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Morgan & Morgan, P.A. 20 N. Orange Avenue, 16th Floor Orlando, FL 32801 Clay M. Townsend, Fl. #023414 Brandon S. Peters, Fl. #022641 Keith R. Mitnik, Fl. #436127 Attorneys for Neal Plaintiffs Anders Rosenquist, Jr. #002724 Florence M. Bruemmer #019691 Rosenquist & Associates 80 E. Columbus Phoenix, Arizona 85012 Attorneys for Plaintiff Meadowlark Lemon UNITED STATES DISTRICT COURT DISTRICT OF ARIZONA
MEADOWLARK LEMON, et al., Plaintiff, vs. HARLEM GLOBETROTTERS INTERNATIONAL, INC., et al.; Defendants.
Case Nos.: CV 04 0299 PHX DGC and CV-04-1023 PHX DGC PLAINTIFFS' PROPOSED VERDICT FORMS
Plaintiffs Neal, Rivers, Thornton, Hall, Haynes, Sanders, and Lemon, through their respective undersigned counsel, hereby submit their proposed verdict forms, which are attached hereto. RESPECTFULLY SUBMITTED this 15th By: day of November 2006.
/s/ Clay Townsend CLAY M. TOWNSEND, ESQUIRE KEITH MITNIK, ESQUIRE Morgan & Morgan, PA
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Attorneys for Plaintiffs Fred Neal, Larry Rivers, Robert Hall, Dallas Thornton, Marques Haynes and James Sanders
By:
/s/ Anders Rosenquist Anders Rosenquist, Jr. Florence M. Bruemmer ROSENQUIST & ASSOCIATES Attorneys for Plaintiff Meadowlark Lemon
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CERTIFICATE OF SERVICE Florence M. Bruemmer declares as follows: 1. I am and was at all times mentioned herein a citizen of the United States and a resident of Maricopa County, Arizona over the age of 18 years of age and not a party to the action or proceeding. I am an attorney with Rosenquist & Associates. 2. I hereby certify that on November 15th , 2006, a true and correct copy of the foregoing PLAINTIFFS' PROPOSED VERDICT FORMS was sent by postage-prepaid first-class mail, addressed to: Edward R. Garvey Christa Westerberg Garvey McNeil & McGillivray 634 West Mail Street Suite 101 Madison, WI 53703 Attorneys for Defendants Harlem Globetrotters Int'l, Inc. and Jackson Ira Sacks, Esq. Safia A. Anand, Esq. DREIR, LLP 499 Park Avenue New York, NY 10022 Attorneys for Defendant GTFM, LLC Joel L. Herz, Esq. Law Offices of Joel L. Herz 3573 East Sunrise Drive, Suite 215 Tuscon, Arizona 85718 Telephone: (520) 529-8080 Attorneys for Defendants FUBU the Collection, LLC GTFM of Orlando, LLC d/b/a FUBU Company Store Robert W. Goldwater, III, Esq. The Goldwater Law Firm, P.C. 15333 North Pima Road, #225 Scottsdale, Arizona 85260
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Attorneys for Plaintiffs Neal, Rivers, Thorton, Hall, Haynes and Sanders Ray K. Harris Fennemore Craig 2003 North Central Avenue Suite 2600 Phoenix, Arizona 85012-2913 Attorneys for Defendants Harlem Globetrotters Int'l, Inc., Harlem Globetrotters Int'l Foundation, and Jackson
by placing same in a properly sealed, postage prepaid envelope and depositing same in a United States Postal Service mail box. 3. I declare under the penalty of perjury under the laws of the United States that the foregoing is a true and correct. Executed this 15th day of November 2006, at Phoenix, Arizona.
/s/ Florence M. Bruemmer Florence M. Bruemmer
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1
PROPOSED VERDICT FORM1 A. RIGHT OF PUBLICITY 1. HARLEM GLOBETROTTERS INTERNATIONAL, INC.
On Plaintiffs' claim for Right of Publicity we answer the questions submitted to us as follows: A. Did Defendant Harlem Globetrotters International, Inc. use Plaintiffs' (names, likenesses or identities)? _____ YES _____ NO If your answer to question 1(A) is yes, please answer question 1(B). If you answered no to this question, sign the form and please go to question 2. B. Did Defendant Harlem Globetrotters International, Inc use Plaintiffs' (names, likenesses or identities) for purposes of Defendants' advantage, commercial or otherwise? _____ YES ______ NO If your answer to question 1(B) is yes, then answer question 1(C). answered no to this question, sign the form and please go to question 2. C. If you
You must determine if Plaintiffs did not consent to Defendant's use of their
(names, likeness or identities) on a line of FUBU clothing. i. Did Plaintiffs give their express written consent to Defendant HGI to use
Plaintiff's names, likeness or identities on FUBU clothing? Meadowlark Lemon: Fred "Curly" Neal: Larry "Gator" Rivers: Robert "Showboat" Hall: Dallas "Big D" Thornton: Marques Haynes: James "Twiggy" Sanders: YES___________ YES___________ YES___________ YES___________ YES___________ YES___________ YES___________ NO________ NO________ NO_________ NO_________ NO_________ NO_________ NO_________
Plaintiffs reserve the right to amend these proposed verdict questions pending the Court's decision on in limine motions. Case 2:04-cv-00299-DGC -5Document 486 Filed 11/15/2006 Page 5 of 20
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ii.
If you answered yes to question 1(C)(i), please sign the form and go to question 2.
If you answered no to question 1(C)(i), there is no direct consent to HGI, go to question 1(D). D. You may next consider whether Defendant acquired Plaintiffs' consent through
the purchase or assignment of employment contracts Plaintiffs signed with predecessors to HGI. i. You must decide whether HGI acquired Plaintiffs' publicity rights in 1993. You
may consider 1) HGI's purchase agreements, 2) the language in Plaintiffs' employment contracts, and 3) evidence of the intent of the parties. Did HGI buy Plaintiffs' publicity rights in 1993? Meadowlark Lemon: Fred "Curly" Neal: Larry "Gator" Rivers: Robert "Showboat" Hall: Dallas "Big D" Thornton: Marques Haynes: James "Twiggy" Sanders: ii. YES ____________ YES____________ YES____________ YES____________ YES____________ YES____________ YES____________ NO____________ NO____________ NO____________ NO____________ NO____________ NO____________ NO____________ If you
If you answered yes to question 1(D)(i), please answer question E.
answered no to question 1(D)(i), there is no consent, go to question 1(I) or 1(J), sign the form, and then go to question 2. E. If HGI acquired Plaintiffs employment contracts in 1993, then you must decide if
the prior IBC bankruptcy in 1992 extinguished the contracts before HGI purchased Plaintiffs' contracts. You may consider: (1) whether the bankruptcy of IBC extinguished any and all contractual rights (including consent), and (2) evidence of the intent of the parties.
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i.
Did HGI obtain Plaintiffs' consent by purchasing Plaintiffs' contracts containing
publicity rights despite IBC's prior bankruptcy? Meadowlark Lemon: Fred "Curly" Neal: Larry "Gator" Rivers: Robert "Showboat" Hall: Dallas "Big D" Thornton: Marques Haynes: James "Twiggy" Sanders: ii. YES ____________ YES____________ YES____________ YES____________ YES____________ YES____________ YES____________ NO____________ NO____________ NO____________ NO____________ NO____________ NO____________ NO____________
If you answered yes to question 1(E)(i), please answer question 1(F)(i). If you
answered no to question 1E(1), there is no consent, go to question 1(I) or 1(J), sign the form, and then go to question 2. F. If HGI purchased Player Contracts after the IBC bankruptcy, then you must decide
what rights HGI purchased and what Plaintiffs consented to in the prior employment contracts. i. Did Plaintiffs consent to their employer's perpetual use of their publicity rights for
a clothing line unrelated to HGI? To determine if Plaintiffs consented to such use, you must determine the intent of the Plaintiffs and their employer at the time the employment agreements were signed and whether Defendant's use was a permitted use under the employment contract or an endorsement that required Plaintiffs' permission and payment. You may consider: (1) (2) the language of all of Plaintiffs' employment agreements and amendments; other extrinsic evidence of what the parties intended a) statements made before, during and after the agreements were entered into, b) the course of dealing between the parties, c) the manner in which the parties performed the term of the
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contract, and d) other agreements that superseded or affected the terms of the contracts (for example, the collective bargaining agreement). Meadowlark Lemon: Fred "Curly" Neal: Larry "Gator" Rivers: Robert "Showboat" Hall: Dallas "Big D" Thornton: Marques Haynes: James "Twiggy" Sanders: ii. YES ____________ YES____________ YES____________ YES____________ YES____________ YES____________ YES____________ NO____________ NO____________ NO____________ NO____________ NO____________ NO____________ NO____________
If you answered yes to question 1(F)(i), please answer question 1(G). If you
answered no to question 1F(i), there is no consent, go to question 1(I) or 1(J), sign the form, and then go to question 2. G. If Plaintiffs' consented to the language in Plaintiffs' employment contracts that
assigned to HGI's predecessors all Plaintiffs' publicity rights in perpetuity, are the contracts unconscionable? Meadowlark Lemon: Fred "Curly" Neal: Larry "Gator" Rivers: Robert "Showboat" Hall: Dallas "Big D" Thornton: Marques Haynes: James "Twiggy" Sanders: YES ____________ YES____________ YES____________ YES____________ YES____________ YES____________ YES____________ NO____________ NO____________ NO____________ NO____________ NO____________ NO____________ NO____________
If you answered no to question 1(G), sign the form, and go to question 2. If you answered yes to question 1(G) there is no consent, then go to question 1(H). H. Were Plaintiffs injured by Defendants' use of Plaintiffs' names, likenesses or
identities (injured means not compensated)? YES___________ NO___________
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If yes, go to 1(I) or 1(J). If no, sign the form and then go to question 2. I. We award below the amount of profits that Defendant Harlem Globetrotters
International, Inc. should pay to the Plaintiffs for their claim for the right of publicity. Meadowlark Lemon: Fred "Curly" Neal: Larry "Gator" Rivers: Robert "Showboat" Hall: Dallas "Big D" Thornton: Marques Haynes: James "Twiggy" Sanders: J. $ $ $ $ $ $ $
Alternatively, we award below the amount of royalties (a % of Defendant's gross
sales) that Defendant Harlem Globetrotters International, Inc. should pay to the Plaintiffs for Defendant's use of Plaintiffs' names, likenesses or identities (you may award the greater of profits or royalties). Meadowlark Lemon: Fred "Curly" Neal: Larry "Gator" Rivers: Robert "Showboat" Hall: Dallas "Big D" Thornton: Marques Haynes: James "Twiggy" Sanders: $ $ $ $ $ $ $
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Signed: Presiding Juror Dated: After all verdict forms have been signed, deliver the verdict forms to the bailiff.
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2.
GTFM, LLC
On Plaintiffs' claim for Right of Publicity we answer the questions submitted to us as follows: A. Did Defendant GTFM, LLC use Plaintiffs' (names, likenesses or identities)? _____ YES _____ NO If your answer to question 2(A) is yes, please answer question 2(B). If you answered no to this question, sign the form and please go to question 3. B. Did Defendant Harlem Globetrotters International, Inc use Plaintiffs' (names, likenesses or identities) for purposes of Defendants' advantage, commercial or otherwise? _____ YES ______ NO If your answer to question 2(B) is yes, then answer question C. If you answered no to this question, sign the form and please go to question 3. C. You must determine if Plaintiffs did not consent to Defendant GTFM LLC's use
of their names, likenesses or identities on a line of FUBU clothing. i. Did Plaintiffs give their express written consent to Defendant to use Plaintiffs'
names, likenesses or identities on FUBU clothing? Meadowlark Lemon: Fred "Curly" Neal: Larry "Gator" Rivers: Robert "Showboat" Hall: Dallas "Big D" Thornton: Marques Haynes: James "Twiggy" Sanders: ii. YES___________ YES___________ YES___________ YES___________ YES___________ YES___________ YES___________ NO_________ NO_________ NO_________ NO_________ NO_________ NO_________ NO_________
If you answered yes to question 2C(i), sign the form and go to question 3. If you
answered no to question 2(C)(i), there is no direct consent to GTFM, LLC, go to question 2(D).
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D.
You may next consider whether Defendant acquired Plaintiffs' consent through
the purchase or assignment of employment contracts Plaintiffs signed with predecessors to HGI. i. 1993. You must decide whether GTFM, LLC acquired Plaintiffs' publicity rights in You may consider 1) HGI's purchase agreements, 2) the language in Plaintiffs'
employment contracts, and 3) evidence of the intent of the parties. Did GTFM, LLC buy Plaintiffs' publicity rights in 1993? Meadowlark Lemon: Fred "Curly" Neal: Larry "Gator" Rivers: Robert "Showboat" Hall: Dallas "Big D" Thornton: Marques Haynes: James "Twiggy" Sanders: ii. YES ____________ YES____________ YES____________ YES____________ YES____________ YES____________ YES____________ NO____________ NO____________ NO____________ NO____________ NO____________ NO____________ NO____________
If you answered yes to question 2(D)(i), please answer question 2(E)(i). If you
answered no to question 2D(i), there is no consent, go to question 2(I) or 2(J), sign the form, and then go to question 3. E. If HGI acquired Plaintiffs' employment contracts in 1993, then you must decide if
the prior IBC bankruptcy in 1992 extinguished the contracts before HGI purchased Plaintiffs' contracts. You may consider: (1) whether the bankruptcy of IBC extinguished any and all contractual rights (including consent), and (2) evidence of the intent of the parties. i. Did HGI obtain Plaintiffs' consent by purchasing Plaintiffs' contracts containing
publicity rights despite after IBC's prior bankruptcy?
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Meadowlark Lemon: Fred "Curly" Neal: Larry "Gator" Rivers: Robert "Showboat" Hall: Dallas "Big D" Thornton: Marques Haynes: James "Twiggy" Sanders: ii.
YES ____________ YES____________ YES____________ YES____________ YES____________ YES____________ YES____________
NO____________ NO____________ NO____________ NO____________ NO____________ NO____________ NO____________
If you answered yes to question 2(E)(i), please answer question 2(F)(i). If you
answered no to question 2(E)(i), there is no consent, go to question 2(I) or 2(J), sign the form, and then go to question 3. F. If GTFM, LLC purchased Player Contracts after the IBC bankruptcy, then you
must decide what rights GTFM, LLC purchased and what Plaintiffs consented to in the prior employment contracts. i. Did Plaintiffs consent to their employer's perpetual use of their publicity rights for
a clothing line unrelated to HGI? To determine if Plaintiffs consented to such use, you must determine the intent of the Plaintiffs and their employer at the time the employment agreements were signed, and whether Defendant's use was a permitted use under the employment contract or an endorsement that required Plaintiffs' permission and payment. You may consider: (1) (2) the language of all of Plaintiffs' employment agreements and amendments; other extrinsic evidence of what the parties intended a) statements made before, during and after the agreements were entered into, b) the course of dealing between the parties, c) the manner in which the parties performed the term of the contract, and d) other agreements that superseded or affected the terms of the contracts (for example, the collective bargaining agreement).
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Meadowlark Lemon: Fred "Curly" Neal: Larry "Gator" Rivers: Robert "Showboat" Hall: Dallas "Big D" Thornton: Marques Haynes: James "Twiggy" Sanders: ii.
YES ____________ YES____________ YES____________ YES____________ YES____________ YES____________ YES____________
NO____________ NO____________ NO____________ NO____________ NO____________ NO____________ NO____________
If you answered yes to question 2(F)(i), please answer question 2(G). If you
answered no to question 2(F)(i), there is no consent, go to question 2(I) or 2(J), sign the form, and then go to question 3. G. If Plaintiffs' consented to the language in Plaintiffs' employment contracts that
assigned to HGI's predecessors all Plaintiffs' publicity rights in perpetuity, are the contracts unconscionable? Meadowlark Lemon: Fred "Curly" Neal: Larry "Gator" Rivers: Robert "Showboat" Hall: Dallas "Big D" Thornton: Marques Haynes: James "Twiggy" Sanders: YES ____________ YES____________ YES____________ YES____________ YES____________ YES____________ YES____________ NO____________ NO____________ NO____________ NO____________ NO____________ NO____________ NO____________
If you answered no to question 2(G), sign the form, and go to question 3. If you answered yes to question 2(G) there is no consent, then go to question 2(H). H. Were Plaintiffs injured by Defendants use of Plaintiffs' names, likenesses or identities (injured means not compensated)? YES___________ NO___________ If yes, go to 1(I) or 1(J). If no, sign the form and then go to question 3.
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I.
We award below the amount of profits that Defendant GTFM, LLC should pay to
the Plaintiffs for their claim for the right of publicity. Meadowlark Lemon: Fred "Curly" Neal: Larry "Gator" Rivers: Robert "Showboat" Hall: Dallas "Big D" Thornton: Marques Haynes: James "Twiggy" Sanders: J. $ $ $ $ $ $ $
Alternatively, we award below the amount of royalties (a % of Defendant's gross
sales) that Defendant GTFM, LLC should pay to the Plaintiffs for Defendant's use of Plaintiffs' names, likenesses or identities (you may award the greater of profits or royalties). Meadowlark Lemon: Fred "Curly" Neal: Larry "Gator" Rivers: Robert "Showboat" Hall: Dallas "Big D" Thornton: Marques Haynes: James "Twiggy" Sanders: Signed: Presiding Juror Dated: After all verdict forms have been signed, deliver the verdict forms to the bailiff. $ $ $ $ $ $ $
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3.
MANNIE AND CATHERINE JACKSON
On Plaintiffs' claim for the Right of Publicity, we answer the questions submitted to us as follows: A. Did Defendants Mannie or Catherine Jackson authorize, direct, or participate as an agent of Harlem Globetrotters International, Inc., in committing a violation of Plaintiffs' rights of publicity? _____ YES _____ NO If your answer to question 3(A) is yes, then answer question 3(B). answered no to this question, please go to question 4. B. If you
Are Defendants Mannie and Catherine Jackson personally liable for the violation of Plaintiffs' rights of publicity, which Mannie authorized, directed, or participated in, notwithstanding that at the time he was acting as an agent of Harlem Globetrotters International, Inc. _____ YES _____ NO If your answer to question 3(B) is yes, then answer question 3(C) or 3(D). If you answered no to this question, please go to question 4.
C.
We award below the amount of profits that Defendants Mannie and Catherine
Jackson should pay to the Plaintiffs for their claim for the right of publicity. Meadowlark Lemon: Fred "Curly" Neal: Larry "Gator" Rivers: Robert "Showboat" Hall: Dallas "Big D" Thornton: Marques Haynes: James "Twiggy" Sanders: $ $ $ $ $ $ $
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I.
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D.
Alternatively, we award below the amount of royalties (a % of Defendant's gross
sales) that Mannie and Catherine Jackson should pay to the Plaintiffs for Defendant's use of Plaintiffs' names, likenesses or identities (you may award the greater of profits or royalties). Meadowlark Lemon: Fred "Curly" Neal: Larry "Gator" Rivers: Robert "Showboat" Hall: Dallas "Big D" Thornton: Marques Haynes: James "Twiggy" Sanders: $ $ $ $ $ $ $
Signed: Presiding Juror Dated: After all verdict forms have been signed, deliver the verdict forms to the bailiff.
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B. PUNITIVE DAMAGES 4. Have one or more Plaintiffs proved by clear and convincing evidence that HGI
engaged in conduct with reckless disregard of the Plaintiffs' rights, entitling that Plaintiff to punitive damages from HGI? Meadowlark Lemon: Fred "Curly" Neal: Larry "Gator" Rivers: Robert "Showboat" Hall: Dallas "Big D" Thornton: Marques Haynes: James "Twiggy" Sanders: 5. $ $ $ $ $ $ $
If you answered yes to question 4, please state how much each Plaintiff is entitled Meadowlark Lemon: Fred "Curly" Neal: Larry "Gator" Rivers: Robert "Showboat" Hall: Dallas "Big D" Thornton: Marques Haynes: James "Twiggy" Sanders: $ $ $ $ $ $ $
to in punitive damages from HGI, if any.
6.
Have one or more Plaintiffs proved by clear and convincing evidence that Mannie
and Catherine Jackson engaged in conduct with reckless disregard of the Plaintiffs' rights, entitling that Plaintiff to punitive damages from Mannie and Catherine Jackson? Meadowlark Lemon: Fred "Curly" Neal: $ $
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Larry "Gator" Rivers: Robert "Showboat" Hall: Dallas "Big D" Thornton: Marques Haynes: James "Twiggy" Sanders: 7.
$ $ $ $ $
If you answered yes to question 6, please state how much each Plaintiff is entitled Meadowlark Lemon: Fred "Curly" Neal: Larry "Gator" Rivers: Robert "Showboat" Hall: Dallas "Big D" Thornton: Marques Haynes: James "Twiggy" Sanders: 8. $ $ $ $ $ $ $
to in punitive damages from Mannie and Catherine Jackson, if any.
Have one or more Plaintiffs proved by clear and convincing evidence that GTFM
engaged in conduct with reckless disregard of the Plaintiffs' rights, entitling that Plaintiff to punitive damages from GTFM? Meadowlark Lemon: Fred "Curly" Neal: Larry "Gator" Rivers: Robert "Showboat" Hall: Dallas "Big D" Thornton: Marques Haynes: James "Twiggy" Sanders: $ $ $ $ $ $ $
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9.
If you answered yes to question 8, please state how much each Plaintiff is entitled Meadowlark Lemon: Fred "Curly" Neal: Larry "Gator" Rivers: Robert "Showboat" Hall: Dallas "Big D" Thornton: Marques Haynes: James "Twiggy" Sanders: $ $ $ $ $ $ $
to in punitive damages from GTFM, if any.
Signed: Presiding Juror Dated: After all verdict forms have been signed, deliver the verdict forms to the bailiff.
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