Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 1 of 36
EXHIBIT 9
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 2 of 36
O0001 1
UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLORADO
3
6 UNITED STATES OF AMERICAand UNITEDSTATESOF AIVlERICA, ex 7 tel. JamesM. Stone, 8 -vs9 ROCKWELL INTERNATIONAL 10 CORPORATION, al., et 11 Defendants. 12 13 14 DEPOSITION OF EDWARD S. GOLDBERG / Plaintiffs, Case No. 89-M-1 I54
15 called for examination by counsel for defendants pursuant to 16 Notice, at the offices of Sierra NevadaReporters, 332 Ryland 17 Street, Reno, Nevada,at 9:00 a.m., Thursday, April 23, I998, 18 before Kristine A. Bokelmann, certified court reporter. a 19 2O 21 APPEARANCES: Separate Page.) (See 22 23 24 25 Reported by: Kristine A. Bokelmann, CCR#165
Goldberg-Defendant's
Depo
Page 1
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 3 of 36
00012 1 Confess or any administrative body concerning matters relating 2 to RockyFlats Plant? 3 A To myrecollection, I did not testify before
¯ 4 Congressor any administrative type tribunal, council, or so 5 on. Mydealings with Rockywere direct with mysuperiors in 6 Washington, D.C. 7 Q I'd like to take you back to your first day at the
8 plant¯ Do you recall what day that was? 9 A Could have been D-Day, June the 6th. I don't
I0 remember exactly. I think that was the date, June the 6th, 1I 1989. 12 13 Q A Why you refer to that as D-Day? do Because that is D-Day.That's whenwe invaded
14 Europe. That's whyit stuck in mymind. Wasthat the right 15 date? Do yon remember? 16 MS. HEJAZI:I'm not sure,
I7 BY MR. PLISSEY: 18 19 20 21 22 23 24 Q A Q A Q It mightbe. Just seemedto stick in mymind. Right. It happenedto be a coincidence, Doyou recall what you did that day? MR. HESCH:Objection, Form.
THEWITNESS: got up in the morning and was I
25 picked up at myhotel by a car and driven with the deputy
Goldberg-Defendant's
Depo
Page 12
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 4 of 36
00013 I secretary, Mr. HensonMoore, Mr. Leo Duffy and others, to the 2 RockyFlats Plant. 3 BY MR. PLISSEY: 4 Q And do you remember any of the others you were
5 driven with to the RockyFlats Plant? 6 7 8 9 Flats. 10 11 Q A And who was that? Mr. Earl Whiteman, rode in the car with who I don't remember their names,no. Q What happened when you arrived at the plant? A Wewere met at the gate by the manager of Rocky
I2 Mr. Henson Moore into the plant, itself, while I remainedin the 13 car with Mr. Leo Duffy. 14 Q Was Earl Whitemanthe manager of Rocky Flats Plant
i5 as of June 6, 1989, or was it RushInlow? 16 A Ah, Rush Inlow. Nowyou're -- it was Rush inlow,
17 yeah. Mymemory not serving me well. Earl Whiteman is was the 18 previous manager. At the time I camethere it was Mr. Rush 19 Inlow. You'reright. 20 Q And what happened after you picked up and were met
21 by Mr. Inlow? 22 A Wewent to the RockyFlats office building, went
23 into the conference roomwhere a member the FBI, don't of 24 rememberhis name, asked me ifI was the manager of RockyFlats 25 and I said I was, and he handed mea search warrant. Rush
Goldberg-Defendant's
Depo
Page 13
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 5 of 36
00014 1 Inlow. The namenever did sit there, okay. 2 Q What did you do next? You've been served with a
3 subpoena. Whatoccurs after that? 4 A I go into shock. No, the FBI explained what they
5 wantedand howthey were going to do it, and I had to, of 6 course, meet with the staff for the first time and inform them 7 what was going on and then get organized. 8 Q Wasthis the first time you had received notice
9 that the FBI wouldbe out at the plant that day serving the 10 managerof the plant with a subpoena? 11 12 13 14 15 16 17 A Q A Q A Q A No. When the first you heard about that? is The day before. Andwhere was that at? In Denver, Colorado. Andwhowas there for that? Deputy DOE secretary Mr. Henson Moore, Mr. Leo
18 Duffy, and others. 19 Q Andyou don't rememberthe names of the others at
20 this point? 21 22 A No, Idonot. Q Did you ever have any discussions with anyone
had 23 concerning the first notice DOE received that the FBI would 24 be serving a subpoenaout at the RockyFlats Plant? 25 A Not before June the 5th, if that was the day
Goldberg-Defendant's
Depo
Page 14
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 6 of 36
EXHIBIT 10
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 7 of 36
1 2 3
UNITED STATES DISTRICT
DISTRICT COURT OF COLORADO
5 6 7 8~
UNITED
STATES
OF
.AMERICA,
EX REL;
: " Civil Action No. 89-M-I154
Plaintiff
ROCKWELL ET AL,
INTERNATIONAL
CORP.,
: : . "
PAGES
1 -
155
Defendants. IC
Deposition 14 = I_ 16
of
W.
HENSON D.C. 15,
MOORE
Washington, Wednesday, April
1998
IS 2~ 2 2~ JOB NO. 106926 Reported by: Nancy Bond Rowland
Esquire Communications Ltd.
Cou~Reporting Worldwide
Sherry Roe &
202 429-0014 ¯ Fax 202 296-8652
1825 K Street, N~W.Suite 1212WashingVJn, Associa.tes, D.C. 20006
Inc.
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 8 of 36
Ii
1 2 for
A two
I weeks
was
there then month
on
the
day back
of for
the
raid
and week
then as I
and a
went or that
another that. did site? you
remember Q Rockwell A Q 8 9 i0 Ii 12 13 14 15 16 17 18 19 20 21 22 other under A assistant him in those deputy A are you? A Q
within And as well
two time
after frame on
during as DOE
deal
with
personnel
Yes. Does the term secretariat mean anything to
Yes. Does secretary, Yes. the I that consist the of under the secretary, the
and think
secretary? kind "in how of the we -law I'm books it. or the not sure
that's written
official
anywhere Q
definition, Can you
but tell me
that's the the were
understood relationship secretary
reporting deputy there? was the almost
relationship secretary The of what
between while you
and
under the
secretary and
the to
personal assist which had
secretary running That's
admiral factory
we
call Flats.
the why was
bomb the a
included selected
Rocky Admiral
president
Watkins.
He
nuclear
engineer.
SHERRY
ROE
& ASSOCIATES
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 9 of 36
13
1 2 3
virtually we call
everything defense over
in
the
department has the the
other
than
what
programs it.
which all
assistant came under
secretary
me.
Nuclear,
rest,
And 6 7 8 9 I0 ii 12 13 14 15 16 17 18 19 2O 21 22 at was was and correct, A Q his A Q A Q A Q that A the we that's Yes. Is work? Yes. They
when what
you
refer said?
to
the
legal
arm,
is
that
you
that
a reference
to
the
general
counsel
reported
to
you?
Uh-huh. Is that yes?
Yes. Do you It outside. learned but you recall that a I how long raid of before would weeks, the FBI raid it
learned was only And about Admiral met
the matter
occur? maybe a how month it
don't
remember to
exactly the
it
enough
approach Polly
attorney the we to be
general, chief learned of
Watkins, with that the
myself, attorney was in
Gault, where going
staff, or
general fact
confirmed
there
S~ERRY
ROE
&
ASSOCIATES
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 10 of 36
1 2 3
a raid, on Rocky
a joint Flats. I don't
raid
by
EPA
enforcement
and
by
the
FBI
know had
how heard
we
had
heard it
about
it. in sure or he how we
Maybe 5 6 7 8 9 i0 ii 12 13 14 15 16 17 18 19 2O 21 22 biggest with guns, the else passing got to
the
admiral the but us --
about
something I'm not him a
from word, with
attorney we asked
general. to meet
the meet
with -in
asked
I've
forgotten
very,
very
small
meeting. It condition know so be was that that cleaned revealed we would or to us not what in was going let or and on on
turn
anybody practices the whole
records up,
documents up,
bad
wouldn't
covered
ruin
investigation° Our private concern army was in the fact that was I think the there
the
country to FBI
stationed machine distinct was FBI
heavy
weaponry
compared And
agents, was a
automatic in high And
weapons. our at minds, Rocky if
there
possibility extremely let in.
because Flats,
security the
that started didn't
wouldn't guns what
be and
that
somebody guns, we
drawing know but
started something
brandishing really bad
might
happen.
SHERRY
ROE
& ASSOCIATES
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 11 of 36
I6
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 i7 18 19 20 21 22
tern~s of recognition, you're supposedto be able to recognize the person and allow themin. So I had the proper clearances. Andthe admiral and attorney general both felt I could get in and could bring in wliomeverwith me I wished, whereas an FBI agent trying to get in mightwell not havegotten in. Q So literally whentbe FBI caravan -- Wasit a
caravan of vehicles comingin? A Yes. As I remember about 70 agents between tbeFBIandEPA. Q On that first day you were kind of the bead vebicle? A I was the first person up to the gate. They all were behind me, yes. Funnyfeeling. Q A Q A I can imagine. Gunsin front of me and guns behind me. Great place to be. Funnyplace to be, rigbt. I've never beenin
a position like that before. Q But whenyou were referring to a military presence, was it your understanding those were at Rocky Flats or simplya military base? Moore-Defendant's Depo Page 16
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 12 of 36
2O
1 2 3
incinerators dumping Q A of
there toxic And Both
illegally, materials
another illegally. were
one
was
midnight
both of
of those
those
proved to be
not
to
be
true?
proved
not
true. it
There was.
5 6 7 8 9 I0 ii 12 13 14 15 16 17 18 19 2O 21 22
was When best some two
a I
third went
one, out we
and there, had in in
I don't the the
remember admiral
what sent
with
me
the and spent
people we Weeks
department, real
some
career and we
brought there. The
who
were
experts,
minute
we
went
inside in
with with me
the and
FBI
agents,
the
DOE
personnel doing of
went their two being or
immediately knew within
started a matter
own three made we
investigation. days were that the
We
sensational However,~ infractions done, these Q the members A Team. That and wild we
allegations began that those to were were
just
not
true.
find not of
what being
considered and to us
important not being were
followed concern
greater quite
than
allegations The of people what's
frankly. in the with Tiger called We you, Team? the Tiger that based were those
who
came
called they first
Ultimately was the
became one.
developed
SHERRY
ROE
& ASSOCIATES
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 13 of 36
21
1 2 3
on
that
experience in that Team, over the format and the
at Navy we sent next
Rocky of used them three that
Flats surprise at in or
and
the
admiral's teams. called them
experience We a took Tiger had a
inspection Flats,
Rocky to four lasts
every years as
single to go as
facility in two and or
5 6 7 8 9 i0 ii 12 13 14 15 16 17 18 19 2O 21 22
DOE do
surprise weeks Q
inspection and then do
long
three
a report. was that an area in which
The
Tiger
Teams,
you
had A
responsibility? It I depended. was the in On point this man of with the one, the the whole yes. The first and the
one,~yes. the Tiger
secretariat point Rocky team, Flats
administration Team at Rocky
dealing and
Flats
proposition. After was Tiger other were one of our would complex that we kind of that to me. split them to one up. me, of If it
laboratories report
answered If it was
the the
Team bomb
facilities with
which but or Team
the one of
laboratories the other nuclear to
certainly where
connected you
facilities weapQns, either
assembled Tiger
disassembled would report
generally Tuck or the
that
admiral.
S~ERRY
ROE
&
ASSOCIATES
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 14 of 36
24
1 2 3
out,
our
people There
found were
out lots
that of
was
not
the-case. found,
other by Mike
infractions Norton we here, did
and
some
of to
those him
mentioned
alluded 5 6 7 8 9 i0 ii 12 13 14 15 16 17 18 19 20 21 22 don't in A the quoted reports. true? being Q
having
mentioned
them,
find
as
true. The was next one on the list of of that I just environmental proved
false Do you
certification recall whether
federal
that
allegation
MR. No, Tiger In I Team
HESCH: We'd
Same have
objection. to go back and look
don't. report words,
because if somebody we
that's
a technical something harsh because loose in view a
thing. or of
other report .and
reported a pretty
didn't that, of of Q
something, could we saw of well there
took
that
have were
happened fairly
number terms
things the
handling
waste. of false certification those and were
But of
allegations environmental DOE took Took that
concealment allegations A
contamination, seriously? all was of this to
that
Certainly. remember whether
seriously. be the
I case or
found
SHERRY
ROE
&ASSOCIATES
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 15 of 36
25
1 2 3
4
not. there,
I
do I
remember would go
because on at the Rocky me
in
the
two
weeks
I
was the people,
inspection Flats what and with to
trips our
into DOE
various and along looking they in
buildings were
teaching
look
for. say
We'd
walk
5 6 7 8 9 i0 ii 12 13 14 15 16 17 18 19 2O 21 22
protective for this.
suits, We're see
they'd for was
"We're
looking it
that." were FBI we finding, agents found We found
we
I could were found waste found waste finding, it,
what the I
they
before
EPA,
before
the
whatever.
remember
distinctly stacked and labeled. through the
containers waste
improperly
stored. We a level
containers that
improperly had test not to gone
containers
radioactive radioactivity around things systems to with that that
measuring as their hadn't would I
d~termine We head found gear
of
remember. protective been allow cleaned
people off.
walking We found
properly,
ventilation dust
potentially
radioactive
escape. Those are the kind of things that I remember, but that. It
all I'm
of not
which sure sound
are how very
considered much weight
extremely the press
important, put on
doesn't
sensational.
SHERRY
ROE
& ASSOCIATES
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 16 of 36
26
1 2 3 4 weren't of turn
What following
that
shows
is and
the
fact
that-people in the handling that lax Island kind like the in
rules And
regulations you find and
nuclear shows can
material. you
when that's
that, that
a culture
lax, a Three
culture 6 7 8 9 i0 ii 12 13 14 15 16 17 18 19 20 21 22 of that event was
ultimately by to force at of the happen
lead way,
to we
Mile
which, going work or
predicted of the at
something fact that
because they
civilian power the
whether one of our
were
a nuclear didn't follow
plant same
facilities to of
level and Navy You
cultural in the
commitment handling
environment, materials
safety, that the Q yourself any the
health did.
nuclear
referred as
to you
some walked
infractions through. were
that Did
you find from
observed that on
you
evidence DOE A Q people No.
those site?
infractions
concealed
And
indeed, by
you
were by
able the
to
observe
those
infractions locations, A looking
simply is With that
walking
relevant
right? who could tell me what
I was
experts
at.
SHERRY
ROE
&
ASSOCIATES
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 17 of 36
33
1 2 3 4 5 6 7 8 9 I0 ii 12 13 14 15 16 17 18 19 2O 21 22
health,
and So
the
Court we
ruled got
we
were two
not. things the had law that we
when
there, had were
happened. were not
That exempt
court because
case we
settled
top-secret
installations. Number just state he said as of he left two, office the the prior Secretary to the was to Herrington world in. And the what so law out there, a bad what
revealed complex live won't up
repair was they you
bomb
cannot just
what
requires, folks. See
and you So
believe
what's
later. walked and the point the we in that law in with we and the a mandate complex probably the the physical training that that we had had
we law, obey that
to
obey
the to at
had
never up we the to had
had it, to
really of and make. that Rocky any
weren't changes and
terms
make
in
facilities had to
cultural So
change we
embarked into this
upon when whether as
cultural Flats DOE of on
change, happened.
and
we
were Q
already Do of you
recall
employees raid? some years
faced
the
risk A
indictment Yes, and that
a result risk went
the for
SHERRY
ROE
&
ASSOCIATES
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 18 of 36
34
1 2 3 4
afterwards, while I guess we were the
not on
just our
Rocky watch, Department
Flats. the
There one
was I
a
case where after in
first or
think went here
Justice
somebody fort right
civilian Maryland
employees for, as
at
a
military it, records, found
I remember
intentionally on be
filing
6 7 8 9 i0 Ii 12 13 14 15 16 17 18 19 2O 21 22
wrong
records, and
misleading they were I
environmental criminally liable
compliance, and actually So be came subject the
to jail
received with all the these
think
sentences. that laws, in the we had to
new
requirements
to
environmental like a real a
likewise civilian And of -I I time going faced at
criminal and
prosecution we had
sector, remember interceded trying to with these among
suddenly
chill. number for who
personally with get the
meeting Justice ground
with
Department rules not of a our real over
some
tQ
some and
they're we were
prosecute a
who
they're
because own DOE
substantial sites, our and
walkout there was as say
personnel of unease
feeling
contractors When you
well. walkout, you mean
Q
people A
a substantial
actually People
left? were saying "I'm going to retire. I'm
SHERRY
ROE
&
ASSOCIATES
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 19 of 36
35
1 2 3
leaving. the jail. very
I
am
not and going
going do
to
run I'm
this asked
plant.on to do and
behalf go to
of
government I'm not
what to do
that." I
These remember
people meeting
were with
concerned,
very
worried.
6 7 8 9 I0 ii 12 13 14 19 16 17 18 19 2O 21 22 guess because were not A Justice never happened up was me or in some the plant,
Their they
concern ran of a
was risk
in of
part going
that to
if
they for
ran
jail
circumstances
out MR. That was
their
control? Objection. way of to looking me that did was the at about walk said at it, no. and We're bad it I Give the
HESCH: their in after
Department going to go he
talking somebody
something it or
unless misled with
intentionally So that
covered
people. the
negotiations that to off, point. have leave. case, out we the
Justice because bomb the it
Department we're
guidelines running And the after where two
people
factory Fort
Detrick, that
Maryland case came
I
that's these
was
after had law in a
things the
happened. because short we time
Suddenly were thereafter
exempt and
from
top-secret,
suddenly
the
SHERRY
ROE
& ASSOCIATES
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 20 of 36
67
1 2 3
4
at been
that
time.
Had totally
that
been
the
case,
it
would
have
handled Q A
differently.
Meaning? There "You're turned would out have of been no and mutuality. a press It would
have 6 7 8 9 i0 ii 12 13 14 and
been
here" to for the one
conference We any
probably have of
over
Justice minute
Department. had or us. we had
wouldn't knowledge or know
tolerated anything being about
being done at
fraudulently to mislead time.
illegally We did not
purposefully anything Q A You
that
that
still
don't? Had can I I we, assure know it would you him of too been he had have that. well. able been I can We're to
Still differently, the
don't. I
handled just still see
admiral. friends. the ceiling
just would for
sogial him off
nothave had
16 17 18 19 2O 21 22
get of
days
knowledge
that. Q By the to time you, its a do decision you recall was made or the Tiger
communicated Team had A the written
whether
issued Yes.
report? we knew we enough. would Whether very often we had
I think in or
report
not,
get
SHERRY
ROE
& ASSOCIATES
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 21 of 36
68
1 2 3
briefings, admiral part say Leo here's us
and probably Duffy what
I was
getting
briefings them or
as
well For "come point
as the in
the most and
receiving or we Ray Berube
together. both up would to this the
have In with
learned all Leo not
and
keeping 6 7 8 9 I0 Ii 12 13 14 15 16 17 18 19 20 21 22 was At a that tar as his probably decision
briefed.
probability before done and on he
admiral made the
conferred because This special
finally
this was the
was
lightly. I was this there part my strictly of the chore the
admiral or I say, lead it
assistant As bomb the
Rocky to
Flats
thing. the at DOE,
wasn't It
daily like
worry I
about was the up as
factory. more and
seemed I
longer enmeshed, me, was else. pick
more
became things there, was at I
more do
and
more By bomb
he,would the time
throw I as left I
and
this. of the
doin,g
much
factory
anything
But baby,
this
was
something this the twin
that duty Wall
he of
was we
torn, had to
it --
between remember
point hadn't weapons the
Berlin We the were
hadn't
fallen.
Glasnost nuclear war with
happened. perceiving Union.
still
building threat of a
potential
Soviet
SHERRY
ROE
&
ASSOCIATES
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 22 of 36
133
1 2 3
percent
weighting for was And new. when to
factor us to
being approve
new, or
then
it
was or
sent change
to
headquarters it. That
disapprove
it
came
to
headquarters, I'm not
I
think sure for. over over
it
officially 6 7 8 9 I0 ii 12 13 14 15 16 17 18 19 20 21 22 you'd merely be there Q A sure the which. But and and with. Q award in I've
came
Defense what would sit
Programs. our get down
forgotten Nancy in and
procedure it with we and me agreed Office. review DOE or
called go go
reality come
would and or
it it,
would we made the
a decision of and the
whether
disagreed
finding So fee you
Operations would by
Nancy held
these all
for
all the
contracts
within
weapons A
complex? I f~r a think time how they period. long a was or we the time The making period idea was roughly? was just to were pretty much all of them
And I that
think the
year
two. were
changes
being
followed. Q take by And into the during this is time data frame, that but one was by of the things not Teams?
account
gathered Tiger
Operations
Office
say
S~ERRY
ROE
& ASSOCIATES
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 23 of 36
134
1 2 3 of a
A Q
Yes, So
absolutely. if you had data and from you take the the Tiger Team got does by the report an this
particular fee report,
facility you
subsequently into account found
award 5 6 7 8 9 10 II 12 13 14 15 16 17 18 19 20 21 22 me do in the You it report Tiger A
would
accurately Team? Yes. As
reflect
problems
a
matter
of
fact, Leo
I
can Duffy
remember about and how into it. look
on
Rockwell know, over
case
conferring and I the and Leo
with would Team
Nancy about had
sit knew
down about
what
Tiger We
Rockwell account. Q you
performed.
certainly
took
that
Now, recall
at
the there
time was
period
following in the
the
raid, and
that about
interest fees being
press
Congrgss A Q A previously Flats Congress the
the
award
paid?
Yes. What Well, do as you recall about by to a t~e that? question you once interest asked the in
evidenced the report
about raid all whole hit, on
Congress, lot the of whole the IG
Rocky the
there Rocky
was Flats,
contracting report
system,
award
fee
system,
SHERRY
ROE
& ASSOCIATES
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 24 of 36
138
1
that
it
wasn't
a It It
matter wasn't was to a
of
picking of of
out
a
defenseless to to to look good the people
contractor. in the press. trying it. So heard that
a matter matter a
trying
trying trying
change have
culture, 5 6 7 8 9 i0 ii 12 13 14 15 16 17 18 19 20 21 22 BY MR. Q Thank you. the understand
make
change,
yes,
they and
made
that
argument. to it from,
Yes, as I
I
argument two
listened of the it, the end we
remember, came to
executives me. But at
corporate of still the
office day, we
that
see
determined we made Q amount was
having the And of
heard right
felt
the
decision
decision. believe fee you. the decision you made on
did
you
the
award
ultimately
awarded given all of
fairly the had
reflected
Rockwell's you had
performance observed and
deficiencies reported? A From
the
Tiger
Team
what MR.
we
knew
at I
that have
point, nothing
yes. further.
KOENIGS:
EXAMINATION HESCH: I just
BY
COUNSEL
FOR
THE
PLAINTIFF
have
a
few
questions.
When
you
were
SHERRY
ROE
&
ASSOCIATES
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 25 of 36
EXHIBIT 11
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 26 of 36
SEARCH
~'ARRANT
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 27 of 36
- 14 -
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 28 of 36
DOE officials ra~ed ~he heal~h and saf~y progr~m~ ~ Rock~
illegal di~charge~ in December 1988 (K 2.8) from uhe se',~ge ~rea~m~n~ facility.
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 29 of 36
regulatory personnel ~o conducu the necess~-y ~is. In i~s response d=ued ~y ~, 198~, DOE Indicated
peru."
U.S.C.
~
6~28(d)(2);
~U
DOE
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 30 of 36
004-007.
Outfnll 001, for instance, may only discharge into
Pond B-S which (a) exc.ed i~s capacity and (b) cannou handled ~y uhm plan~', spray Irrigation 9.14. Addiuionally, "[a]ny anticipaued h~chsions, producui~n increases, or process facility expanmodl-fi~
Discharge Mo~uo=ing RepOr~ ('DM~')
violanicns
~f
R~c~
~'
~D~
~
~oo~on
o~
V~olation pond B-3 (which
unau~horiz~d discharga
Creek )
- 96 -
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 31 of 36
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 32 of 36
EXHIBIT 12
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 33 of 36
UNITED STATES DISTRICT COURT DISTRICT OF COLORADO
4 UNITED STATES OF AMERICA, EX REL. : 6 Plaintiff, : Civil Action : No. 89-M-1154 7 -vs: : 8 ROCKWELLINTERNATIONAL CORP., : ET AL, : 9 Defendants. : -X I0 ................................. 1I 12 13 14 15 16 17 18 19 20 21 22 JOB NO. 106928 Watkins-Defendant's Depo Page 1 Reported by: Nancy Bond Rowland Deposition of JAMESD. WATKINS 5
PAGES - 187 1
Washington, D.C. Tuesday, April 28, 1998
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 34 of 36
104
I 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22
did, and that was the government. Q Andthat was the feeling that existed prior to the time you started malting changesto your understanding? MR. KOLAR: Objection to form and foundation. MR. KOENIGS: I'll question. A No, I don't think so. Q Sir, do you recall howlong before the FBI raid it was that you learned about the Department of Justice's intent to raid Rocky Flats? A As I recall it was about five days, but I don't -- Something like that. Maybe three days. It wasn't very manydays. It was within the weekbefore. If I knew date -- the day of the week the raid, the of I could probablygo back and recall specifically, but it wasaround I think three to five days ahead of time as I recall. It mighthave beentwo days. I don't know.It was shortly before the raid. Andit took me time to get the team ready without any advice given to the field commander, in yet Watkins-Defendant's Depo Page 104 withdraw the
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 35 of 36
105
1 Washingtonto pull together a quiet team of people to 2 be on site for security purposes because I felt that 3 there would be a potential conflict between the FBI and 4 the security force at RockyFlats were there to be any 5 unannouncedattempt to enter the complex. 6 7 Q I wonder if-A It would have been a very unusual situation.
8 We'venever had that before that I knowof, and I 9 thanked Thornburgh, the then Attorney General, for 10 letting me knowahead of time because we might have had 11 a serious confrontation. That was mybiggest concern. 12 13 Q Right. A Andno alert was given to the site. I can
14 assure you of that. 15 Q I wonder,sir, if you could look at Exhibit
16 1438 which I believe was your testimony before Congress 17 in October of 1989. 18 19 A Yes. Q And page 118 under the heading Senator
20 Bingaman,rather, was inquiring about the Department of 21 Justice criminal investigation. Do you see that? 22 A Uh-huh.
Watldns-Defendant's Depo
Page 105
Case 1:91-cv-01362-CFL
Document 195-4
Filed 07/27/2006
Page 36 of 36
119
1
Q Do you recall whether you read the search
2 warrant affidavit? 3 A I read -- I was briefed on it before the fact
4 by the Attorney General by his representative in his 5 office at the Justice Departmenta few days before they 6 went in. So I already had that. 7 Q Youhad had a briefing on the contents of the
8 affidavit? 9 A Right. 10 Q Do you recall whether at any time you
11 actually read the search warrant affidavit? 12 A I might have read portions of it that were
13 highlighted to me in briefings within the Departmentof 14 Energy by the various people involved, but I probably 15 did not read the entire report. 16 Q Do you recall whether either in your briefing
17 from the Departmentof Justice or otherwise you learned 18 that amongthe allegations madeby the Department of 19 Justice were allegations of alleged concealment or 20 misstatements by either DOE personnel or Rockwell 21 personnel? 22 MR. KOLAR: Objection to form and Watkins-Defendant's Depo Page 119