Free Memorandum in Opposition - District Court of California - California

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Case 3:07-cv-04762-PJH

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Optech '.Jmited is d membei" of the rirst Federal Cmup of Conipanics ,;;¡"i) !IU,,:,-/",.,
::-:Ildf:r ir: Honq Konçj ~ind Cdlifoniia. It was incOI"íìoratcd lIilcler lhe HoW; i-(cmg C
():'din~~ncc I:: I"Jlay 200G, êlnd was registered iii C.~a1icrni;",fm tiie fJurpos(? 01 ¡ìL:'_;Ii"!c~ ,~.

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:~:,:dii-oniid under the name of HK Optech Limited in?UO? rh(-; fil,Y' \V(,): ;011:1(-1' rei
~':r:'8Cld; ¡1tn-pose of prü\iidiiig I08ns cigainst securilic:::.

Document 88-2

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()2¡JECTiVES

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Filed 08/06/2008

SPEClti.lilES

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12/11/2007

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Case 3:07-cv-04762-PJH
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Document 88-2

Filed 08/06/2008

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T-J- -'-D() 0) 6b51 322-í r~2ì)(: +80 ('10) CBS7 :.\/.::W

Page 3 of 8

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12/11/2007

Case 3:07-cv-04762-PJH
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Case 3:07-cv-04762-PJH

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V~:drs the world's most elite inve:::tors êind corporations have liöc! access to U1C POvVC!" 1_;1

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Vi ~iE't c'¡' 0(Jsy~t()-!Jse products lhai oífer a compeilinq (JíTCl/ cd
lil ,) G;sr-; tor Dorsonal financial nianaqemECmt ,inei divorsification, Vile

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~;1 iÌ,c-of-the-art financial ennineering in nianagiri(j thE:iil" portfolios. Usinf1 tools deveioned ::;il( (ii::ii\'8n~ri by some of the world's premier financial firms, these institution;¡1 in\lestor~; ~dV,
Ut-:(-;!ï able to access liquidity cine! manage their i-isk. Optech Limited v\l,-lS created to iJrinq tlH
P(,\NC~( of the~3E: tool~,; to today's higli net worth individual irivostoís hy (~emcCr¿)tizinq au;es~-,

Document 88-2

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rYClV;Ck; ¡ilVGstOI'S with access to liquidity - an effective way to tU!:! ("Xír~t¡iKJ (:CJUILV vdi~!(

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(dr' 'he b(;lief1Ü; of an unusually c~rfEctive form of i.isk

SP¿OALnlES

without losinq upside potential (ancl \;vith no ¡-H..oursc.i.

rnech;inisrns that cari help defer taxes on substantia! còpitnl gains, And W8 Cit( d.:

Filed 08/06/2008

(yc;,-mizcition that is devoted to pr;sonalizøcl. responsive service fer a select qi-i'!-; ()1 dl(;lib.

Page 5 of 8

12/11/007

httn: /.VWW, h k ,optech, n etl cngl index 02 02, htm

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Optech-Ltd

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Copyrhts (~20060plech lited Alli~gits :rsewd

MONEYLENDER UCENSE. NUMBER: 5612006

Case 3:07-cv-04762-PJH Document 88-2 Filed 08/06/2008 Page 6 of 8
12/11/2007

http://www.hk-optech.net/cng/index0202.htm

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Document 88-2

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../,'8 function dS an enhancement to YOUi" existing iinalìcia! se¡vices Pi\)Vldws: "1\/(-; don'

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C;JEClIVES

!i:em. W8 donl advise you on potential ir:veSlIi:f:rits. as:;et ailDCcJtion, or esL'-u instead, I'e function 3S 2n adjunct to your bcirikeL your i)rokc~l..(k:i::l(~i', Gnd ycu'
We mmket :.r,-'msCictions and structures you c?in US(-: lo r)(oh~cl, IYl8ndge. ,3rif '~'r-i(¡ ;r:;~( ,/'our V\c3Ith. In short, we provide you \tJith "tlie mccnanics Of \'-¡edith" tooi~; ih;,:¡ Cli' ;;;ophisticatccJ, anfj ear;y to us. You (and YOLiI' aûvísor~;) dt-;CI,-J hovv to put them
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SÆC1AuilES

Filed 08/06/2008

'~,eCOi1(!. \/.;0 Il8V(-: a focused ancj deliberately limitecl sot of products that ace di:;IIVf.1f,(;

('md efficiently by a team of hiqhly sl\illed pmfessionals. OUi core competency is ,md providinç) sophisticated "tlirn-I(ey" structures for il'clividual inve~,tors, Ou
((\': '~;I():: i;:; 10 democratize deeDS':, to these innovative financial toc)I~,',.

'niiH¡. \",f-:' apprm-1ch our business with an exceptionally slmnq ser,iÎC(~ orientation. YDU'11 tili::1
'ld responsive, discreet ane! professionaL. You'll find that we Ç)Q to great

Page 7 of 8

'/OU :'nnet your needs (we'll also be H-ie first to tell you if Hie solutions we ofie!- arcn ¡ And you'll fine! that we seek to forge ÇJ lonq..tc:fIì rc;l;:itioflship \.'\':th you C)l~C'
i:-!citr~ 1ocu:~e;d on hclpinÇj you 3chieve your QbjectÎ\i8s.

12/11/2007

http://www.hk-optech.net/eng/index0203.htm

Oplech-Ltd

Page 2 of '2

L 1M i T R 0'
COPY1~ghts ~ 2006 Optech Limted, All iights resel'ld,

aPí~
MONEYLENDER LICENSE NUMBER: 56;'2006

Case 3:07-cv-04762-PJH Document 88-2 Filed 08/06/2008 Page 8 of 8
i 2/J 1/2007

http://www.hk-optcch.net/cng/indcx0203 Jitm