Free Response in Opposition - District Court of Colorado - Colorado

Case 1:04-cr-00103-REB

Document 1506-2

Filed 04/28/2008

Page 1 of 5

Selected Federal Fraud Cases With Sentences of 180 Months or More From Around the United States
# Def. Name Dist. & Case No.
SDFL 01cr8168-DLG

Charges of Conviction
18 U.S.C. §§ 1341, 1343, 1956(a)(1)(A)(i) & 2

Sentence and Date
300 mos.; 3 yrs SR; $1,500 PA; $18,913,374.30. Rest. 09/13/02 240 mos.; 3 yrs SR; $5,700.00 PA; $12,417,605.00 Rest. 10/13/05 240 mos.; 3 yrs SR; $4,700 PA $2,350,000. Fine 04/15/94 660 mos.; 3 yrs SR; $4,300 PA; $117,000,000. Rest. 12/08/00 300 mos.; 3 yrs SR; $5,100 PA; $4,219,249. Rest. 01/27/05

Appellate Status/Remarks
Conv./Sent. Affirmed U.S. v. Abrams, 82 Fed.Appx. 217 (Table) (11th Cir. 2003) Conv./Sent. Affirmed U.S. v. Flynn, Slip Copy, 2008 WL 425525 (6th Cir. 2008) Conv./Sent. Affirmed U.S. v. Bischel, 61 F.3d 1429 (9th Cir. 1995) Conv./Sent. Affirmed U.S. v. Brandau, 46 Fed.Appx. 617 (Table) (11th Cir. 2002) Conv./Sent. Affirmed U.S. v. DeAngelis, 206 Fed. Appx. 873, Slip Copy, 2006 WL 3082674 (C.A. 11 (Fla.)) (11th Cir. 2006) Conv./Sent. Affirmed U.S. v. Ebbers, 458 F.3d. 110 (2d Cir. 2006)

1

Abrams, Thomas D.

2

Besser, George Terrance (Chgd with Janet M. Marcusse, below)

WDMI 04cr0165-RHB Def. (3)

18 U.S.C. §§ 371, 1341, 1956(a)(1)(A)(i), 1956(h), 1957 & 2

3

Bischel, Stephen William

SDCA 92cr0998-B

18 U.S.C. §§ 371, 1341, 1343, 1963, 2314 & 2; 26 U.S.C. § 7201 18 U.S.C. §§ 371, 1341, 1956(a)(1)(A)(i), 1957, 982 &2

4

Brandau, Frederick C.

SDFL 99cr08125-DTKH

5

DeAngelis, Nicholas

SDFL 03cr80009-DTKH

18 U.S.C. §§ 371, 1028(a)(7), 1343, 1344, 1503, 1603, 1956(a)(1)(A)(i), 1956(a)(1)(B)(i), 1956(h) 1957, & 2; 26 U.S.C. § 7201 18 U.S.C. §§ 371 and 2; 15 U.S.C. §§ 78j(b) and 78ff; 17 C.F.R. § 240.10b5; 15 U.S.C. §§ 78m(a) and 78ff; 17 C.F.R. § 240.13a-1 18 U.S.C. §§ 371, 1344

6

Ebbers, Bernard J.

SDNY 02cr1144-BSJ

300 mos.; 3 yrs SR; $900 PA; 07/18/05

7

Erpenbeck, Jr., A. William

SDOH 04cr0018-SSB

300 mos.; 5 yrs SR; $200 PA; $7,987.807.83. Rest. $33,935.878.02 Forf. 08/31/06 360 mos.; 3 yrs SR; $2,000 PA $13,664,460.28 Rest. 10/12/05

Plea Agreement Appeal of Sentence Resentenced Appeal Pending or unpublished Conv./Sent. Affirmed U.S. v. Esposito, 205 Fed. Appx. 995, Slip Copy, 2006 WL 3327804 (4th Cir. 2006) Guilty Plea/Sent. Affirmed U.S. v. Gilman, 478 F.3d 440 (1st Cir. 2007)

8

Esposito, Albert

WDNC 01cr0202

18 U.S.C. §§ 371, 1341, 1343, 1956(a)(1)(A)(i), 1956(a)(1)(B)(i), 1956(h) 1957 & 2

9

Gilman, Thurston Gene

DMA 05cr10068-RCL

18 U.S.C. §§ 1341, 1343 & 2; 15 U.S.C. §§ 80b-6(1), 80b-6(2), 80b-6(4) and 80b-17

204 mos.; 2 yrs SR; $3,700 PA; Rest. TBD 01/24/06

Attachm ent A - Page 1

Case 1:04-cr-00103-REB

Document 1506-2

Filed 04/28/2008

Page 2 of 5

Selected Federal Fraud Cases With Sentences of 180 Months or More From Around the United States
# Def. Name Dist. & Case No.
WDMO 02cr0114-NKL Def. (2)

Charges of Conviction
18 U.S.C §§ 1956(a)(1)(A)(I), 2314

Sentence and Date
262 mos.; 2 yrs SR $1,900 PA $12,527,195. Rest 12/11/03 293 mos.; 3 yrs SR; $800 PA; $5,945,460.41 Rest. 12/08/06 188 mos.; 3 yrs SR; $1,800 PA; $713,924. Rest. $747,169. Forf. 12/07/06 235 mos.; 3 yrs SR; $5,200 PA $102,154,302. Rest. 06/19/01

Appellate Status/Remarks
Conv./Sent. Affirmed U.S. v. Nichols, et al., 416 F.3d 811 (8th Cir. 2005) Appeal Pending or unpublished

10

Gomez, Robert

(Chgd with James R. Nichols, below) 11 Hall, Charles E. DC 04cr0543 18 U.S.C. §§ 371, 1343, 1344, 1956(a)(1)(A)(i), 1956(h) & 2 18 U.S.C. §§ 1341, 1343 & 2; 15 U.S.C. §§ 77(q)(a) and 77x; 22 DC Code 3221(a) and 3122(a)(1) (Fraud in the First Degree) 18 U.S.C. §§ 371, 1341, 152(1), (2) and (3), 1957 & 2

12

Hall, Jr., Robert L.

DC 05cr00030-HHK

Appeal Pending or unpublished

13

Hoyt, III, Walter J.,

DOR 98cr0529-J0

Conv./Sent. Affirmed U.S. v. Hoyt, 47 Fed.Appx. 834 (Table) (9th Cir. 2002)

14

Hudnall, Alton Dane

SDTX 97cr0262-VDG

18 U.S.C. §§ 371, 1343, 1956(a)(1)(A)(i) & 2

300 mos.; 3 yrs. SR $5,000 Fine $2,300 PA 10/25/99 240 mos.; 3 yrs SR; $2,800 PA; $4,402,479.79 Rest. 01/22/04

Conv./Sent. Affirmed U.S. v. Hudnall, 254 F.3d 1080, 2001 WL 563772 (5th Cir. 2001) Conv. Affirmed (Some Cnts Vacated) and Remand. for Resent. U.S. v. Johnson 442 F.3d 1286 (11th Cr. 2006) (Resent. Pending) Conv./Sent. Affirmed U.S. v. Kalaycioglu, 210 Fed. Appx. 825 Slip Copy, 2006 WL 3626874 (11th Cir. 2006) Guilty Plea/Appeal Filed & Withdrawn & Dismissed

15

Johnson, Paul

SDFL 02cr60012-DMM

18 U.S.C. §§ 371, 1623(a), 1956(a)(2)(B)(i), 1956(h) 1957 & 2; 15 U.S.C. §§ 78j(b) and 78ff; 17 C.F.R. § 240.10b-5;

16

Kalaycioglu, Serder

SDFL 02cr80107-DTKH

18 U.S.C. §§ 371, 1343 and 2

324 mos.; 3 yrs SR; $1,200 PA; $6,722,592.29 Rest. 04/26/04

17

Lawrence, Kevin L.

WDWA 02cr00260-MJP

18 U.S.C. §§ 371, 1343 and 2; 15 U.S.C. §§ 78j(b) and 78ff; 17 C.F.R. § 240.10b-5

240 mos.; 3 yrs SR; $300 PA; $91,664,845.86 Rest. Forf of property 11/25/03

Attachm ent A - Page 2

Case 1:04-cr-00103-REB

Document 1506-2

Filed 04/28/2008

Page 3 of 5

Selected Federal Fraud Cases With Sentences of 180 Months or More From Around the United States
# Def. Name Dist. & Case No.
DCO 02cr00485-REB

Charges of Conviction
18 U.S.C. §§ 1343, 1957

Sentence and Date
240 mos; 3 yrs SR; $1,500 PA; $3,945,189.07 Rest. 7/22/05

Appellate Status/Remarks
Conv./Sent. Affirmed U.S. v. Lefebvre, 189 Fed. Appx. 767 (10th Cir. 2006)

18

Lefebvre, Claude

19

Levine, Marc David

SDCA 01cr1415-BTM

18 U.S.C. §§ 371, 1341, 1343, 1956(a)(1)(A)(I), 1956(h) & 2

292 mos., 3 yrs SR $2,400 PA $49,050,378. 06/05/03 Resent. to 192 mos. on remand 6/18/07

Conv. Affirmed and Remanded U.S. v. Levine, 175 Fed.Appx. 166, 2006 WL 1069557 (9th Cir.(Cal.)),

20

Levy, Rafael Raymond (Chgd with Larry Schwartz, below)

SDFL 04cr80032-DMM Def. (2) WDMI 04cr0165-RHB Def. (1)

18 U.S.C. §§ 1341, 1956(a)(1)(A)(I), 1956(a)(1)(B)(I), 1956(h), 2314 & 2 18 U.S.C. §§ 371, 1341, 1956(a)(1)(A)(i), 1956(h), 1957 & 2

235 mos.; 3 yrs SR; $1,700 PA $32,381,080.62 Rest. 06/01/05 300 mos.; 3 yrs SR; $6,000 PA; $12,961,966.80 Rest 10/28/05 360 mos.; 3 yrs SR; $1,600 PA; $31, 779,914.22 Rest 10/24/06

Appeal Pending or unpublished

21

Marcusse, Janet Mavis (Chgd with George T. Besser, above)

Conv./Sent. Affirmed U.S. v. Flynn, Slip Copy, 2008 WL 425525 (6th Cir. 2008) Conv./Sent. Affirmed U.S. v. Masferrer, 514 F.3d 1158 (11th Cir. 2008)

22

Masferrer, Eduardo A.

SDFL 04cr20404-KMM

18 U.S.C. §§ 371, 1001, 1344, 1506 1603 & 2; 15 U.S.C. §§ 78j(b) and 78ff; 17 C.F.R. § 240.10b-5

23

McCray, William F.

SDCA 00cr2580-J

18 U.S.C. §§ 371, 1341, 1343, 1623, 1956(a)(1)(A)(I), 1957; 26 U.S.C. § 7206(1)

211 mos.; 3 yrs SR; $2,700 PA; $12,228.170.12 Rest. 08/29/05

Denial of Motion for New Trial Affirmed U.S. v. McCray, Slip Copy, 2007 WL 579738 (9th Cir. 2007) Conv./Sent. Affirmed U.S. v. McFarland, 255 Fed. Appx. 462 (11th Cir. 2007)

24

McFarland, Chalana

NDGA 04cr224-01-TWT

18 U.S.C §§ 371, 1028(a)(7), 1001, 1344, 1341, 1343; 1503, 1956(a)(1)(A)(i), 1956(a)(1)(B)(i) 1957, 1623; 42 U.S.C § 408(a)(7)(B) 18 U.S.C. § 1341

360 mos.; 5 yrs SR; $17,000 PA; $11,417,352.44 Rest. 08/24/05

25

Murphy, Michael J.

NDIL 03cr0138-JFH

360 mos.; 3 yrs SR; $1,400 PA; $15,334,242.46 Rest Forf various property 12/03/03

Conv./Sent. Affirmed U.S. v. Murphy, 182 Fed.Appx. 560, 2006 WL 1478861 (C.A.7 (Ill.)

Attachm ent A - Page 3

Case 1:04-cr-00103-REB

Document 1506-2

Filed 04/28/2008

Page 4 of 5

Selected Federal Fraud Cases With Sentences of 180 Months or More From Around the United States
# Def. Name Dist. & Case No.
WDMO 02cr0114-NKL Def. (1) DME 97cr0055-JAW

Charges of Conviction
18 U.S.C §§ 1956(a)(1)(A)(I), 2314

Sentence and Date
292 mos.; 3 yrs SR $2,100 PA $12,527,195. Rest 12/03/03 188 mos.; 3 yrs SR $5,400 PA $7,999,005. Rest. 06/08/99 180 mos.; 3 yrs SR $1,800 PA Per Settlement Agrmt. Forf of Various Property 06/27/05 240 mos.; 3 yrs SR $1,800 PA Per Settlement Agrmt. Forf of Various Property 06/27/05

Appellate Status/Remarks
Conv./Sent. Affirmed U.S. v. Nichols, et al., 416 F.3d 811 (8th Cir. 2005) Conv./Sent. Affirmed U.S. v. Petit, 234 F.3d 763 (1st Cir. 2000) Conv. Affirmed (1 Count Vacated) and remand. for resent. U.S. v. Rigas, 490 F.3d 208 (2d. Cir. 2007) Conv. Affirmed, Remanded for resentencing on one count, U.S. v. Rigas, 490 F.3d 208 (2d. Cir. 2007) Conv./Sent. Affirmed U.S. v. Rodriguez, 95 F.3d 50, 1996 WL 457402 (C.A.5 (Tex.)) Appeal Pending or unpublished

26

Nichols, James R. (Chgd with Robert Gomez, above)

27

Petit, Catherine Duffy

18 U.S.C. §§ 152, 371, 1341, 1956(a)(1)(A)(i), 1956(a)(1)(B)(i) 1957 & 2; 15 U.S.C. § 77(q) 18 U.S.C. §§ 371, 1343, 1344 and 2; 15 U.S.C. §§ 78j(b) and 78ff; 17 C.F.R. § 240.10b-5

28

Rigas, John J. (Chgd with Timothy J. Rigas, below)

SDNY 02cr1236-LBS Def. (1)

29

Rigas, Timothy J.

SDNY 02cr1236-LBS Def. (2)

(Chgd with John J. Rigas, above)

18 U.S.C. §§ 371, 1344 and 2; 15 U.S.C. §§ 78j(b) and 78ff; 17 C.F.R. § 240.10b-5

30

Rodriguez, Teresa

SDTX 94cr0216

18 U.S.C. §§ 1341, 1343, 1956(a)(1)(A)(i) & 2

262 mos.; 3 yrs SR $1,600 PA 06/16/95

31

Salvagno, Alexander

NDNY 02cr0051-LEK Def. (1)

18 U.S.C. §§ 371, 1962 and 2; 42 U.S.C. § 7413; 26 U.S.C. § 7206

(Chgd with Raul Salvagno, below) 32 Salvagno, Raul NDNY 02cr0051-LEK Def. (3) 18 U.S.C. §§ 371, 1962 and 2; 42 U.S.C. § 7413; 26 U.S.C. § 7206

300 mos.; 3 yrs SR; $1400 PA; $23,039,607.30 Rest. $2,033,457.70 Forf 08/30/06 300 mos.; 3 yrs SR; $1400 PA; $22,875,575.46 Rest. $1,707,156.40 Forf. 08/30/06 210 mos.; 3 yrs SR; $1,200 PA $32,381,080.62 Rest. 06/01/05 210 Mos.; 3 yrs SR $1,100 PA $11,607,442.00 Rest. 03/08/02

Appeal Pending or unpublished

(Chgd with Alexander Salvagno, above) 33 Schwartz, Larry E. (Chgd with Rafael Raymond Levy, above) 34 Sers, Sidney Wade SDFL 04cr80032-DMM Def. (1) NDTX 00cr0006-SRC 18 U.S.C. §§ 1341, 1956(a)(1)(A)(I), 1956(h), 2314 & 2 18 U.S.C. §§ 401, 1503, 1956(a)(1)(A)(I)

Appeal Pending or unpublished

Guilty Plea/Appeal Sent. Affirmed U.S. v. Sers, 65 Fed.Appx. 509, 2003 WL 1922962 (C.A.5 (Tex.))

Attachm ent A - Page 4

Case 1:04-cr-00103-REB

Document 1506-2

Filed 04/28/2008

Page 5 of 5

Selected Federal Fraud Cases With Sentences of 180 Months or More From Around the United States
# Def. Name Dist. & Case No.
SDTX 04cr0025

Charges of Conviction
18 U.S.C. §§ 371 and 2; 15 U.S.C. §§ 78j(b) and 78ff; 17 C.F.R. § 240.10b5; 78m(a) and 78ff; 17 C.F.R. § 240.13a-1 18 U.S.C. §§ 371, 1347, 1957 & 2

Sentence and Date
292 mos.; 3 yrs SR $1,900 PA $45,000,000 Forf./Rest. 10/23/06 192 mos.; 3 yrs SR $800 PA $6,959,233.01 Rest. Forf. Various Property 11/07/06 480 mos. $3,100 PA $13,491,048. Rest. 04/28/05 252 mos.; 3 yrs SR $400 PA $7,111,848.91 Rest. 10/25/05

Appellate Status/Remarks
Appeal Pending

35

Skilling, Jeffrey K.

36

Sutera, Joseph

SDFL 06cr80020-DTKH

Appeal Pending or unpublished

37

Tarnawa, Donald

EDTX 03cr0144-RAS

18 U.S.C. §§ 1343, 1344, 1957 & 2

Conv./Sent. Affirmed U.S. v. Tarnawa, 182 Fed.Appx. 294, 2006 WL 1307537 (C.A.5 (Tex.)) Guilty Plea; Appeal Waived

38

Warren, William Thomas

WDVA 04cr0021-GEC

18 U.S.C. §§ 1341 & 2; 15 U.S.C. §§ 78j(b) and 78ff; 17 C.F.R. § 240.10b-5

Attachm ent A - Page 5