Free Declaration - District Court of Arizona - Arizona

EXHIBIT Q
‘ Case 2:03-cv-02323-JWS Document 115-18 Filed O7/26/2007 Page 1 012

Frances Furbush ‘ . ·
*’*°*"¤ G¤¤0!.§ee9er. - ,. · l
$¢¤*= .
To: _ Janet Romanski " ‘ » ‘
Subject: RE: hertz trades _
Seemenowpiease. _ _ I _ . · · •
· From: Janet Romansa ’ · .
sent: , Tuway, October 10, 2000 8:57AH `
To: Matt Moilenkapf
. 'B=:,“;ra'£02G*¤¤¢$¢€9ot:!¤yMa¤an;NiodeMd5armtt;WrwutMm A h
' Al l'¢tt\p0t'¤rlly. please try to retrieve the Hartz Samaritan?) trade blotters before you send out the l T
price file. If this is indeed the case, I'|l pursue with Vince whether there's a way to prevent the early file to
he- overwritten with a later file. Then, giving the price file early should not be an issue. If there'; no way to _
Q _. prevent the file overwrite option, I'll continue to pursue the next day price file.
Faoin: Bill Kenyan ·
· sent; · Tues4ay.’0<1obe¢ x0, 2000 szvm ‘
_ To: ·Janet|lomansl¤t;JayManan;GrantSeegei;NiaoleM¤Derrr¤tt
` Ct: Vnlzt Allen; Matt Hollenkopf
· ll it was my understanding that in our last meeting with Noah, when he was in Phoenix, that agreement was reached that
‘ would provide their lrade tile before market dose to avoid the exact issue Janet is refetting to » -
··°*‘¤i¤a'Ms$¤¤¤—` &
· - From: Janet Romansld
Sant: Tuesday, October 10, 2000 7:58 AM l
To: Jay Marran; Grant Seeger; Nicole McDermott
· uc; vincent Allen; Bill Kenyon; Malt M¤ll¤¤k0t>f AGgN·?';E(2>REPOm|NG
Subject: ‘ RE: haitz trades " 7
_ - J'. _. I haven't reallybeen keeping track The ones I'm aware of so for are as follows: _
. ‘· l) T. Rowe has given us a warning and will restrict this account from trading if one more large buy and -
sell coma through. _
. Z} Strong Funds has already denied trading for this account going `forward
_ 3) Calvert Funds has blocked this account from buying-once all shar·es are sold it will be totally blocked
from trading ‘
U- I°ve sent a few calls to Nicole when the funds insist on knowing more of the account details. I feel very
tmcomfortable with this relatioruhip and what it could do to us as a business. I have already Suggested
to Vince that if the this account is making the decisions an what to buy and sell, then we should pursue
‘ not giving them the price file until the following In addition, I think they should have to give us
· _ their trade Ele before the market closes. . ·
l _ If someone can convince me that the SEC wauldn't have a problem with our trading practices regarding
V t l this relationship, maybe I would feel more confident taking these calls from the fund companies.-
" _ . i ,1
Case 2:03-cv-02323-JWS Document 115-18 Filed O7/26/2007 Page 2.012,. -;-..

Case 2:03-cv-02323-JWS

Document 115-18

Filed 07/26/2007

Page 1 of 2

Case 2:03-cv-02323-JWS

Document 115-18

Filed 07/26/2007

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