Free Exhibit List - District Court of Connecticut - Connecticut

Case 3:01-cv-02361-MRK

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UNITED STATES DISTRICT COURT DISTRICT OF CONNECTICUT -----------------------------------------------------X : JANICE C. AMARA, GISELA : R. BRODERICK, ANNETTE S. GLANZ : individually, and on behalf of others : similarly situated, : : Plaintiffs, : v. : : CIGNA CORP. AND CIGNA : PENSION PLAN, : : Defendants. : : -----------------------------------------------------X

3:01 CV 2361 (MRK) Trial Date: 09/11/06 Phase II: 01/24/07

DEFENDANTS' COMPLETE LIST OF DEFENDANTS' TRIAL EXHIBITS Defendants CIGNA Corp. and CIGNA Pension Plan hereby submit this Complete List of Defendants' Trial Exhibits. Ex. No. 501 502 503 504 505 506 507 508 509 510 511 512 Description CIGNA Pension Plan Part A Amended and Restated Effective January 1, 1998 Amendment No. 1 to the CIGNA Pension Plan Part A as Amended and Restated January 1, 1998 Amendment No. 1 to the CIGNA Pension Plan Part B as Amended and Restated January 1, 1998 Amendment No. 2 to the CIGNA Pension Plan Part B as Amended and Restated January 1, 1998, signed October 12, 2000 October 1998 Summary Plan Description for the CIGNA Pension Plan - Part B September 1999 Summary Plan Description for the CIGNA Pension Plan - Part B Plan Administrator Appointments December 1997 Retirement Information Kit - Part B Signature Benefits Binder 2001 Signature Benefits Binder 2000 Signature Benefits Binder 1999 Signature Benefits Binder 1998 Bates Range D10336-10443 D10531-541 D10237-242 SUPPD0473-483 D00824-844 D00619-634 SUPPD1092, 1098, 1099 D00716-766 SUPPD25073-25419 SUPPD24756-25072 SUPPD24485-24755 SUPPD24058-24484

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Ex. No. 513 514 515 516 517 518 519 520 521 522 523 524 525 526 527 528 529 530 531

Description October 30, 1997 Letter to Employees regarding Notification of Pension Plan Change November 3, 1997 Memorandum attaching November 1997 Signature Benefits Newsletter November 4, 1997 Memorandum with attachments November 1997 Signature Benefits Newsletter November 17, 1997 E-mail from D. Hill regarding distribution of retirement information November 28, 1997 Memorandum regarding Retirement Program Change Effective January 1, 1998 Cigna Pension Plan Statement for Period Ending June 30, 1998 for Annette Glanz Cigna Pension Plan Statements for Period Ending December 31, 1998 through December 31, 2004 through for Annette Glanz CIGNA Internet Website Printout Prudential Internet Website Printout "CIGNA and You" and "Your CIGNA Life" Intranet Printouts CIGNA Laptop with Intranet Electronic File Janice Amara Agreement and Release Gisela Broderick Agreement and Release Annette Glanz Agreement and Release Steven Law Agreement and Release

Bates Range D00582 D00583-585; D00586591 D01081-1088 D00607-612 D00578-579 A-0234-237 P 1280 P1281-1287 SUPPD022682 SUPPD022683-22684 SUPPD022685-22700 Available for Inspection Upon Request

P1288-1294 Pending Production; renamed upon receipt Exhibit 741

532

533 534 535

Plaintiffs' Proposed Order with letter submitted December 17, 2004 in Depenbrock v. CIGNA Defendants' Memorandum in Opposition to Plaintiffs' Proposed Order Submitted on December 17, 2004 in Depenbrock v. CIGNA Pension Benefit Guaranty Corp., Pension Insurance Data Book (2005), at http:/www.pbc.gov/docs/2004databook.pdf (last visited February 2, 2006) Testimony of Stuart Brown before the Senate Committee on Health, Education, Labor and Pensions, 1999 TNT 183-11 (Sept. 21, 1999) United States General Accounting Office, Report to Congressional Requestors, Private Pensions, Implications of Conversions to Cash Balance Plans, September 2000 Prudential Financial Defined Benefit Report for the Period April 1, SUPPD022531-22610 2004 through December 31, 2004 Prudential Financial Defined Benefit Report for the Period January SUPPD022611-22670 1, 2005 through December 31, 2005

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Ex. No. 536 537 538 539 540 541 542 543 544 545 546 547 548 549 550 551 552 553 554 555 556 557 558 559 560 561 562 563

Description Distribution Election Forms­- Part B Jones Distribution Election Form - Part B Sample Letter to Participant regarding initiating a benefit payment, dated May 10, 2004 and June 13, 2005 Letters from Plan Administrator notifying Depenbrock class members, dated February 4, 2005 Notification to Plaintiff Amara regarding Depenbrock recalculation, dated March 24, 2005 E-mail Regarding Depenbrock Recalculation Letters Chart Showing Class Member Appeals to Plan Administrator Flannery Appeal File Deposition Transcript of Claude Poulin with Accompanying Exhibits Taken June 17, 2003 Deposition Transcript of Claude Poulin with Accompanying Exhibits Taken January 30, 2006 Deposition Transcript of James Stratman with Accompanying Exhibits Taken June 19, 2003 Deposition Transcript of Lawrence Sher with Accompanying Exhibits Taken October 18, 2002 Deposition Transcript of Lawrence Sher with Accompanying Exhibits Taken June 24, 2003 Deposition Transcript of Lawrence Sher with Accompanying Exhibits Taken November 30, 2005 Amara - November 22, 2002 Deposition Transcript Amara - July 1998 Rehire Employment Amara - December 2001 letter to S. Bruce from John Arko re: claim Amara - December 1995 Benefit Estimate Amara - July 2001 Benefit Estimates Amara - January 2004 Benefit Estimate Amara - 1999 Annual Account Statement Amara - 2000 Annual Account Statement Amara - 2001 Annual Account Statement Amara - 2003 Annual Account Statement Amara - 1999 Total Compensation Report Amara - 2000 Total Compensation Report Amara - 2001 Total Compensation Report Amara - 2002 Total Compensation Report

Bates Range SUPPD0408-409, SUPPD0410; SUPPD2111-2115 SUPPD2267-2268 SUPPD0411-435; SUPPD1903-1927; SUPPD0436-445 SUPPD0484-679 SUPPD0680-700 SUPPD022373-22390 SUPPD22391-22394 SUPPD0894-901

P1091-1092 P1016-1020 P1001-1009 Dep Ex. - Amara 4 P1167-1169 P1095 P1096-1097 P1023-1024 P1170-1171 P1121-1136 P1105-1120 P1087-1090 P1083-1086

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Ex. No. 564 565 566 567 568 569 570 571 572 573 574 575 576 577 578 579 580 581 582 583 584 585 586 587 588 589

Description Amara - Answers to Interrogatories and Document Requests Broderick - April 24, 2006 Deposition Transcript Broderick - June 2000 Rehire Employment Application Broderick - June 2000 Rehire Offer Letter Broderick - August 21, 2001 letter to S. Beltz re: change to rehire rules and preliminary response

Bates Range Dep. Ex. Amara 7

SUPPD024039-24042 SUPPD024034 P1242-1243

Broderick - January 2001 Letter to S. Beltz requesting to remain in P1226-1227 old pension plan and response thereto Broderick - Preliminary responses to Broderick May 2001 letter Broderick - February 13, 2002 letter to S. Beltz re: placement in Part B Broderick - 2001 Appeal File Broderick - November 1997 Benefit Estimate Broderick - October 1998 Benefit Estimate Broderick - February 2002 Benefit Estimate Broderick - October 2003 Benefit Estimate Broderick - February 2004 Benefit Estimate (incorrect) and Notification of Error Broderick - February 18, 2004 Benefit Estimate Broderick - March 2004 Benefit Estimate Broderick - November 2004 Benefit Estimate Broderick - 2000 Annual Account Statement Broderick - March/June 2001 Answernet Account Balance Broderick - June 2001 Account Statement Broderick - December 2002 Answernet Account Balance Broderick - 2002 Annual Account Statement Broderick - 2003 Annual Account Statement Broderick - 2004 Annual Account Statement Broderick - 2005 Annual Account Statement Broderick - 2001 Total Compensation Report P1234-1235 P1246 D020473-020511; Dep. Ex. Broderick 1 P1200-1207 P1217-1225 P1247-1248 P2388 P1257-1267 P1268-1269 P2389 P1270 P2390 P2391-2392 P2393 P2394 P2395-2396 P2397-2398 P1272-1273 P2399-2400 P1229-1302; Dep. Ex. Broderick 2

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Ex. No. 590 591 592 593 594 595 596 597 598 599 600 601 602 603 604 605 606 607 608 609 610 611 612 613

Description Broderick - 2002 Total Compensation Report Broderick - 2003 Total Compensation Report

Bates Range P1295-1298 SUPPD23115-23122

Broderick - November 2004 Letter confirming payment of benefits P1271 Broderick - October/November 1997 Memos re: Lincoln Transition Employee Benefits Broderick - July 1998 letter to Lincoln Employees re: accrued Benefits with Benefit Estimate Broderick - October 1998 letter to Broderick re: recalculation of SS offset Glanz - May 4, 2006 Deposition Transcript Glanz - June 1998 Account Statement Glanz - 1998 - 2004 Annual Account Statements Glanz - March 2006 Personal Financial Analysis Glanz - April 2004 Agreement and Release with May Termination date, with cover letter Glanz - April 2004 cover letter to Release with June Termination date Glanz - December 2002 Severance Plan SPD Glanz - April 2003 Severance Pay Information Upton - May 10, 2006 Deposition Transcript Upton - September 25, 1998 Letter to CRIS re: SS Offset in OAB Upton - December 15, 1998 Letter to Upton re: SS Offset recalculation Upton - November 1999 Durham Comparison of Part A and Part B Benefits Upton - 1999 Updated Comparison of Part A and Part B Benefits Upton - December 1, 1999 Letter to Durham re: Comparison of Part A and Part B Benefits and Durman Response Upton - December 1999 Documents re: call with John Arko re: Assumptions Under Part B Upton - January 2000 Memo from John Arko re: benefit projections Upton - August 2001, October 2001 Benefit Estimates and inquiry re: assumptions used Upton ­ October 11, 2001 Benefit Estimate P1172-1189 P1208-1214 P1215-1216 P1280 P1281-1287; Dep. Ex. Glanz 1 P2829-2859 P2333-2335 P2332 P2301-2318 P2326-2331 P1455-1461 P1462-1464 P1471-1472 P1474-1475 P1476-1479 P1480-1481 P1482-1491 P1493-1500 D020833-20838

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Ex. No. 614 615 616 617 618 619 620 621 622 623 624 625 626 627 628 629 630 631 632 633 634 635 636 637 638 639 640 641 642 643 644 645 646

Description Upton - November 1998 Benefit Estimate and notes of call re: same Upton - 1998 Annual Account Statement Upton - June 1998 Account Statement Upton - June 1999 Account Statement Upton - December 1999 Account Statement Upton - June 2000 Account Statement Upton - December 2000 Account Statement Upton ­ 2001 Annual Account Statement Upton ­ 2002 Annual Account Statement Upton ­ 2003 Annual Account Statement Upton ­ 2004 Annual Account Statement Upton - 1997 Total Compensation Report Upton ­ 2003 Total Compensation Report Upton - 1999 - 2005 Compensation Statements Upton ­ October 2000 Financial Plan Upton ­ March 2001 ­ Financial Plan Upton ­ October 2001 ­ Financial Plan Upton ­ November 2001 ­ Revised Financial Plan Upton ­ January 2003 ­ Financial Plan Upton ­ 2003 ­ Fourth Quarter Investment Profile Upton ­ October 2004 Financial Analysis Upton ­ May 2005 Financial Analysis Upton ­ September 2005 Lump Sum Election Payout Upton ­ April 2005 Termination Email Upton - handwritten notes re: calls to Retirement Services Upton - February 2001 Answernet Introduction Document Upton - DBRK Printouts Hogan - April 27, 2006 Deposition Transcript Hogan - Plaintiffs Responses to Defendants First Requests for Production of Documents Hogan - March 1997 Benefit Estimate Hogan - April 1997 Benefit Estimate Hogan - June 1999 Benefit Estimate Hogan - December 2004 Benefit Estimate and Distribution Information

Bates Range P1465-1470 P1473 P1502 P1503 P1504 P1505-1506 P1507 P2386-2387 P2384-2385 P2382-2383 P2380-2381 P1508-1523 SUPPD023091-23098 P1544-1549 P2550-2574 P2602-2612 P2613-2709 P2575-2601 P2710-2747 P2762-2816 P2748-2761 P2817-2824 SUPPD021830-21835 SUPPD23319 P1453-1454; 1492 P1501 P1565-1568 Dep. Ex. Hogan 1 P1409-1412; Dep. Ex. Hogan 1 P1418-1425; Dep. Ex. Hogan 1 P1426-1436; Dep. Ex. Hogan 1 P2360-2362

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Ex. No. 647 648 649 650 651 652 653 654 655 656 657 658 659 660 661 662 663 664 665 666 667 668 669 670 671 672 673 674 675 676 677

Description Hogan - December 1998 Account Statement Hogan - June 1999 Account Statement Hogan - June 2000 Account Statement Hogan - December 2000 Account Statement Hogan - December 2002 Account Statement Hogan - June 2004 Answernet Account Balance Hogan - 2002 Total Compensation Report Hogan - 2003 Total Compensation Report Haber - May 12, 2006 Deposition Transcript Haber - May 2000 Benefit Estimate Haber - June 2000 Benefit Estimate Haber - December 2003 Benefit Estimate Haber - Personal Financial Analysis Haber - November 2001 Termination Letter Haber - January 2002 Letter and Pension Calculation Charette - April 28, 2006 Deposition Transcript Charette - May 2005 Letter re: OAB Calculation Charette - November 1995 Benefit Estimate Charette - November 2000 Benefit Estimate Charette - March 2005 Benefit Estimate Charette - June 1998 Account Statement Charette - December 2004 Account Statement Charette - 2000 Total Compensation Report Charette - 2001 Total Compensation Report Charette - 2002 Total Compensation Report Charrette - 2003 Total Compensation Report Charrette - 2004 Total Rewards Report Charette - 2005 Total Rewards Report Charette - 2002 - 2004 Compensation Statement Law - May 11, 2006 Deposition Transcript Law - May 1999 Rehire Requisition

Bates Range P1413; Dep. Ex. Hogan 1 P1414; Dep. Ex. Hogan 1 P1415; Dep. Ex. Hogan 1 P1416-1417; Dep. Ex. Hogan 1 P2348-2349 P2350 P2351-2353 SUPPD23075-23082 Dep. Ex. Haber 5 Dep. Ex. Haber 6 Dep. Ex. Haber 8 P2363-2379 SUPPD023920 Dep. Ex. Haber 7 P1401-1403; Dep. Ex. Charette 13 P1385-1386; Dep. Ex. Charette 11 P1389-1393; Dep. Ex. Charette 7 P1398-1400; Dep. Ex. Charette 10 P1387; Dep. Ex. Charette 4 P1397; Dep. Ex. Charette 9 P1972-1985 P1968-1971 P1964-1967 P1956-1963 P1948-1955 SUPPD23131-23154 P1394-1396; Dep. Ex. Charette 8 SUPPD023254

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Ex. No. 678 679 680 681 682 683 684 685 686 687 688 689 690 691 692 693 694 695 696 697 698 699 700 701

Description Law - July 1999 Rehire Employment Application and Resume Law - August 1999 Rehire Offer Letter Law - October 1999 - Rehire New Hire Checklist Law - October 2001 Benefit Estimate Law - February 2004 Benefit Estimate (age 62) Law - February 2004 Benefit Estimate (age 65) Law - December 2004 Account Statement Law - 2000 Total Compensation Report Law - 2001 Total Compensation Report Law - 2002 Total Compensation Report Law - 2003 Total Compensation Report Law - 2004 Total Compensation Report Law - 2005 Total Rewards Report Law - New Hire Guide Law - Laws Own Part A and Part B comparison Law - August 1999 Staffing Information Document Curlee - May 9, 2006 Deposition Transcript Curlee - December 2001 Account Statement Curlee - July 2004 Benefit Election Form Curlee - July 2004 Rollover Election and Spousal Waiver

Bates Range SUPPD023235-023250 SUPPD023253 SUPPD023239 P1865-1866; Dep. Ex. Law 3 P1867-1869; Dep. Ex. Law 4 P1870-1872; Dep. Ex. Law 5 P1873-1874: Dep. Ex. Law 2 P1880-1895; Dep. Ex. Law 7 P1896-1901; Dep. Ex. Law 8 P1902-1907; Dep. Ex. Law 9 P1908-1915; Dep. Ex. Law 10 P1916-1923; Dep. Ex. Law 11 P1924-1935; Dep. Ex. Law 14 P1876-1879; Dep. Ex. Law 6 P1875 SUPPD023238 P1635; Dep. Ex. Curlee 1 SUPPD021790-021792 SUPPD021791-021793

Curlee - January 2003 Termination letter enclosing Agreement and P1636-1643; Dep. Ex. Release Curlee 2 Curlee - June 1998 Answernet Inquiry P1805 Curlee - January 2005 Supplemental Pension Plan Payment Flannery - August 10, 2006 Deposition Transcript SUPPD021786-021787

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Ex. No. 702 703 704 705 706 707 708 709 710 711 712 713 714 715 716 717 718 719 720 721

Description Flannery - Pension Appeal Notes (2001) Flannery - July 11, 2001 email re: pension plan upon rehire Flannery - July 2001 letter from D. Belanger re: benefits Flannery - November 2005 letter from M. Rosenblum re: benefits Flannery - July 26, 2002 email re: employment history Flannery - Benefit Comparison Flannery - October 2005 Benefit Estimate Flannery - August 2005 Account Statement Flannery - December 2005 Account Statement Flannery - January 2006 Account Statement Flannery - April 2006 On-Line Account Statement Flannery - 2003 Total Compensation Report Flannery - 2004 Total Rewards Report Flannery - 2005 Total Rewards Report Flannery - Audit Report Depenbrock recalculations letters August 1, 2006 Agreement between CIGNA and Prudential re: recalculations per Depenbrock with email amendments Depenbrock recalculated participant completed election form Prudential email with forms for participants due an additional benefit Spreadsheet summarizing Depenbrock recalculation project

Bates Range P1581; Dep. Ex. Flannery 7 D020410; Dep. Ex. Flannery 2 D020407-020408; Dep. Ex. Flannery 3 SUPPD014379-014386; Dep. Ex. Flannery 11 P1580; Dep. Ex. Flannery 8 P1592; Dep. Ex. Flannery 4 P1585-1588; Dep. Ex. Flannery 13 P1582-1584; V 12 P1594; Dep. Ex. Flannery 17 P1589-1595; Dep. Ex. Flannery 15 P1573-1578; Dep. Ex. Flannery 16 SUPPD023083-23090; Dep. Ex. Flannery 5 SUPPD023123-23130; Dep. Ex. Flannery 6 SUPPD023167-023178; Dep. Ex. Flannery 10 SUPPD021677-21691; Dep. Ex. Flannery 9 Produced by Prudential without Bates Numbers Produced by Prudential without Bates Numbers Produced by Prudential without Bates Numbers Produced by Prudential without Bates Numbers Produced by Prudential without Bates Numbers

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Ex. No. 722 723 724 725 726 727 728 729 730 731 732 733. 734. 735 736 737 738 739 740 741

Description Prudential Free 30% Review Summary Prudential Free 30% Calculation Spreadsheet Prudential Status on OAB Review Project (August 2006) Prudential documents re: debt/credit functionality ­ change & impact on process (September 2003) Prudential documents re: procedures for calculating OAB for converted participants Prudential benefit distribution sample forms reflecting relative value disclosures (July 2006) Prudential documents re: process for handling rehire conversion Prudential documents re: policies and procedures for completing benefit estimates Agreements and Releases of Class Members July 2006 Summary Plan Description for the Cigna Pension Plan Part B Flannery-Life Event Guide received during orientation This number was inadvertently skipped. September 8, 2006 email from Stephen Bruce to Joseph Costello with tentative witness order for Trial Amendment No. 3 to the CIGNA Pension Plan Part B (Amended and Restated January 1, 1998) CIGNA Pension Plan ­ Part B (Amended and Restated Effective January 1, 2001) Larry Sher ­ Illustrations of Potential Wear-Away Effects Larry Sher ­ Comparisons of Plan Approach v. A & B Approach Records re: cost impact of cash balance plan conversion and improvements to 401(k) plan Example letters to participants reflecting revised relative value disclosures Agreement and Release of Steven Law

Bates Range Produced by Prudential without Bates Numbers Produced by Prudential without Bates Numbers Produced by Prudential without Bates Numbers Produced by Prudential without Bates Numbers Produced by Prudential without Bates Numbers Produced by Prudential without Bates Numbers Produced by Prudential without Bates Numbers Produced by Prudential without Bates Numbers Available for Inspection Upon Request SUPPD025635-25671 P2860-2941

SUPPD025945SUPPD025951 SUPPD025952SUPPD026055

SUPPD025672SUPPD025944 SUPPD026056SUPPD026200

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Dated: February 19, 2007

MORGAN, LEWIS & BOCKIUS LLP By: /s/ Jamie M. Kohen Joseph J. Costello Jeremy P. Blumenfeld Jamie M. Kohen Admitted pro hac vice 1701 Market Street Philadelphia, Pennsylvania 19103-2921 (215) 963-5295/5258/5472 (215) 963-5001 (fax) [email protected] [email protected] [email protected] ROBINSON & COLE James A. Wade (CT # 00086) 280 Trumbull Street Hartford, Connecticut 06103 (860) 275-8270 (860) 275-8299 (fax) [email protected] Attorneys for Defendants CIGNA Corporation and CIGNA Pension Plan

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