - 33271 DOJ-STOBIE-00033853

X X X

DX 233 DX 234 DX 235 DX 236 DX 237 DX 238 DX 239

2/1/2000 2/10/2000 8/7/2000

DOJ-STOBIE-00033268 - 69 DOJ-STOBIE-00033286 - 33287 DOJ-STOBIE-00033854

X X X X X X X

10/30/2000 DOJ-STOBIE-00200523 - 00200524 10/20/2000 DOJ-STOBIE-00005554 10/27/2000 DOJ-STOBIE-00200526 10/30/2000 DOJ-STOBIE-00200523 - 24
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Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 240 DX 241 Document Description Email from Francesco Piovanetti to Paul Glover Email chain from Jules Goodman to Anne Doyle, Thomas Lloyd, and Jason Shih with attachment Transmittal letter with attachments Assignment separate from certificate Date 8/23/2001 Bates # DOJ-STOBIE-00033284 - 00033285 Expect to Offer X X May Offer

12/30/2002 DOJ-STOBIE-00009252 - 9253

DX 242 DX 243 DX 244 DX 245 DX 246 DX 247 DX 248 DX 249 DX 250 DX 251 DX 252 DX 253 DX 254 DX 255

3/24/2000

PLAINTIFF'S 003780 - 3787 IRS-JG-07607 - 7608 JG-NC039222, 34018, 34039 PLAINTIFF'S 0007488 - 0007539 SLK-9952 - 9998

X

Basis enhancing securities transaction summary Notice of settlement of class action 6/3/2004 Supplemental notice of class action 1/5/2005 Plaintiff's supplemental initial disclosures Memorandum from Larry Goldstein to John Ivsan Sample digital option trade confirmation Handwriting exemplar Legal opinion letter template Legal opinion letter template Legal opinion letter template List of client identification numbers (Bryan Lee) Declaration of Paul Daugerdas in Cemco Inv. V. United States , Civil Action No. 04C-8211 (N.D. Ill) Fascimile from Ivsan to Floyd Stobie Creek partner capital account summary Fascimile from Ivsan to Floyd Letter from Floyd to Shannon Healy with draft return Letter from Ivsan to Floyd Fascimile from Ivsan to John Beary with draft return Letter from Floyd to Cotter with draft return 7/9/2007 6/28/2000 2/27/2000

X X X X

PLAINTIFF'S 0006789 - 6791 JG-NC038918 - 20

X X X X X X X X

JG-NC043627 - 43637 JG-NC043498 - 43508 JG-NC043371 - 43381 JG-STCRK-004024 - 4025 11/23/2005

DX 256 DX 257 DX 258 DX 259 DX 260 DX 261 DX 262

1/13/2000 1/30/2002 7/19/2000 7/25/2000

FLOYD 002204 - 2208 PLAINTIFF'S 002115 - 2119 JFW-0819 - 825 JFW-0865 - 888

X X X X X X X

12/12/2000 JFW-0826 - 828 1/15/2001 JFW-0787 - 818 2/4/2006 FLOYD 004832 - 4846

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Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 263 DX 264 DX 265 DX 266 DX 267 DX 268 DX 269 DX 270 DX 271 DX 272 DX 273 DX 274 DX 275 DX 276 DX 277 DX 278 DX 279 DX 280 DX 281 DX 282 DX 283 DX 284 DX 285 DX 286 DX 287 DX 288 Document Description Work diary of Floyd Legal article on options Chapter 7 "Basis Consequences of Partnership Liabilities" Basis enhancing derivatives structure summary Stobie Creek file Fascimile from Waterman to Floyd Letter from Ivsan to Floyd Loans to purchase options Stobie 2001 Return Letter from Cotter to Ugorowski with IDR Responses Letter from Ivsan to Floyd with sample returns Subpoena for deposition Email from Jeff Frankel to Bob Kolek Date Bates # FLOYD 5043 - 5134 Expect to Offer May Offer X X X

FLOYD 002209 - 2231 FLOYD 002151 - 2331 FLOYD 002232 - 2236 FLOYD 004957 - 4958 PLAINTIFF'S 002081 - 2086 SCI-0001 - 385 FLOYD 004960 - 5042

X X X X X X X X X X X X X X X X X X X X

3/17/2000 6/27/2000

2/14/2006 6/23/2000 10/9/2007 9/12/2007

Email from Bob Kolek to Tom Wechter 9/12/2007 and Jeff Frankel Email from Jeff Frankel to Tom 9/12/2007 Wechter Email from Tom Wechter to Jeff Frankel Email from Jeff Frankel to Bob Kolek Email from Jeff Frankel to Bob Kolek Handwritten notes Graph prepared by Robert Kolb Graph prepared by Robert Kolb Article regarding economic forecasts Handwritten notes Frankel report Email from Colleen Feeney to Jeff Frankel Email from Bob Kolek and Tom Wechter to Jeff Frankel

9/14/2007 9/7/2007 9/11/2007

X X X

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Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 289 DX 290 DX 291 DX 292 DX 293 DX 294 DX 295 DX 296 DX 297 DX 298 DX 299 DX 300 DX 301 DX 302 DX 303 Document Description Letter from Susan Monro to Jeff Welles Stobie Creek Tax Return for 2001 Fascimile from John Ivsan to Larry Goldstein Letter from SLK to Larry Goldstein Proof of claim for class action against J&G Stobie Creek new investment request Fascimile from Larry Goldstein to David Welles, Sr. Fascimile from Larry Goldstein to Georgia Welles Minutes from Welles family meeting of January 24, 2000 Notes from Larry Goldstein Letter from SLK to Larry Goldstein with attached draft legal opinion Handwritten notes Fascimile from Larry Goldstein to Paul Hojnicki Typed notes regarding payment of attorney fees Email from Paul Daugerdas to Donna Guerin, Erwin Mayer, John Beery with attachment describing New Strategy Email from John Ivsan to Donna Guerin Email from John Ivsan to Donna Guerin Tax opinion sign-off forms Date 4/10/2000 Bates # PLAINTIFF'S 0006774 Expect to Offer X X X X X X X X X X X X X X X May Offer

10/3/2000 1/15/2001

SLK-9831 - 9847 SLK-9865 - 9921 PLAINTIFF'S 008477- 8490 PLAINTIFF'S 0005880 - 5954

5/18/2000 5/19/2000 5/9/2000

PLAINTIFF'S 0006091 - 6092 PLAINTIFF'S 0006093 - 6094 PLAINTIFF'S 003764 - 3767

12/31/2000 VSJ 01363 1/25/2001 PLAINTIFF'S 003213 - 3323 PLAINTIFF'S 002209 PLAINTIFF'S 0006865 - 6867 PLAINTIFF'S 0006043 10/22/1999 JG-NC038040 - 38043

3/16/2001

DX 304 DX 305 DX 306

3/22/2000 4/4/2000

IRS-JG-00839 IRS-JG-00838 IRS-JG-07908, 6755, 5565, 4356, 3225, 2037, 873; IRS-JG-SB-00367, 230

X X X

DX 307 DX 308

Email from John Ivsan to Donna Guerin Letter from Robert Floyd to Donna Guerin

4/4/2000 9/10/2001

IRS-JG-00845 FLOYD 003863

X X

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Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 309 DX 310 DX 311 DX 312 DX 313 DX 314 Document Description Template index Basis enhancing derivatives structure Basis enhancing securities transaction Basis enhancing securities transaction Son of BOSS transactions summary chart Spreadsheet identifying persons who engaged in short option transactions Date Bates # JG-NC033779 - 33781 JG-NC033782 - 33788 JG-NC033789 - 33795 JG-NC056411 - 56418 JG-NC067684 - 67702 JG-STCRK-004420 - 4543 Expect to Offer X X X X X X May Offer

DX 315 DX 316

DX 317 DX 318 DX 319 DX 320 DX 321 DX 322 DX 323 DX 324 DX 325 DX 326 DX 327 DX 328 DX 329

Handwritting exemplar Declaration of John Ivsan in United 12/13/2004 JVI-0067 - 71 States v. J&G , Civ. No. 03 C 5693 (N.D Ill.) Assignment documents SLK-4061 - 4065 Stobie Creek transactional documents FLOYD 001137 - 1832 Email chain from John Ivsan to Donna Guerin Email from Ivsan to Beery Email chain from John Ivsan to Bruce Gordon Letter from Lemuel Gibbons to Micki Worley Letter from John Ivsan Letter from Ivsan to Bruce Email from Daugerdas to Guerin Email chain from John Ivsan to Donna Guerin Email from John Ivsan to Donna Guerin Fascimile from John Ivsan to Jeff Welles with attached memorandum Fascimile from John Ivsan to Donna Guerin with attached memorandum 5/15/2000 Ivsan Dep. Exhibit 12

X X

X X X X X X X X X X X X X

12/28/2000 IRS-JG-00735 10/15/2001 SLK-4360 - 4363 1/26/2005 JVI-0544 - 46

10/14/1999 JVI-0044 - 46 10/20/1999 JVI-0047 - 49 10/22/1999 12/9/1999 IRS-JG-00857 12/14/1999 JVI-0076 3/7/2000 3/10/2000 SLK-0044 - 45 IRS-JG-03211 - 3213

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Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 330 DX 331 DX 332 DX 333 DX 334 DX 335 DX 336 Document Description Legal opinion of J&G to Newsom and Morgan Legal opinion of J&G to Morgan Handwritten notes Fascimile from J&G Reasearch materials Data regarding options Plaintiff's amended answers to the United States' second set of interrogatories Kolb expert report Figures relating to option trades Figures relating to option trades Letter from Kolb to Kolek with corrections to report Kolb rebuttal report Kolb subpoena Graph Graph Graph Figures relating to option trades Figures relating to option trades Digital option strategy of JFW Investments Graph of implied volatility Letter from Levich to Kolek Email chain from Wechter to Levich Handwritten notes, charts, and articles Levich subpoena Email from Levich to Wechter and Kolek Probability calculations List of spot exchange rates Graph Levich expert report Handwritten notes, charts, and calculations 10/9/2007 7/24/2007 Date 4/8/1999 4/8/1999 4/4/2000 Bates # JG-CL0432431 - 432542 JG-CL0432544 - 432664 PLAINTIFF'S 002213 IRS-JG-05760 - 5820 PLAINTIFF'S 004097 - 4158 PLAINTIFF'S 002217 Expect to Offer May Offer X X X X X X X

6/21/2007

DX 337 DX 338 DX 339 DX 340 DX 341 DX 342 DX 343 DX 344 DX 345 DX 346 DX 347 DX 348 DX 349 DX 350 DX 351 DX 352 DX 353 DX 354 DX 355 DX 356 DX 357 DX 358 DX 359

9/11/2007

X X X X X X X X X X X X X X X X X X X X X X X

10/6/2007 10/11/2007 10/9/2007

9/30/2007 5/17/2006

9/13/2007

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Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 360 DX 361 DX 362 DX 363 DX 364 DX 365 DX 366 DX 367 DX 368 DX 369 DX 370 DX 371 DX 372 DX 373 DX 374 Document Description Chart Expert report of Ira Shepard Nonprosecution agreement with J&G Handwritten notes Handwritten notes Draft expert report (Shepard) Legal opinion letter from J&G to Jeff Welles Smith expert report Diary and work record Email from Smith to Kolek Handwritten notes Email from John Ivsan to Donna Guerin with attachment Invoice from SLK to Stobie Creek Memorandum from Thomas Cotter and John Ivsan to David Waterman Fascimile from Thomas Cotter to Deborah Heilizer with attached letter EUR/USD linked digital options Fascimile from David Parse and Rod Mackay to Jeff Welles Email from Gregory Yadley to Pat Carpenter Draft letter from David Waterman to members of the Welles family Draft letter from David Waterman to members of the Welles family Draft letter from David Waterman to members of the Welles family Draft letter from David Waterman to members of the Welles family Draft letter from David Waterman to members of the Welles family 2000/2001 template index for tax opinions Date 10/1/2007 Bates # Expect to Offer May Offer X X X X X X X X X X X X X X X

10/1/2007 1/2/2001 10/1/2007 9/5/2007 3/31/2000 9/25/2001 8/18/2000 4/8/2004 SLK-0870 - 885 IRS-JG-00862 - 867 PLAINTIFF'S 003103 - 3118 SLK-9688 - 9720 SLK-9946 - 9948

DX 375 DX 376 DX 377 DX 378 DX 379 DX 380 DX 381 DX 382 DX 383

2/11/2000 3/27/2007 2/22/2000 2/22/2000 2/23/2000 3/3/2000 3/6/2000 3/3/2000

PLAINTIFF'S 002330 PLAINTIFF'S 003063 - 3068 SLK-9655 SLK-9651 - 9654 SLK-9656 - 9659 SLK-9660 - 9664 SLK-9669 - 9670 SLK-9665 - 9668 JG-NC033781

X X X X X X X X X

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Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 384 Document Description Answer to the United States' Frist Set of Document Requests to Plaintiff Answer to the United States' Second Set of Document Requests to Plaintiff Assignment agreement (CHF) Assignment agreement (CHF) Assignment agreement (CHF) Assignment agreement (CHF) Assignment agreement (CHF) Assignment agreement (CHF) Assignment agreement (CHF) Assignment agreement (EUR) Assignment agreement (EUR) Assignment agreement (EUR) Assignment agreement (EUR) Assignment agreement (EUR) Assignment agreement (EUR) Assignment agreement (EUR) Assignment of membership interest and joinder agreement Assignment of membership interest and joinder agreement Assignment of membership interest and joinder agreement Assignment of membership interest and joinder agreement Assignment separate from certificate Assignment separate from certificate Assignment separate from certificate Assignment separate from certificate Assignment separate from certificate Date Bates # 10/31/2006 Expect to Offer May Offer X

DX 385

5/18/2007

X

DX 386 DX 387 DX 388 DX 389 DX 390 DX 391 DX 392 DX 393 DX 394 DX 395 DX 396 DX 397 DX 398 DX 399 DX 400 DX 401 DX 402 DX 403 DX 404 DX 405 DX 406 DX 407 DX 408

4/3/2000 4/3/2000 4/3/2000 4/3/2000 4/3/2000 4/3/2000 4/3/2000 4/3/2000 4/3/2000 4/3/2000 4/3/2000 4/3/2000 4/3/2000 4/3/2000

CSW-0132 - 134 DKWJR -0173 - 175 DOJ-STOBIE-00152984 - 152986 FLOYD 002257 - 2259 FLOYD 002269 - 2271 FLOYD 002317 - 2319 FLOYD 002329 - 2331 CSW-0126 - 128 DKWJR-0167 - 169 DOJ-STOBIE-00152990 - 152992 FLOYD 002251 - 2253 FLOYD 002263 - 2265 FLOYD 002311 - 2313 FLOYD 002323 - 2325 DKWJR-0137 - 0139 FLOYD 001329 - 1331 FLOYD 001830 - 1832 IRS-JG-05315 - 5318

X X X X X X X X X X X X X X X X X X X X X X X

4/14/2000 3/24/2000 4/14/2000 3/24/2000 4/14/2000

CSW-0361 - 362 IRS-JG-00566 - 567 IRS-JG-00569 - 570 IRS-JG-04052 - 4053 IRS-JG-04057 - 4058

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Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 409 DX 410 DX 411 DX 412 DX 413 DX 414 DX 415 DX 416 DX 417 DX 418 DX 419 DX 420 DX 421 DX 422 DX 423 DX 424 DX 425 DX 426 DX 427 DX 428 DX 429 DX 430 DX 431 Document Description Assignment separate from certificate Assignment separate from certificate Assignment separate from certificate Assignment separate from certificate Assignment sepatate from certificate Assignment sepatate from certificate Basis enhancing securities transaction, executive summary Basis enhancing securities transaction, executive summary By-Laws By-Laws By-Laws By-Laws By-Laws By-Laws By-Laws Cash Handling Agency Agreement for Stobie Creek Certificate of formation, CSW Investments, LLC Certificate of formation, DKW Junior Investments, LLC Certificate of formation, DKW Senior Investments LLC Certificate of formation, JFW Investments, LLC Certificate of formation, PCW Investments, LLC Certificate of formation, VJ Investments, LLC Certificate of incorporation, CSW Asset Mgmt. Inc. Date 3/24/2000 3/24/2000 4/14/2000 4/14/2000 3/24/2000 4/14/2000 Bates # IRS-JG-05224 - 5225 IRS-JG-06455 - 6456 IRS-JG-06458 - 6459 IRS-JG-07610 - 7611 IRS-JG-01728 - 1729 IRS-JG-01731 - 1732 JG-NC034018 JG-NC034019 FLOYD 001249 - 1263 SLK-0194 - 208 SLK-0274 - 288 SLK-0355 - 369 SLK-0436 - 450 SLK-0522 - 536 SLK-0604 - 618 WELLES 00130 - 132 SLK-0335 - 336 SLK-0502 - 503 FLOYD 001225 - 1226 SLK-0416 - 417 SLK-0254 - 255 SLK-0175 - 176 SLK-0348 - 349 X X X X X X X X X X X X X X X X X Expect to Offer May Offer X X X X X X

3/17/2000

3/17/2000 3/17/2000 3/17/2000 3/17/2000 3/17/2000 3/17/2000 3/17/2000

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Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 432 DX 433 DX 434 DX 435 DX 436 DX 437 DX 438 DX 439 DX 440 DX 441 DX 442 DX 443 DX 444 DX 445 DX 446 DX 447 DX 448 DX 449 DX 450 DX 451 Document Description Certificate of incorporation, DKW Junior Enterprises, Inc. Certificate of incorporation, DKW Senior Enterprises, Inc. Certificate of incorporation, JFW Enterprises, Inc. Certificate of incorporation, PCW Enterprises, Inc. Certificate of incorporation, VJ Enterprises, Inc. Certificate of incorporation, Welles Asset Mgmt. Inc. Correction sheet of David DeRosa DB account agreement, QAT DB account agreement, CSW Asset Mgmt. Inc. DB account agreement, CSW Inv. LLC DB account agreement, DKW Jr Ent. Inc. DB account agreement, DKW Jr Inv. LLC DB account agreement, DKW Sr. Ent. Inc. DB account agreement, DKW Sr. Inv. LLC DB account agreement, JFW Ent. Inc. Date 3/17/2000 3/17/2000 3/17/2000 3/17/2000 3/17/2000 3/17/2000 Bates # SLK-0515 - 516 FLOYD 001240 - 1241 SLK-0429 - 430 SLK-0267 - 268 SLK-0187 - 188 SLK-0597 - 598 X 3/27/2000 3/27/2000 3/28/2000 3/28/2000 3/28/2000 3/28/2000 3/27/2000 DOJ-STOBIE-00001010 - 1013 DOJ-STOBIE-00001050 - 1053 DOJ-STOBIE-00000995 - 998 DOJ-STOBIE-00001078 - 1081 DOJ-STOBIE-00001031 - 1034 DOJ-STOBIE-00001064 - 1067 DOJ-STOBIE-00001017 - 1020 DOJ-STOBIE-00001042 - 1045 DOJ-STOBIE-00000987 - 990 DOJ-STOBIE-00001055 - 1058 DOJ-STOBIE-00001002 - 1005 DOJ-STOBIE-00001036 - 1039 DOJ-STOBIE-00001068 - 1071 X X X X X X X X X X X X X Expect to Offer May Offer X X X X X X

DB account agreement, JFW Inv. LLC 3/27/2000 DB account agreement, PCW Ent. Inc. 3/28/2000 DB account agreement, PCW Inv. LLC 3/28/2000 DB account agreement, Stobie Creek Inv. LLC DB account agreement, VJ Ent. Inc. 3/27/2000 3/29/2000

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Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 452 DX 453 DX 454 Document Description DB account agreement, VJ Inv. LLC Department of Justice press release Deposition and document subpoenas issued to Virginia, Peter, Christopher, David Jr., David Sr., and Jeffrey Welles, and answers thereto. Deutsche Banc account statements for Mar/Apr2000DOJ-STOBIE-00000885 - 894 CSW Inv. LLC, Acct. No. 222-10762 Deutsche Banc account statements for Mar/Apr2000DOJ-STOBIE-00000935 - 943 DKW Jr Inv. LLC, Acct. No. 222-10772 Deutsche Banc account statements for Mar/Apr2000DOJ-STOBIE-00000915 - 924 DKW Sr Inv. LLC, Acct. No. 222-10768 Deutsche Banc account statements for Mar/Apr2000DOJ-Stobie-00000875 - 884 JFW Inv. LLC, Acct. No. 222-10761 Deutsche Banc account statements for Mar/Apr2000DOJ-STOBIE-00000895 - 904 PCW Inv. LLC, Acct. No. 222-10765 Deutsche Banc account statements for Mar/Apr2000DOJ-STOBIE-00000905 - 914 QAT, Acct. No. 222-10767 Deutsche Banc account statements for Apr-Jun2000DOJ-STOBIE-00000858 - 874 Stobie Creek Inv., Acct. No. 22210759 Deutsche Banc account statements for Apr-Jun2000IRS-JG-01031 - 1047 Stobie Creek Inv., Acct. No. 22210759 Deutsche Banc account statements for Mar/Apr2000DOJ-STOBIE-00000925 - 934 VJ Inv. LLC, Acct. No. 222-10771 Digital option trade confirmation for CSW Investments LLC (CHF) and assignment agreement 4/3/2000 DOJ-STOBIE-00152951 - 152956 Date 3/29/2000 3/28/2007 Bates # DOJ-STOBIE-00001024 - 1027 US1043 - 1049 Expect to Offer May Offer X

X X

DX 455

X

DX 456

X

DX 457

X

DX 458

X

DX 459

X

DX 460

X

DX 461

X

DX 462

X

DX 463

X

DX 464

X

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Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 465 Document Description Digital option trade confirmation for CSW Investments LLC (EUR) and assignment agreement Digital option trade confirmation for DKW Jr Investments LLC (CHF) and assignment agreement Digital option trade confirmation for DKW Jr Investments LLC (EUR) and assignment agreement Digital option trade confirmation for DKW Sr Investments LLC (CHF) and assignment agreement Digital option trade confirmation for DKW Sr Investments LLC (EUR) and assignment agreement Digital option trade confirmation for PCW Investments LLC (CHF) and assignment agreement Digital option trade confirmation for Qualified Annuity Trust (CHF) and assignment agreement Digital option trade confirmation for VJ Investements LLC (CHF) and assignment agreement Digital option trade confirmation for VJ Investements LLC (EUR) and assignment agreement Draft opinion letter, long term capital loss generator Draft opinion letter, ordinary loss generator Draft opinion letter, short term capital loss generator Durable power of attorney conferred by David Welles, Sr. to Georgia Welles Date 4/3/2000 Bates # DOJ-STOBIE-00152957 - 1529562 Expect to Offer May Offer X

DX 466

4/3/2000

DOJ-STOBIE-00152943 - 152948

X

DX 467

4/3/2000

DOJ-STOBIE-00152937 - 152942

X

DX 468

4/3/2000

DOJ-STOBIE-00152973 - 152978

X

DX 469

4/3/2000

DOJ-STOBIE-00152967 - 152972

X

DX 470

4/3/2000

DOJ-STOBIE-00152919 - 152924

X

DX 471

4/3/2000

DOJ-STOBIE-00152914 - 152918

X

DX 472

4/3/2000

DOJ-STOBIE-00152925 - 152930

X

DX 473

4/3/2000

DOJ-STOBIE-00152931 - 152936

X

DX 474 DX 475 DX 476 DX 477

JG-NC043499 - 43626 JG-NC043627 - 43753 JG-NC043372 - 43397 11/15/2006 PLAINTIFFS 008520 - 8523

X X X X

DX 478

Durable power of attorney conferred by 11/15/2006 PLAINTIFFS 008531 - 8534 David Welles, Sr. to Georgia Welles

X

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Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 479 DX 480 Document Description Email chain Email chain from Carrie Yackee to David Parse with J&G spreadsheet attached Email chain from Carrie Yackee to Donna Guerin Email chain from Craig Brubaker to Eric Gallinek Email chain from Craig Brubaker to Erwin Mayer Email chain from Craig Brubaker to Erwin Mayer Email chain from Daniel Brooks to Craig Brubaker with attachment Email chain from David Parse to Carrie Yackee Email chain from Jason Shih to Steve Mitchell Email chain from John Ivsan to Donna Guerin Email chain from John Ivsan to John Berry Email chain from Jonathan Paul to Nancy Donohue Email chain from Judith Worthy to Farshid Zadanfarrokh and Cleavon Tate Email chain from Robert Coplan to Donna Guerin and Paul Daguerdas Email chain from Robert Coplan to Donna Guerin and Paul Daguerdas Email chain from Ross Crawford to Craig Brubaker Email from Carrie Yackee to Richard Ignacio Email from Carrie Yackee to Richard Ignacio with attachment Email from Craig Brubaker to Erwin Mayer Date Bates # DOJ-STOBIE-00000467 - 471 DOJ-STOBIE-00300864 - 300878 Expect to Offer X X May Offer

DX 481 DX 482 DX 483 DX 484 DX 485 DX 486 DX 487 DX 488 DX 489 DX 490 DX 491

6/14/2000 11/4/1999 11/5/1999

DOJ-STOBIE-00000552 DOJ-STOBIE-00000215 - 217 DOJ-STOBIE-00000435 - 436

X X X X X X X X X X X

11/10/1999 DOJ-STOBIE-00000466 11/3/1999 DOJ-STOBIE-00000121 - 131

10/29/1999 DOJ-STOBIE-00033856 - 33857 12/8/1999 4/13/2000 DOJ-STOBIE-00235975 IRS-JG-00780 - 781

12/28/2000 IRS-JG-00735 - 736 9/13/2001 11/8/2000 DOJ-STOBIE-00033278 DOJ-STOBIE-00236314 - 236316

DX 492 DX 493 DX 494 DX 495 DX 496 DX 497

2/29/2000

JG-NC055898 - 55899

X X X X X X

11/19/1999 JG-NC056068 - 56070 10/21/1999 DOJ-STOBIE-00000168 - 169 DOJ-STOBIE-00300504 - 300513 DOJ-STOBIE-00301006 - 301022 11/2/1999 DOJ-STOBIE-00000221 - 225

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Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 498 DX 499 DX 500 DX 501 DX 502 DX 503 DX 504 DX 505 DX 506 DX 507 DX 508 DX 509 DX 510 DX 511 Document Description Email from Craig Brubaker to Erwin Mayer Email from Craig Brubaker to Erwin Mayer, lryan with attachment Email from Craig Brubaker to Nancy Donohue and William Boyle Email from Craig Brubaker to Ray Guenther with attachment Email from Craig Brubaker to Ross Crawford Email from Daniel Brooks to Paul Daguerdas with attachment Email from Donna Guerin to Michael Cook with attachment Email from Donna Guerin to Paul Daguerdas with attachment Email from Grancine Graillot to various recipients with attachment Email from Matthew Connelley to various recipients with attachment Email from Mervin Horst to Donna Guerin with attachment Email from Ross Crawford to Donna Guerin with attachment Email from Tom Tahl to Perry Parker with attachment Email from Tom Tahl to Perry Parker, Zarah Perez, and Rick Pychewicz with attachment Email from William Boyle to Jason Shih and Jeff Rupp Email from William Boyle to various recipients with attachment Email to Donna Guerin to Michael Cook with attachment Expert rebuttal report of David DeRosa Expert report of David DeRosa Date 11/2/1999 11/5/1999 11/8/1999 Bates # DOJ-STOBIE-00029125 JG-NC038034 - 38039 DOJ-STOBIE-00033742 - 33743 Expect to Offer X X X X X X X X X X X X X X May Offer

10/29/1999 DOJ-STOBIE-00000033-38 10/27/1999 DOJ-STOBIE-00000249 - 251 9/29/1999 3/2/2004 JG-NC055846 - 55850 JG-STCRK-004091 - 4147

10/18/2001 JG-NC065238 - 65244 9/29/2000 8/8/2000 11/4/1999 11/3/1999 12/9/1999 12/3/1999 DOJ-STOBIE-00236365 - 236366 DOJ-STOBIE-00235817 - 235829 JG-NC065429 - 65431 JG-NC065418 - 65421 DOJ-STOBIE-00002475 - 2490 DOJ-STOBIE-00033338 - 33343

DX 512 DX 513 DX 514 DX 515 DX 516

2/1/2000 1/10/2000 3/3/2004

DOJ-STOBIE-00033268 - 333269 DOJ-STOBIE-00235866 - 235869 JG-STCRK-004034 - 4090

X X X X X

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Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 517 DX 518 DX 519 DX 520 DX 521 DX 522 DX 523 DX 524 Document Description Fascimile from David Herpe to John Ivsan Fascimile from Jeff Welles to Susan Madden Fax from Donna Guerin to John Ivsan Date 3/15/2000 3/30/2000 Bates # WELLES 00125 - 126 PLAINTIFFS 008688 IRS-JG-00835 - 836 SLK-2442 - 2464 Plaintiff's 0006924 - Plaintiff's 0006945 JFW-0862 - JFW-0863 DOJ-STOBIE-00235819 - 00235829 Expect to Offer X X X X X X X X May Offer

Fax from Ivsan to Cotter with J&G 3/1/2000 memo attached Floyd fax to Goldstein with draft return 9/17/2001 Floyd letter to Goldstein Global FX Operations 2000 Update Goldstein letter to Aubry (SLK) re payout schedule and consideration receipts. Guaranty agreement between Chris Welles and DB Guaranty agreement between Chris Welles and DB Guaranty agreement between DKW Jr and DB Guaranty agreement between DKW Jr and DB Guaranty agreement between DKW Sr and DB Guaranty agreement between DKW Sr and DB Guaranty agreement between QAT and DB IDR Responses of Stobie Creek for tax years 2000 and 2001 Index re: Christopher Welles Index re: David Welles, Jr. Index re: David Welles, Sr. Index re: Jeff Welles Index re: Peter Welles Index re: Welles Asset Mngt. Inc. Indicative Term Sheets 3/21/2001

11/28/2000 Plaintiff's 0006170 - Plaintiff's 0006171

DX 525 DX 526 DX 527 DX 528 DX 529 DX 530 DX 531 DX 532 DX 533 DX 534 DX 535 DX 536 DX 537 DX 538 DX 539

3/27/2000 3/28/2000 3/28/2000 3/28/2000

DOJ-STOBIE-00001119 - 1121 DOJ-STOBIE-00001123 - 1125 DOJ-STOBIE-00001111 - 1113 DOJ-STOBIE-00001115 - 1117 DOJ-STOBIE-00001103 - 1105

X X X X X X X X

3/28/2000

DOJ-STOBIE-00001107 - 1109 DOJ-STOBIE-00001099 - 1101

CSW-0026 - 27 DKWJR-0076 - 77 FLOYD 001222 - 1223 JFW-0155 - 156 FLOYD 001639 - 1640 SLK-0595 - 596 DOJ-STOBIE-300016 - 300245
Page 26

X X X X X X X

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Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 540 DX 541 DX 542 DX 543 DX 544 DX 545 DX 546 DX 547 DX 548 DX 549 DX 550 DX 551 DX 552 DX 553 DX 554 DX 555 DX 556 DX 557 DX 558 DX 559 DX 560 DX 561 DX 562 DX 563 DX 564 DX 565 DX 566 Document Description Invoice from Donna Guerin to Larry Goldstein Ivsan fax to Goldstein with payout schedule Kolb workpapers Legal opinion from J&G to David Welles Sr. Legal opinion letter from J&G for QAT Date 1/15/2001 9/11/2000 Bates # PLAINTIFF'S 0006862 - 6864 Plaintiff's 0004746 - Plaintiff's 0004749 KOLB 0001 - 0035 IRS-JG-04357 - 4480 Expect to Offer X X X X X WELLES PRIV 0009 (3 pages) WELLES 00124 WELLES 00133 WELLES 00134 SLK-9949 - 9951 KC 0042 # 00001165 KC 0001 - 3 DOJ-STOBIE-00001084 DOJ-STOBIE-00001086 DOJ-STOBIE-00001089 DOJ-STOBIE-00001090 DOJ-STOBIE-00001091 DOJ-STOBIE-00001092 DOJ-STOBIE-00001093 DOJ-STOBIE-00001094 DOJ-STOBIE-00001096 DOJ-STOBIE-00001097 DOJ-STOBIE-00001085 DOJ-STOBIE-00001087 DOJ-STOBIE-00001088 DOJ-STOBIE-00001095
Page 27

May Offer

1/2/2001

Letter from David Herpe to David 9/14/1999 Welles Letter from David Herpe to Jeff Welles 3/20/2000 Letter from David Herpe to Jeff Welles 3/6/2000 Letter from David Herpe to Jeff Welles 3/3/2000 Letter from David Waterman to Welles 11/4/2005 Letter from David Welles, Jr. to Jeff Kenner Letter from Donna Guerin to Jeff Welles with enclosure Letter from Jeff Kenner to Jeff and David Welles (Jr) Letter from Jeff Welles to DB Letter from Jeff Welles to DB Letter from Jeff Welles to DB Letter from Jeff Welles to DB Letter from Jeff Welles to DB Letter from Jeff Welles to DB Letter from Jeff Welles to DB Letter from Jeff Welles to DB Letter from Jeff Welles to DB Letter from Jeff Welles to DB Letter from Jeff Welles to DB Letter from Jeff Welles to DB Letter from Jeff Welles to DB Letter from Jeff Welles to DB 11/9/1999 2/13/2001 12/8/1999 3/31/2000 3/31/2000 3/31/2000 3/31/2000 4/3/2000 4/3/2000 4/3/2000 4/3/2000 4/3/2000 4/3/2000 3/31/2000 3/31/2000 3/31/2000 4/3/2000

X X X X X X X X X X X X X X X X X X X X X X

Case 1:05-cv-00748-CCM

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Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 567 DX 568 DX 569 Document Description Letter from Larry Goldstein to David Herpe Letter from Phillip Rowe to Erwin Mayer Letter from Plaintiff's counsel to the United States' counsel, and all documents referenced therein. Letter from Susan Monro to Chris Welles with attached Schedules A-C for signature Letter from Susan Monro to David Welles, Jr. with attached Schedules AC for signature Letter from Susan Monro to David Welles, Sr. with attached Schedules AC for signature Letter from Susan Monro to Georgia Welles with attached Schedules A-C for signature Letter from Susan Monro to Virginia Jordan with attached Schedules A-C for signature Letter from Thomas Cotter to Jenkens & Gilchrist class action claims administrator c/o Chris Welles Date 5/19/2000 Bates # PLAINTIFF'S 0007015 - 7017 Expect to Offer X X X May Offer

2/24/2000? JG-NC037049 - 37050 6/12/2007

DX 570

4/3/2000

CSW-0108 - 112

X

DX 571

4/3/2000

DKWJR-0198 - 202

X

DX 572

4/3/2000

SLK-0820 - 0824

X

DX 573

4/3/2000

SLK-0825 - 0831

X

DX 574

4/3/2000

SLK-0815 - 0819

X

DX 575

9/28/2007

PLAINTIFFS 008491 - 8492

X

DX 576

Letter from Thomas Cotter to Jenkens 9/28/2007 & Gilchrist class action claims administrator c/o David Welles, Jr. Letter from Thomas Cotter to Jenkens 9/28/2007 & Gilchrist class action claims administrator c/o David Welles, Sr. Letter from Thomas Cotter to Jenkens 9/28/2007 & Gilchrist class action claims administrator c/o Jeff Welles

PLAINTIFFS 008498 - 8499

X

DX 577

PLAINTIFFS 008512 - 8513

X

DX 578

PLAINTIFFS 008535 - 8536

X

Page 28

Case 1:05-cv-00748-CCM

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Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 579 Document Description Date Letter from Thomas Cotter to Jenkens 9/28/2007 & Gilchrist class action claims administrator c/o Peter Welles Letter from Thomas Cotter to Jenkens 9/28/2007 & Gilchrist class action claims administrator c/o Qualified Annuity Trust Letter from Thomas Cotter to Jenkens 9/28/2007 & Gilchrist class action claims administrator c/o Virginia Jordan Memorandum on cancellation of Delaware LLCs Memorandum on tax opinion preparation team Minutes of incorporator Minutes of incorporator Minutes of incorporator Minutes of incorporator Minutes of incorporator Minutes of incorporator Minutes of incorporator Non-Prosecution Agreement between DOJ and J&G ODET for CSW CHF ODET for CSW EUR ODET for DKW Jr. CHF ODET for DKW Jr. EUR ODET for DKW Sr. CHF ODET for DKW Sr. EUR ODET for JFW CHF ODET for JFW EUR ODET for PCW CHF ODET for PCW EUR ODET for QAT CHF ODET for QAT EUR ODET for VJ CHF ODET for VJ EUR Bates # PLAINTIFFS 008542 - 8543 Expect to Offer X May Offer

DX 580

PLAINTIFFS 008524 - 8525

X

DX 581

PLAINTIFFS 008505 - 8506

X

DX 582 DX 583 DX 584 DX 585 DX 586 DX 587 DX 588 DX 589 DX 590 DX 591 DX 592 DX 593 DX 594 DX 595 DX 596 DX 597 DX 598 DX 599 DX 600 DX 601 DX 602 DX 603 DX 604 DX 605

11/15/2000 JG-NC031066 1/13/2000 3/17/2000 3/17/2000 3/17/2000 3/17/2000 3/17/2000 3/17/2000 3/17/2000 JG-NC039391 - 39392 FLOYD 001243 - 1247 SLK-0189 - 193 SLK-0269 - 273 SLK-0350 - 354 SLK-0431 - 435 SLK-0517 -521 SLK-0599 - 603 US1050 - 1068 DOJ-STOBIE-00236503 - 236513 DOJ-STOBIE-00236426 - 236436 DOJ-STOBIE-00120907 - 120917 DOJ-STOBIE-00236415 - 236425 DOJ-STOBIE-00236525 - 236535 DOJ-STOBIE-00236393 - 236403 DOJ-STOBIE-00236481 - 236491 DOJ-STOBIE-00236448 - 236458 DOJ-STOBIE-00236492 - 236502 DOJ-STOBIE-00236437 - 236447 DOJ-STOBIE-00236514 - 236524 DOJ-STOBIE-00236404 - 236414 DOJ-STOBIE-00236470 - 236480 DOJ-STOBIE-00236459 - 236469
Page 29

X X X X X X X X X X X X X X X X X X X X X X X X

Case 1:05-cv-00748-CCM

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Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 606 DX 607 DX 608 DX 609 DX 610 DX 611 DX 612 DX 613 DX 614 DX 615 DX 616 DX 617 DX 618 DX 619 DX 620 DX 621 Document Description Operating agreement Operating agreement Operating agreement Operating agreement Operating agreement Opinion provided by J&G to DB for CSW Investments LLC Opinion provided by J&G to DB for DKW Junior Investments LLC Opinion provided by J&G to DB for DKW Sr Investments Opinion provided by J&G to DB for JFW Investments LLC Opinion provided by J&G to DB for PCW Investments LLC Opinion provided by J&G to DB for QAT Opinion provided by J&G to DB for SJB Investments LLC Opinion provided by J&G to DB for VJ Investments LLC Payout Schedule Plaintiff's Amended Answer to the United States' Interrogaotry No. 7 Plaintiff's Amended Answers to the United States' Second Set of Interrogatories Plaintiff's Answers to the United States First Set of Interrogatories Plaintiff's Answers to the United States Second Set of Interrogatories Date 3/17/2000 3/17/2000 3/17/2000 3/17/2000 3/17/2000 4/3/2000 4/3/2000 4/3/2000 4/3/2000 4/3/2000 4/3/2000 4/3/2000 4/3/2000 5/9/2000 8/10/2007 6/21/2007 Bates # FLOYD 001228 - 1236 SLK-0177 -185 SLK-0256 - 264 SLK-0418 - 426 SLK-0504 -511 DOJ-STOBIE-00152949 - 152950 IRS-JG-02258 - 2259 DOJ-STOBIE-00152965 - 152966 DOJ-STOBIE-00152979 - 152980 IRS-JG-06972 - 6973 DOJ-STOBIE-00152963 - 152964 DOJ-STOBIE-00152993 - 152994 IRS-JG-08126 - 8127 Plaintiff's 000683 - Plaintiff's 000692 Expect to Offer May Offer X X X X X

X X X X X X X X X X X

DX 622 DX 623

10/30/2006 5/11/2007

X X

DX 624

Plaintiff's Answers to the Untied States' 8/14/2007 First Requests for Admission and Third Set of Interrogatoties Plaintiff's Rule 26(a)(1) Initial Disclosures, and all documents identified therein. 2/24/2006

X

DX 625

X

Page 30

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Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 626 DX 627 DX 628 DX 629 DX 630 DX 631 DX 632 DX 633 DX 634 DX 635 DX 636 DX 637 DX 638 DX 639 DX 640 DX 641 DX 642 DX 643 DX 644 DX 645 DX 646 DX 647 DX 648 DX 649 Document Description Date Proof of claim and release c/o Chris Welles Proof of claim and release c/o David Welles, Jr. Proof of claim and release c/o David Welles, Sr. Proof of claim and release c/o Jeff Welles Proof of claim and release c/o Peter Welles Proof of claim and release c/o Qualified Annuity Trust Proof of claim and release c/o Virginia Jordan RMS for CSW CHF RMS for CSW EUR RMS for DKW Jr. CHF RMS for DKW Jr. EUR RMS for DKW Sr. CHF RMS for DKW Sr. EUR RMS for JFW CHF RMS for JFW EUR RMS for PCW CHF RMS for PCW EUR RMS for QAT CHF RMS for QAT EUR RMS for VJ CHF RMS for VJ EUR SLK Privilege Log Spreadsheet on tax products collections data Spreadsheet prepared by Barbara Aprile, and all documents referenced therein by bates stamp Spreadsheet with client names, account numbers and option transaction details Bates # PLAINTIFFS 008493 - 8497 PLAINTIFFS 008500 - 8504 PLAINTIFFS 008515 - 8519 PLAINTIFFS 008537 - 8541 PLAINTIFFS 008544 - 8548 PLAINTIFFS 008526 - 8530 PLAINTIFFS 008507 - 8511 DOJ-STOBIE-243967 - 243970 DOJ-STOBIE-243939 - 243942 DOJ-STOBIE-243971 - 243974 DOJ-STOBIE-243935 - 243938 DOJ-STOBIE-243979 - 243982 DOJ-STOBIE-243927 - 243930 DOJ-STOBIE-243959 - 243962 DOJ-STOBIE-243947 - 243950 DOJ-STOBIE-243963 - 243966 DOJ-STOBIE-243943 - 243946 DOJ-STOBIE-243975 - 243978 DOJ-STOBIE-243931 - 243934 DOJ-STOBIE-243955 - 243958 DOJ-STOBIE-243951 - 243954 SLK-9645 - SLK-9650 JG-NC063557 - 63584 US1237 - 1311 Expect to Offer X X X X X X X X X X X X X X X X X X X X X X X X May Offer

DX 650

JG-NC048979 - 48988

X

Page 31

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Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 651 Document Description Spreadsheet with client names, account numbers and option transaction details Summary of important provisions of company agreement Tax return (Form 1040) for Chris Welles for period ended 12/31/2000 Tax return (Form 1040) for David and Georgia Welles, Sr. for period ended 12/31/2000 Tax return (Form 1040) for David Welles, Jr. for period ended 12/31/2000 Tax return (Form 1040) for Jeffrey Welles for period ended 12/31/2000 Tax return (Form 1040) for Peter Welles for period ended 12/31/2000 Tax return (Form 1040) for Virginia Jordan for period ended 12/31/2001 Tax return (Form 1065) for Stobie Creek Investments, LLC for period ended 12/31/2000 Tax return (Form 1065) for Stobie Creek Investments, LLC for period ended 4/30/2000 Tax return (Form 1120S) for CSW Asset Management, Inc. for period ended 12/31/2000 Tax return (Form 1120S) for DKW Junior Enterprises, Inc. for period ended 12/31/2000 Tax return (Form 1120S) for DKW Senior Enterprises, Inc. for period ended 12/31/2000 Date Bates # JG-NC048989 - 49000 Expect to Offer X May Offer

DX 652 DX 653

WELLES PRIV 0012 (4 pages) US0924 - 986

X X

DX 654

US0987 - 1041

X

DX 655

US0867 - 923

X

DX 656

US0604 - 0737

X

DX 657

US0738 - 796

X

DX 658

US0797 - 866

X

DX 659

US0034 - 342

X

DX 660

US0001 - 33

X

DX 661

US0542 - 576

X

DX 662

US0507 - 541

X

DX 663

US0577 - 603

X

Page 32

Case 1:05-cv-00748-CCM

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Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 664 Document Description Tax return (Form 1120S) for JFW Enterprises, Inc. for period ended 12/31/2000 Tax return (Form 1120S) for PCW Enterprises, Inc. for period ended 12/31/2000 Tax return (Form 1120S) for VJ Enterprises, Inc. for period ended 12/31/2000 Tax return (Form 1120S) for Welles Asset Management, Inc. for period ended 12/31/2000 Template index for short option tax opinions Transaction checklists Transaction steps for implementation of currency linked digital swap Date Bates # US0378 - 409 Expect to Offer May Offer X

DX 665

US0410 - 443

X

DX 666

US0444 - 506

X

DX 667

US0343 - 377

X

DX 668 DX 669 DX 670

JG-NC033779 - 33780 SLK-9674 - 9684 JG-NC037999 - 38000

X X X

DX 671 DX 672 DX 673

Waterman letter to Welles (draft) 8/9/2000 SLK-9671 - SLK-9673 Welles Asset Management Attachment 12/31/2000 Plaintiff's 0006946 - Plaintiff's 0006949 to Schedule K-1 Welles Family Trust account 3/1/2000 PLAINTIFFS 008689 - 8715 statements in Northern Trust Company Westlaw printout for (917) 322-2381 Minutes from Welles family meeting of May 9, 2000 Minutes from New Orleans meeting and portfolio analysis Handwritten notes Letter from Jeff Welles to Welles Family Fax from Larry Goldstein to John Walsh Fax from Larry Goldstein to Paul Hojnicki Email from Larry Goldstein to Paul Hojnicki US1042 VSJ-01417 - 1420 11/1/2001 PLAINTIFFS 003779 - 3787

X X X

DX 674 DX 675 DX 676 DX 677 DX 678 DX 679 DX 680 DX 681

X X X X X X X X

4/20/2001 - 4PLAINTIFFS 0007254 - 7256 4/11/2000 PLAINTIFFS 0006095 - 6097 9/11/2000 3/19/2001 9/20/2001 PLAINTIFFS 0004925 PLAINTIFFS 0006069 PLAINTIFFS 0006868

Page 33

Case 1:05-cv-00748-CCM

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Page 34 of 35

Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 682 DX 683 DX 684 DX 685 DX 686 DX 687 DX 688 DX 689 DX 690 DX 691 DX 692 DX 693 DX 694 DX 695 DX 696 DX 697 DX 698 DX 699 DX 700 DX 701 DX 702 DX 703 DX 704 DX 705 Document Description Fax from Larry Goldstein to Paul Hojnicki Chart of stock option fee allocations to Stobie partners Letter from Susan Monro to Donna Guerin Letter from Floyd to Larry Goldstein Letter from Floyd to Donna Guerin Corporate banking statement Fax from Ivsan to Goldstein with attached payout schedule Stock receipt signature pages Payout schedules Attachment to Schedule K-1 for Welles Asset Management, Inc. Fax from Donna Guerin to Larry Goldstein with attached invoices Letter from Susan Monro to Donna Guerin Letter from Susan Monro to Donna Guerin Letter from Guerin to Jeff Welles Letter from Guerin to Jeff Welles Email from Ivsan to Donna Guerin Email from Ivsan to Sandra Burnside and Carrie Yackee Email from Ivsan to Sandra Burnside Email from Ivsan to Donna Guerin Email from Ivsan to Donna Guerin and David Parse Email from Ivsan to Donna Guerin and David Parse Email from Ivsan from Donna Guerin Date 9/20/2001 3/19/2001 4/10/2000 3/21/2001 Bates # PLAINTIFFS 0006869 - 6871 SLK-2438 IRS-JG-05531 (IRS-JG-00844) PCW-0519 - 520 Expect to Offer May Offer X

X X X X X X X X X X X X X X X X X X X X X X X

10/11/2001 IRS-JG-00241 10/31/2001 PLAINTIFFS 002120 - 2122 9/11/2000 PLAINTIFFS 0004746 - 4749 11/28/2000 PLAINTIFFS 0006172 - 6177 5/9/2000 PLAINTIFFS 0006159 - 6168 9/13/2001 PLAINTIFFS 0006946 - 6949 3/16/2001 4/13/2000 4/5/2000 3/27/2000 3/23/2000 1/29/2001 5/31/2000 5/25/2000 3/23/2000 3/22/2000 1/19/2000 12/4/2000 PLAINTIFFS 0006862 - 6864 IRS-JG-00621 (CCWELLS-IDR-002-0342) IRS-JG-01097 IRS-JG-03443 IRS-JG-03441 - 3442 IRS-JG-00833 IRS-JG-00818 - 822 IRS-JG-00658 IRS-JG-00847 IRS-JG-00872 IRS-JG-00840 IRS-JG-SB-00578 IRS-JG-00849 IRS-JG-00780
Page 34

Email from Ivsan to Donna Guerin and 3/22/2000 David Parse Email from Ivsan to Donna Guerin 4/13/2000

Case 1:05-cv-00748-CCM

Document 95-2

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Page 35 of 35

Stobie Creek v. United States Defendant's Exhibit List Trial Ex. # DX 706 DX 707 DX 708 DX 709 DX 710 Document Description Letter from Donna Guerin to David Welles BEDS summary Email from Yackee to Butler Fax from Susan Monro to Guerin Fax from Guerin to Ivsan Date 2/13/2001 Bates # IRS-JG-03439 JG-NC034039 DOJ-STOBIE-00009737 - 38 IRS-JG-00841 - 843 IRS-JG-00823 - 829 Expect to Offer X X X X X May Offer

5/17/2000 3/27/2000

Page 35