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7
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2. 3. 4. ( ) ( ) ( ) ( ) 93 93 12 31 330,356 93 $330,356 93 0.1
14
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( ) 94 12 31 $ 18,718 209,749 107,473 5,773 352,189 693,902 $ 9,643,105 10,337,007 $ $ 17,788 289,172 115,642 850,206 225,213 1,498,021 1,532,209 3,030,230 93 12 31
( ) 94 12 31 - $ ( ) 94 12 31 ( $ 3,768,332 74,597) 3,693,735 ( $ 93 12 31 $ 1,706,853 74,597) 1,632,256 $ 2,398 2,398 $ 93 12 31 $ 50,310 87,000 137,310
15
Case 1:04-cv-01338-JJF
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( ) 94 12 31 $ ( $ ( ) 94 12 31 $ 13,293,870 6,652,142 28,097,710 8,881,010 56,924,732 ( $ 871,124) 56,053,608 ( $ 93 12 31 $ 12,821,986 6,366,391 23,185,236 621,921 42,995,534 770,968) 42,224,566 122,631,590 824,433) 121,807,157 ( $ 93 12 31 $ 70,443,301 742,378) 69,700,923
16
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 64 of 257
( ) 94 12 31 (%) 85,318,878 6,815,903 1,912,264 2,039,060 1,659,449 1,456,403 832,529 863,393 882,115 2,090,248 483,409 105,187 130,151) 28,146 36,193 93 12 31 (%) 100 98 100 56 22 11 100 61 61 100 56 45 100 9 $54,769,912 5,859,267 1,917,069 1,845,742 1,543,847 1,117,349 736,389 759,063 771,632 692,804 458,035 54,990 81,742 34,493 26,004 70,668,338 70,668,338 5 1 13 6 2 5 845,600 700,000 326,500 200,000 86,815 41,472 32,929 31,671 14,550 2,279,537 $72,947,875
: FOXCONN (FAR EAST) LTD. FOXCONN HOLDING LTD. AMBIT MICROSYSTEMS HOLDING CORP. AMBIT INTERNATIONAL LIMITED UNIQUE LOGISTICS LTD. VENGLOBAL CAPITAL FUND III, L.P - : GLOBAL STRATEGIC INVESTMENT INC. I.P. FUND ONE L.P. PELETON PHOTONIC SYSTEM INC.
100 $ 98 100 56 21 11 100 61 61 100 56 45 100 ( 7 -
104,393,026 130,151 104,523,177 5 1 13 6 2 5 1,284,080 280,000 290,585 200,000 77,215 29,509 12,909 1,569 2,175,867 $106,699,044
17
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
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1. FOXCONN (FAR EAST) LTD. AMBIT MICROSYSTEMS HOLDING CORPORATION AMBIT INTERNATIONAL LIMITED 2.9493$25,571,766 $19,640,848 3.94 $496,547 4.9493 $5,287,933 $3,171,000 $5,257,600 $3,171,000 5.93435 FOXCONN (FAR EAST) LTD. $330,356 6.9493 7.941231 (%) 100.00 100.00 100.00 31.64 27.78 100.00
18
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
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( ) 1 94 958,597 1,648,893 29,942,126 2,169,484 4,381,345 908,325 653,245 726,099 1,897,176 $ 43,285,290 93 . ( ) 94 12 31 $ 4,697,550 4.70%~4.79% $ 93 12 31 2,318,318 2.82%~2.98% 958,597 1,585,101 23,008,584 2,505,963 3,398,599 856,900 743,000 727,074 2,031,540 $ 35,815,358 $ $ 12 ( 582,889) ( 10,690,656) ( 2,150,751) ( 2,186,873) ( 610,550) ( 461,685) ( 336,910) ($ 17,020,314) 12 ( 522,527) ( 7,969,467) ( 2,259,043) ( 1,584,604) ( 527,072) ( 455,292) ( 300,550) ($ 13,618,555) $ $ $ $ 31 958,597 1,066,004 19,251,470 18,733 2,194,472 297,775 191,560 389,189 1,897,176 $ 26,264,976 31 958,597 1,062,574 15,039,117 246,920 1,813,995 329,828 287,708 426,524 2,031,540 $ 22,196,803
19
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
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( )
1. 94 10% () ( ( () ( 2. 94 12 31 - $ ($ $ 755,161 93 12 31 $ ($ 1,041,253 3,172,793) 113,501) $ ( ( ( ( ( 5,109,562) ( 100,234) ( 23,478) ( 464,601) ( 8,348 142,018 69,778 6,291,318 1,294,238) ( 379,152 ( ( ( 3,816,181) 264,601) 11,755) 63,415 412,491) 37,372) 31,382) 46,190 3,966,855 316,990) 770,301) 1,302,690) 46,190) 31,382 1,562,066 $ 11,769,049 $ 93 8,431,032
1,559,868) ( 69,778) ( 142,018) 3,604,568 $
4,294,440) ($
20
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 68 of 257
3. 94 : ( 653,770 17,486,096) ( ( ($ 163,443 4,294,440) 4,130,997) 3,539,279) $ 227,802 871,124 570,802 630,770 66,372 2,366,870 $ 56,950 217,781 142,701 157,693 16,593 591,718 12 31
21
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 69 of 257
93 : ( ( $
12
31
227,802 770,968 150,380) ( 349,036 125,546 1,322,972
$
56,950 192,742 37,595) 87,259 31,388 330,744
640,338 487,397 17,084,726) ( 1,516,613
160,085 121,849 3,135,198) 379,152 11,828 ( 2,462,284) 113,501) 2,575,785) 2,245,041)
( ( ($
22
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 70 of 257
4. 5. 92 91 ( ) 94 12 31 A. B. C. D. E. ( $ ( $ 657,267 28,518) 628,749 5,000,000 11,500,000 17,128,749 5,000,000) 12,128,749 ( $ ( ( ( 93 12 31 $ 109,246 1,495) 107,751 15,453,000 1,183,500) 14,269,500 3,497,930 326,992) 451,576 3,622,514 5,000,000 22,999,765 14,377,251) 8,622,514
1. (1) 345,000 0% 5 89 11 15 94 11 15 (2) 89 12 15 30 94 6 30 345,000
23
Case 1:04-cv-01338-JJF
Document 599-3
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2. (1) 450,000 0% 92 8 8 97 8 8 (2) 92 9 8 30 94 12 31 430,860 114.86 3. (1) 100,000 0% 91 2 22 96 2 22 (2) 91 3 24 96 1 22 94 9 30 100,000 4. 90 11 30 $5,000,000 AF 90.12
5 300,000 2.5500% 5 400,000 2.5500% 5 300,000 2.5339%
GH AH
90.12 90.12
24
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 72 of 257
5. 94 9 14 $11,500,000 AF 94.9
5 500,000 1.9800% 5 500,000 1.9703% 7 500,000 2.2500% 10 500,000 2.3700%
AF
94.9
AF
94.9
AE
94.9
( ) 1. 94 7 1 2.1% . (1) 94 3.75% 3.50% 2.75% 93 3.75% 3.50% 2.75%
25
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 73 of 257
(2) 941231 () . (3) 94 $ ( ( 104,262 35,594 10,402) 2,164) 60,356) 66,934 93 $ ( ( 156,905 29,702 8,717) 48) 177,842 ($ ( ( ( ( ( ( ($ $ 68,955) 546,723) 615,678) 309,715) 925,393) 395,018 530,375) 123,395) 653,770) 85,274 931231 ($ ( ( ( ( ( ( ($ ($ 61,457) 541,250) 602,707) 335,073) 937,780) 362,733 575,047) 68,452) 643,499) 76,891)
( $
$
2. 94 7 1 6% 94 $67,772 ( ) 1. 94 12 31 5,300,000 ( 200,000 ) 4,038,323 10 2. 94 6 14 $6,486,466 $700,000 $7,186,466
26
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 74 of 257
3. 94 12 31 144,551 88,653 55,898 $16,342,094 4. 88 6 1 50,000 25,000 347,250 (1) 51% (2) (3) (4) 94 12 31 111,044 222,088 ( ) 1. 2. 3. 4. 94 -
27
Case 1:04-cv-01338-JJF
Document 599-3
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( ) 1. 10 2. 94 86 87 -10% -10% 3. 941231 $ 6,140,455 931231 $ 4,760,006 $ 42,851,798 40,784,916 85,795,704 $ 33,315,274 29,757,315 65,231,579 $ 2,158,990 $ 93 2,158,990
94() 10.88%
93() 10.10%
4. 94 95 4 22 5. 93 $1,269,091 $569,091 70,000 93 12 31 2.17% 93 9.21 8.82
28
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 76 of 257
( ) 94 : 478,040 $47,554,274 93 : $33,724,170 $29,757,315 3,931,313 $ 8.58 $ 7.57 358,530 $41,143,446 115,176 4,108,938 () $11.57 $10.01 $47,076,234 $40,784,916 3,993,762 $11.79 $10.21 ()
(
70,930) (
53,197)
169,120 4,100,433 $ 8.21 $ 7.24
$33,653,240
$29,704,118
1. 2. 94 12 31
29
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 77 of 257
( ) : 94 1 1 12 31
$ $ $ $ 1,327,272 72,251 55,228 30,450 1,485,201 4,294,177 1,430,659
$
2,976,927 154,098 79,478 36,485
$
4,304,199 226,349 134,706 66,935
$ $ $
3,246,988 529,729 242,809
$ $ $
4,732,189 4,823,906 1,673,468
93 1 1 12 31 $ $ $ $ 1,564,947 78,873 67,961 125,843 1,837,624 3,790,928 580,465 $ $ $ $ 2,387,104 117,484 109,881 61,282 2,675,751 535,923 795,317 $ $ $ $ 3,952,051 196,357 177,842 187,125 4,513,375 4,326,851 1,375,782
30
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 78 of 257
()
FOXCONN (FAR EAST) LTD. HON HAI/FOXCONN LOGISTICS CALIFORNIA LLC. HON HAI/FOXCONN LOGISTICS TEXAS LLC. AMBIT MICROSYSTEMS INC. (AMBITA) FOXCONN JAPAN CO., LTD.FJC FOXTEQ AUSTRALIA PTY LTD.FAP FOXCONN UK LTD.FUL NSG TECHNOLOGY, INC.NSGT
FOXCONN SINGAPORE (PTE) LTD.FSP
UNIQUE LOGISTICS LTD. () (ULL) ()() AMB LOGISTICS LTD.() () ()( (ALL) )() () () () () PERFECT VISION TECHNOLOGY(PVT) FOXCONN TECHNOLOGY PTE, LTD.FTP 94
31
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 79 of 257
() 1. 93 94 FOXCONN (FAR EAST) LTD. $10,933,281 2 $ 6,947,130 2 8,295,711 1 6,933,768 2 FJC 7,203,666 1 3,933,208 1 2,820,581 1 116,509 AMBITA 1,010,648 1,016,759 FSP 577,666 932,589 574,811 421,852 1,284,183 826,672 5 $21,128,487 5 $32,700,547 FJCNSGT90220 4590 . 2. 94 93 FOXCONN (FAR EAST) LTD. $60,561,760 10 $49,526,831 14 6,824,763 2 1,988,263 1 3,502,942 1 7,093,688 2 2,755,789 1 1,339,584 NSGT ALL 2,420,351 3,176,955 1 FTP 2,053,867 1,467,179 6,605,181 2 ULL 1,359,972 548,417 977,039 145,359 821,133 270,460 FJC PVT 1,934,793 51,222 171 14 $72,629,702 20 $82,796,017 (1)ULLALL 94931231ULLALL ()8.(2) (2)1~3
32
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
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3. 94 $ 56,981,537 65,430 $ 57,046,967 93 $ 45,218,323 93,090 $ 45,311,413 $ 659,833 276 660,109 $ 3,371,851 8,925 3,380,776
FOXCONN(FAR EAST) LTD.
$
$
FOXCONN(FAR EAST) LTD.
$ 634,408 634,408
$ 7,623,580 416 7,623,996
$
$
FOXCONN (FAR EAST) LTD. . 4. 94 108,079 $ 16,448 93 119,144 $ 21,332
FOXCONN(FAR EAST)LTD. FSP
$
FSP
$
FSPFOXCONN (FAR EAST) LTD. 3%~4% . 5. 94 12 31 93 12 31 FOXCONN (FAR EAST ) $ 1,998,988 2 $ 836,334 1 LTD. 1,407,160 1 575,629 1 FJC 1,152,857 1 2,038,106 3 1,146,162 83,582 1 NSGT 228,947 298,977 671,406 481,186 6,415,300 5 4,504,034 5 ( 33,498) : ( 51,294) $ 4,470,536 $ 6,364,006
33
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
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6. 31 93 12 31 FOXCONN (FAR EAST) $ 8,386,147 8 $ 4,613,134 8 LTD. 2,629,298 3 1,621,846 3 786,183 280,296 FTP 511,729 231,377 525,555 1 317,247 186,933 $12,861,981 11 $ 7,227,764 12 7. / () FOXCONN(FAR $ 100,749 $ - $ EAST) LTD. (3,000) 405,752 12,329 24,573 286,629 - ( 211,057) 93 207,482 178,168 6,224 - ( 33,835 19,697) 94 94 12
/ () FOXCONN(FAR $ 531,216 $ $ EAST) LTD. (16,000) 1,741,367 50,569 267,331 28,760 75,979 - ( 71,721) 109,743 53,973 98 5,695 3,521 -
34
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 82 of 257
8. (1) 94 $ 856,176 $ 58,548 370,488 145,898 51,689 1,424,251 104,331 93,013 4,789 260,681
HON HAI/FOXCONN LOGISTICS CALIFORNIA LLC. HON HAI/FOXCONN LOGISTICS TEXAS LLC. FOXCONN (FAR EAST) LTD.
$
$
HON HAI/FOXCONN LOGISTICS CALIFORNIA LLC. HON HAI/FOXCONN LOGISTICS TEXAS LLC. FOXCONN (FAR EAST) LTD.
93 $ 772,537 $ 50,060 552,918 185,965 86,857 1,598,277 87,708 93,166 14,203 245,137
$ (2) 94 FOXCONN (FAR EAST) LTD. ULL ALL $
$
2,427,756 431,728 2,190,069 5,049,553 2,746,848 3,272,651 982,715 7,002,214
$ 1,262,485 650,718 855,149 2,768,352
$ 93 FOXCONN (FAR EAST) LTD. ULL ALL $
$
$ 831,112 945,035 254,848 2,030,995
$
$
35
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 83 of 257
94931231 941231 931231 (-)
$
290,184
$
45,784
1.FCI USA INC. FCI AMERICAS TECHNOLOGY, INC.( FCI) FOXCONN ELECTRONICS INC.(FEI) BGA (Ball Grid Array Connector) 6024584 6079991 6093035 6164983 6042389 6241535 6325644 FCI C-03-04519(EDL) FEI 95 1 FCI 2. Santa Clara Cypress Fullerton Houston 3.A1 Electronics, Inc. UCPS, Inc.
36
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 84 of 257
( ) 1. (1) (2) (3) (4) (5) 94 12 31 94 (SELL USD /BUY JPY) USD JPY 20,000 2,299,300 95.3.28 12 () 31
931231
37
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 85 of 257
94 12 31 $ 10,673 $ 10,673 ()
93 12 31 $ - $ -
2. (1) 94 12 31 $105,417 $10,160 $3,267( ) (2) 93 12 31 $201,481 $5,194( )
() 94 12 - -() () $ 150,859,285 2,398 106,699,044 290,184 20,959 138,609,411 17,128,749 653,770 93 12 - -() () $ 84,713,675 137,310 72,947,875 45,784 27,017 78,889,345 22,999,765 643,499 31 $ 150,859,285 921,529 107,066,476 284,452 20,545 138,609,411 17,128,749 530,375 31 $ 84,713,675 803,560 73,434,703 45,085 26,605 78,889,345 22,999,765 575,047
38
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 86 of 257
1. ( ) ( ) 2. 3. 4. - - 5. 6. 94 12 31 93 12 31 ( ) 93 4 1 0.672 1 93 1 1 3 31 1. 2.93331 3. A. () () B. () $ $ 78,680,515 93,521,622 ($ ( 38,692) 114) 192,615 ( $ $ $ 8,374,503 10,294,191 38,692 114 192,615)
39
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 87 of 257
4.93331 ( ( $ $ ( $ $ 2,447,248 2,944,600 6,922,486 2,172,466 432,525 1,633,787 2,137,635 199,519 8,506,713) 89,362) 10,294,191 3,542,031 2,380,245) 1,161,786
40
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 88 of 257
( )
1. 2. 3.
()
85,607 59,605 2,000
$ 1,659,449 1,456,403 12,909 3,128,761
(%) 21 11 -
$ 1,462,710 1,428,162 69,340 2,960,212
2,560
2,398 $ 3,131,159
-
921,529 $ 3,881,741
4. 6,243 3,071 $ 87,000 3,165
12,523 263
( ( 18,766) $ 774)
262,224 ($ 210,914 (
262,000) 767) () $ 224 210,147
2,560
$ 2,398
$ 175,000 -
41
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 89 of 257
5. 6. 7. () () () (%) (%) $ 10,933,281 2 60~90 $ 1,998,988 2 8,295,711 7,203,666 2,820,581 1,010,648 577,666 574,811 349,143 337,238 233,990 1 45~70 1,407,160 1,152,857 1,146,162 35,659 106,107 65,534 6,692 65,720 22,402 1 1 1 -
() FOXCONN (FAR EAST) LTD. FOXCONN JAPAN CO., LTD. AMBIT MICROSYSTEMS INC. FOXCONN SINGAPORE (PTE) LTD.
()
1 90~220 1 90 90 45 90 90 45 30~90
FOXTEQ AUSTRALIA PTY LTD. FOXCONN TECHNOLOGY PTE LTD. FOXCONN (FAR EAST) LTD.
131,258 104,868 60,561,760 6,824,763 3,502,942
10 2 1
90 45~70 30~90 90 60
128,381 8,710
8) 3) -
(1) ( 8,386,147) ( ( 2,629,298) ( ( 231,377)
42
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 90 of 257
() NSG TECHNOLOGY, INC. AMB LOIGSTICS LTD. (ALL) FOXCONN TECHNOLOGY PTE. LTD. UNIQUE LOIGSTICS LTD. (ULL)
FOXCONN JAPAN CO., LTD. FOXCONN (FAR EAST) LTD.
() 5 2,420,351 2,053,867 4 1,467,179 1,359,972 977,039 821,133 56,981,537
() (%) $2,755,789 1 -
30 2 3 60 ( 45
() () (%) $ 511,729) 786,183) -
(
- 45~90 - 30~60
( ( (
189,270) 103,734)
34) 1) 1) 1)
97 30~90
HON HAI/FOXCONN LOGISTICS TEXAS LLC. HON HAI/FOXCONN LOGISTICS CALIFORNIA LLC.
145,898 370,488 856,176
9 30~90 22 51 30 30
3,371,851) ( 659,833 ( 93,013) ( ( 104,331) ( ( 58,548) (
1941231$170,495 2941231141,049 3ULLALL ()2. 4() 5()()
43
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 91 of 257
8. $ 1,998,988 15.42 $ 757,612 252,093 46,821 206,700 58,654 160,967 850 $ 817,546 529,349 615,999 766,863 1,961 80,152 501,839 23,324 $ 18,926 7,667 5,913 7,219 872 2,395 644 35,828 -
FOXCONN (FAR EAST) LTD. FOXCONN JAPAN CO., LTD. FOXCONN SINGAPORE (PTE) LTD. NSG TECHNOLOGY. INC.
1,262,485 (1) 1,407,160 16.74 1,152,857 1,146,162 106,107 228,947 128,381 9.04 9.18 7.78 12.10 4.08
FOXTEQ AUSTRALIA PTY LTD. AMB LOGISTICS LTD. 3 UNIQUE LOGISTICS LTD. 2
855,149 (1) 650,718
1 2 3 9.
44
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 92 of 257
( )
1. $ 894,415 3,900,000 1,134,653 1,291,500 2,042,398 481,782 $ 894,415 3,900,000 1,134,653 1,291,500 2,042,398 481,782 () (%) 30,450 390,000 36,325 129,000 85,607 59,605 100 98 100 56 21 11 $ 85,318,878 6,815,903 1,912,264 2,039,060 1,659,449 1,456,403 ( () $ 23,521,301 1,015,064 1,898) ( 350,195 783,616 3,563,750 () $ 23,559,949 949,652 1,898) 197,185 101,553 375,772 1 2
FOXCONN (FAR EAST) LTD. FOXCONN HOLDING LTD.
AMBIT MICROSYSTEMS HOLDING CORP. AMBIT INTERNATIONAL LTD. UNIQUE LOGISTICS LTD
743,756 800,000 792,000 1,788,146 457,530 111,970 1,536
743,756 800,000 792,000 880,541 457,530 111,970 1,536
22,395 79,000 79,000 53,100 44,230 11,197 50
100 61 61 100 56 45 100 (
832,529 863,393 882,115 2,090,248 483,409 105,187 130,151) (
56,191 168,464 164,806 253,923 60,470 112,072 210,384) (
56,191 101,723 100,318 253,923 33,206 50,197 210,384)
110,709 $ 14,550,395
110,709 $ 13,642,790
-
-
64,339 104,393,026 130,151 $ 104,523,177
7,613 $ 29,845,183
4,379 $ 25,571,766
- 1111,55727.78% 2177,85131.64%
45
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 93 of 257
$
569,101 $ 569,101
() (%) 43,962 43 $ 1,458,346
() $ 1,508,885
() $ 615,919
238,099
238,099
21,475
21
190,402
(
45,763) ( 3,563,750
11,190)
1,845,798
1,845,798
118,246
21
3,141,167
643,200
342,700
342,700
34,270
44
371,310
60,470
26,401
551,939
551,939
23,188
6
483,645
783,616
16,911
152,218
152,218
11,722
42
395,278
590,835
231,661
210,416
210,416
21,075
93
5,358
(
10,270) (
7,372)
370,000
370,000
20,654
100
314,267
(
82,219) (
55,733)
452,592 $ 4,732,863
452,592 $ 4,732,863
-
-
435,794 $ 6,795,567
95,322 $ 6,464,626
50,538 $ 1,510,335
:()() ()() 2. 3.
46
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 94 of 257
4. $ (%) 1 10 1 1 2 2 6 1 3 3 3 6 1 2 1 $
28,119 18,832 3,537 24,779 36,651 2,904 53,827 3,353 1,920 1,363 1,350 25,810 451 6,033 13,595 4,026 700 2,495 5,069 1,310 14,251 14,563 8,833 3,291 36,261 4,185 833 4,512 1,066 3,518
290,000 267,123 51,000 250,000 415,000 67,051 1,401,267 57,454 22,194 145,279 62,772 368,788 5,100 123,943 393,214 42,900 74,612 28,841 78,721 14,800 292,651 416,524 102,105 76,414 930,162 16,332 4,852 98,742 45,940 118,943
294,108 270,678 51,027 250,800 416,048 49,611 1,294,451 59,678 58,022 141,820 46,805 372,353 5,124 103,083 326,945 70,201 72,835 75,399 79,451 14,869 243,498 350,224 266,933 114,092 872,025 435,481 22,665 156,457 2,387 186,721
47
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 95 of 257
FOXCONN HOLDING LTD. ALLIANCE FIBER OPTIC PRODUCTS, INC. S.A.S. DRAGON HOLDINGS LTD. 2,610 $ 1,391 16,928 8,833 18,253 2,480 23,788 8,792 8,833 8,000 46,000 85,607 19,217 215,308 102,105 188,246 38,507 240,000 215,933 102,151 142,845 (%) 1 2 2 3 2 3 20 19 $
46,458 4,603 160,310 266,933 190,913 38,864 240,768 156,493 266,933 146,199
( )
48
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 96 of 257
5. 1699 1699 14,725 17,372 5,046 21,025 16,095 28,119 8,273 6,460 7,306 12,617 -
11,269 8,833 498 1,363 18,372 24,779 36,651 23,788 8,833 595 175 737 8,833 $
() 725 728 132,630 2,770 2,268 2,065 1,254 1,174 278,915 99,206 106,551 5,069 8,833 3,353 1,363 24,779 36,651 23,788 18,253 8,833 4,185 833 4,512 8,833
$ 78,721 102,105 57,454 145,279 250,000 415,000 240,000 188,246 102,151 16,332 4,852 98,742 102,105
$178,000 326,293 61,000 290,000 222,000 290,000 100,000 27,731 44,635 292,236 -
- ( 14,725) $ 178,725 ($178,000) $ 97,007 ( 96,279) 401,469 ( 268,839) -
175,000 ( 6,200) 102,105 - ( 14,517) 145,279 -
223,000 ( 23,418) 250,000 415,000 - ( 21,025) - ( 16,095) 240,000 - ( 9,866) 102,151 -
286,770 ( 284,000) 292,268 ( 290,000) 224,065 ( 222,000) 103,008 ( 101,754) -
1699
- ( 8,273) - ( 2,870) - ( 6,648) - ( 8,842) 102,105 -
101,174 ( 100,000) 290,314 ( 11,399) 138,989 ( 39,783) 300,045 ( 193,494) -
6. 7.
49
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 97 of 257
8. () () (%) 14 14 8 12 100 67 11 3 4 5 2 6 7 3 3 ( ( ( ( ( ( () () (%) ($ 102,676) ( 4) ( ( ( ( 141,210) 7,285) 93,106) 6,743,805) () 4,135,391 906,985 285,719 54,824 33,558) 69,601) 36,569) 12,455) 791,077) 174,416) ( ( ( ( ( ( 6) 4) 100) 46 11 4 1 1) 9) 2) -
() () ()
() () () () SUCCESS RISE ENTERPRISE LTD. CARSTON LTD. FRANKLIN MANAGEMENT LTD. () () () () () FRANKLIN MANAGEMENT LTD.
()
$
898,867 925,899 480,391 768,990 8,532,773 29,063,919 4,613,682 1,265,689 112,950 130,859 451,094 591,107 262,426 741,970 863,678 308,550 408,425
30 90 90 30 90 30
50
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 98 of 257
() ()
()
$
159,898 819,102
() (%) 1 7
30
() () (%) ($ 626) ( 113,698) ( 10)
GLORIOUS FALCON INTERNATIONAL LIMITED BEST MATRIX ENTERPRISES LTD. -BAHAMA BEYOND MAXIMUM INDUSTRIAL LTD. () UNIQUE LOGISTICS LTD. () AMB LOGISTICS LTD. () FOXCONN JAPAN CO., LTD. FOXCONN TECHNOLOGY PTE LTD. DRAGON SPIRIT IND. LTD.-B.V.I.
202,980 280,484 1,384,381
11 14 69
30 90
(
116,939) ( 68,864 401,205
6) 13 77
1,846,623 2,078,286 2,484,436 772,503 304,086 1,973,497 4,519,347 2,052,262 2,726,909 329,670 300,824 5,325,580 341,924
99 97 97 16 5 41 80 46 69 4 4 78 3
30 60 60 90 30
602,694 ( 365,142) ( 192,418 777,379 ( 560,345) ( 868,072 2,866,181) ( 308,740 254,254) ( 17,977) ( 146,114) ( 705,079 ( 236,418) (
100 90) 75 19 25) 29 72) 3 23) 1) 9) 9 4)
(
( ( (
51
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 99 of 257
()
GLORIOUS FALCON INTERNATIONAL LIMITED FOXCONN BEIJING TRADING CO.,LTD. FOXCONN HUNGARY GYARTOKFT () SUTECH TRADING CO.,LTD. FOXCONN BEIJING TRADING CO.,LTD. FOXCONN TECHNOLOGY PTE. LTD. SUTECH TRADING LIMITED () COMPETITION TEAM TGY LTD., BAHAMA
()
$
524,889
() (%) 4
90
30
() () (%) 4) ($ 233,571) (
187,015 6,730,845 118,950 167,032 87,175,165 7,999,313 2,443,542 178,363 4,987,791 536,946 2,195,130 409,795 122,820 340,196 4,762,439 164,425
1 23 73 7 2 5 1 2 5 100
90 75 60 45 30 90 90 60 45 45 90 30 90
(
160,819) ( 1,094,809 1,306 6,831,718 1,103,947 371,308
3) 18 72 4 8) 4) 1) 5) 60
( ( ( ( ( ( ( (
7,735) 669,076) ( 1,443) 325,099) ( 16,941) 498) 54,094) ( 425,886) ( 87,680
52
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 100 of 257
() (%) 18 22 47 1 -
30 30 60
() () (%) 25 40) 57) 1)
() UNIQUE LOGISTICS LTD. FOXCONN SINGAPORE (PTE) LTD. FOXCONN CZ-S.R.O. Foxconn Technology PTE. LTD.
()
845,041 861,847 580,303 520,547 238,687
238,765
( ( ( (
200,718) ( 176,909) ( 10,877) 176,509) (
53
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 101 of 257
9. ()() $ 4,135,391 285,719 906,985 308,740 560,345 602,694 868,072 777,379 192,418 6,831,718 1,103,947 371,308 1,094,809 2,866,181 254,254 238,765 365,142 102,676 $ 2,537 135,945 12,184 1,702 5,443 628,284 198,585 293,212 1,374,094 181,060 $ 135,945 12,184 210,903 192,194 6,831,718 1,103,947 371,308 1,094,809 235,879 181,333 131,767 102,676 $ -
() () () () () () AMBIT LOGISTICS LTD. UNIQUE LOGISTICS LTD.
CARSTON LTD. FRANKLIN MANAGEMENT LTD. AMB LOGISTICS LTD.-B.V.I. () BEYOND MAXIMUM IND. LTD. AMB LOGISTICS LTD. () UNIQUE LOGISTICS LTD. SUTECH TRADING CO. LTD. FOXCONN BEIJING TRADING CO.,LTD. () FOXCONN BEIJING TRADING CO.,LTD. () ()
8.00 5.00 5.00 7.00 2.00 0.45 3.40 1.50 5.65 4.36 2.69 4.00 6.37 1.63 2.68 7.22 1.92 0.92
54
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 102 of 257
$ 401,205 705,079 791,077
$
-
-
$ 401,205 705,079 196,440
$ -
BEST MATRIX ENTERPRISES LTD., BAHAMA DRAGON SPIRIT IND. LTD.-B.V.I.
4.02 71.89 3.45
" "
"
10. (1)941231 SELL RMB/BUY USD SELL RMB/BUY JPY RMB USD RMB JPY 85,443 10,600 36,011 536,833
95.1.19~95.2.16 95.1.5
$
444 3,531
$
444 3,531
(2) 941231$9,690$1,984
55
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 103 of 257
( )
1. () () $ $ $ $ 73.07% () $ 2,500,565 $ 7,398,164 $ -
() ()
$ 1,274,580 3,880
1,722,983 ()() 164,250 5,245 500 19,223,820 1 5,852 () -
-
-
164,250 500
100%
40,481
2,234,810
143,226 436
-
-
-
73.07%
5,470,340
10,409,871
-
() ()
815,994 ()() 98,550 2,484 300 1,767,330 1 5,380 492,750 1,500 () -
-
-
98,550 ( 300) -
100%
(
32,382)
740,397
-
-
-
73.07%
604,517
1,627,405
-
()
()
-
-
-
-
100%
7,323
553,675
-
()
164,250 815,994 ()() 500 2,484 394,200 1,200 1,182,600 3,600 () -
-
-
164,250 500 -
100%
1,445,120
2,222,678
234,549 ( 714)
()
-
-
100%
166,697
800,826
-
()
()
-
-
-
-
100%
10,300,235
22,290,400
1,150,407 (3,502)
56
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 104 of 257
()
() ()
$ -
$ $ $ -
100% $
() 53,064
$ 1,275,361
$ -
1,182,600 1 3,600 394,200 1,200
()
()
-
-
-
-
100%
8,709
426,034
-
()
377,775 ()() 1,150 1,051,200 3,200 623,099 1,897 657,000 2,000 ()
-
-
-
-
100%
221,240
883,968
71,285 ( 217)
()
-
-
-
-
100%
62,131
1,257,726
-
()
()
-
-
-
-
100%
187,408
1,015,374
89,352 ( 272)
()
()
-
-
-
-
100%
(
21,948)
672,145
-
57
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 105 of 257
()
1 1 1
$ 188,888 575
() ()
$ -
$ $ $ -
100% $
() 7,133 $
217,792
$ -
() ()
197,100 600 246,375 750
()
-
-
-
-
100%
(
13,541)
133,220
-
()
-
-
-
-
100%
13,277
372,770
-
() ()
32,850 100 26,280 80
()
-
-
-
-
100%
1,281
183,340
47,633 (145) -
()
-
-
-
-
100%
-
-
()
$ 114,975 350
()
-
-
-
-
100%
(
12)
117,990
-
() () ()
410,625 1,250 2,496,600 7,600 804,825 2,450
()
-
-
-
-
100%
(
1,572)
490,604
-
()
-
-
-
-
100%
73,606
2,601,963
-
()
804,825 2,450
-
804,825 100% 2,450
56,191
832,421
-
58
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 106 of 257
() ()
()
$ -
100% $
() 201,956 $
1,717,650
$ -
$ 1,511,100 () $ 427,050 $ 1,300 ADSL 4,600 229,950 ADSL 700 () 229,950 700
$ 1,511,100 4,600 229,950 700
-
-
100%
66,149
393,446
-
()
1,182,600 () 3,629 1,642,500 5,000 328,500 1,000 221,738 675 ()
-
-
-
-
100%
(
285,597)
676,775
-
-
-
-
-
100%
-
1,656,893
-
()
-
-
-
-
100%
(
29,867)
305,894
-
() () ()
()
-
-
-
-
73.07%
(
792)
486,548
-
()
-
-
-
7.87%
-
-
-
-
410,625 1,250
59
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 107 of 257
$2,972,925(9,050)
$ 37,928,577
$23,920,732(72,818)
() () () () () ()() 2,590,000941231 2. FOXCONN (FAR EAST) LTD.AMBIT MICROSYSTEMS HOLDING CORPORATIONAMBIT INTERNATIONAL LIMITED ()3()7
60
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 108 of 257
. ()3C
() 94 () $ 26,178,084 ( (
$123,653,324
$550,952,145
$
-
$674,605,469
$123,653,324 $ 410,410
127,881,604 ( 127,881,604)
-
$678,833,749 ($127,881,604) $674,605,469 $ 22,493,938 ($ 257,688) $ 22,646,660 25,571,766 737,031) 405,161)
$ 47,076,234 $209,333,416 ($ 26,708,135) $208,803,365 106,699,044 27,380,949 $342,883,358
61
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 109 of 257
93
$115,313,053 $115,313,053 $ 272,880
$307,987,779
$
-
$ 423,300,832
120,776,063 ( 120,776,063) $428,763,842 ($ 120,776,063) $ 423,300,832 $ 14,856,869 ($ 362,470) $ 14,767,279 19,640,848 ( 250,150) ( 433,807) $ 33,724,170 $129,437,499 ($ 24,379,401) $ 129,136,489 72,947,875 23,384,975 $ 225,469,339
() $ 24,078,391 ()
94 $ 312,943,280 183,965,122 166,658,093 663,566,495
93 $ 235,311,779 72,558,176 106,965,838 $ 414,835,793
() 949310% 94 150,947 22% 143,817 21% 89,671 13% 93 112,061 27% 58,587 14% 40,101 10%
62
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 110 of 257
(95) 05002378 103,758,322 67,211,411 22.60% 22.15% 204,745,854 112,093,864 22.46% 20.70%
(74)() 12812 (79)() 27815
5
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 111 of 257
94 93 12 31 94 1100 1110 1120 1140 1150 1178 120X 1260 1286 11XX 142101 142102 1425 14XX 1440 1501 1521 1531 1537 1545 1561 1572 1681 15XY 15X9 1599 1670 15XX 1760 1780 17XX 1830 1880 18XX $ 58,428,150 2,551,345 4,192,223 185,566,843 5,085,376 4,701,641 83,426,364 1,495,672 717,092 346,164,706 9,482,259 7,075,277 814,023 17,371,559 435,095 2,178,977 24,573,633 61,987,254 3,175,930 6,353,634 5,124,822 1,383,163 5,884,536 110,661,949 34,352,667) ( 263,303) 12,709,874 88,755,853 2,222,786 2,106,749 4,329,535 1,190,032 736,137 1,926,169 13 1 1 41 1 1 18 76 2 2 4 1 5 14 1 1 1 1 24 8) ( - ( 3 19 1 1 $ 45,289,096 2,209,869 2,315,837 103,310,068 3,049,929 3,836,466 63,634,975 2,253,773 400,187 226,300,200 7,550,699 6,993,470 95,130 14,639,299 45,784 1,810,134 15,756,538 44,821,087 2,810,865 4,354,868 3,405,596 895,259 4,898,654 78,753,001 26,863,466) ( 95,013) 7,376,883 59,171,405 95,533 1,205,765 1,301,298 1,295,664 608,941 1,904,605 15 1 1 34 1 1 21 1 75 3 2 5 1 5 15 1 1 1 2 26 9) 2 19 1 1 2100 2140 2150 2160 2170 2228 2270 2280 21XX 2410 2420 24XX 2810 2860 2880 28XX 2XXX (()) (()) (()) (()) () () (()) () (()) (()) () (()) () 12 31 % 93 12 31 % (()) () (()) () () (()) () (()) (()) (()) (()) (()()) (()) () () $ 17,903,924 165,751,688 11,937,479 4,670,074 23,059,092 5,883,626 10,766,748 5,266,382 245,239,013 12,128,749 12,128,749 704,998 3,955,188 865,188 5,525,374 262,893,136 4 36 3 1 5 1 2 1 53 3 3 1 1 57 $ 29,080,064 96,103,663 3,797,520 2,094,414 14,559,169 3,692,722 14,385,179 2,977,156 166,689,887 8,622,514 112,887 8,735,401 643,499 2,560,257 1,143,703 4,347,459 179,772,747 9 32 1 1 5 1 5 1 55 3 3 1 1 59 94 12 31 % 93 12 31 %
3110 3130 3211 3213 3260 3310 3320 3350 3410 3420 3510 3610 3XXX 1XXX
40,383,231 558,980 14,703,241 16,345,350 9,819,844 12,267,340 1,292,815 85,795,704 ( ( 85,462) 1,080,741 18,901) 182,142,883 13,946,898 196,089,781 $ 458,982,917
9 3 4 2 3 19 - ( - ( - ( 40 3 43 100 $
32,310,231 14,703,241 3,256 55,397 9,294,724 65,231,579 160,910) 1,131,905) 18,901) 120,286,712 3,303,132 123,589,844 303,362,591
11 5 3 21 40 1 41 100
( (
1XXX
$
458,982,917
100
$
303,362,591
100
6
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 112 of 257
94 93 1 1 12 31 () 94 () 5110 () 5910 6100 6200 6300 6000 6900 7110 7121 7122 7140 7160 7220 7480 7100 7510 7522 (()) 7530 7570 7630 (()()) 7880 7500 7900 8110 (()) 9600XX 9601 9602 4110 4170 4190 4000 $ ( ( ( ( ( ( ( 913,043,638 864,764) 405,516) 911,773,358 818,722,665) ( 93,050,693 15,882,684) ( 18,870,544) ( 8,733,878) ( 43,487,106) ( 49,563,587 882,013 1,880,017 173,772 1,066,690 663,389 1,608,869 1,429,074 7,703,824 ( ( ( ( ( ( ( ( $ $ $ (()) 9710 9740AA 9750 9810 9840AA 9850 $ ( $ ( $ 1,299,065) 1,341,016) 318,886) 1,103,612) 200,419) 554,371) 4,817,369) 52,450,042 8,478,658) ( 43,971,384 40,784,916 3,186,468 43,971,384 % 100 100 90) 10 2) 2) 1) 5) 5 1 1 6 1) 5 4 1 5 11.01 0.80) 10.21 10.79 0.78) 10.01 ( ( ( ( ( ( ( $ $ $ $ ( $ ( $ 93 $ ( ( ( ( ( ( ( 542,454,730 361,928) 495,898) 541,596,904 475,396,611) ( 66,200,293 12,512,733) ( 13,016,061) ( 7,068,748) ( 32,597,542) ( 33,602,751 383,430 252,871 95,513 1,244,118 246,516 1,020,491 781,492 4,024,431 720,139) ( 383,174) 487,162) 198,783) 395,976) 2,185,234) ( 35,441,948 4,998,792) ( 30,443,156 29,757,315 685,841 30,443,156 % 100 100 88) 12 2) 3) 1) 6) 6 1 1 1) 1) 6 1) 5 5 5 7.74 0.17) 7.57 7.41 0.17) 7.24
13.13 $ 0.88) ( 12.25 $ 12.88 0.85) ( 12.03 $
9.02 $ 0.18) ( 8.84 $ 8.62 0.17) ( 8.45 $
7
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 113 of 257
94 93 1 1 12 31
93 1 1 92 93 93 12 31 94 94 1 1 93 94 94 12 31 93
$ 27,571,989 4,135,798 602,213 231 $ 32,310,231 $ 32,310,231 6,486,466 700,000 886,534 $ 40,383,231
$
558,980 558,980
$ 14,707,152 3,256 51,486 $ 14,761,894 $ 14,761,894 16,342,094 9,764,447 $ 40,868,435
$
6,772,239 2,522,485 9,294,724 9,294,724
$
( ( ( ( ( ( ( ( ( ( (
$ 48,528,661
($
210,645)
$ 1,175,233
( $ 18,901)
$
245,713 685,841 2,371,578 3,303,132 3,303,132
$
98,771,441 5,514,399) 248,348) 3,487 70,067 2,307,138) 30,443,156 2,371,578 123,589,844 123,589,844 8,108,082) 569,091) 17,787,608 12,339,972 379,152) 43,971,384 7,457,298 196,089,781
$ $
$ $
$ $
2,522,485) 5,514,399) 4,135,798) 602,213) 248,348) ( 31,154) 29,757,315 $ 65,231,579 ( $ $ 65,231,579 ($
49,735 - ( 2,307,138) 160,910) ( $ 1,131,905) ( $ 18,901) 160,910) ( $ 1,131,905) ( $ 18,901) 75,448 2,591,798 - ( 379,152) 85,462) $ 1,080,741 ( $ 18,901)
(
(
(
$ $
$ $
$
2,972,616 $ 12,267,340
1,292,815 $ 1,292,815
2,972,616) 1,292,815) 8,108,082) 6,486,466) 700,000) 569,091) ( 91,721) 40,784,916 $ 85,795,704 ( $
3,186,468 7,457,298 $ 13,946,898
(
(
(
$
8
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 114 of 257
94 93 1 1 12 31 94 () () - - - - 93
$
43,971,384 9,558,988 2,422,561 204,862 1,103,612 200,419 37,636 318,886 1,066,690) 1,880,017) 1,341,016 89,310 416,593 645,845 1,876,386) 82,461,637) 2,035,447) 20,895,001) 865,175) 758,101 69,648,025 8,139,959 2,575,660 8,256,678 3,337,614 61,499 698,874 42,707,169 2,066,027) 2,845,397) 2,375,982 1,581,310 44,539,360) 2,528,364 705,508) 2,372,415) 358,907) 389,311) 46,791,269)
$
30,443,156 8,861,411 1,641,051 160,387 487,162 198,783 7,820) 17,489 34,542) 1,244,118) 252,871) 383,174 4,307 1,135,959) 1,506,960) 29,395,981) 2,206,093) 25,923,713) 232,245 1,440,668) 31,856,343 28,954 349,612 2,075,322) 1,435,401 126,497 915,573 11,917,498 27,021,290) 2,598,040) 41,525,254 1,329,632 21,867,938) 1,283,202 207,168) 246,671) 1,862,273) 19,944) 9,685,236)
( ( ( ( ( ( ( ( ( (
( (
( ( ( ( (
(
( ( ( ( ( ( ( ( ( )
( ( ( ( ( ( ( (
9
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Page 115 of 257
94 93 1 1 12 31 94 () 93
($ ( ( (
$ $ $ $ ( $ $ $
11,176,140) 44,207,329 39,476,183) 8,108,082) 278,515) 15,932,579 11,500,000 12,600,988 1,119,516 3,502,650 13,139,054 45,289,096 58,428,150 1,551,682 5,348,628 45,344,054 1,410,178 2,226,848) 11,976 44,539,360 1,445,514 16,342,094 17,787,608
$ ( ( (
(
$ $ $ $ ( $ $ $
23,383,035 1,633,238) 5,514,399) 235,323) 802,142 2,371,578 19,173,795 2,240,031) 19,166,026 26,123,070 45,289,096 865,420 3,208,911 21,357,100 1,869,425 1,410,178) 51,591 21,867,938 231 3,256 3,487
10
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94 93 12 31 ( ) ( ) 63 2 20 93 4 1 ( ) / 94 12 31 $40,383,231 210,932 () FOXCONN (FAR EAST)LTD. 50% 94 93 1231 1231 100% 100% 100% 100%
98% 98%
FOXCONN HOLDING LTD. () () () ()
100% 100% 100%
100% 100% 100%
11
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HON HAI/FOXCONN LOGISTICS CALIFORNIA 50% LLC. HON HAI/FOXCONN LOGISTICS TEXAS LLC. AMBIT MICROSYSTEMS HOIDING CORP.
94 93 1231 1231 100% 100%
100%
100%
100%
100%
AMBIT INTERNATIONALL LTD. UNIQUE LOGISTICS LTD.
100%
100%
100% 100% 100% 100%
100% 100% 100% 100%
AMBIT MICROSYSTEMS INC. () FOXCONN SINGAPORE (PTE) LTD. FOXCONN INTERNATIONAL INC.
100%
100%
12
Case 1:04-cv-01338-JJF
Document 599-3
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1. 94 2. ( ) 3. (1)FOXCONN (Far East) LTD. FOXCONN INTERNATIONAL HOLDINGS LTD. 94 5 76.34% (2)FOXCONN (Far East) LTD. FOXCONN (FAR EAST) LTD.-Hong Kong 94 11 EASTERN STAR LTD.-BAHAMAS - ( ) 100% ( ) ( ) ( ) ( ) ( ) ( ) 1. 93 50% 2. 3. ( )
13
Case 1:04-cv-01338-JJF
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( ) 1. (1) (2) (3) 2. (1) (2) ( ) ( ) ( ) ( )
14
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( ) ( ) ( ) ( ) ( ) ( ) ( ) ( ) 1. 20 ( ) ( ) 2. 20 3. 4. 50%
15
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5. ( ) 1. 2. 10 20 55 2 8 3. ( ) 1. 5 10 2. ( ) 1. 2. ( ) ( ) 15
16
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( ) 1. 2. 3. ( ) 1. 2. 3. 4. 87 10% ( ) 1. 2. 3. 4.
17
Case 1:04-cv-01338-JJF
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( ) 1. 2. ( ) ( ) 93 4 ( ) 93 93 12 31 $330,356 93
18
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( )
94 12 31 $ $ 2,082,406 1,807,472 9,864,521 33,466,859 47,221,258 11,206,892 58,428,150 $ $ 125,138 1,083,870 12,382,273 28,072,860 41,664,141 3,624,955 45,289,096 93 12 31
( ) 94 12 31 - ( $ ( ) 94 12 31 ( $ 4,266,820 4,192,223 74,597) ( $ 93 12 31 $ 2,390,434 74,597) 2,315,837 $ 66,421 2,511,144 2,577,565 26,220) 2,551,345 $ 93 12 31 $ 95,163 2,111,781 2,925 2,209,869 2,209,869
19
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( ) 94 12 31 $ ( $ 93 12 31 104,228,796 918,728) 103,310,068
186,485,319 $ 918,476) ( 185,566,843 $
( ) 94 12 31 ( $ $ 29,416,945 12,457,803 34,442,592 9,422,068 85,739,408 2,313,044) ( 83,426,364 $ 93 12 31 $ 25,845,025 7,903,872 30,411,057 588,242 64,748,196 1,113,221) 63,634,975
()
20
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( ) 94 12 31 93 12 31 (%) (%) 32 27 43 21 42 $ 4,597,570 2,150,328 1,458,346 190,402 395,278 690,335 9,482,259 814,023 10,296,282
32 28 49 21 42
:
$ 3,651,486 2,012,803 806,370 175,651 145,188 759,201 7,550,699 95,130 7,645,829
: DIAMIONDHEAD VENTURES LTD. GLOBAL STRATEGIC INVESTMENT INC S.A.S DRAGON HOLDINGS LTD.
11 1 3 1 14 13 2 6 19 12 11 2
$ 2,814,160 522,368 392,998 250,836 318,645 290,585 215,308 200,000 155,341 353,701 357,396 236,223 1,141,012 7,248,573 ( 173,296) 7,075,277 $17,371,559
11 1 7 2 14 13 2 6 19 3
$ 1,853,200 1,305,920 701,970 415,982 363,689 326,500 215,308 200,000 149,950 27,731 1,905,873 7,466,123 ( 472,653) 6,993,470 $ 14,639,299
1.9493 $1,341,016$383,174( ) 2.9335 $131,573 $103,770
21
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( ) 94 12 2,178,977 24,573,633 61,987,254 3,175,930 6,353,634 5,124,822 1,383,163 5,884,536 31
$ - $ - $ 2,178,977 ( 4,591,884) ( 263,303) 19,718,446 ( 19,175,135) 42,812,119 ( 2,434,055) 741,875 ( 2,792,213) 3,561,421 ( 2,344,980) 2,779,842 ( 658,360) 724,803 ( 2,356,040) 3,528,496
12,709,874 12,709,874 $123,371,823 ($34,352,667) ($ 263,303) $88,755,853 93 12 1,810,134 15,756,538 44,821,087 2,810,865 4,354,868 3,405,596 895,259 4,898,654 31
.
$ - $ - $ 1,810,134 ( 3,387,313) ( 95,013) 12,274,212 ( 15,442,676) 29,378,411 ( 2,366,877) 443,988 ( 1,818,696) 2,536,172 ( 1,546,910) 1,858,686 ( 489,380) 405,879 ( 1,811,614) 3,087,040
7,376,883 7,376,883 $ 86,129,884 ($26,863,466) ($ 95,013) $59,171,405
934 9493$200,419 $95,013()
22
Case 1:04-cv-01338-JJF
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( ) 94 12 31 ( ) 1. 94 $ 8,478,658 $ ( ( ( () ( () $ $ ( $ 1,078,026) ( 379,152 ( 3,002,389) ( 69,778) ( 51,175) ( 4,656,442 $ 4,670,074 13,632) 4,656,442 $ $ 93 4,998,792 145,272) 770,301) 1,894,507) 46,189) 48,109) 2,094,414 2,094,414 2,094,414 $ 17,903,924 3.63%~5.00% 93 12 31 $ 29,080,064 2.55%~10.00%
2. - 94 12 31 $ 1,217,782 ($ 4,455,878) $ 93 12 31 $ 1,173,268 $ 3,219,837 $ 113,501
23
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3. 94 : : () ( ( ( 653,770 1,039,776 215,368 17,486,096) ( 313,852) ( 172,079) ( ( ($ 163,443 295,543 41,704 4,294,440) 87,284) 74,154) 3,955,188) 3,238,096) $ 227,802 950,975 570,802 630,770 149,636 232,498 2,762,483 $ 56,950 243,586 142,701 157,693 35,507 80,655 717,092 12 31
24
Case 1:04-cv-01338-JJF
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93 : : () ( ( $ (
12
31
806,900
$
201,725 17,780) 87,259 128,983 400,187
71,116) ( 349,036 515,932 1,600,752
640,338 487,397 1,516,613 17,084,726) ( 176,580) ( 329,556 ( ( ( ($
160,085 121,849 379,152 3,135,198) 66,859) 82,387 11,828 2,446,756) 113,501) 2,560,257) 2,160,070)
4. 92 91
25
Case 1:04-cv-01338-JJF
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( ) 941231 A. B. C. D. E. ( $ ( $ 657,267 28,518) 628,749 5,000,000 11,500,000 17,128,749 5,000,000) 12,128,749 ( $ ( ( $ ( 931231 109,246 1,495) 107,751 15,453,000 1,183,500) 14,269,500 3,497,930 326,992) 451,576 3,622,514 5,000,000 22,999,765 14,377,251) 8,622,514
1. (1) 345,000 0% 5 89 11 15 94 11 15 (2) 89 12 15 30 94 6 30 345,000 ( )
26
Case 1:04-cv-01338-JJF
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2. (1) 450,000 0% 92 8 8 97 8 8 (2) 92 9 8 30 94 12 31 430,860 114.86 3. (1) 100,000 0% 91 2 22 96 2 22 (2) 91 3 24 96 1 22 94 9 30 100,000 4. 90 11 30 $5,000,000 AF 90.12
5 300,000 2.5500% 5 400,000 2.5500% 5 300,000 2.5339%
GH AH
90.12 90.12
27
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
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5. 94 9 14 $11,500,000 AF 94.9
5 500,000 1.9800% 5 500,000 1.9703% 7 500,000 2.2500% 10 500,000 2.3700%
AF
94.9
AF
94.9
AE
94.9
28
Case 1:04-cv-01338-JJF
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( ) 94 12 31
4.97%~5.07% 5.07% -
$ 2,725,990 1,872,450 1,168,308 5,766,748 ( 5,766,748) $ 12 $ 120,815
95.12 -
93 SVENSKA HANDELSBANKEN BANK 4.51%
31 95.3
( $
7,928) 112,887
( ) 1. 94 7 1 2.1 % (1) 94 3.75% 3.50% 2.75% 93 3.75% 3.50% 2.75%
29
Case 1:04-cv-01338-JJF
Document 599-3
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(2) 941231 ($ ( ( ( 68,955) 546,723) 615,678) 309,715) 925,393) 395,018 530,375) 123,395) 653,770) 85,274 931231 ($ ( ( ( ( ( ( ($ ($ 61,457) 541,250) 602,707) 335,073) 937,780) 362,733 575,047) 68,452) 643,499) 76,891)
( () () (3) 94 $ ( ( ( $ ( ( ($ $
93 $ ( ( $
104,262 35,594 10,402) 2,164) 60,356) 66,934
156,905 29,702 8,717) 48) 177,842
2. 94 7 1 6% 3. 8%~9% 4. 94 93 $2,328,753 $2,019,682
30
Case 1:04-cv-01338-JJF
Document 599-3
Filed 10/06/2006
Pa