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Case 3:07-cv-04755-JSW

Document 101-14

Filed 07/14/2008

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SEC Info - Plantagenet Capital Fund LP - SC 13D/A - Crown Vantage Inc - On 2/23/99

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Plantagenet Capital Fund LP · SC 13D/A · Crown Vantage Inc · On 2/23/99
Filed On 2/23/99 · SEC File 5-47853 · Accession Number 898432-99-244
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Wildcards: ? (any letter), * (many). Logic: for Docs: & (and), | (or); for Text: | (anywhere), "(&)" (near). Filing SC 13D/A On/For/As Docs:Pgs 2:10 Issuer Crown Vantage Inc Agent 898432

Plantagenet Capital Fund LP

Amendment to General Statement of Beneficial Ownership · Schedule 13D Filing Table of Contents
Document/Exhibit 1: SC 13D/A 2: EX-2 Description Amendment to General Statement of Beneficial Ownership Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession Pages 8 2 Size 35K 12K

SC 13D/A · Amendment to General Statement of Beneficial Ownership Document Table of Contents Page 1 " 7 " (sequential) 1st Page Schedule 13D | Item 4. Purpose of the Transaction Item 7. Materials to be filed as Exhibits (alphabetic) Top

Alternative Formats (RTF, XML, et al.) Materials to be filed as Exhibits Purpose of the Transaction Schedule 13D
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SC 13D/A

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DRAFT: UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* CROWN VANTAGE INC. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) CUSIP No. 228622106 (CUSIP Number) C. Derek Anderson Plantagenet Capital Management, L.L.C. 220 Sansome Street Suite 460
http://www.secinfo.com/drDcf.67r.htm

2/22/99

Exhibit B SEC Info Plantagenet 000015

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San Francisco, California 94104 (415) 433-6536 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 23, 1999 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-l(b)(3) or (4), check the following box [ ]. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-l(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of that Act but shall be subject to all other provisions of the Act. SC 13D/A 2nd Page of 8 TOC 1st Previous Next Bottom Just 2nd

SCHEDULE 13D =================== CUSIP No. 228622106 =================== ---------------------=========================================================== 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Plantagenet Capital Fund II, L.P. ---------------------=========================================================== 2 Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ X ] ---------------------=========================================================== 3 SEC Use Only

---------------------=========================================================== 4 Source of Funds*

WC ---------------------=========================================================== Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ---------------------=========================================================== 6 Citizenship or Place of Organization Cayman Islands ---------------------=========================================================== Number of 7 Sole Voting Power Shares -0=========================================================== 8 Shared Voting Power 5

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Exhibit B SEC Info Plantagenet 000016

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Beneficially 801,000 =========================================================== Owned By Each Reporting 9 Sole Dispositive Power

-0=========================================================== 10 Shared Dispositive Power 801,000

Person With ---------------------=========================================================== 11 Aggregate Amount Beneficially Owned By Each Reporting Person 801,000 ---------------------=========================================================== 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares*

[ ] ---------------------=========================================================== 13 Percent of Class Represented by Amount in Row (11)

8.2% ---------------------=========================================================== 14 Type of Reporting Person*

PN ---------------------=========================================================== Page 2 of 8 SC 13D/A 3rd Page of 8 TOC 1st Previous Next Bottom Just 3rd

SCHEDULE 13D =================== CUSIP No. 228622106 =================== ---------------------=========================================================== 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Plantagenet Capital Partners, L.P. ---------------------=========================================================== 2 Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ X ] ---------------------=========================================================== 3 SEC Use Only

---------------------=========================================================== 4 Source of Funds*

AF ---------------------=========================================================== Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ---------------------=========================================================== 5

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Exhibit B SEC Info Plantagenet 000017

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6

Citizenship or Place of Organization Cayman Islands

---------------------=========================================================== Number of 7 Sole Voting Power Shares -0=========================================================== 8 Beneficially Owned By Each Reporting 801,000 =========================================================== 9 Sole Dispositive Power -0=========================================================== 10 Person With 801,000 ---------------------=========================================================== 11 Aggregate Amount Beneficially Owned By Each Reporting Person Shared Dispositive Power Shared Voting Power

801,000 ---------------------=========================================================== 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares*

[ ] ---------------------=========================================================== 13 Percent of Class Represented by Amount in Row (11)

8.2% ---------------------=========================================================== 14 Type of Reporting Person*

PN ---------------------=========================================================== Page 3 of 8 SC 13D/A 4th Page of 8 TOC 1st Previous Next Bottom Just 4th

SCHEDULE 13D =================== CUSIP No. 228622106 =================== ---------------------=========================================================== 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Plantagenet Capital Management, L.L.C. ---------------------=========================================================== 2 Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ X ] ---------------------=========================================================== 3 SEC Use Only

---------------------===========================================================

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Exhibit B SEC Info Plantagenet 000018

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4

Source of Funds*

AF ---------------------=========================================================== Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ---------------------=========================================================== 6 Citizenship or Place of Organization Delaware ---------------------=========================================================== Number of 7 Sole Voting Power Shares Beneficially Owned By Each Reporting Person With 801,000 ---------------------=========================================================== 11 Aggregate Amount Beneficially Owned By Each Reporting Person 801,000 ---------------------=========================================================== 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* 801,000 =========================================================== 9 Sole Dispositive Power -0=========================================================== 10 Shared Dispositive Power -0=========================================================== 8 Shared Voting Power 5

[ ] ---------------------=========================================================== 13 Percent of Class Represented by Amount in Row (11)

8.2% ---------------------=========================================================== 14 Type of Reporting Person*

OO ---------------------=========================================================== Page 4 of 8 SC 13D/A 5th Page of 8 TOC 1st Previous Next Bottom Just 5th

SCHEDULE 13D =================== CUSIP No. 228622106 =================== ---------------------=========================================================== 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person John J. Zappettini ---------------------=========================================================== Check the Appropriate Box if a Member of a Group* 2 (a) [ ] (b) [ X ]

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Exhibit B SEC Info Plantagenet 000019

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---------------------=========================================================== 3 SEC Use Only ---------------------=========================================================== 4 Source of Funds* AF ---------------------=========================================================== 5 Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ---------------------=========================================================== 6 Citizenship or Place of Organization United States of America ---------------------=========================================================== Number of 7 Sole Voting Power Shares Beneficially Owned By Each Reporting Person With 801,000 ---------------------=========================================================== 11 Aggregate Amount Beneficially Owned By Each Reporting Person 801,000 ---------------------=========================================================== 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] ---------------------=========================================================== 13 Percent of Class Represented by Amount in Row (11) 8.2% ---------------------=========================================================== 14 Type of Reporting Person* IN ---------------------=========================================================== Page 5 of 8 SC 13D/A 6th Page of 8 TOC 1st Previous Next Bottom Just 6th 801,000 =========================================================== 9 Sole Dispositive Power -0=========================================================== 10 Shared Dispositive Power -0=========================================================== 8 Shared Voting Power

SCHEDULE 13D =================== CUSIP No. 228622106 =================== ---------------------=========================================================== 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person C. Derek Anderson ---------------------=========================================================== Check the Appropriate Box if a Member of a Group* 2 (a) [ ] (b) [ X ] ---------------------=========================================================== 3 SEC Use Only

http://www.secinfo.com/drDcf.67r.htm

Exhibit B SEC Info Plantagenet 000020

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---------------------=========================================================== 4 Source of Funds* AF ---------------------=========================================================== 5 Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ---------------------=========================================================== 6 Citizenship or Place of Organization United States of America ---------------------=========================================================== Number of 7 Sole Voting Power Shares Beneficially Owned By Each Reporting Person With 801,000 ---------------------=========================================================== 11 Aggregate Amount Beneficially Owned By Each Reporting Person 801,000 ---------------------=========================================================== 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] ---------------------=========================================================== 13 Percent of Class Represented by Amount in Row (11) 8.2% ---------------------=========================================================== 14 Type of Reporting Person* IN ---------------------=========================================================== Page 6 of 8 SC 13D/A 7th Page of 8 TOC 1st Previous Next Bottom Just 7th 801,000 =========================================================== 9 Sole Dispositive Power -0=========================================================== 10 Shared Dispositive Power -0=========================================================== 8 Shared Voting Power

This Amendment No. 1 to Schedule 13D amends the filed on October 2, 1998 (the "Schedule 13D"). Item 4. Purpose of the Transaction.

Schedule 13D

initially

Item 4 of the Schedule 13D is amended and restated as follows: On February 23, 1999, Anderson sent a letter to the Company proposing a plan to achieve monetization of some of the Company's specialty paper plants.(1) The purpose of the acquisition of the Shares was for investment, and the acquisitions of the Shares by Plantagenet II was made in the ordinary course of business and was not made for the purpose of acquiring control of the Company. Although no Reporting Person has any specific plan or proposal to acquire or dispose of Shares, consistent with the investment purpose, each Reporting Person at any time and from time to time may acquire additional Shares or dispose of any or all of its Shares depending upon an ongoing evaluation of the investment in the Shares, prevailing market conditions, other investment

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Exhibit B SEC Info Plantagenet 000021

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opportunities, liquidity requirements of the Reporting Person and/or other investment considerations. No Reporting Person has made a determination regarding a maximum or minimum number of Shares which it may hold. Also, consistent with the investment purpose, the Reporting Persons have engaged and may continue to engage in communications with one or more shareholders of the Company, one or more officers of the Company and/or one or more members of the board of directors of the Company regarding the Company, including but not limited to its operations. Except to the extent the foregoing may be deemed a plan or proposal, none of the Reporting Persons has any plans or proposals which relate to, or could result in, any of the matters referred to in paragraphs (a) through (j), inclusive, of the instructions to Item 4 of Schedule 13D. The Reporting Persons may, at any time and from time to time, review or reconsider their position and/or change their purpose and/or formulate plans or proposals with respect thereto. Item 7. Materials to be filed as Exhibits. Item 7 of the Schedule 13D is amended and restated as follows: There is filed as Exhibit 1 a written agreement relating to the filing of joint acquisition statements as required by Rule 13d-1(f)(1) under the Securities Act of 1934, as amended.(2) There is filed as Exhibit 2 the letter from Anderson to the Company described in Item 4. -------(1) For more Exhibit 2. complete information, see the text of the letter attached as

(2) Previously filed on October 2, 1998. Page 7 of 8 SC 13D/A Last Page of 8 TOC 1st Previous Next Bottom Just 8th

SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: February 23, 1999 PLANTAGENET CAPITAL FUND II, L.P. By: PLANTAGENET CAPITAL PARTNERS, L.P., its General Partner By: PLANTAGENET CAPITAL MANAGEMENT L.L.C., its General Partner By: /s/ C. Derek Anderson -------------------------Name: C. Derek Anderson Title: Senior Managing Partner PLANTAGENET CAPITAL PARTNERS, L.P. By: PLANTAGENET CAPITAL MANAGEMENT L.L.C., its General Partner By: /s/ C. Derek Anderson -------------------------Name: C. Derek Anderson Title: Senior Managing Partner PLANTAGENET CAPITAL MANAGEMENT L.L.C. By: /s/ C. Derek Anderson

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Exhibit B SEC Info Plantagenet 000022

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-------------------------Name: C. Derek Anderson Title: Senior Managing Partner /s/ John J. Zappettini -------------------------John J. Zappettini /s/ C. Derek Anderson -------------------------C. Derek Anderson Page 8 of 8

Dates Referenced Herein and Documents Incorporated By Reference Referenced-On Page First Last 7 1 8 List All Filings

This SC 13D/A Filing

Date

Other Filings SC 13D, S-8 POS

10/2/98 Filed On / Filed As Of 2/23/99 Top

Filing Submission - Alternative Formats (Word / Rich Text, HTML, Plain Text, SGML, XML, et al.) Copyright © 2008 Fran Finnegan & Company All Rights Reserved. www.secinfo.com - Mon, 14 Jul 2008 22:59:20.7 GMT - Privacy - Help

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Exhibit B SEC Info Plantagenet 000023

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