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IN THE UNITED STATES COURT OF FEDERAL CLAIMS Horace L. Brockington, and Mark A. Dorris, and Mark Edward Duncan, and Carol Jean Eberle, and Mark Hickman, and Albert R. Klott, and John L. Logan, III, and Charles Mason, Jr., and Jonathon Francis Muth, and Herbert T. Riggs, Jr., and Thomas E. Rill, Plaintiffs, v. The United States, Defendant. ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) )
Civil Action No.: 07-320C Judge Williams
FIRST AMENDED COMPLAINT 1. Plaintiffs are, or were during times material herein, employees of defendant United States, employed by defendant as "Security Guards" at defendant's Cherry Point, North Carolina, Naval Air Depot. Plaintiffs bring this suit for back overtime wages owed to them by defendant United States, and for other relief, pursuant to the Fair Labor Standards Act of 1938, 29 U.S.C. § 201, et seq. ("the FLSA").
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2. This complaint is brought by the named plaintiffs as a collective action on behalf of themselves and on behalf of all similarly situated employees. More specifically, this complaint is brought by the named plaintiffs on behalf of themselves and on behalf of all persons who are, or who were during times material herein, employed by defendant as Security Guards at defendant's Cherry Point, North Carolina, Naval Air Depot, and who consent to participate in this action by filing a written consent with this Court pursuant to 29 U.S.C. § 216 (b).
JURIDICTION AND VENUE 3. This Court has subject matter jurisdiction over this action pursuant to 29 U.S.C. § 216 (b), 28 U.S.C. § 1491 (a) (1), and 28 U.S.C. § 1346 (a) (2). 4. Venue is properly laid before this Court pursuant to 28 U.S.C. § 1491 (a) (1), and 28 U.S.C. § 1391 (e) because this action is a civil action for monetary damages, including liquidated damages, brought by plaintiffs against the United States of America pursuant to the FLSA.
PARTIES 5. Horace L. Brockington, Mark A. Dorris, Mark Edward Duncan, Carol Jean Eberle, Mark Hickman, Albert R. Klott, John L. Logan, III, Charles Mason, Jr., Jonathon Francis Muth, Herbert T. Riggs, Jr., and Thomas E. Rill ("plaintiffs") are, or were during times material herein, employees of defendant employed at the United States Department of the Navy's Cherry Point, North Carolina, Naval Air Depot as Security Guards, and are "employees" within the meaning of the FLSA. 29 U.S.C. § 203 (e).
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6. Plaintiffs are, or were during times material herein, not law enforcement officers. 7. Plaintiffs do not perform, or during times material herein did not perform, "law enforcement activities" pursuant to 29 U.S.C. § 207 (k). 8. All plaintiffs have given their written consent to be party plaintiffs in this action pursuant to 29 U.S.C. § 216 (b). True and accurate copies of these written consents are attached to this amended complaint as Exhibits 1 and 2 (consents for plaintiffs Eberle and Mason). 9. All plaintiffs are, or were during times material herein, subject to the coverage of the FLSA; i.e., all plaintiffs are, or were during times material herein, FLSA non-exempt. 10. All plaintiffs are, or were during times material herein, covered by a collective bargaining agreement between the American Federation of Government Employees, Local 2065, and the United States Department of the Navy that specifically excludes FLSA-based claims from the collective bargaining agreement's negotiated grievance procedure. 11. Defendant United States is, and at all times material herein has been, an "employer" and a "public agency" within the meaning of the FLSA. 29 U.S.C. §§ 203 (d) (defining the United States as an "employer"), and 203 (x) (defining "public agency").
FACTS 12. Under the FLSA, to "employ" means to suffer or permit to work. 29 U.S.C. § 203 (g).
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13. Pursuant to 29 U.S.C. § 204 (f), the United States Office of Personnel Management ("OPM") has issued regulations administering the FLSA. See 5 C.F.R. Part 551. These regulations define "suffered or permitted work" to mean, ". . . any work performed by an employee for the benefit of an agency, whether requested or not, provided the employee's supervisor knows or has reason to believe that the work is being performed and has an opportunity to prevent the work from being performed." 5 C.F.R. § 551.104. 14. OPM's regulations also specify that, "[a]ll time spent by an employee performing an activity for the benefit of an agency and under the control or direction of the agency is "hours of work."" 5 C.F.R. § 551.401 (a); see also 5 C.F.R. § 551.104 ("Employ means to engage a person in an activity that is for the benefit of an agency, and includes any hours of work that are suffered or permitted."). 15. The FLSA mandates that, ". . . no employer shall employ any of his employees who in any workweek is engaged in commerce or in the production of goods for commerce, or is employed in an enterprise engaged in commerce or in the production of goods for commerce, for a workweek longer than forty hours unless such employee receives compensation for his employment in excess of the hours above specified at a rate not less than one and one-half times the regular rate at which he is employed." 29 U.S.C. § 207 (a) (1). 16. OPM's FLSA regulations further provide that a willful violation of the FLSA is, "a violation in circumstances where the agency knew that its conduct was prohibited by the Act or showed reckless disregard of the requirements of the Act." 5 C.F.R. §
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551.104. "Reckless disregard of the requirements of the Act means failure to make adequate inquiry into whether conduct is in compliance with the Act." Id. 17. Pursuant to their employment as Security Guards, plaintiffs perform, or at times material herein performed, a variety of public-safety based duties for defendant, including, but not limited to, maintaining the perimeter security of defendant's Cherry Point Naval Air Depot. 18. Defendant considers the Security Guard position which plaintiffs occupy, or during times material herein occupied, to be FLSA non-exempt. 19. Defendant considers, or during times material herein considered, the plaintiffs to be FLSA non-exempt. 20. Plaintiffs are, or were during times material herein, regularly scheduled to work forty-two and one-half hours per week, including an unpaid thirty-minute meal period on each workday. 21. Defendant has a legal right to assign and direct work. 5 U.S.C. § 7106 (a). 22. In accordance with defendant's right to assign and direct work, defendant could have prevented plaintiffs from performing all of the overtime work described in this complaint but did not. 23. Plaintiffs previously sought compensation from defendant for all of their claims raised herein, and defendant denied plaintiffs' requests for relief. Upon information and belief, defendant denied plaintiffs' claims in approximately May, 2006. 24. Plaintiffs have exhausted any and all administrative remedies that they were required by law to pursue, and as relevant to this action.
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A.
Interrupted Lunches 25. Defendant divides plaintiffs' work schedules into three shifts. These three shifts
are: 1) first shift; 2) second shift; and 3) third shift. 26. During times material herein, and at various intervals, each of the plaintiffs worked each of these three shifts. 27. Plaintiffs are, or were during times material herein, entitled to one half-hour unpaid duty-free meal period during each of these three shifts. 28. Beginning in approximately 1998, and continuing until at least March 2006, plaintiffs regularly and frequently worked through all or significant portions of their unpaid meal periods by, for example, remaining at their posts throughout their unpaid meal periods in order to insure adequate post coverage for defendant. 29. During times material herein, plaintiffs regularly and frequently worked through all or significant portions of their unpaid meal periods during each of their three regularly scheduled shifts. 30. Defendant suffered and permitted plaintiffs to work through these meal periods, in that defendant was aware that, or recklessly disregarded the fact that, plaintiffs regularly and frequently worked through significant portions of their unpaid meal periods without compensation. 31. During the times material herein, whenever plaintiffs have worked through their unpaid meal periods, doing so has caused plaintiffs to work in excess of forty hours of work per week, or eight hours per day. 32. Defendant has never compensated plaintiffs for any of the time that they have worked through their meal periods during the times material herein.
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33. Plaintiffs are entitled to be compensated for the time that they have worked through their meal periods during the times material herein. 34. Plaintiffs are entitled to overtime compensation for the time that they have worked through their meal periods during the times material herein.
B.
Pre-Shift Activities 35. Each of plaintiffs' three work shifts is ordinarily supervised by a "Shift
Lieutenant." 36. Defendant requires Shift Lieutenants to arrive for duty approximately thirty minutes before the official start of their respective shifts. 37. During this approximately thirty minute pre-shift period, the Shift Lieutenants prepare for the muster of the Security Guards. The muster of the Security Guards officially commences each shift. 38. During this approximately thirty minute pre-shift period, the Shift Lieutenants, among other activities, retrieve messages and alerts from the outgoing shift, and inspect the Security Guards' equipment, such as cars, keys and radios (collectively "pre-shift activities"). 39. Defendant requires the Shift Lieutenants to perform these pre-shift activities in order to facilitate a smooth transition between shifts. In particular, defendant requires the Shift Lieutenants to perform these pre-shift activities so that messages, alerts, and equipment may be promptly distributed to the incoming Security Guard shift, and so that the outgoing shift may be relieved in a timely manner.
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40. Defendant does not compensate the Shift Lieutenants for performing the pre-shift activities because defendant considers the Shift Lieutenant position to be FLSA exempt. 41. Shift Lieutenants do not ordinarily work weekends and holidays 42. Whenever the Shift Lieutenants are unavailable (e.g., on weekends and holidays), defendant requires plaintiffs to act as "Relief Supervisors." 43. Relief Supervisors perform the same activities and duties as the Shift Lieutenants. 44. During times material herein, each of the plaintiffs has regularly and frequently acted as a Relief Supervisor. 45. Beginning in approximately 1998, and at least until March of 2006, when assigned to act as Relief Supervisors, plaintiffs arrived for duty approximately thirty minutes prior to the official start of their shifts. 46. During this approximately thirty minute pre-shift period, plaintiffs perform, or during the times material herein performed, the same pre-shift activities as the Shift Lieutenants, in that plaintiffs retrieve messages and alerts from the outgoing shift, and inspect the Security Guards' equipment, such as cars, keys and radios. 47. During the times material herein, whenever plaintiffs have performed these preshift activities, doing so has caused plaintiffs to work in excess of forty hours of work per week, or eight hours per day. 48. These pre-shift activities are compensable as work under the FLSA because they are part of the principal safety-related activities engaged in by plaintiffs for defendant.
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49. Defendant has failed to compensate plaintiffs in any way for the work that they have performed as Relief Supervisors during the approximately thirty minute pre-shift period described above (i.e., the pre-shift activities) and during the times material herein. 50. Upon information and belief, by at least March 2005, defendant was aware that plaintiffs, when acting as Relief Supervisors, performed the above pre-shift work without compensation because plaintiff Hickman personally informed defendant's agent, then Security Director Randy Turner, that the work was being performed. 51. Despite being aware that plaintiffs were performing the pre-shift work described above, defendant did not immediately discontinue the performance of the pre-shift work, nor did defendant inquire as to whether its failure to compensate plaintiffs for this work violated the FLSA. 52. Defendant knew that plaintiffs are, or were during the times material herein, FLSA non-exempt. 53. Defendant recklessly disregarded the possibility that its conduct violated the FLSA. 54. Defendant knew its conduct violated the FLSA. 55. Pursuant to 29 U.S.C. § 207 (a) and § 216 (b), defendant is liable to plaintiffs for the full amount of all their unpaid overtime compensation for all of the work described in this complaint, plus an additional equal amount as liquidated damages, plus plaintiffs' costs and attorney's fees.
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COUNT I 56. Plaintiffs re-allege and incorporate by reference the allegations contained in paragraphs one to fifty-five above. 57. By failing to compensate plaintiffs for any of the overtime work that they performed during their thirty-minute meal periods, as described above, defendant has violated the FLSA. 29 U.S.C. § 207 (a) (1). 58. Defendant's violation of the FLSA was willful.
COUNT II 59. Plaintiffs re-allege and incorporate by reference the allegations contained in paragraphs one to fifty-five above. 60. By failing to compensate plaintiffs for the overtime work that they performed during the approximately thirty-minute pre-shift period (i.e., for the pre-shift activities), whenever plaintiffs acted as Relief Supervisors and as described above, defendant has violated the FLSA. 29 U.S.C. § 207 (a) (1). 61. Defendant's violation of the FLSA was willful.
RELIEF REQUESTED WHEREFORE, plaintiffs respectfully request that this Court: 62. Determine the damages sustained by the plaintiffs as a result of defendant's violations of the FLSA as cited above, and award those damages against the defendant and in favor of the plaintiffs, plus an additional equal amount as liquidated damages
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pursuant to 29 U.S.C. § 216 (b), plus such pre-judgment interest as may be allowed by law. 63. Award plaintiffs their costs of this suit and, without limitation, reasonable attorney's fees. 64. Grant plaintiffs such other relief as the Court may deem just and proper.
Respectfully Submitted, s/ Mark D. Roth Mark D. Roth General Counsel s/ Charles A. Hobbie Charles A. Hobbie Deputy General Counsel Of Counsel s/ Andres M. Grajales Andres M. Grajales* Staff Counsel American Federation of Government Employees, AFL-CIO 80 F. Street, N.W. Washington, D.C. 20001 (202) 639-6426/ (202) 639-6441 (fax) [email protected] *Attorney of Record Counsel for Plaintiffs
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