Free Affidavit - District Court of Colorado - Colorado


File Size: 796.7 kB
Pages: 86
Date: October 10, 2007
File Format: PDF
State: Colorado
Category: District Court of Colorado
Author: unknown
Word Count: 13,025 Words, 66,023 Characters
Page Size: Letter (8 1/2" x 11")
URL

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Case 1:00-cv-01864-REB-BNB

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Exhibit A

*CLAIMGUID* Case 1:00-cv-01864-REB-BNB Document 230 *«ClaimGUID»*

D1

Filed 10/10/2007 Page 14 of 86 RECEIPT FORM
Claim Number: Batch No: Date: Letter: Reason: «ClaimGUID» «mailId» OCTOBER 8, 2007 DEFICIENCY LETTER 1 INSUFFICIENT DOCUMENTATION

IN RE ICG COMMUNICATIONS, INC. SECURITIES LITIGATION CLAIMS ADMINISTRATOR P.O. BOX 170500 MILWAUKEE, WI 53217

«Name1» «Name2» «Name3» «Name4» «Name5» «Street3» «Street2» «Street1» «City» «State» «Zip» «Province» «Country»

DEFICIENCY LETTER DATE: October 8, 2007 RE: In re ICG Communications, Inc. Securities Litigation CLAIM NUMBER: «ClaimGUID» Dear Claimant: Please be advised that the claim submitted in connection with the above-referenced Litigation is insufficient because acceptable documentation was not provided for the purchase(s) and/or sale(s) of ICG Communications, Inc. common stock for the transaction(s) listed on the enclosed schedule. Claims that have not been corrected may result in a reduction or disqualification from any distribution. Acceptable documentation for purchases and sales as stated on the Proof of Claim and Release form must be in the form of copies of brokers' confirmations, monthly brokerage statements, schedules attached to tax filings, or letters signed by your broker on brokerage letterhead. Each form must include the trade date, the number of shares, the individual share price and the cost or proceeds of the transaction. Also, please include at least one page for each brokerage account that includes the full name of the account and all individuals' names listed on the account. Any missing stock information could result in a reduction or disqualification from any distribution. You may contact the In re ICG Communications, Inc. Securities Litigation Settlement Helpline at (866) 302-7323 with any inquiries. All responses should be sent to the above address, or faxed to (414) 963-3254, no later than _________, 2007. Please attach the Receipt Form above and reference your claim number in all correspondence. Claims Administrator

Claim Number: Batch No: Date: Letter: Reason:

«ClaimGUID» «mailId» OCTOBER 8, 2007 DEFICIENCY LETTER 1 INSUFFICIENT DOCUMENTATION

IN RE ICG COMMUNICATIONS, INC. SECURITIES LITIGATION

CLAIMS ADMINISTRATOR P.O. BOX 170500 MILWAUKEE, WI 53217

Case 1:00-cv-01864-REB-BNB

Document 230

Filed 10/10/2007

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Exhibit B

*CLAIMGUID* Case 1:00-cv-01864-REB-BNB Document 230 *«ClaimGUID»*

D2

RECEIPT FORM Filed 10/10/2007 Claim Number: Batch No: Date: Letter: Reason:

Page 16 of 86
«ClaimGUID» «mailId» OCTOBER 8, 2007 DEFICIENCY LETTER 2 NO SIGNATURE

IN RE ICG COMMUNICATIONS, INC. SECURITIES LITIGATION CLAIMS ADMINISTRATOR P.O. BOX 170500 MILWAUKEE, WI 53217

«Name1» «Name2» «Name3» «Name4» «Name5» «Street3» «Street2» «Street1» «City» «State» «Zip» «Province» «Country»

DEFICIENCY LETTER DATE: October 8, 2007 RE: In re ICG Communications, Inc. Securities Litigation CLAIM NUMBER: «ClaimGUID» Dear Claimant: Please be advised that the claim submitted in connection with the above-referenced Litigation is insufficient because the Proof of Claim and Release form was not signed. Please sign the enclosed copy and return it to the address above. If more than one individual is named on the account, all individuals must sign the Proof of Claim and Release form. If you are signing on behalf of another person, your authority to do so must accompany your signature and your title or capacity must be stated. Claims that have not been corrected may result in a reduction or disqualification from any distribution. All responses should be sent to the above address no later than _______, 2007. Please attach the Receipt Form above, and reference your claim number in all correspondence. You may fax your signature page along with your Receipt Form to (414) 963-3254. You may contact the In re ICG Communications, Inc. Securities Litigation Settlement Helpline at (866) 302-7323 with any inquiries.

Claims Administrator

Claim Number: Batch No: Date: Letter: Reason:

«ClaimGUID» «mailId» OCTOBER 8, 2007 DEFICIENCY LETTER 2 NO SIGNATURE

IN RE ICG COMMUNICATIONS, INC. SECURITIES LITIGATION

CLAIMS ADMINISTRATOR P.O. BOX 170500 MILWAUKEE, WI 53217

Case 1:00-cv-01864-REB-BNB

Document 230

Filed 10/10/2007

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Exhibit C

*CLAIMGUID* Case 1:00-cv-01864-REB-BNB Document 230 *«ClaimGUID»*

D3

Filed 10/10/2007 Page 18 of 86 RECEIPT FORM
Claim Number: Batch No: Date: Letter: Reason: «ClaimGUID» «mailId» OCTOBER 8, 2007 DEFICIENCY LETTER 3 DECEASED CLAIMANT

IN RE ICG COMMUNICATIONS, INC. SECURITIES LITIGATION CLAIMS ADMINISTRATOR P.O. BOX 170500 MILWAUKEE, WI 53217

«Name1» «Name2» «Name3» «Name4» «Name5» «Street3» «Street2» «Street1» «City» «State» «Zip» «Province» «Country»

DEFICIENCY LETTER DATE: October 8, 2007 RE: In re ICG Communications, Inc. Securities Litigation CLAIM NUMBER: «ClaimGUID»
Dear Claimant: With regard to the claim filed in the above-referenced Litigation, additional information is required to complete your claim. In order to issue a settlement check, if one is due, we need copies of the following documentation in order to identify the correct person to whom the check should be issued: Death Certificate of the original owner of the stock or individual whose name is on the documentation; and Last Will and Testament of the decedent, or if he or she passed away intestate (without a will), an order from the Probate Court establishing ownership of the intestate estate; or If the account was Joint Tenants with Rights of Survivorship, a brokerage statement from the month that the decedent passed away. The above-referenced documents must be received at the address below, or faxed to (414) 963-3254, by _________, 2007. In re ICG Communications, Inc. Securities Litigation Claims Administrator c/o A.B. Data, Ltd. P.O. Box 170500 Milwaukee, WI 53217-8016 Please attach the Receipt Form above and reference your claim number in all correspondence. You may contact the In re ICG Communications, Inc. Securities Litigation Settlement Helpline at (866) 302-7323 with any inquiries. Claims Administrator
Claim Number: Batch No: Date: Letter: Reason: «ClaimGUID» «mailId» OCTOBER 8, 2007 DEFICIENCY LETTER 3 DECEASED CLAIMANT

IN RE ICG COMMUNICATIONS, INC. SECURITIES LITIGATION

CLAIMS ADMINISTRATOR P.O. BOX 170500 MILWAUKEE, WI 53217

Case 1:00-cv-01864-REB-BNB

Document 230

Filed 10/10/2007

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Exhibit D

*CLAIMGUID* Case 1:00-cv-01864-REB-BNB Document 230 *«ClaimGUID»*

D4

Filed 10/10/2007 Page 20 of 86 RECEIPT FORM
Claim Number: Batch No: Date: Letter: Reason: «ClaimGUID» «mailId» OCTOBER 8, 2007 DEFICIENCY LETTER 4 MISSING NAME

IN RE ICG COMMUNICATIONS, INC. SECURITIES LITIGATION CLAIMS ADMINISTRATOR P.O. BOX 170500 MILWAUKEE, WI 53217

«Name1» «Name2» «Name3» «Name4» «Name5» «Street3» «Street2» «Street1» «City» «State» «Zip» «Province» «Country»

DEFICIENCY LETTER DATE: October 8, 2007 RE: In re ICG Communications, Inc. Securities Litigation CLAIM NUMBER: «ClaimGUID» Dear Claimant: Please be advised that the claim submitted in connection with the above-referenced Litigation is insufficient because (1) the supporting documentation for your purchase(s) and/or sale(s) of ICG Communications, Inc. common stock does not include the full name of ALL individuals listed on the account and/or (2) the supporting documentation does not include the full name of the account. Acceptable documentation would include copies of brokers' confirmations, monthly brokerage statements, or letters signed by your broker on brokerage letterhead that lists all individuals' full names that are on the account and the full name of the account itself. Often, the first page of the monthly statement includes all necessary information. Any missing stock information could result in a reduction or disqualification from any distribution. All responses should be sent to the above address, or faxed to (414) 963-3254, no later than ______, 2007. Please attach the Receipt Form above, and reference your claim number in all correspondence. You may contact the ICG Communications, Inc. Securities Litigation Settlement Helpline at (866) 302-7323 with any inquiries.

Claims Administrator

Claim Number: Batch No: Date: Letter: Reason:

«ClaimGUID» «mailId» OCTOBER 8, 2007 DEFICIENCY LETTER 4 MISSING NAME

IN RE ICG COMMUNICATIONS, INC. SECURITIES LITIGATION

CLAIMS ADMINISTRATOR P.O. BOX 170500 MILWAUKEE, WI 53217

Case 1:00-cv-01864-REB-BNB

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Exhibit E

Case 1:00-cv-01864-REB-BNB Document 230 Filed 10/10/2007 *CLAIMGUID* RECEIPT FORM *«ClaimGUID»*

Page 22 of 86

E1

IN RE ICG COMMUNICATIONS, INC. SECURITIES LITIGATION CLAIMS ADMINISTRATOR P.O. BOX 170500 MILWAUKEE, WI 53217 «Name1» «Name2» «Name3» «Name4» «Name5» «Street3» «Street2» «Street1» «City» «State» «Zip» «Province» «Country»

Claim Range: Batch No: Date: Letter: Reason:

«ClaimGUID» «mailId» OCTOBER 8, 2007 ELECTRONIC FILING LETTER 1 MISSING FILING REQUIREMENTS

DEFICIENCY LETTER DATE: RE: CLAIM RANGE:
Dear ____________: With regard to claims _________ filed in the above-referenced Litigation, additional information is required to complete your claim. In order to issue a settlement check, if one is due, as stated in the Electronic Filing Requirements, we need copies of the following documentation: An affidavit attesting that your entity has legal rights and authorizations from your account holders to file claims on their behalf and that your account holders understand that they are bound by and subject to the terms of all releases that may be entered in this Litigation; and Authorization to sign on the account holders' behalf; and If you are a third party filing on behalf of a nominee, you must also include an additional affidavit attesting that your entity has legal rights and authorization from the nominee to file claims on its behalf. All responses should be sent to the address listed above, or faxed to (414) 963-3254, no later than _________, 2007. Claims that have not been corrected may result in a reduction or disqualification from the distribution of the Settlement Fund. Please attach the Receipt Form above and reference your claim number in all future correspondence. You may contact the In re ICG Communications, Inc. Securities Litigation Settlement Helpline at (866) 302-7323 with any inquiries. Claims Administrator

October 8, 2007 In re ICG Communications, Inc. Securities Litigation «ClaimGUID»

Claim Range: Batch No: Date: Letter: Reason:

«ClaimGUID» «mailId» OCTOBER 8, 2007 ELECTRONIC FILING LETTER 1 MISSING FILING REQUIREMENTS

IN RE ICG COMMUNICATIONS, INC. SECURITIES LITIGATION
CLAIMS ADMINISTRATOR

P.O. BOX 170500 MILWAUKEE, WI 53217

Case 1:00-cv-01864-REB-BNB

Document 230

Filed 10/10/2007

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Exhibit F

*CLAIMGUID* Case 1:00-cv-01864-REB-BNB Document 230 *«ClaimGUID»*

R1

Filed 10/10/2007 Page 24 of 86 RECEIPT FORM
Claim Number: Batch No: Date: Letter: Reason: «ClaimGUID» «mailId» OCTOBER 8, 2007 REJECTION LETTER 1 NO LOSS

IN RE ICG COMMUNICATIONS, INC. SECURITIES LITIGATION CLAIMS ADMINISTRATOR P.O. BOX 170500 MILWAUKEE, WI 53217

«Name1» «Name2» «Name3» «Name4» «Name5» «Street3» «Street2» «Street1» «City» «State» «Zip» «Province» «Country»

REJECTION LETTER DATE: October 8, 2007 RE: In re ICG Communications, Inc. Securities Litigation CLAIM NUMBER: «ClaimGUID» Dear Claimant: Please be advised that the claim submitted in connection with the above-referenced Litigation does not meet the requirements for participation in the distribution of the Settlement Fund because the Loss Amount, as calculated pursuant to the Court-approved Plan of Allocation, set forth in the Notice of Pendency and Settlement of Class Action, Hearing on Proposed Settlement and Attorneys' Fee Petition and Right to Share in Settlement Fund is zero. You have the right to a review by the Court of the rejection of your claim. If you wish to contest the rejection of your claim, you must submit to the address above, or faxed to (414) 963-3254, within twenty days of the date of this letter, a written notice requesting Court review. Such notice should include a statement of reasons indicating your grounds for contesting the rejection, along with any supporting documentation. Please attach the Receipt Form above, and reference your claim number in all correspondence. You may contact the In re ICG Communications, Inc. Securities Litigation Settlement Helpline at (866) 302-7323 with any inquiries.

Claims Administrator

Claim Number: Batch No: Date: Letter: Reason:

«ClaimGUID» «mailId» OCTOBER 8, 2007 REJECTION LETTER 1 NO LOSS

IN RE ICG COMMUNICATIONS, INC. SECURITIES LITIGATION

CLAIMS ADMINISTRATOR P.O. BOX 170500 MILWAUKEE, WI 53217

Case 1:00-cv-01864-REB-BNB

Document 230

Filed 10/10/2007

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Exhibit G

*CLAIMGUID* Case 1:00-cv-01864-REB-BNB Document 230 *«ClaimGUID»*

R2

Filed 10/10/2007 Page 26 of 86 RECEIPT FORM
Claim Number: Batch No: Date: Letter: Reason: «ClaimGUID» «mailId» OCTOBER 8, 2007 REJECTION LETTER 2 DUPLICATE CLAIM

IN RE ICG COMMUNICATIONS, INC. SECURITIES LITIGATION CLAIMS ADMINISTRATOR P.O. BOX 170500 MILWAUKEE, WI 53217

«Name1» «Name2» «Name3» «Name4» «Name5» «Street3» «Street2» «Street1» «City» «State» «Zip» «Province» «Country»

REJECTION LETTER DATE: October 8, 2007 RE: In re ICG Communications, Inc. Securities Litigation CLAIM NUMBER: «ClaimGUID» Dear Claimant: Please be advised that the claim submitted in connection with the above-referenced Litigation is being rejected because this claim is a duplicate in whole or in part of another claim already submitted for the same beneficial owner. Each claimant is only allowed to file one claim. You have the right to a review by the Court of the rejection of your claim. If you wish to contest the rejection of your claim, you must submit to the address above, or faxed to (414) 963-3254, within twenty days of the date of this letter, a written notice requesting Court review. Such notice should include a statement of reasons indicating your grounds for contesting the rejection, along with any supporting documentation. Please attach the Receipt Form above and reference your claim number in all correspondence. You may contact the In re ICG Communications, Inc. Securities Litigation Settlement Helpline at (866) 302-7323 with any inquiries. Claims Administrator

Claim Number: Batch No: Date: Letter: Reason:

«ClaimGUID» «mailId» OCTOBER 8, 2007 REJECTION LETTER 2 DUPLICATE CLAIM

IN RE ICG COMMUNICATIONS, INC. SECURITIES LITIGATION

CLAIMS ADMINISTRATOR P.O. BOX 170500 MILWAUKEE, WI 53217

Case 1:00-cv-01864-REB-BNB

Document 230

Filed 10/10/2007

Page 27 of 86

Exhibit H

*CLAIMGUID* Case 1:00-cv-01864-REB-BNB Document 230 *«ClaimGUID»*

R3

Filed 10/10/2007 Page 28 of 86 RECEIPT FORM

IN RE ICG COMMUNICATIONS, INC. SECURITIES LITIGATION CLAIMS ADMINISTRATOR P.O. BOX 170500 MILWAUKEE, WI 53217 «Name1» «Name2» «Name3» «Name4» «Name5» «Street3» «Street2» «Street1» «City» «State» «Zip» «Province» «Country» REJECTION LETTER DATE: RE: CLAIM NUMBER: Dear Claimant: October 8, 2007

Claim Number: Batch No: Date: Letter:

«ClaimGUID» «mailId» OCTOBER 8, 2007 REJECTION LETTER 3

In re ICG Communications, Inc. Securities Litigation
«ClaimGUID»

Please be advised that the claim submitted in connection with the above-referenced Litigation is deficient because acceptable documentation was not provided for each of the purchase(s) and/or sale(s) of ICG Communications, Inc. common stock for the transaction(s) listed on the enclosed. As stated in the Proof of Claim and Release Instructions, you were required to submit genuine and sufficient documentation to support all transactions and positions in ICG Communications, Inc. common stock that comprise the basis for your claim. You have the right to submit additional documentation to cure the deficiencies set forth in the attached. Although you may submit additional documentation to support the transactions set forth on your Claim Form, our review of the transactions stated on your Claim Form suggests that even if you submit documentation to prove every transaction that was stated, your claim will be rejected. This is because, according to the transactions you listed on your Proof of Claim and Release form, your claim does not meet the requirements for participation in the distribution of the Settlement Fund because the Loss Amount, as calculated pursuant to the Court-approved Plan of Allocation set forth in the Notice of Pendency and Settlement of Class Action, is zero. Acceptable documentation for purchases and sales must be in the form of copies of brokers' confirmations, monthly brokerage statements, schedules attached to tax filings, or letters signed by your broker on brokerage letterhead. Also, please include at least one page for each brokerage account that includes the full name of the account, and all individuals' names listed on the account. As stated above, curing the deficiencies may still result in the rejection of your claim. If you choose to submit additional documentation to the address above, or fax to (414) 963-3254, please submit documentation no later than _______, 2007. If you choose not to submit additional documentation, you have the right to a review by the Court of the rejection of your claim. If you wish to contest the rejection of your claim, written notice of your request must be submitted for Court review by _________, 2007. Such notice must be sent to the address set forth above, or faxed to (414) 963-3254, and must include a statement of reasons indicating your grounds for contesting the rejection, along with any supporting documentation. Please attach the Receipt Form above, and reference your claim number in all correspondence. You may contact the In re ICG Communications, Inc. Securities Litigation Settlement Helpline at (866) 302-7323 with any inquiries. Claims Administrator

Claim Number: Batch No: Date: Letter: Reason:

«ClaimGUID» «mailId» OCTOBER 8, 2007 REJECTION LETTER 3 NO LOSS AND DEFICIENT

IN RE ICG COMMUNICATIONS, INC. SECURITIES LITIGATION

CLAIMS ADMINISTRATOR P.O. BOX 170500 MILWAUKEE, WI 53217

Case 1:00-cv-01864-REB-BNB

Document 230

Filed 10/10/2007

Page 29 of 86

Exhibit I

*CLAIMGUID* Case 1:00-cv-01864-REB-BNB Document 230 *«ClaimGUID»*

R4

Filed 10/10/2007 Page 30 of 86 RECEIPT FORM
Claim Number: Batch No: Date: Letter: Reason: «ClaimGUID» «mailId» OCTOBER 8, 2007 REJECTION LETTER 4 UNRESOLVED DEFICIENCIES

IN RE ICG COMMUNICATIONS, INC. SECURITIES LITIGATION CLAIMS ADMINISTRATOR P.O. BOX 170500 MILWAUKEE, WI 53217

«Name1» «Name2» «Name3» «Name4» «Name5» «Street3» «Street2» «Street1» «City» «State» «Zip» «Province» «Country»

REJECTION LETTER DATE: October 8, 2007 RE: In re ICG Communications, Inc. Securities Litigation CLAIM NUMBER: «ClaimGUID» Dear Claimant: Please be advised that the claim submitted in connection with the above-referenced Litigation does not meet the requirements for participation in the distribution of the Settlement Fund because you failed to adequately cure the deficiencies set forth in our letter dated __________, 2007. As stated in the Proof of Claim and Release, you were required to submit genuine and sufficient documentation to support all transactions in ICG Communications, Inc. common stock that comprise the basis for your claim. Your failure to do so has resulted in the rejection of your claim. You have the right to a review by the Court of the rejection of your claim. If you wish to contest the rejection of your claim, we must receive written notice of your request for Court review to the address above, or faxed to (414) 963-3254, by ___________, 2007. Such notice must be sent to the address set forth above and must include a statement of reasons indicating your grounds for contesting the rejection, along with any supporting documentation. Please attach the Receipt Form above and reference your claim number in all correspondence. You may contact the In re ICG Communications, Inc. Securities Litigation Settlement Helpline at (866) 302-7323 with any inquiries. Claims Administrator

Claim Number: Batch No: Date: Letter: Reason:

«ClaimGUID» «mailId» OCTOBER 8, 2007 REJECTION LETTER 4 UNRESOLVED DEFICIENCIES

IN RE ICG COMMUNICATIONS, INC. SECURITIES LITIGATION

CLAIMS ADMINISTRATOR P.O. BOX 170500 MILWAUKEE, WI 53217

Case 1:00-cv-01864-REB-BNB

Document 230

Filed 10/10/2007

Page 31 of 86

Exhibit J

*CLAIMGUID* Case 1:00-cv-01864-REB-BNB Document 230 *«ClaimGUID»*

R5

Filed 10/10/2007 Page 32 of 86 RECEIPT FORM
Claim Number: Batch No: Date: Letter: Reason: «ClaimGUID» «mailId» OCTOBER 8, 2007 REJECTION LETTER 5 NO PURCHASE

IN RE ICG COMMUNICATIONS, INC. SECURITIES LITIGATION CLAIMS ADMINISTRATOR P.O. BOX 170500 MILWAUKEE, WI 53217

«Name1» «Name2» «Name3» «Name4» «Name5» «Street3» «Street2» «Street1» «City» «State» «Zip» «Province» «Country»

REJECTION LETTER DATE: October 8, 2007 RE: In re ICG Communications, Inc. Securities Litigation CLAIM NUMBER: «ClaimGUID» Dear Claimant: Please be advised that the claim submitted in connection with the above-referenced Litigation does not meet the requirements for participation in the distribution of the Settlement Fund. As set forth on Page 3 of the Notice, the Class consists of all persons or entities who purchased shares of ICG common stock on the open market during the period beginning on December 9, 1999 through and including September 18, 2000 and who were damaged thereby. Because you did not purchase ICG common stock during this period, you are not a Class Member and, therefore, are ineligible to participate in the Settlement. You have the right to a review by the Court of the rejection of your claim. If you wish to contest the rejection of your claim, you must submit to the address above, or fax to (414) 963-3254, within twenty days of the date of this letter, a written notice requesting Court review. Such notice should include a statement of reasons indicating your grounds for contesting the rejection, along with any supporting documentation. Please attach the Receipt Form above, and reference your claim number in all correspondence. You may contact the In re ICG Communications, Inc. Securities Litigation Settlement Helpline at (866) 302-7323 with any inquiries. Claims Administrator

Claim Number: Batch No: Date: Letter: Reason:

«ClaimGUID» «mailId» OCTOBER 8, 2007 REJECTION LETTER 5 NO PURCHASE

IN RE ICG COMMUNICATIONS, INC. SECURITIES LITIGATION

CLAIMS ADMINISTRATOR P.O. BOX 170500 MILWAUKEE, WI 53217

Case 1:00-cv-01864-REB-BNB

Document 230

Filed 10/10/2007

Page 33 of 86

Exhibit K

*CLAIMGUID* Case 1:00-cv-01864-REB-BNB Document 230 *«ClaimGUID»*

R6

Filed 10/10/2007 Page 34 of 86 RECEIPT FORM
Claim Number: Batch No: Date: Letter: Reason: «ClaimGUID» «mailId» OCTOBER 8, 2007 REJECTION LETTER 6 NO DISCLOSURE

IN RE ICG COMMUNICATIONS, INC. SECURITIES LITIGATION CLAIMS ADMINISTRATOR P.O. BOX 170500 MILWAUKEE, WI 53217

«Name1» «Name2» «Name3» «Name4» «Name5» «Street3» «Street2» «Street1» «City» «State» «Zip» «Province» «Country»

REJECTION LETTER DATE: October 8, 2007 RE: In re ICG Communications, Inc. Securities Litigation CLAIM NUMBER: «ClaimGUID»
Dear Claimant: Please be advised that the claim submitted in connection with the above-referenced Litigation does not meet the requirements for participation in the distribution of the Settlement Fund. According to the Plan of Allocation on Page 7 of the Notice, for all shares of ICG common stock that were purchased from December 9, 1999 through and including August 9, 2000, and that were sold on or before August 9, 2000, and for all shares of ICG common stock that were purchased from August 10, 2000 through and including September 18, 2000, and that were sold on or before September 18, 2000, the Recognized Loss per share is $0.00. This determination was made because the purchase and sale occurred before any allegedly adverse information was publicly disclosed. Thus, any losses that may have been suffered with respect to shares of ICG common stock that were purchased from December 9, 1999 through and including August 9, 2000, that were sold on or before August 9, 2000, and any losses that may have been suffered with respect to shares of ICG common stock that were purchased from August 10, 2000 through and including September 18, 2000, that were sold on or before September 18, 2000, were not related to the alleged misstatements or omissions, and are not compensable through an action for violation of the securities laws. Because you purchased and sold ICG common stock during this time, your Recognized Loss is $0.00. You have the right to a review by the Court of the rejection of your claim. If you wish to contest the rejection of your claim, you must submit to the address above, or fax to (414) 963-3254, within twenty days of the date of this letter, a written notice requesting Court review. Such notice should include a statement of reasons indicating your grounds for contesting the rejection, along with any supporting documentation. Please attach the Receipt Form above, and reference your claim number in all correspondence. You may contact the In re ICG Communications, Inc. Securities Litigation Settlement Helpline at (866) 302-7323 with any inquiries. Claims Administrator
Claim Number: Batch No: Date: Letter: Reason: «ClaimGUID» «mailId» OCTOBER 8, 2007 REJECTION LETTER 6 NO DISCLOSURE
IN RE ICG COMMUNICATIONS, INC. SECURITIES LITIGATION

CLAIMS ADMINISTRATOR P.O. BOX 170500 MILWAUKEE, WI 53217

Case 1:00-cv-01864-REB-BNB

Document 230

Filed 10/10/2007

Page 35 of 86

Exhibit L

*CLAIMGUID* Case 1:00-cv-01864-REB-BNB Document 230 *«ClaimGUID»*

F1

Filed 10/10/2007 Page 36 of 86 RECEIPT FORM
Claim Number: Date: Letter: Reason: «ClaimGUID» OCTOBER 8, 2007 FOLLOW UP LETTER 1 OBJECTOR STATUS RESOLUTION

IN RE ICG COMMUNICATIONS, INC. SECURITIES LITIGATION CLAIMS ADMINISTRATOR P.O. BOX 170500 MILWAUKEE, WI 53217

«Name1» «Name2» «Name3» «Name4» «Name5» «Street3» «Street2» «Street1» «City» «State» «Zip» «Province» «Country»

DATE: October 8, 2007 RE: In re ICG Communications, Inc. Securities Litigation CLAIM NUMBER: «ClaimGUID» Dear Claimant: This letter confirms your recent communication with us in which you indicated that you do not wish to pursue your objection in the above-referenced Litigation. Based on this information, your claim will be rejected as discussed and will not be included in any distribution of the Settlement Fund. You may contact the In re ICG Communications, Inc. Securities Litigation Settlement Helpline at (866) 302-7323 with any inquiries.

Claims Administrator

Claim Number: Date: Letter: Reason:

«ClaimGUID» OCTOBER 8, 2007 FOLLOW UP LETTER 1 OBJECTOR STATUS RESOLUTION

IN RE ICG COMMUNICATIONS, INC. SECURITIES LITIGATION

CLAIMS ADMINISTRATOR P.O. BOX 170500 MILWAUKEE, WI 53217

000057935 Case 1:00-cv-01864-REB-BNB Document 230 *«ClaimGUID»*

F2

Filed 10/10/2007 Page 37 of 86 RECEIPT FORM
Claim Number: Date: Letter: Reason: «ClaimGUID» OCTOBER 8, 2007 FOLLOW UP LETTER 2 OBJECTOR STATUS RESOLUTION

IN RE ICG COMMUNICATIONS, INC. SECURITIES LITIGATION CLAIMS ADMINISTRATOR P.O. BOX 170500 MILWAUKEE, WI 53217

«Name1» «Name2» «Name3» «Name4» «Name5» «Street3» «Street2» «Street1» «City» «State» «Zip» «Province» «Country»

DATE: October 8, 2007 RE: ICG Communications, Inc. Securities Litigation CLAIM NUMBER: «ClaimGUID» Dear Claimant: This letter confirms your recent communication with us in which you indicated that you do not wish to pursue your objection in the above-referenced Litigation. We have received the information you provided, and your claim has now been put in active status. You may contact the In re ICG Communications, Inc. Securities Litigation Settlement Helpline at (866) 302-7323 with any inquiries. Claims Administrator

Claim Number: Date: Letter: Reason:

«ClaimGUID» OCTOBER 8, 2007 FOLLOW UP LETTER 2 OBJECTOR STATUS RESOLUTION

IN RE ICG COMMUNICATIONS, INC. SECURITIES LITIGATION

CLAIMS ADMINISTRATOR P.O. BOX 170500 MILWAUKEE, WI 53217

Case 1:00-cv-01864-REB-BNB

Document 230

Filed 10/10/2007

Page 38 of 86

Exhibit M

Page 39 of 86
10/5/2007 12:23 PM CLAIM FORMS REPORT CASE NO: In re ICG COMMUNICATIONS, INC. SECURITIES LITIGATION

REPORT: EXHIBIT M PAGE 1 OF 23 CLAIM NO 000-60-9609 000-60-7700 000-60-7875 000-60-9099 000-60-8870 000-60-8141 000-60-8021 000-60-9621 000-60-9686 000-60-7951 000-60-7927 000-60-8199 000-60-8374 000-60-8100 000-60-9868 000-60-9157 000-60-9831 000-60-8903 000-60-8034 000-60-8408 000-60-8720 000-60-8070 000-60-8022 000-60-9220 000-60-8076 000-60-9854 000-60-7934 000-60-9913 000-60-8880 000-60-9128 000-60-9582 000-60-9627 000-60-9084 000-60-9864 000-60-8175 000-60-7682 000-60-7926 000-60-7867 000-60-9521 000-60-9614 000-60-9968 000-60-7729 000-60-9876 000-60-8367 000-60-7730 000-60-7917 000-60-7687 000-60-9842 000-60-9576 000-60-9604

10/5/2007 12:23 PM CLAIM FORMS REPORT CASE NO: In re ICG COMMUNICATIONS, INC. SECURITIES LITIGATION RECOGNIZED LOSS $1,302.00 $0.00 $0.00 $0.00 $0.00 $0.00 $13.75 $0.00 $253.89 $3,255.00 $0.00 $32,550.00 $1,365.00 $0.00 $0.00 $651.00 $0.00 $0.00 $0.00 $447.30 $0.00 $3,255.00 $13,020.00 $0.00 $0.00 $3,906.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $9,114.00 $0.00 $852.00 $31.95 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $1,065.00 $3,267.00 $0.00 $0.00 $0.00

REPORT: EXHIBIT M PAGE 2 OF 23

Exhibit M Alphabetical list of all of Claim Forms that were rejected in whole or in part

Case 1:00-cv-01864-REB-BNB

DEFECTS R PZ PZ PZ PZ PZ R PZ R R PZ R R PZ P ZL R PZ PZ PZ R PZ R R PZ PZ R PZ PZ PZ PZ PZ PZ R PZ R R PZ PZ P ZL PZ P ZL PZ PZ PZ PZ R R PZ PZ PZ

Document 230

Filed 10/10/2007

EXHIBIT M: Alphabetical list of all of Claim Forms that were rejected in whole or in part

EXHIBIT M: Alphabetical list of all of Claim Forms that were rejected in whole or in part

Page 40 of 86
10/5/2007 12:23 PM CLAIM FORMS REPORT CASE NO: In re ICG COMMUNICATIONS, INC. SECURITIES LITIGATION CLAIM NO 000-60-7828 000-60-7948 000-60-8860 000-60-8118 000-61-0017 000-60-9278 000-60-7772 000-60-7681 000-60-7693 000-60-9476 000-60-8851 000-60-9761 000-60-9196 000-60-9092 000-60-8009 000-60-9461 000-60-8275 000-60-7972 000-60-9776 000-60-7716 000-60-7952 000-60-7980 000-60-9245 000-60-9255 000-60-9664 000-60-9663 000-60-9662 000-60-8128 000-60-8150 000-60-8132 000-60-8135 000-60-8137 000-60-8145 000-60-8148 000-60-8136 000-60-9615 000-60-9616 000-60-9168 000-60-9919 000-60-9920 000-60-8445 000-60-8446 000-60-8447 000-60-8448 000-60-8449 000-60-8450 000-60-8451 000-60-8452 000-60-8453 000-60-8454 RECOGNIZED LOSS $1,302.00 $1,302.00 $0.00 $6,570.00 $0.00 $2,130.00 $0.00 $542.34 $0.00 $0.00 $0.00 $12,960.00 $651.00 $213.00 $0.00 $0.00 $0.00 $4,260.00 $0.00 $31.95 $43.00 $852.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 DEFECTS R R PZ R P ZL R PZ R D Z P ZL PZ R R R PZ PZ PZ R PZ R R R PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ P ZL P ZL PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ CLAIM NO 000-60-8455 000-60-8501 000-60-8419 000-60-8420 000-60-8421 000-60-8422 000-60-8423 000-60-8441 000-60-8517 000-60-8424 000-60-8425 000-60-8502 000-60-8426 000-60-8456 000-60-8457 000-60-8458 000-60-8518 000-60-8427 000-60-8428 000-60-8429 000-60-8430 000-60-8519 000-60-8503 000-60-8459 000-60-8520 000-60-8504 000-60-8521 000-60-8417 000-60-8418 000-60-8442 000-60-8505 000-60-8522 000-60-8506 000-60-8523 000-60-8507 000-60-8508 000-60-8509 000-60-8510 000-60-8524 000-60-8525 000-60-8583 000-60-8460 000-60-8461 000-60-8526 000-60-8462 000-60-8463 000-60-8464 000-60-8465 000-60-8466 000-60-8527

REPORT: EXHIBIT M PAGE 3 OF 23

10/5/2007 12:23 PM CLAIM FORMS REPORT CASE NO: In re ICG COMMUNICATIONS, INC. SECURITIES LITIGATION RECOGNIZED LOSS $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

REPORT: EXHIBIT M PAGE 4 OF 23

Case 1:00-cv-01864-REB-BNB

DEFECTS PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ

Document 230

Filed 10/10/2007

EXHIBIT M: Alphabetical list of all of Claim Forms that were rejected in whole or in part

EXHIBIT M: Alphabetical list of all of Claim Forms that were rejected in whole or in part

Page 41 of 86
10/5/2007 12:23 PM CLAIM FORMS REPORT CASE NO: In re ICG COMMUNICATIONS, INC. SECURITIES LITIGATION CLAIM NO 000-60-8511 000-60-8512 000-60-8513 000-60-8467 000-60-8468 000-60-8469 000-60-8431 000-60-8470 000-60-8471 000-60-8472 000-60-8432 000-60-8528 000-60-8514 000-60-8529 000-60-8530 000-60-8531 000-60-8433 000-60-8532 000-60-8533 000-60-8434 000-60-8435 000-60-8535 000-60-8536 000-60-8436 000-60-8437 000-60-8473 000-60-8474 000-60-8444 000-60-8540 000-60-8541 000-60-8542 000-60-8543 000-60-8544 000-60-8545 000-60-8546 000-60-8548 000-60-8482 000-60-8483 000-60-8484 000-60-8475 000-60-8485 000-60-8476 000-60-8486 000-60-8487 000-60-8488 000-60-8489 000-60-8490 000-60-8477 000-60-8478 000-60-8479 RECOGNIZED LOSS $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 DEFECTS PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ CLAIM NO 000-60-8491 000-60-8492 000-60-8480 000-60-8493 000-60-8494 000-60-8495 000-60-8496 000-60-8497 000-60-8498 000-60-8499 000-60-8500 000-60-8481 000-60-8549 000-60-8550 000-60-8551 000-60-8552 000-60-8553 000-60-8554 000-60-8555 000-60-8556 000-60-8557 000-60-8558 000-60-8559 000-60-8560 000-60-8561 000-60-8562 000-60-8563 000-60-8564 000-60-8565 000-60-8566 000-60-8567 000-60-8568 000-60-8569 000-60-8570 000-60-8571 000-60-8572 000-60-8573 000-60-8574 000-60-8575 000-60-8576 000-60-8577 000-60-8578 000-60-8579 000-60-8580 000-60-8581 000-60-8582 000-60-8515 000-60-8516 000-60-8438 000-60-8439

REPORT: EXHIBIT M PAGE 5 OF 23

10/5/2007 12:23 PM CLAIM FORMS REPORT CASE NO: In re ICG COMMUNICATIONS, INC. SECURITIES LITIGATION RECOGNIZED LOSS $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

REPORT: EXHIBIT M PAGE 6 OF 23

Case 1:00-cv-01864-REB-BNB

DEFECTS PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ

Document 230

Filed 10/10/2007

EXHIBIT M: Alphabetical list of all of Claim Forms that were rejected in whole or in part

EXHIBIT M: Alphabetical list of all of Claim Forms that were rejected in whole or in part

Page 42 of 86
10/5/2007 12:23 PM CLAIM FORMS REPORT CASE NO: In re ICG COMMUNICATIONS, INC. SECURITIES LITIGATION CLAIM NO 000-60-8440 000-60-8538 000-60-8443 000-60-7902 000-60-9818 000-60-9760 000-60-8112 000-60-9634 000-60-9875 000-60-9490 000-60-9874 000-60-9873 000-60-9871 000-60-9771 000-60-9872 000-60-9227 000-60-9484 000-60-9485 000-60-7803 000-60-8899 000-60-8900 000-60-8898 000-60-9590 000-60-8096 000-60-9948 000-60-9972 000-60-9658 000-60-9202 000-60-8005 000-60-7706 000-60-9135 000-60-9182 000-60-8405 000-60-9603 000-60-9778 000-60-8882 000-60-8636 000-60-7994 000-60-7993 000-60-9969 000-60-9970 000-60-8181 000-60-7744 000-60-8894 000-60-8121 000-60-8003 000-60-7920 000-60-7708 000-60-8039 000-60-9203 RECOGNIZED LOSS $0.00 $0.00 $0.00 $0.00 $2,929.50 $0.00 $410.22 $5,385.00 $310,980.00 $963,600.00 $175,200.00 $963,600.00 $21,900.00 $1,182,600.00 $65,700.00 $3,408.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $976.50 $19,530.00 $0.00 $6,390.00 $0.00 $0.00 $2,005.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $4,380.00 $0.00 $0.00 $0.00 $34,560.00 $0.00 $0.00 $213.00 $0.00 $0.00 $0.00 $6,390.00 DEFECTS PZ PZ PZ PZ RL PZ R R D D D D D D D R PZ PZ PZ PZ PZ PZ PZ R RL P ZL R PZ PZ R PZ PZ PZ PZ PZ PZ PZ PZ R P ZL P ZL PZ R PZ PZ R PZ PZ PZ R CLAIM NO 000-60-9855 000-60-9602 000-60-8221 000-60-9460 000-60-9274 000-60-9464 000-60-7774 000-60-8373 000-60-8162 000-60-9797 000-60-9668 000-60-9669 000-60-9670 000-60-9671 000-60-9667 000-60-9949 000-60-8393 000-60-8412 000-60-9179 000-60-8047 000-60-7992 000-60-9132 000-60-8168 000-60-9480 000-60-8846 000-60-7792 000-60-8079 000-60-8033 000-60-9930 000-60-9931 000-60-8859 000-60-9133 000-60-8896 000-60-7748 000-60-9971 000-60-9632 000-60-8208 000-60-7899 000-60-7727 000-60-7880 000-60-9803 000-60-9806 000-60-9802 000-60-8388 000-60-8389 000-60-8390 000-60-8387 000-60-9271 000-60-9644 000-60-8881

REPORT: EXHIBIT M PAGE 7 OF 23

10/5/2007 12:23 PM CLAIM FORMS REPORT CASE NO: In re ICG COMMUNICATIONS, INC. SECURITIES LITIGATION RECOGNIZED LOSS $4,971.00 $0.00 $651.00 $0.00 $0.00 $651.00 $0.00 $215.00 $0.00 $6,390.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $7,661.00 $0.00 $10,296.00 $10,047.75 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $14,910.00 $0.00 $0.00 $0.00 $0.00 $0.00 $1,491.00 $3,255.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

REPORT: EXHIBIT M PAGE 8 OF 23

Case 1:00-cv-01864-REB-BNB

DEFECTS R PZ R PZ PZ R PZ R PZ RL PZ PZ PZ PZ PZ P ZL PZ PZ PZ PZ PZ R PZ R D PZ PZ PZ PZ PZ PZ PZ R PZ P ZL PZ PZ PZ R D PZ PZ PZ PZ PZ PZ PZ PZ P ZL PZ

Document 230

Filed 10/10/2007

EXHIBIT M: Alphabetical list of all of Claim Forms that were rejected in whole or in part

EXHIBIT M: Alphabetical list of all of Claim Forms that were rejected in whole or in part

Page 43 of 86
10/5/2007 12:23 PM CLAIM FORMS REPORT CASE NO: In re ICG COMMUNICATIONS, INC. SECURITIES LITIGATION CLAIM NO 000-60-8637 000-60-7981 000-60-9206 000-60-7829 000-60-8084 000-60-7759 000-60-9997 000-60-9591 000-60-9592 000-60-8369 000-60-9055 000-60-9059 000-60-9057 000-60-9158 000-60-9142 000-60-8852 000-60-8895 000-60-9947 000-60-9241 000-60-9932 000-60-8584 000-60-8585 000-60-8586 000-60-8587 000-60-8588 000-60-8589 000-60-8590 000-60-8591 000-60-8592 000-60-8593 000-60-8594 000-60-8595 000-60-8596 000-60-8597 000-60-8598 000-60-8599 000-60-8600 000-60-8601 000-60-8602 000-60-8603 000-60-8604 000-60-8605 000-61-0016 000-60-9817 000-60-9811 000-60-7971 000-60-8268 000-60-7914 000-60-9216 000-60-7847 RECOGNIZED LOSS $0.00 $0.00 $0.00 $0.00 $6,510.00 $0.00 $0.00 $0.00 $0.00 $1,464.75 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $16,275.00 $0.00 $6,510.00 $2,278.50 $2,130.00 $2,592.00 $1,302.00 DEFECTS PZ PZ PZ PZ R PZ P ZL PZ PZ R PZ PZ PZ PZ PZ PZ PZ PZ PZ P ZL PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ P ZL R PZ R R R R R CLAIM NO 000-60-7798 000-60-9512 000-60-9095 000-60-9096 000-60-9097 000-60-9093 000-60-9094 000-60-9098 000-60-8144 000-60-8143 000-60-9869 000-60-9649 000-60-7677 000-60-9185 000-60-9926 000-60-7999 000-60-8382 000-60-7791 000-60-8908 000-60-8869 000-60-7739 000-60-9126 000-60-9078 000-60-8023 000-60-7712 000-60-8274 000-60-9204 000-60-9605 000-60-7850 000-60-9852 000-60-9643 000-60-9642 000-60-8060 000-60-9085 000-60-9536 000-60-9543 000-60-9544 000-60-9549 000-60-9571 000-60-9572 000-60-9566 000-60-9570 000-60-9562 000-60-9563 000-60-9564 000-60-9565 000-60-8165 000-60-9659 000-60-9087 000-60-9123

REPORT: EXHIBIT M PAGE 9 OF 23

10/5/2007 12:23 PM CLAIM FORMS REPORT CASE NO: In re ICG COMMUNICATIONS, INC. SECURITIES LITIGATION RECOGNIZED LOSS $426.00 $0.00 $53,868.24 $1,742,570.76 $0.00 $651.00 $651.00 $0.00 $0.00 $0.00 $0.00 $0.00 $1,594.50 $0.00 $0.00 $6,510.00 $0.00 $2,434.74 $4,260.00 $325.50 $4,882.50 $0.00 $0.00 $0.00 $0.00 $426.00 $0.00 $0.00 $213.00 $0.00 $0.00 $0.00 $0.00 $0.00 $45,356.19 $4,752.55 $62,078.80 $65,700.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $13,020.00 $0.00 $0.00 $0.00

REPORT: EXHIBIT M PAGE 10 OF 23

Case 1:00-cv-01864-REB-BNB

DEFECTS R P ZL R R PZ R R PZ PZ PZ P ZL PZ R PZ P ZL R PZ R R R R PZ PZ PZ PZ R PZ PZ R PZ PZ PZ PZ PZ R R R R PZ PZ PZ PZ PZ PZ PZ PZ R PZ PZ PZ

Document 230

Filed 10/10/2007

EXHIBIT M: Alphabetical list of all of Claim Forms that were rejected in whole or in part

EXHIBIT M: Alphabetical list of all of Claim Forms that were rejected in whole or in part

Page 44 of 86
10/5/2007 12:23 PM CLAIM FORMS REPORT CASE NO: In re ICG COMMUNICATIONS, INC. SECURITIES LITIGATION CLAIM NO 000-60-8097 000-60-9853 000-60-7861 000-61-0005 000-60-8124 000-60-9458 000-60-8031 000-60-7698 000-60-7784 000-60-8131 000-60-9215 000-60-8396 000-60-8000 000-60-8632 000-60-7782 000-60-7900 000-60-8213 000-60-8071 000-60-8409 000-60-9237 000-60-9768 000-60-9281 000-60-9473 000-60-8397 000-60-7921 000-60-9909 000-60-9910 000-60-9974 000-60-9285 000-60-7897 000-60-8641 000-60-7893 000-60-7892 000-60-8157 000-60-8607 000-60-7923 000-60-9637 000-61-0012 000-60-8277 000-60-7935 000-60-9153 000-60-8119 000-60-8024 000-60-9238 000-60-7970 000-60-7976 000-60-9287 000-60-8399 000-60-7683 000-60-8643 RECOGNIZED LOSS $639.00 $3,255.00 $0.00 $0.00 $2,875.50 $5,208.00 $0.00 $2,130.00 $0.00 $3,567.50 $2,130.00 $426.00 $213.00 $0.00 $790.00 $0.00 $0.00 $3,255.00 $651.00 $582.00 $0.00 $1,053.90 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $8,760.00 $651.00 $976.50 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $1,302.00 $0.00 $0.00 $0.00 $0.00 $24,096.00 $2,130.00 $0.00 $0.00 DEFECTS R R PZ PZ R R PZ R PZ R R R R PZ R PZ PZ R R R PZ D PZ PZ PZ P ZL P ZL P ZL R R R PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ R PZ PZ PZ PZ R R PZ PZ CLAIM NO 000-60-9990 000-60-7736 000-60-7913 000-60-8830 000-60-8839 000-60-8837 000-60-8838 000-60-8831 000-60-8836 000-60-8835 000-60-8832 000-60-8228 000-60-8238 000-60-8239 000-60-8241 000-60-8243 000-60-9283 000-60-8718 000-60-8110 000-60-8104 000-60-7918 000-60-8209 000-60-9941 000-60-7760 000-60-7685 000-60-9477 000-60-9661 000-60-9808 000-60-8857 000-60-9961 000-60-9226 000-60-9999 000-60-9639 000-60-8878 000-60-8011 000-60-9222 000-60-8250 000-60-8251 000-60-8253 000-60-9181 000-60-8156 000-60-9122 000-60-8709 000-60-8712 000-60-8710 000-60-8711 000-60-8708 000-60-8706 000-60-9160 000-60-9159

REPORT: EXHIBIT M PAGE 11 OF 23

10/5/2007 12:23 PM CLAIM FORMS REPORT CASE NO: In re ICG COMMUNICATIONS, INC. SECURITIES LITIGATION RECOGNIZED LOSS $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $213.00 $651.00 $0.00 $0.00 $651.00 $0.00 $0.00 $0.00 $1,597.50 $0.00 $0.00 $3,885.00 $0.00 $21,127.50 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

REPORT: EXHIBIT M PAGE 12 OF 23

Case 1:00-cv-01864-REB-BNB

DEFECTS P ZL PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ R R PZ PZ R P ZL PZ PZ R PZ PZ R PZ R P ZL PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ

Document 230

Filed 10/10/2007

EXHIBIT M: Alphabetical list of all of Claim Forms that were rejected in whole or in part

EXHIBIT M: Alphabetical list of all of Claim Forms that were rejected in whole or in part

Page 45 of 86
10/5/2007 12:23 PM CLAIM FORMS REPORT CASE NO: In re ICG COMMUNICATIONS, INC. SECURITIES LITIGATION CLAIM NO 000-60-9870 000-60-7962 000-60-9130 000-60-7944 000-60-9950 000-60-9951 000-60-9957 000-60-8911 000-60-8206 000-60-8072 000-60-9834 000-60-8001 000-60-7834 000-60-9515 000-60-9832 000-60-8844 000-60-9223 000-60-9898 000-60-7842 000-60-9862 000-60-8056 000-60-9260 000-60-8055 000-60-9925 000-60-8154 000-60-7866 000-60-8267 000-60-8648 000-60-7888 000-60-7887 000-60-9198 000-60-7889 000-60-7974 000-60-7922 000-60-9933 000-60-9691 000-60-9692 000-60-9693 000-60-9694 000-60-9695 000-60-9696 000-60-9697 000-60-9698 000-60-9699 000-60-9700 000-60-9701 000-60-9702 000-60-9703 000-60-9704 000-60-9705 RECOGNIZED LOSS $0.00 $0.00 $238,440.00 $0.00 $0.00 $0.00 $0.00 $3,030.00 $9,765.00 $6,510.00 $2,130.00 $325.50 $0.00 $1,065.00 $0.00 $6,510.00 $4,260.00 $78,840.00 $651.00 $0.00 $4,260.00 $23,430.00 $1,278.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $1,953.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 DEFECTS P ZL PZ R PZ P ZL D ZL P ZL R R D R R PZ R PZ R R D R PZ R R R P ZL PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ D L PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ CLAIM NO 000-60-9706 000-60-9707 000-60-9708 000-60-9709 000-60-9710 000-60-9712 000-60-9716 000-60-9718 000-60-9719 000-60-9720 000-60-9721 000-60-9722 000-60-9723 000-60-9724 000-60-9725 000-60-9726 000-60-9728 000-60-9729 000-60-9730 000-60-9731 000-60-9734 000-60-9735 000-60-9736 000-60-9737 000-60-9738 000-60-9739 000-60-9740 000-60-9741 000-60-9742 000-60-9743 000-60-9744 000-60-9745 000-60-9746 000-60-9751 000-60-9752 000-60-9753 000-60-9754 000-60-9755 000-60-9756 000-60-9757 000-60-9758 000-60-8113 000-60-9964 000-60-9965 000-60-9640 000-60-7734 000-60-7763 000-60-7766 000-60-7771 000-60-7765

REPORT: EXHIBIT M PAGE 13 OF 23

10/5/2007 12:23 PM CLAIM FORMS REPORT CASE NO: In re ICG COMMUNICATIONS, INC. SECURITIES LITIGATION RECOGNIZED LOSS $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $394.05 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $564.45 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $1,065.00 $0.00 $0.00 $0.00 $0.00 $4,260.00 $0.00 $0.00 $0.00

REPORT: EXHIBIT M PAGE 14 OF 23

Case 1:00-cv-01864-REB-BNB

DEFECTS PZ PZ PZ PZ PZ PZ R PZ PZ PZ PZ PZ PZ PZ R PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ R PZ P ZL PZ PZ R PZ PZ PZ

Document 230

Filed 10/10/2007

EXHIBIT M: Alphabetical list of all of Claim Forms that were rejected in whole or in part

EXHIBIT M: Alphabetical list of all of Claim Forms that were rejected in whole or in part

Page 46 of 86
10/5/2007 12:23 PM CLAIM FORMS REPORT CASE NO: In re ICG COMMUNICATIONS, INC. SECURITIES LITIGATION CLAIM NO 000-60-7769 000-60-7767 000-60-8092 000-60-8644 000-60-8103 000-60-7837 000-60-8910 000-60-9139 000-60-7911 000-60-8170 000-60-8278 000-60-8310 000-60-8323 000-60-8334 000-60-8335 000-60-8348 000-60-9470 000-60-8260 000-60-8255 000-60-8258 000-60-8256 000-60-8257 000-60-9759 000-60-9773 000-60-9772 000-60-9496 000-60-9497 000-60-9465 000-60-7821 000-60-8613 000-60-9212 000-60-8884 000-60-8069 000-60-9177 000-60-9499 000-60-7848 000-60-9258 000-60-9170 000-60-8187 000-60-7785 000-60-7844 000-60-7805 000-60-8217 000-60-9790 000-60-8633 000-60-7869 000-60-9766 000-60-9193 000-60-9272 000-60-7925 RECOGNIZED LOSS $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $78.12 $0.00 $6,048.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $1,953.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $6,510.00 $0.00 $0.00 $0.00 $0.00 $4,260.00 $0.00 $3,195.00 $0.00 $13,020.00 $1,123.20 $213.00 $23,790.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $2,130.00 $0.00 $0.00 $1,728.00 $426.00 DEFECTS PZ PZ PZ PZ PZ PZ PZ R PZ R PZ PZ PZ PZ PZ PZ R PZ PZ PZ PZ PZ PZ R PZ PZ PZ PZ R PZ R PZ R R R R PZ PZ PZ PZ PZ PZ PZ PZ PZ R PZ PZ R R CLAIM NO 000-60-7871 000-60-9918 000-60-9595 000-60-9192 000-60-7990 000-60-8413 000-60-9228 000-60-9156 000-60-8139 000-60-8153 000-60-7724 000-60-9597 000-60-8849 000-60-9878 000-60-8045 000-60-8383 000-60-9167 000-60-7904 000-60-9578 000-60-7827 000-60-9173 000-60-7807 000-60-7809 000-60-9090 000-60-8629 000-60-7796 000-60-7793 000-60-7779 000-60-7719 000-60-7699 000-60-8126 000-60-9200 000-60-7991 000-60-8046 000-60-7743 000-60-9962 000-60-8088 000-60-7832 000-60-9514 000-60-9652 000-60-8865 000-60-8874 000-60-7858 000-60-9877 000-60-9794 000-60-9953 000-61-0018 000-61-0019 000-60-9144 000-60-9189

REPORT: EXHIBIT M PAGE 15 OF 23

10/5/2007 12:23 PM CLAIM FORMS REPORT CASE NO: In re ICG COMMUNICATIONS, INC. SECURITIES LITIGATION RECOGNIZED LOSS $3,195.00 $319.50 $0.00 $2,385.00 $19,530.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $4,260.00 $5,694.00 $0.00 $0.00 $0.00 $0.00 $0.00 $651.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $1,515.00 $0.00 $6,390.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $1,302.00 $19,530.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $17,280.00

REPORT: EXHIBIT M PAGE 16 OF 23

Case 1:00-cv-01864-REB-BNB

DEFECTS R R PZ R D PZ PZ PZ PZ PZ PZ PZ R RL PZ PZ PZ PZ PZ R PZ PZ PZ PZ PZ PZ PZ PZ D PZ R PZ PZ PZ PZ P ZL PZ PZ PZ R R PZ PZ PZ PZ D ZL P ZL P ZL PZ R

Document 230

Filed 10/10/2007

EXHIBIT M: Alphabetical list of all of Claim Forms that were rejected in whole or in part

EXHIBIT M: Alphabetical list of all of Claim Forms that were rejected in whole or in part

Page 47 of 86
10/5/2007 12:23 PM CLAIM FORMS REPORT CASE NO: In re ICG COMMUNICATIONS, INC. SECURITIES LITIGATION CLAIM NO 000-60-7714 000-60-7933 000-60-8188 000-60-9954 000-60-9796 000-60-8350 000-60-8351 000-60-8358 000-60-8360 000-60-8364 000-60-9079 000-60-9891 000-60-9888 000-60-9890 000-60-9893 000-60-7877 000-60-9789 000-60-7998 000-60-8068 000-60-8623 000-60-8617 000-60-7874 000-60-8116 000-60-9249 000-60-9795 000-60-9952 000-60-7811 000-60-8871 000-60-7701 000-60-9648 000-60-7932 000-60-7942 000-60-7675 000-60-8203 000-60-9211 000-60-9190 000-60-7813 000-60-8840 000-60-7881 000-60-7928 000-60-9900 000-60-8036 000-60-8717 000-60-9205 000-60-8002 000-60-7865 000-60-9140 000-60-7718 000-60-9219 000-60-9275 RECOGNIZED LOSS $0.00 $0.00 $213.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $757.50 $4,145.00 $3,255.00 $6,510.00 $0.00 $53,850.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $651.00 $0.00 $651.00 $651.00 $0.00 $1,627.50 $385.00 $188.00 $162.75 $0.00 $0.00 $0.00 $441.08 $213.00 $2,754.50 $0.00 $0.00 $1,542.87 $31,935.00 $19,530.00 $0.00 DEFECTS PZ PZ R P ZL PZ PZ PZ PZ PZ PZ PZ P ZL P ZL P ZL P ZL PZ PZ R R R R PZ R PZ PZ D ZL PZ PZ PZ R PZ R D PZ R R R R PZ PZ P ZL R R R PZ PZ R R R PZ CLAIM NO 000-60-7737 000-60-8639 000-60-7775 000-60-8879 000-60-9638 000-60-7680 000-60-8190 000-60-9259 000-60-8117 000-60-9934 000-60-9584 000-60-9585 000-60-9586 000-60-7781 000-60-9672 000-60-9673 000-60-9675 000-60-9980 000-60-8381 000-60-8901 000-60-8015 000-60-9785 000-60-9183 000-60-8872 000-60-7903 000-60-8062 000-60-9208 000-60-7876 000-60-8635 000-60-9166 000-60-9805 000-60-9163 000-60-9612 000-60-8863 000-60-7854 000-60-9474 000-60-8204 000-60-9164 000-60-9207 000-60-8873 000-60-8887 000-60-8888 000-60-9944 000-60-7732 000-60-8729 000-60-8758 000-60-8805 000-60-8807 000-60-8808 000-60-8797

REPORT: EXHIBIT M PAGE 17 OF 23

10/5/2007 12:23 PM CLAIM FORMS REPORT CASE NO: In re ICG COMMUNICATIONS, INC. SECURITIES LITIGATION RECOGNIZED LOSS $0.00 $2,130.00 $0.00 $0.00 $1,585.80 $56,311.50 $4,260.00 $0.00 $3,030.00 $0.00 $0.00 $0.00 $0.00 $651.00 $0.00 $0.00 $0.00 $0.00 $0.00 $352,563.60 $2,130.00 $0.00 $0.00 $3,255.00 $26,853.75 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $325.50 $3,704.19 $0.00 $1,296.80 $0.00 $57,510.00 $0.00 $2,130.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

REPORT: EXHIBIT M PAGE 18 OF 23

Case 1:00-cv-01864-REB-BNB

DEFECTS PZ R PZ PZ R D R PZ R P ZL PZ PZ PZ R PZ PZ PZ P ZL PZ R R PZ PZ D R PZ PZ PZ PZ PZ PZ R R PZ R PZ R PZ R PZ PZ PZ P ZL PZ PZ PZ PZ PZ PZ PZ

Document 230

Filed 10/10/2007

EXHIBIT M: Alphabetical list of all of Claim Forms that were rejected in whole or in part

EXHIBIT M: Alphabetical list of all of Claim Forms that were rejected in whole or in part

Page 48 of 86
10/5/2007 12:23 PM CLAIM FORMS REPORT CASE NO: In re ICG COMMUNICATIONS, INC. SECURITIES LITIGATION CLAIM NO 000-60-8801 000-60-8761 000-60-8787 000-60-8788 000-60-8824 000-60-8762 000-60-8744 000-60-8784 000-60-8739 000-60-8742 000-60-8826 000-60-8827 000-60-8828 000-60-8765 000-60-8767 000-60-8772 000-60-8773 000-60-8750 000-60-8755 000-60-8769 000-60-8777 000-60-8736 000-60-8770 000-60-8791 000-60-8763 000-60-8792 000-60-8793 000-60-8721 000-60-8776 000-60-8759 000-60-8760 000-60-8778 000-60-8803 000-60-8735 000-60-8734 000-60-8823 000-60-8810 000-60-8811 000-60-8812 000-60-8813 000-60-8814 000-60-8815 000-60-8816 000-60-8727 000-60-8817 000-60-8818 000-60-8819 000-60-8820 000-60-8821 000-60-8822 RECOGNIZED LOSS $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $117,666.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 DEFECTS PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ R PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ CLAIM NO 000-60-8631 000-60-7841 000-60-9213 000-60-9288 000-60-9131 000-60-8864 000-60-9654 000-60-9601 000-60-9788 000-60-8026 000-60-8261 000-60-8876 000-60-9286 000-60-9598 000-61-0003 000-61-0004 000-60-8101 000-60-9301 000-60-9302 000-60-9321 000-60-9322 000-60-9304 000-60-9323 000-60-9306 000-60-9307 000-60-9319 000-60-9311 000-60-9324 000-60-9317 000-60-9318 000-60-9015 000-60-9010 000-60-9011 000-60-9051 000-60-8972 000-60-9049 000-60-7856 000-60-9777 000-60-9786 000-60-9333 000-60-9335 000-60-9342 000-60-9345 000-60-9347 000-60-9349 000-60-9352 000-60-9353 000-60-9354 000-60-9357 000-60-9359

REPORT: EXHIBIT M PAGE 19 OF 23

10/5/2007 12:23 PM CLAIM FORMS REPORT CASE NO: In re ICG COMMUNICATIONS, INC. SECURITIES LITIGATION RECOGNIZED LOSS $0.00 $0.00 $0.00 $0.00 $6,510.00 $325.50 $228.75 $0.00 $0.00 $2,130.00 $0.00 $0.00 $14,973.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $21,780.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

REPORT: EXHIBIT M PAGE 20 OF 23

Case 1:00-cv-01864-REB-BNB

DEFECTS PZ PZ PZ PZ R R R PZ PZ R PZ PZ R PZ P ZL P ZL PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ R PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ

Document 230

Filed 10/10/2007

EXHIBIT M: Alphabetical list of all of Claim Forms that were rejected in whole or in part

EXHIBIT M: Alphabetical list of all of Claim Forms that were rejected in whole or in part

Page 49 of 86
10/5/2007 12:23 PM CLAIM FORMS REPORT CASE NO: In re ICG COMMUNICATIONS, INC. SECURITIES LITIGATION CLAIM NO 000-60-9362 000-60-9363 000-60-9364 000-60-9365 000-60-9366 000-60-9368 000-60-9369 000-60-9371 000-60-9372 000-60-9377 000-60-9378 000-60-9379 000-60-9380 000-60-9383 000-60-9384 000-60-9385 000-60-9388 000-60-9389 000-60-9390 000-60-9391 000-60-9392 000-60-9393 000-60-9394 000-60-9395 000-60-9396 000-60-9397 000-60-9398 000-60-9399 000-60-9402 000-60-9405 000-60-9406 000-60-9409 000-60-9411 000-60-9417 000-60-9420 000-60-9421 000-60-9422 000-60-9423 000-60-9424 000-60-9425 000-60-9427 000-60-9429 000-60-9437 000-60-9438 000-60-9442 000-60-9443 000-60-9445 000-60-9448 000-60-9449 000-60-9451 RECOGNIZED LOSS $0.00 $0.00 $0.00 $0.00 $0.00 $1,182,600.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $1,208,922.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 DEFECTS PZ PZ PZ PZ PZ D PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ D PZ PZ PZ PZ PZ PZ PZ PZ PZ CLAIM NO 000-60-9452 000-60-9453 000-60-9454 000-60-9455 000-60-9456 000-60-9457 000-60-7945 000-60-9826 000-60-8089 000-60-9610 000-60-9828 000-60-8394 000-60-7924 000-60-8843 000-60-7697 000-60-7872 000-60-7860 000-60-9587 000-60-9588 000-60-8842 000-60-7954 000-60-9115 000-60-8666 000-60-8667 000-60-8668 000-60-8672 000-60-8674 000-60-8676 000-60-8664 000-60-8697 000-60-8665 000-60-8699 000-60-8700 000-60-8704 000-60-8705 000-60-8678 000-60-8680 000-60-8688 000-60-8689 000-60-8690 000-60-8691 000-60-8695 000-60-8696 000-60-8649 000-60-8652 000-60-8651 000-60-8653 000-60-8655 000-60-8654 000-60-8656

REPORT: EXHIBIT M PAGE 21 OF 23

10/5/2007 12:23 PM CLAIM FORMS REPORT CASE NO: In re ICG COMMUNICATIONS, INC. SECURITIES LITIGATION RECOGNIZED LOSS $0.00 $310,980.00 $0.00 $0.00 $0.00 $0.00 $0.00 $2,423.96 $0.00 $0.00 $0.00 $21,300.00 $107.50 $0.00 $0.00 $0.00 $0.00 $5,112,000.00 $1,278,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00

REPORT: EXHIBIT M PAGE 22 OF 23

Case 1:00-cv-01864-REB-BNB

DEFECTS PZ D PZ PZ PZ PZ PZ R PZ PZ PZ R R PZ PZ PZ PZ R R PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ

Document 230

Filed 10/10/2007

EXHIBIT M: Alphabetical list of all of Claim Forms that were rejected in whole or in part

EXHIBIT M: Alphabetical list of all of Claim Forms that were rejected in whole or in part

Page 50 of 86
10/5/2007 12:23 PM CLAIM FORMS REPORT CASE NO: In re ICG COMMUNICATIONS, INC. SECURITIES LITIGATION CLAIM NO 000-60-8657 000-60-8658 000-60-8659 000-60-8660 000-60-8661 000-60-8662 000-60-9596 000-60-9210 000-60-9246 000-60-7750 000-60-9939 000-60-9996 000-60-8115 000-60-9641 000-60-9224 000-60-8063 000-60-8067 000-60-8066 000-60-8058 000-60-8377 000-60-9940 000-60-9830 000-60-9921 000-60-9104 000-60-9105 000-60-9106 000-60-8647 000-60-9520 000-60-9231 000-60-8401 000-60-9276 000-60-7891 000-60-8216 000-60-8186 000-60-8609 000-60-7890 000-60-9117 000-60-7725 000-60-9516 000-60-9781 000-60-9780 000-60-7773 000-60-9459 000-60-9511 RECORD COUNT: 1,094 RECOGNIZED LOSS $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $6,510.00 $249.21 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $319.50 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $3,255.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 DEFECTS PZ PZ PZ PZ PZ PZ R R PZ PZ P ZL P ZL PZ PZ PZ PZ PZ PZ PZ PZ P ZL R P ZL PZ PZ PZ PZ PZ PZ R PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ PZ P ZL

REPORT: EXHIBIT M PAGE 23 OF 23

Case 1:00-cv-01864-REB-BNB

Document 230

Filed 10/10/2007

EXHIBIT M: Alphabetical list of all of Claim Forms that were rejected in whole or in part

Case 1:00-cv-01864-REB-BNB

Document 230

Filed 10/10/2007

Page 51 of 86

Exhibit N

Page 52 of 86
10/5/2007 12:23 PM CLAIM FORMS REPORT CASE NO: In re ICG COMMUNICATIONS, INC. SECURITIES LITIGATION

REPORT: EXHIBIT N PAGE 1 OF 51 CLAIM NO 000-60-8912 000-60-9146 000-60-8142 000-60-9812 000-60-9895 000-60-9119 000-60-7747 000-60-9684 000-60-9685 000-60-7915 000-60-7735 000-60-9879 000-60-9072 000-60-8210 000-60-8200 000-60-8048 000-60-8861 000-60-8913 000-60-9076 000-60-9225 000-60-9856 000-60-7825 000-60-8212 000-60-7757 000-60-8019 000-60-9065 000-60-9783 000-60-9784 000-60-8254 000-60-7905 000-60-7910 000-60-7967 000-60-7983 000-60-7731 000-60-8192 000-60-8368 000-60-9248 000-60-9903 000-60-7754 000-60-9068 000-60-8087 000-60-9656 000-60-8020 000-60-7695 000-60-7789 000-60-9883 000-60-9880 000-60-9882 000-60-8395 000-60-9186

10/5/2007 12:23 PM CLAIM FORMS REPORT CASE NO: In re ICG COMMUNICATIONS, INC. SECURITIES LITIGATION RECOGNIZED LOSS $175,200.00 $2,130.00 $5,694.00 $987.69 $768.18 $1,953.00 $4,260.00 $6,640.20 $50,778.00 $21,300.00 $23,670.00 $852.00 $4,380.00 $7,841.25 $23,436.00 $2,160.00 $426.00 $1,953.00 $2,190.00 $213.00 $2,929.50 $4,260.00 $651.00 $5,325.00 $8,082.40 $976.50 $5,325.00 $30,222.00 $6,510.00 $2,592.00 $6,510.00 $2,130.00 $8,640.00 $1,314.00 $8,640.00 $2,139.21 $2,604.00 $30,180.00 $4,557.00 $1,464.75 $651.00 $5,325.00 $58.70 $71,970.00 $3,195.00 $2,130.00 $8,520.00 $2,982.00 $426.00 $3,408.00

REPORT: EXHIBIT N PAGE 2 OF 51

Exhibit N: Part One of Three Alphabetical list of all valid timely-filed Claim Forms and their Loss Amounts

DEFECTS

Case 1:00-cv-01864-REB-BNB

Document 230

Filed 10/10/2007

EXHIBIT N: Part One of Three Alphabetical list of all valid timely-filed Claim Forms and their Loss Amounts

EXHIBIT N: Part One of Three Alphabetical list of all valid timely-filed Claim Forms and their Loss Amounts

Page 53 of 86
10/5/2007 12:23 PM CLAIM FORMS REPORT CASE NO: In re ICG COMMUNICATIONS, INC. SECURITIES LITIGATION CLAIM NO 000-60-8167 000-60-9928 000-60-9495 000-60-8220 000-60-7896 000-60-7916 000-60-8091 000-60-8093 000-60-9623 000-60-7705 000-60-7762 000-60-8197 000-60-9266 000-60-9147 000-60-9860 000-60-8010 000-60-8215 000-60-7931 000-60-7894 000-60-9083 000-60-9074 000-60-8083 000-60-7895 000-60-9221 000-60-9175 000-60-8868 000-60-8155 000-60-9066 000-60-9799 000-60-9847 000-60-8114 000-60-7692 000-60-9611 000-60-8147 000-60-9080 000-60-9081 000-60-8133 000-60-8146 000-60-8134 000-60-8138 000-60-8149 000-60-8151 000-60-9680 000-60-9678 000-60-9682 000-60-9681 000-60-9676 000-60-9679 000-60-9683 000-60-9677 EXHIBIT N: Part One of Three Alphabetical list of all valid timely-filed Claim Forms and their Loss Amounts RECOGNIZED LOSS $426.00 $154.00 $8,640.00 $2,130.00 $852.00 $13,020.00 $2,130.00 $2,130.00 $4,035,957.63 $976.50 $119,085.00 $7,020.00 $8,520.00 $908.75 $1,449,492.60 $213.00 $3,195.00 $828.00 $4,083.00 $7,008.00 $1,627.50 $852.00 $651.00 $2,190.00 $781.20 $426.00 $75,750.00 $1,139.25 $6,390.00 $77,880.00 $2,130.00 $1,302.00 $4,260.00 $20,661.00 $1,953.00 $438.00 $35,040.00 $53,382.00 $37,107.00 $7,161.00 $5,208.00 $13,020.00 $183,835.89 $62,984.25 $3,437.28 $183,178.38 $3,437.28 $6,210.54 $12,264.84 $9,940.77 DEFECTS CLAIM NO 000-60-9617 000-60-8534 000-60-8539 000-60-8547 000-60-8537 000-60-7814 000-60-7694 000-60-9488 000-60-9489 000-60-9487 000-60-9491 000-60-9492 000-60-9086 000-60-7846 000-60-7740 000-60-8109 000-60-8375 000-60-9129 000-60-8225 000-60-8224 000-60-9821 000-60-8714 000-60-8098 000-60-7941 000-60-8044 000-60-9655 000-60-7722 000-60-8160 000-60-7749 000-60-7859 000-60-8037 000-60-7799 000-60-9254 000-60-9819 000-60-8004 000-60-7806 000-60-8049 000-60-7863 000-60-8222 000-60-8152 000-61-0006 000-60-7761 000-60-9138 000-60-9282 000-60-9124 000-60-8040 000-60-9801 000-60-8108 000-60-7982 000-60-7826

REPORT: EXHIBIT N PAGE 3 OF 51

10/5/2007 12:23 PM CLAIM FORMS REPORT CASE NO: In re ICG COMMUNICATIONS, INC. SECURITIES LITIGATION RECOGNIZED LOSS $990.00 $852.00 $45,570.00 $97.65 $13,932.00 $16,275.00 $5,017.25 $175,200.00 $310,980.00 $1,182,600.00 $65,700.00 $21,900.00 $4,557.00 $1,464.75 $1,953.00 $8,640.00 $17,280.00 $111,252.00 $344,268.00 $1,166,832.00 $2,130.00 $1,065.00 $1,302.00 $3,255.00 $4,260.00 $6,390.00 $8,520.00 $1,065.00 $426.00 $7,812.00 $639.00 $3,906.00 $4,380.00 $7,812.00 $361.81 $585.90 $2,160.00 $1,953.00 $31,098.00 $201,810.00 $6,390.00 $14,154.00 $864.00 $15,330.00 $1,302.00 $976.25 $50,370.00 $6,510.00 $1,953.00 $4,260.00

REPORT: EXHIBIT N PAGE 4 OF 51

DEFECTS

Case 1:00-cv-01864-REB-BNB

Document 230

Filed 10/10/2007

EXHIBIT N: Part One of Three Alphabetical list of all valid timely-filed Claim Forms and their Loss Amounts

Page 54 of 86
10/5/2007 12:23 PM CLAIM FORMS REPORT CASE NO: In re ICG COMMUNICATIONS, INC. SECURITIES LITIGATION CLAIM NO 000-60-8106 000-60-7726 000-60-9148 000-60-7800 000-60-8627 000-60-9762 000-60-9145 000-60-9149 000-60-9593 000-60-9184 000-60-8176 000-60-7939 000-60-7906 000-60-7907 000-60-8638 000-60-9233 000-60-7802 000-60-9152 000-60-9660 000-60-9493 000-60-9261 000-60-8172 000-60-7840 000-60-8052 000-60-7855 000-60-9235 000-60-8075 000-60-9626 000-60-7960 000-60-7884 000-60-9498 000-60-9064 000-60-8194 000-60-8195 000-60-9577 000-60-7938 000-60-7936 000-60-9197 000-60-9607 000-60-9804 000-60-9858 000-60-9859 000-60-9268 000-60-9270 000-60-9267 000-60-9269 000-60-8012 000-60-9165 000-60-9815 000-60-8163 EXHIBIT N: Part One of Three Alphabetical list of all valid timely-filed Claim Forms and their Loss Amounts RECOGNIZED LOSS $1,302.00 $19,818.96 $852.00 $101.00 $2,130.00 $2,130.00 $114.50 $532.50 $6,510.00 $1,117.93 $3,255.00 $4,260.00 $3,255.00 $3,255.00 $4,260.00 $426.00 $6,510.00 $14,025.00 $8,640.00 $16,275.00 $1,953.00 $1,953.00 $325.50 $4,320.00 $17,280.00 $703,770.00 $43,800.00 $613.20 $438.00 $1,365.50 $8