Free Case Transferred In - District Transfer - District Court of California - California

Case 4:07-cv-04972-CW

Document 1-29

Filed 09/26/2007

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Name of Bank & Address CIBC World Markets 300 Madison Ave. New York, NY 10017 CIBC World Markets 300 Madison Ave. New York, NY 10017 CIBC World Markets 300 Madison Ave. New York, NY 10017 CIBC World Markets 300 Madison Ave. New York, NY 10017 CIBC World Markets 300 Madison Ave. New York, NY 10017 CIBC World Markets 300 Madison Ave. New York, NY 10017 CIBC World Markets 300 Madison Ave. New York, NY 10017 CIBC World Markets 300 Madison Ave. New York, NY 10017 CIBC World Markets 300 Madison Ave. New York, NY 10017 CIBC World Markets 300 Madison Ave. New York, NY 10017 Fortis Bank New York, NY Fortis Bank New York, NY Fortis Bank New York, NY Fortis Bank New York, NY Fortis Bank New York, NY Rodman & Renshaw 330 Madison Ave. New York, NY 10017

Date of Research Report March 16, 2005

May 3, 2005

May 19, 2005

August 18, 2005

November 10, 2005

November 11, 2005

March 2, 2006

March 20, 2006

May 10, 2006

May 12, 2006

September 20, 2005 November 11, 2005 March 1, 2006 March 21, 2006 May 11, 2006 June 23, 2005

Name of Analysts Matt Geller, Ph.D. Bret Holley, Ph.D. Tariq Kassum, M.D. Matt Geller, Ph.D. Bret Holley, Ph.D. Tariq Kassum, M.D. Matt Geller, Ph.D. Bret Holley, Ph.D. Tariq Kassum, M.D. Matt Geller, Ph.D. Bret Holley, Ph.D. Tariq Kassum, M.D. Brian Abrahams, M.D. Bret Holley, Ph.D. Tariq Kassum, M.D. Brian Abrahams, M.D. Bret Holley, Ph.D. Tariq Kassum, M.D. Brian Abrahams, M.D. Bret Holley, Ph.D. Brian Abrahams, M.D. Michael Dinerman, M.D. Bret Holley, Ph.D. Brian Abrahams, M.D. Michael Dinerman, M.D. Bret Holley, Ph.D. Brian Abrahams, M.D. Michael Dinerman, M.D. Bret Holley, Ph.D. Brian Abrahams, M.D. Michael Dinerman, M.D. Brian Lian, Ph.D. Brian Lian, Ph.D. Brian Lian, Ph.D. David Garrett David Garrett Michael G. King, Jr.

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Case 4:07-cv-04972-CW

Document 1-29

Filed 09/26/2007

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Rodman & Renshaw 330 Madison Ave. New York, NY 10017 Rodman & Renshaw\ 330 Madison Ave. New York, NY 10017 Rodman & Renshaw 330 Madison Ave. New York, NY 10017 Rodman & Renshaw 330 Madison Ave. New York, NY 10017 Rodman & Renshaw 330 Madison Ave. New York, NY 10017 Rodman & Renshaw 330 Madison Ave. New York, NY 10017 Rodman & Renshaw 330 Madison Ave. New York, NY 10017 Rodman & Renshaw 330 Madison Ave. New York, NY 10017 Rodman & Renshaw 330 Madison Ave. New York, NY 10017 Rodman & Renshaw 330 Madison Ave. New York, NY 10017 Rodman & Renshaw 330 Madison Ave. New York, NY 10017 Rodman & Renshaw 330 Madison Ave. New York, NY 10017 Rodman & Renshaw 330 Madison Ave. New York, NY 10017 Rodman & Renshaw 330 Madison Ave. New York, NY 10017 SG Cowen & Co. New York, NY

August 4, 2005

Michael G. King, Jr. Andrew Hack, M.D., Ph.D. Michael G. King, Jr. Andrew Hack, M.D., Ph.D. Michael G. King, Jr. Andrew Hack, M.D., Ph.D. Michael G. King, Jr. Andrew Hack, M.D., Ph.D. William A. Iommi

August 8, 2005

August 15, 2005

August 31, 2005

October 12, 2005

October 12, 2005

Michael G. King, Jr. Andrew Hack, M.D., Ph.D. Michael G. King, Jr. Andrew Hack, M.D., Ph.D. Michael G. King, Jr. Andrew Hack, M.D., Ph.D. Sandy D. Balkin, Ph.D. Michael G. King, Jr. Andrew Hack, M.D., Ph.D. Sandy D. Balkin, Ph.D. Michael G. King, Jr. Andrew Hack, M.D., Ph.D. Sandy D. Balkin, Ph.D. Michael G. King, Jr. Andrew Hack, M.D., Ph.D. Sandy D. Balkin, Ph.D. Michael G. King, Jr. Andrew Hack, M.D., Ph.D. Jerry Z. Tang, Ph.D. Michael G. King, Jr. Andrew Hack, M.D., Ph.D. Jerry Z. Tang, Ph.D. Michael G. King, Jr. Andrew Hack, M.D., Ph.D. Jerry Z. Tang, Ph.D. Joshua Schimmer, M.D. Leland Gershell, M.D., Ph.D.

November 10, 2005

January 11, 2006

March 2, 2006

March 20, 2006

April 5, 2006

May 10, 2006

May 11, 2006

May 12, 2006

March 2, 2006

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Case 4:07-cv-04972-CW

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SG Cowen & Co. New York, NY SG Cowen & Co. New York, NY SG Cowen & Co. New York, NY

March 2, 2006 May 11, 2006 May 12, 2006

Joshua Schimmer, M.D. Leland Gershell, M.D., Ph.D. Joshua Schimmer, M.D. Leland Gershell, M.D., Ph.D. Joshua Schimmer, M.D. Leland Gershell, M.D., Ph.D.

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