Free Motion to Strike - District Court of Colorado - Colorado

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Case 1:01-cv-02315-LTB-CBS

Document 480-3

IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLORADO
Civil Action No. 01In re:

2315- CBS

RECEIVED
TRUSTEE OF THE

HARVEY SENDER ,

LIFEBLOOD BIOMEDICAL LIQUIDATION TRUST and HARVEY SENDER TRUSTEE OF THE LIFEBLOOD BIOMEDICAL INC. OPT- IN TRUST

, INe.

c1

c... .

2003

WHEELER TRIGG & KENNEDY

Plaintiffs

WILLIAM JEFFREY MANN , et aI.
Defendants.

PLAINTIFF' S INITIAL DISCLOSURES PURSUANT TO RULE 26(a)(1)
Plaintiff Harvey Sender (" Plaintiff' or the " Trustee ), Trustee ofthe Lifeblood Biomedical , Inc. Liquidation Trust and Trustee of the Lifeblood Biomedical , Inc. Opt- In Trust through his counsel , Lindquist & Vennum P. LL.P. , provides the following as its initial disclosures pursuant to Rule 26(a)(1) of the Federal Rules of Civil Procedure.

Individuals likely to have discoverable infonnation that Plaintiff may use to
support his claims

Dr. Timothy Brown 83 Upper Riverdale Road SW , Suite 135 Riverdale , Georgia 30274 Telephone: 770. 991.0778

Dr. Brown has some knowledge of the extent to which Lifeblood and related entities were actually engaged in the business of umbilical stem cell storage.

EXHIBIT
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Cuthill & Eddy LLP 1031 W Morse Blvd , Suite 200 Winter Park , FL 32789- 3750
Telephone: 407. 644. 7455

Cuthill & Eddy provided accounting services to Lifeblood and related entities and
have knowledge ofinfonnation and documents provided

to it by Mann and Wells

in connection with such accounting services.
Bernard Dempsey

Dempsey & Sasso 390 North Orange Avenue , Suite 2700 P. O. Box 1980 Orlando , FL 32802 Telephone: 407.422. 5166

Mr. Dempsey has knowledge of the facts disclosed in his Rule 2004 examination.
Fred Foreman Freeborn & Peters 311 S. Wacker Drive , Suite 3000 Chicago , IL 60606- 6677 Telephone: 312. 360. 6677

Mr. Foreman may have knowledge of legal services rendered to Mann and Wells by Freeborn & Peters.
Vlado Hreljanovic

Juniper Group, Inc. and related entities III Great Neck Road Great Neck , NY 11021 Telephone: 516. 829. 4670

Mr. Hreljanovic has knowledge of negotiations between Juniper Group and the Lifeblood Entities and the facts disclosed in his Rule 2004 examination.
Judith Krieg

Hogan & Hartson LLP th Street 1200 17 , Suite 1500 Denver, CO 80202
Telephone: 303. 899. 7300

Ms. Krieg is believed to have knowledge of some of the legal services provided by Freeborn & Peters in connection with Lifeblood and related entities.
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J ames Leone P. O. Box 755

New Smyrna Beach , FL 32170- 0755 3188 Oak Lane Edgewater, FL 32132
Telephone: 386.478. 1743

Mr. Leone has knowledge of the Lifeblood promissory note program , the other investment programs in which Richard and Jefftey Mann were involved misrepresentations made to brokers and pension funds , efforts to renew matured notes when Lifeblood did not have the ability to pay them.

John R. Manion 1227 Majestic Oak Dr. Apoda , FL 32712
Telephone: 407. 880.2246

Mr. Manion is believed to have knowledge of promotional material prepared at the request of Messrs. Mann and Wells , as well as of Mr. Mann s involvement in at least one other promissory note scheme. He is also believed to have knowledge of infonnation provided by James Leone regarding the sale of promissory notes.
Richard Mann

Location unknown

Mr. Richard Mann is believed to have knowledge of the fraud scheme perpetrated through Lifeblood Biomedical , Inc. and related entities and the use of proceeds from that scheme:
William J efftey Mann
419 Abbeyridge Ct.

Ocoee , Florida 34761 Telephone: Unknown

Probation Officer: Scott Fanelli: 407. 648. 6371 x158
Mr. Jeffrey Mann has knowledge of the fraud scheme perpetrated through Lifeblood Biomedical , Inc. and related entities , of the siphoning promissory note proceeds from Lifeblood and related entities , and of the activities and involvement of Defendants William Wells n, James Leone , Freeborn & Peters , Michael Sabian , Darwin J. Poyfair, William Weatherford , and Marlowe , Appleton & Weatherford. He also has knowledge of the transfer of funds from the Lifeblood Entities to these Defendants and to Defendant Merkle & Magri.

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Robert Merkle Merkle & Magri, P A 5510 W. La Salle St Tampa , FL 33607
Telephone: 813. 281.9000

Mr. Merkle is believed to have knowledge of the Lifeblood funds received by Merkle & Magri and the use of such funds. As criminal defense counsel for Jeffrey Mann , he is also believed to have knowledge of the fraud scheme perpetrated by Mann , among others.
Ward Meythaler Merkle & Magri, P

5510 W. La Salle St Tampa, FL 33607
Telephone: 813. 281.9000

Mr. Meythaler is believed to have knowledge of the Lifeblood funds received by Merkle & Magri and the use of such funds. As criminal defense counsel for Jeffrey Mann, he is also believed to have knowledge ofthe fraud scheme perpetrated by Mann , among others.
Darwin J. Poyfair Shugart Thomson & Kilroy PC th Street 1020 17 , Suite 2300 Denver, CO 80265 Telephone: 303. 572. 9300

Mr. Poyfair has knowledge of the facts disclosed in his Rule 2004 examination.
Michael Sabian

Shugart Thomson & Kilroy PC 1020 1 ih Street , Suite 2300 Denver, CO 80265 Telephone: 303. 572. 9300

Mr. Sabian has knowledge of the facts disclosed in his Rule 2004 examination.

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Robert Segarra

116 First Lane Greenacres , FL 33463

Mr. Segarra may have knowledge of the MHL- I Paradigm Partners program attempted by Mann and Wells with the assistance of attorneys from Freeborn & Peters.
Jason Somer

Location unknown

Mr. Somer is believed to have knowledge of some of the legal services provided by Freeborn & Peters in connection with Lifeblood and related entities.
Robert Stefan

Location unknown

Mr. Stefan is believed to have knowledge of some ofthe legal services provided by Freeborn & Peters in connection with Lifeblood and related entities.
William P. Weatherford Marlowe & Weatherford , P A 1031 West Morse Blvd. , Suite 105 Winter Park, Florida 32789 Telephone: 407. 629. 5008

Mr. Weatherford has knowledge ofthe facts disclosed in his Rule 2004 examination.
Barbara Wells

Location unknown , but believed to be in Wisconsin

Mrs. Wells ill is believed to have knowledge of work she performed through Continuum Consulting for Lifeblood Cryogenics , Inc. and related entities.
Elaine Wells

Mr. Wells has asked that his and his wife s place of residence be kept confidential. Mrs. Wells is believed to have knowledge of work she perfonned for Lifeblood
and related entities.

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William E. Wells n
Mr. Wells has asked that his place of residence be kept confidential. He has knowledge of the ftaud scheme perpetrated through Lifeblood Biomedical , Inc. and related entities , of the siphoning promissory note proceeds from Lifeblood and related entities , of the activities and involvement of Defendants William Wells n , James Leone , Freeborn & Peters , Michael Sabian , Darwin 1. Poyfair William Weatherford , and Marlowe , Appleton & Weatherford. He also has knowledge of the transfer of funds from the Lifeblood Entities to these Defendants
William Wells III Location unknown, but believed to be in Wisconsin.

Mr. Wells III is believed to have knowledge of work he perfonned for Lifeblood Cryogenics , Inc. and related entities.
Individuals who purchased Lifeblood promissory notes , listed on Exhibit A

and the amounts owed to them pursuant to such notes.

attached. Such individuals have knowledge regarding the sale of promissory notes

Brokers and marketing agents through whom Messrs. Mann and Wells sold promissory notes , listed on Exhibit B , attached. Such individuals have knowledge regarding the sale of promissory notes and , in some instances , other schemes attempted or contemplated by Mann and Wells.
Individuals and entities that have responded to subpoenas for Rule 2004 examinations and informal requests for infonnation have knowledge of the documents and information they provided pursuant to such inquiries. Please below.

see

Documents in Plaintiffs control that he may use to support his claims
The following documents are available for inspection and copying at the offices of Lindquist & Vennum , PLLP , 600 lih Street , Suite 1800- , Denver , Colorado 80202:
Records of Lifeblood Biomedical , Inc. , Lifeblood Cryogenics , Inc. , Bluff Dale Corporation and New Millennium Group of Colorado , including, without limitation investor files (LIFEI2859- 17112), bank statements , canceled checks , invoices and other financial records (LIFEOOO01- 02769 , LIFE03233- 03275 , LIFE03354- 08006 , LIFE0800711039 , LIFE 1 1356- 12858).

Documents turned over to the Florida Department of Banking and Finance by Mr. Wells

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Documents produced by Advantage List & Marketing Corp (ALMOOOOO lDocuments produced by Cuthill & Eddy (CEOOOOI- CEOO1371)

ALMOOO061)

Documents produced by Dempsey & Sasso (WELLS03456- WELLS03 733 WELLS04423- WELLS04915 , DEMPOOOOOI- 73)
Documents produced by Freeborn & Peters (FPOOOO01-

FPOOO339)

Documents produced by James Leone (LEOOOOO01- LEOOO0272)

Documents produced by Lifebank Cryogenics , Inc. (LBKOOOOOI- LBKOO0732)

Documents produced by Michael Littman (LB l-LB

1678)

Documents produced by Merkle & Magri (MMOOOOOl- MMOOO068)

Documents produced by Pensco Pension Services , Inc. (PLBOOOI- PLB0952)
Documents produced by Michael Sabian (SABOOOOOlDocuments produced by Skotts/Edward (SEOOOOOI-

SABOO1308)

SEOO0280)

Documents produced by Sterling Trust Company (STCOOOOl-

STCOI475)

Documents produced by William WeatherfordlMarlowe , Appleton & Weatherford (WELLSOOOO 1- WELLS0345 5 , WELLS03 734- WELLS04422 , WELLS04916WELLS04995 , PRI- PR2634) All documents using the " PR" prefix are subject to a Protective Order dated December 26 2001 , issued by Judge Cordova.

Documents produced by William Wells n and his counsel subject to a Protective Order dated December 26 2001 , issued by Judge Cordova (PRIVILEGED) (PRPR- WELOO0328)

WELOOOO01-

Documents produced by various brokers pursuant to a Rule 2004 request for production: Snell & Wilmer (LIFEl7248- LIFEI8076 , LIFE2000- LIFE20092)
Documents produced by former counsel for various brokers pursuant to subpoena: Burns Figa & Will (Claude Cossu, KC Financial) (BFWOOOOOIBFWOOOI26) McGuire Woods (Randy Baden , James Maletta, Joe Shedlock , Fraternal Insurance
Services) (McGOOOOOI- McGOOO086)

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Documents produced by the following agents or brokers:
Jeffrey Buck (LVO04734-LVO04790) Consolidated Capital (L VO03398- L VO03883 , L VO04225- L VO04247 , L VO05395LVO05526 , LVO06089- LVO06125)
Bruce Dannenberg (DANOOOOOI- DANOOO066) Joseph DiSalvo (L VO060 15- L VO06088) Greg Elie (LVO06585- LVO06601 , LVO09300- LVO09301) Paul Fasullo (LVO06272- LVOO6332) David Henderson (L VO04670- L VO04671) Anthony Hicks (L VO03895- L VO03966)

Phil Kerley (LVO0437l- LVO04393)
Russell Jones (L VO08452- L VO08463)

Todd Nye (NYE000001-NYEOO0499) John Santoro (LVO04542- LVO04614 , LVO06746- LVO06757 , LVO06759LVO06908)
Joseph Shedlock (McGOOOO01-McGOOO086)

Gary Torcaso (LVO05945-LVO05998)

Documents produced by North American Transfer Company re: Juniper Group, Inc.
(NA TOOOOO l-NA TOOO069)

Documents produced by Vlado Hreljanovic , Juniper Group Inc. and related entities
(JUNOOOO07-JUNOOlOOI )

Rule 2004 examination transcripts and exhibits of the following: John Beater, Pensco Pension Services Dr. Timothy Brown Carson Eddy, Cuthill & Eddy
Bernard Dempsey

Debra Gonzales , Freeborn & Peters Vlado Hreljanovic , Juniper Group, Inc. and related entities James Leone Michael Littman William Jeffrey Mann Darwin J. Poyfair Michael Sabian William Weatherford , Marlowe , Appleton & Weatherford William Wells n William Wells III

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Deposition transcripts and exhibits of the following: Eric Brumagin
Jeffrey Buck Paul Fasullo

Curtis Greek Russell Jones John Manion Todd Nye Mark Roy Robert Ryan , Consolidated Capital
John Santoro

Joseph Shedlock Gary Torcaso
Bank records produced by the following institutions:
Advantage Trading Group/Empire Financial Group (ADVOOOO01- ADVOO0386) AmSouth Bank (AMSOOOO01- AMSOO2538) Coastal Federal (COAOOOOOI- COAOO0639) Colonial Bank (COLOOOOOI- COLOOO155) Colorado National Bank (CNBOOOOOl- CNBOO0117) Equity Securities (EQUOOOOOI- EQUOOO023) Fleet Bank (FLEOOOOOI- FLEOO0301) Merrill Lynch (MLOOOOOI- MLOOO052) Schneider Securities (SCHOOOOOI- SCHOOO033) SunTrust Bank (SUNOOOO01- SUNOOI644) Wachovia BanklFirst Data (WACOOOOOI- WACOO0211)

Computation of any category of damages claimed by Plaintiff:

Plaintiff seeks to recover from Merkle & Magri $100 000 , representing the full amount of the Lifeblood and related entity funds conveyed to it , plus interest. Plaintiff seeks to recover from the remaining defendants all damages proximately caused by their wrongful conduct , plus interest and costs. In the case of the Liquidation Trust , such damages take the form of lost principal and interest on all outstanding promissory notes. In the case of the Opt- In Trust , such damages take the form oflost principal and interest on all outstanding promissory notes held by those Lifeblood creditors who have opted in to the OptTrust.
In addition , Plaintiff seeks to recover treble damages for defendants ' racketeering violations , punitive damages for defendants ' tortious conduct and attorneys ' fees for aU wrongful conduct committed by defendants in breach oftheir fiduciary duties. Based on currently available infonnation , Plaintiff computes its damages against Defendants as follows:

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Claims
Fraudulent Transfer

Defendant
Merkle & Magri

Amount
$100 000 , plus interest and costs
$13 056 326.

Breach of Fiduciary Duty and Malpractice

Freeborn Defendants

plus punitive damages
attorneys fees ,

costs and

interest
Weatherford Defendants

$12 169 630.

plus punitive damages attorneys fees , costs and interest
Leone Defendants
$13 056 326. , plus punitive damages , attorney s fees , costs
and interest

Wells and Mann

$13 056 326. , plus punitive damages , attorney s fees , costs
and interest

RlCO

and COCCA related

claims

Freeborn Defendants Leone Defendants Wells and Mann

, trebled , plus interest and costs

065 839.

Conspiracy

All attorneys except Merkle & Magri

065 839. , plus punitive damages , attorney s fees

interest and costs

Plaintiff also seeks pre-judgment interest.
Insurance Agreement:

Plaintiff has no insurance agreement which may be used to satisfy part or all of the losses caused by the conduct alleged in this action.

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Dated this 23rd day of January, 2003.

e. Smiley, # 16210 Ann H. Theodore, #32547 60 17th Street , Suite 1800 South D nver, Colorado 80202- 5441 elephone: (303) 573- 5900
Facsimile: (303) 573- 1956

j smiley~lindq uist. com
atheodore~lindq ui st. co m

Attorneys for Plaintiff

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CERTIFICATE OF SERVICE
It is hereby certified that service of the foregoing DISCLOSURES PURSUANT TO RULE 26(a)(1)

PLAINTIFF' S INITIAL

has been made by U. S. Mail , this 23rd day of January, 2003 , on all persons and entities listed below:
Michael L. O' Donnell , Esq. Carolyn J. Fairless , Esq. Wheeler, Trigg & Kennedy 1801 California Street , Suite 3600 Denver, CO 80202
Herbert 1I Chip 1l A. Delap, Esq.

Esq. Dufford & Brown 1700 Broadway, Suite 1700 Denver, CO 80290- 1701

David W. Furgason ,

James R. Leone , Esq. James R. Leone , P. O. Box 755 3188 Oak Lane Edgewater, FL 32132 Daniel N. Brodersen , Esq. Miller, South & Milhausen , P. 2699 Lee Road , Suite 120 Winter Park, FL 32789

A. Craig Fleishman , Esq. Kristi J. Livedalen, Esq. Fleishman & Shapiro P. 1600 Broadway, Suite 2600 Denver , CO 80202
William Jeffrey Mann
419 Abbeyridge Ct. Ocoee , FL 34761

~d//(
f2

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EXHIBIT

Calvin W. Adams 7640 Lakefield St NE Louisville , OR 44641
330. 875. 1675

Larry W. Adams Cathy S. Adams 319 Silver St Louisville , OR 44641
330. 875.3520

William Rea Adams 517 Strauss Dr Newbury Park, CA 91320
805.498. 654t

Dee F. Baker Suzanne J. Baker
110 Club PI.
Southern Pines ,

NC 28387
910. 692. 9762

Richard H. Baker, Sr. RD #4 , Box 299 Blairsville , PA 15717

Paul T. Barker
Charitable Remainder Trust, dtd 12/21/93

412.459. 6626

Fred A. Ban-inger, Deceased Elaine H. Barringer O. Box 296 Pinehurst, NC 28370- 0296

Sarah S. Baucom 7352 Connan Ln Charlotte , NC 28226 910.295. 2139
704. 542. 6462

Mirna C. Barker 129 Bookham Ln Gaithersburg, MD 20877- 3787 301. 330. 8360 Mary Frances Benton 3822 Long St Coward, SC 29530 803.389.2354

Frank Berardinelli

Dorothy Berardinelli 4 Garland Dr Buck, NJ 08723
732.477. 6097
) Berrier

Frank Berardinelli
Dorothy Berardinelli 4 Garland Dr Buck, NJ 08723

R.J. Berrier 1361 Becky Hill Rd Lexington , NC 27292
732.477. 6097
336. 787.5032

1361 Becky Rill Rd Lexington , NC 27292
336. 787.5032

Kathleen M. Berrier 1361 Becky Hill Rd Lexington, NC 27292
336. 787.5032

Evelyn J. Bessinger 707 Fairview Ave , #108 Galion , OR 44833
419.468.2423

Phyllis Bialon 405 Trinidad Blvd.

Doris Botts

Williamstown, NJ 08094- 3032 609. 875. 0075

26 Victorian Drive Wilmington, OH 45177- 1150

Neville K. Bowman Annie H. Bowman 1811 Eastchester Dr High Point, NC 27265
336. 882. 8739

Elmer E. Boze Nelli M. Boze 316 N College St, #220 Piqua, OH 45356
614. 885. 4414

Robert E. Branch 1303 E 13th St

Charles E. Branson

Lumberton, NC 28358
910. 738. 6698

Jeanette E. Branson
18 Pershing St

Thomasville , NC 27360
336.475. 2588

Juanita G. Browning 307 N 4th St Oakland , MD 21550
301.334. 2348

Thomas D. Browning 307 N 4th St Oakland, MD 21550
301.334. 2348

Carl E. Bryant 1030 Bradboume , Space 26 Duarte , CA 910 10

oC# 1727008\1

Case 1:01-cv-02315-LTB-CBS
E. Lou Calcutt 1818 S. Pamplico Hwy Pamplico , SC 29583

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Shelba J. Calhoun Custodian FBO Samantha 1. Calhoun and FBO Adam C. Calhoun under UTMA632 Mason School Rd

Carlstadt Consumers Ice, Co 517 Route 17N

Carlstadt, NJ 07072

Oakland, MD 21550
301.37- 1389
Carl stadt Consumers Ice , Co 517 Route 17N

Carlstadt, NJ 07072

Louise V. Carstensen 2292 Grandview Dr Camarillo , CA 930 I 0

Joseph R. Cavallo , Jr. Mary H. Cavallo Rd #5 , Box 382Greensburg, PA 15601

724. 834.

Naomi Richmond Chandler, Trustee Naomi Richmond Chandler Trust UAD 4/17/97 PMB 68 3206 S Hopkins Ave Titusville FL 32780- 5698 704. 693.3866 Sarah H. Coppley 102 Hillside Dr Lexington, NC 27295 336. 249. 3417

Clark 1830 Robin St Baton Rouge , LA 70807
504. 775. 2821

Hettie E. B.

Melissa S. Clayton 180 I Meadwood Ln Charlotte , NC 28211
704.365. 2118

Oscar R. Coppley 102 Hillside Dr Lexington , NC 27295
336. 249. 3417

Daniel J. Cranston Linda L. Cranston 344 NW Hartwell Dr. Lawrenceville , GA 30043
203.452. 8887

Crosson Construction Company
177 W Bergen Place, POB 8248 Red Bank, NJ 07701- 8248

Rita A. Cruse 106 Hilltop Rd Black Mountain, NC 28711
828.669. 0821

Raymond R. Dames
2014 Clearview Rd

732.530. 1244

Glenshaw PA 15116
412.486.4162

': W. DelucIa

10 I W Somerset St, POB 26 Raritan , NJ 08869
908. 725. 1322

Irene W. Delucia WI W Somerset St, POB 26 Raritan, NJ 08869
908. 725.1322

Kenneth H. Dickerson O. Box 629 Avon , NC 27915

Eugene Doby
2 Tuccamirgan Rd

Flemington , NJ 08822
908. 782.2403

William R. Echols Elizabeth H. Echols 7000 Golden Rain Ct Charlotte , NC 28277
704.364.3831

Kenneth G. Ellenberger Louise L. Ellenberger 418 Schoolhouse Rd Duncannon, PA 17020- 9558
717. 957. 3349

Dale B. Embler Lisa M. Embler 1098 Smith Farm Rd Lexington, NC 27292
336.472.4925

Clara B. Fenger Living Trust 6339 Giovanni Way Palmdale , CA 93551- 1616
818.367.3328

Ernest Julian Fox O. Box 1097 Georgetown , SC 29442
803.546. 3821

Richard C. Franzen 268 Charter Rd Rocky Hill , CN 06067
860. 563.4590

Carolyn M. Freeman 7025 Star Valley Dr Charlotte , NC 28210

John F. Gajderowicz
917 Woodland Ave

Burlington, NJ 08016
609.386. 1572

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Kent A. Gehman 2436 Cypress Dr Lancaster, PA 17602
717.295. 1480

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Bobby G. Gibson, Sr.
2471 Gibson Rd

Rock Hill, SC 29730
803.366.4739

Jean Gilmore 701 Bienville St Lake Charles , LA 70607
318. 783. 9016

DoG. Glazier

Michael P. Goda
226 E Rockenstein Ave

Phyllis Glazier
720 Jefferson Rd S Charleston , WV 25309

Dolores J. Golby

Butler, PA 16001
724. 287.3352

402 Norwood Gardens Johnstown , P A 15905
614. 255. 5471

234. 50.5135
Altred Golis

Evelyn Golis

98 Old Stratford Rd Shelton, CT 06484
203.929. 7447

Effie Ruth Griffin 312 N. Church Street Monroe , NC 28112
704. 624, 5215

Sue Guess O. Box 762 Winchester , CA 92596
909. 926. 8313

Raymond L. Gulzeth 34057 Marcum Blvd Willoughby Hills , OH 44092
440. 944. 2094

William L. Hampton 9443 Woodbind Dr Baton Rouge , LA 70815

Irene S. Helly
Living Trust

304 Cedar Manor Dr.

Mountaintop, PA 18707
724.539. 0937

Dolores A. Holub
1000 Three Degree Rd

Butler, PA 16000
724. 586.5972

Barbara Hutchings 45 Honey Locust Ln, #322A StCharles , MO 63303
314.272. 6879

Michael Janov , Sr. 220 Skellytown Rd North Huntington, PA 15642
724. 863.3960

, td D. JoOOs

Charles D. JoOOson

Cecelia T. Johns
1230 Penrod St JoOOstown , PA 15902

Margaret Kelly
616 Southern Dr.

Ruby JoOOson

1726 Lakeview Dr, SW Rochester, MN 55902
814. 266. 7866

Lufkin, TX 75901-9697
818. 907. 8811

507.289. 6071

Paul R. Kemerer

Thelma M. Kemerer
Rd #3, Box 311

Latrobe, PA 15650
412.423.4491

Mary P. Kilheffer 120 E. Roseville Rd Lancaster, PA 17601- 3837
717. 285.2314

Sarah Kinsley 717 Amanda Dr Matthews, NC 28104- 9397

Thomas X. KIos 601 Mill Race Rd Harrisburg, PA 17112
717. 545. 2258

Jack D. Koch C10yce O. Koch
4513 Zeller Rd

Arlene M. Kovalchek
213 GeisSt

Johnstown, PA 15904
814. 266.3690

Columbus, OH 43214
614. 268.4373

Daniel H. Lausch Jane H. Lausch 2665 Kissel Hill Rd Lititz, P A 17543
717. 569. 0064

Gloria B. Lee
25117 JubanRd Denham Springs , LA 70726

Tino Lispi 606 School St Moosie , PA 18507- 1644
504. 665. 6688

717.342.4791

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Rose Mary Loncella 39 Plymouth Ave Johnstown , PA 15906
814. 536. 0489

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Albert J. Maginnis Marjorie H. Maginnis 45 A Chestnut Street Woburn, MA 01801

Anthony L. Maletta

221 Thomwood Rd Butler, PA 16001- 3443
412. 282, 6904

August J. Manfredo 2 Chambord Dr Pittsburgh, PA 15209
412.486. 9226

George H Maples O. Box 8 Belmont, NC 28012
704. 825. 8380

Donat A. Martel 66 F Ambassador Dr Manchester, CT 06050
860. 646. 2507

Leanne M. Kiley, Co- Administrator Theresa M. Martel , Deceased 91 Hollister Dr East Hartford , CT 06118-2167 860.568. 1340

Theresa M. Martel
91 Hollister Dr.

East Hartford, CT 06118-2167
860. 568. 1340

Lloyd Z. Martin 544 N Railroad Ave New Holland, PA 17557

Rena Mason 200 Christian Dr, #521 Florence , KY 41042
606. 689. 7365

Jewel P. Masten

POB 241152 Charlotte , NC 28224
910. 996. 2346

Frank S. Matz 668 Lincoln Ave Bentleyville , P A 15314
610.346. 6339

Janet McChesney 530 N Main St, #407 Butler, PA 16001-4320
412. 283. 8129

Leona McKnight 2364 Hamilton-Richmond R Hamilton, OH 45013
513. 892. 7935

Frank R. Meinert Lorraine Meinert

601 Nordic A Dr. Pittsburgh, PA 15237- 5667
412. 364.5093

icis R. Mikesic
165 Stone St

Johnstown , PA 15906
814.536. 7919

Charles Wilbur Miller 131 Autumn Haze Lane Kenton, OH 43326
419.673. 1357

Margaret Mills 670 Penny Lane Imperial , MO 63052- 1755
314.464. 1985

Phyllis Mitchell 23 DeGrasse 8t Fords , NJ 08863
735. 225.2407

James D. Neely Grace B. Neely 1172 Mt. Holly Rd Rock Hill, SC 29730

Henry Nowakowski PO Box 482 Kensington , CT 06037- 0482
860. 828. 0648

Todd Nye

James O' Brien
Janet A. O' Brien

22 Crown Manor Dr Chesterfield, MO 63005-6805
314. 469. 6111

150 CR226A
Llano , TX 28643
915. 247. 2422

Jewel B. Pafford 671 Haywood St WaynesvilIe , NC 28786
828.452. 0411

Pensco Pension Services , Inc.

Custodian FBO Winnie B. Tesh, IRA #240188699 988 Berrier Rd Lexington , NC 27295 910. 764. 0443

Pensco Pension Services , Inc. Custodian FBO Margaret C. Truell , IRA TROI82845 Turner Rd Lexington, NC 27292 910. 249.3052

Pensco Pension Services , Inc.

Custodian FBO Robert F. Wenger, Sr. IRA 2180 Old Phila Pk Lancaster, PA 17602 717. 291.2041

1ocII1727008\1

. ,

Case 1:01-cv-02315-LTB-CBS
Peusco Pension Services , Inc.

Document 480-3

Filed 07/28/2005

Page 17 of 20

Custodian , FBO Sondra L. Mentzer, IRA 434 Lincoln Way West
Chambersburg, P A 17201

717. 267. 0432
Pensco Pension Services , Inc.

Pensco Pension Services, Inc. Custodian, FBO Robert V. Miller , IRA 242 Bethesda Dr Lexington, NC 27295 910. 731.6157 Pensco Pension Services , Inc. Custodian , FBO Geneva M. Snider, IRA 1555 S. NC Hwy 50 Lexington , NC 27295 910. 787.4250 Peusco Pension Services , Inc. Custodian FBO William R. Falconberry, IRA #FA031 634 Blanche Ave Cincinnati, OH 45215

Pensco Pension Services , Inc. Custodian , FBO Lester Q. Sain, IRA
2838 W Center St Ext.

Lexington, NC 27295
910. 249. 9271
Pensco Pension Services , Inc.

Custodian, FBO Garland L. Slagle , DDS Pension Fund, IRA 139 Victoria Dr Hilton Head, SC 29926 803. 837.4126 Pens co Pension Services , Inc. Custodian FBO Linda L. Eberly, IRA 119 Ranks Rd Ranks , PA 17572 717. 687. 6916
Peusco Pension Services , Inc.

Custodian FBO Louise V. Carstensen IRA 2292 Grandview Dr Camarillo , CA 93010 805.482.4247
Pensco Pension Services , Inc.

Custodian FHO William A. Foust , IRA
#FOO30

O. Box 36 Welcome , NC 27374
910. 731. 6239 Pensco Pension Services, Inc. Custodian FBO Raymond E. Leonard IRA #LE074 189 Enterprise Rd Lexington, NC 27295 336. 764. 1704 Philomena A. Piskuric 402 Fairfield Ave Johnstown, PA 15906 P814.536. 00n

June Gehman, IRA 2436 Cypress Dr Lancaster, P A 17602

Peusco Pension Services , Inc. Custodian FBO James C. Kirby, IRA 712 Charles Ave Charlotte, NC 28205 704. 375.4830

Pensco Pension Services , Inc.

Virginia M. Lindsay 1882 Aztec Dr Xenia , OH 45382
513.372.4530
Jst H. Pittman 6716 Constitution Ln Charlotte, NC 28210

James R. Piel Betty 1. Piel 1367 Village View Ct. St. Paul, MO 63366-4623

Catherine N. Politis
10 Benmore Terrace

Bayonne , NJ 07002
704. 552. 0499

201.437. 6357

David J. Popo1eo Diann R. Popoleo 710 Willow Dr. West Miffin , PA 15122-4120
412.469. 1845

Robert G. Pozzuto Betty A. Pozzuto 1327 Fawcett Ave McKeesport , PA 15131- 1505
412. 678. 6944

Arthur Ramsay Ruth Ramsay 226 S 8th St N Wales, PA 19454
215. 699. 8123

Henry B. Rathcke , Jr. Joyce M. Rathcke
10421 G.

/Pt. Hudson Rd. , Deerfield

Zachary, LA 70791
504.654. 6634

Bonnie 1. Rausch 612 S 36th Ave Wausau, WI 54401
715. 845. 7126

Patricia A. Rausch c/o Jeffery Buck 13828 Findley Ave Apple Valley, MN 55124
715. 845. 7126

Bonnie 1. Rausch c/o Jeff Buck 13828 Findlay Ave Apple Valley, MN 55124
715. 845. 7126

Patricia A. Rausch c/o Jeff Buck 13828 Findley Ave Apple Valley, MN 55124
715. 845. 7126

Marjorie L. Rengert 6297 Cty Road 30 Mt. Gilead , OH 43338

Alberto L. Rosa Emilia Rosa 135 Janet Dr Johnstown, PA 15904
814. 288.1662

100# 1727008\1

Case 1:01-cv-02315-LTB-CBS
Helen R. Roth 1214 Garrett Hwy Oakland, MD 21550
301.334.3697

Document 480-3

Filed 07/28/2005

Page 18 of 20

Helene M. Rush 1 Ashley Dr. Delran NJ 08075
609. 387. 0466

Anthony J. Schepis 18 Williams Rd. Strathmere NJ 08248
609. 829. 21

Joseph Sharo
Marion Sharo

Mary M. Shoaf

220 Irene St Linden NJ 07306
908. 862. 0085

Revocable Living Trust 301 Forest Hill Rd Lexington, NC 27292
336. 248.2711

W. Frank Shoaf Revocable Living Trust 30 I Forest Hill Rd Lexington, NC 27292
336. 248. 2711
Herbert H. Sponseller

Garland L. Slagle
Leota G. Slagle

139 Victoria Dr Hilton Head Island , SC 29926
843. 837.4126
Herbert H. Sponseller

Samuel L. Sorrells 1420 Grantland PI Greensboro , NC 27410
336. 316. 0314

Doris 1. Sponseller 613 Lenpall Ln Fredericksburg, VA 22405
540. 373. 6987

Doris J. Sponseller
613 Lenpall Ln Fredericksburg, V A 22405

Mary M. Sponseller 4628 S 3rd 8t Arlington, VA 22204
703. 892. 6422

Mary M. Sponseller 4628 S 3rd St Arlington, VA 22204
703. 892. 6422

540.373. 6987

Mary M. Sponseller 4628 S 3rd St Arlington, V A 22204
703. 892. 6422

Todd B. Stafford

Alicia N. Stafford 711 Brook Forest Dr Belmont, NC 28012
704. 825. 1604

Warren R. Stafford 575 Evergreen Ave Newbury Park, CA 91320
805.499. 9106

~h V. Starr
4556 Parks Rd

Lexington , NC 27292
704. 744.5266

Claude B. Steele, Jr. 4724 Carriage Dr Cr Charlotte, NC 28205
704. 537. 9629

Grace A. Steever 418 Schoolhouse Rd Duncannon, PA 17020- 9505
717. 957.2674

Sterling Trust Company Custodian FBO Donald H. Thomas, IRA #041863 528 Stratfordshire Dr Matthews , NC 28105 704. 847. 5189 Sterling Trust Company Custodian FBa Salvatore J. Avena, IRA
200 Summit Rd.

Sterling Trust Company Custodian FBa Braxton Willoughby, IRA #041503 114 S Peach Tree St Red Springs , NC 28377
Sterling Trust Company Custodian FBa Mary F. Butler, IRA #41888 8715 Marvin Weddington Rd Waxhaw , NC 28173- 8587
704. 846. 8744

Sterling Trust Company Trustee FBO Frank R. Meinert, IRA #041860 601 Nordica Dr Pitts burg, PA 15237
412. 364. 5093
Sterling Trust Company

Mt. Laurel

NJ

08056
604. 964. 0104

Custodian FBO Richard C. Butler, IRA #41887 8715 Marvin Weddington Rd Waxhaw , NC 28173- 8587
704. 846. 8744
Sterling Trust Company

Sterling Trust Company Trustee FBO Kathleen L. Christoffer 204 Springhill Rd Clarksville, aH 45113 481. 28. 2662

Sterling Trust Company
Custodian FBa David W. Eggert, IRA #42239 10012 Cuyo Ct
Tega Cay, SC 29715

Custodian FBa William A. Hardy, IRA #41967
506 Boulder Dr. Delaware, OH 43015
614.362.3 834

803.548.6864

Ioc# 1727008\1 '

Case 1:01-cv-02315-LTB-CBS
Sterling Trust Company

Document 480-3

Filed 07/28/2005

Page 19 of 20

Custodian FBO Charles L. Holland, IRA
#0.:12533

20580 Jane Shaw Rd 1ram, NC 28396
910.369.2530
Sterling Trust Company

Sterling Trust Company Custodian FBO William Kohler, IRA #41835 45 Prestley Rd Bridgeville , PA 15017 412. 221.5154
Sterling Trust Company

Sterling Trust Company

Custodian FBO Randy Baden , IRA 41889 7901 Fish Pond Rd Waco , TX 76710 412. 734. 1085
Sterling Trust Company

Custodian FBO David R. Kennedy, IRA #39279 302 Eagles Point Circle Liverpool , NY 13090 315.451.8734 Sterling Trust Company Trustee , FBO Joseph W. Rowland, IRA #42606 4316 Minnekaata Dr Rapid City, SD 57702 704.366.3794 Joan C. Subich 724 Coleman Avenue Johnstown, PA 15902 814. 266. 6571

Custodian FBO John L. Langford, IRA #041660
2839 Wickersham Rd Charlotte , NC 28211- 3218

Trustee FBO Victor A. Martinetti , IRA 1041 Ohio Ave Midland, PA 15059 724. 643. 9276
Nancy H. Storm Richard Hollander, Executor O. Box 612 Summerspoint, NJ 08244
609. 601.1619
Richard 1. Sventeck

704.364. 7039 Freddie R. Stoner Esther N. Stoner 6577 George Washington Hwy Oakland, MD 21550 301.334. 9024

Michael Sutyak Madge H. Sutyak 1008 Balmoral Dr Pittsburgh, PA 15237
412. 364. 2815

808 Judie Dr Cleveland , OH 44109- 3718

216.351.9780

Harlan Tackett
Henrietta Fay Tackett

206 Blueberry Ln Mt. Sterling, KY 40358- 8108
606.497. 0107
) M. Timpson- Kuhl Living Trust 816 Carr Dr San Leandro , CA 94577

Clarence E. Thompson Billie M. Thompson c/o C. Edward Thompson, Jr. , Executor Wilmington, DE 19808 302. 738.3092

Clarence E. Thompson Billie M. Thompson c/o C. Edward Thompson, Jr. , Executor Wilmington, DE 19808 302. 738.3092
Leroy C. Toothman Margaret 1. Toothman 214 W Spruce St

Helen M. Tocco 517 Beech St. Jeanette, PA 15644
724. 523.4334

Lisbon, OH 44432- 1038

440.352. 9641
GaryF. Torcaso

Barbara J. Torcaso 906 Cardinal Dr Hanisburg, PA 17111
717.566. 8609

Ernest Toth 23527 W State Route 51 , Apt 6 Genoa, OH 43430 419. 855.4083

Ron T. Tyre 580 Kingsburry Rd Clover, SC 29710
803. 831.7055

Frank Vargo Anna 1. Vargo 97 G. Street Johnstown, PA 15906-2351
814. 536.4932

Mervin Vuckovich Karen Vuckovich 605 Park Ave Windber, PA 15963

Jason M. Weaver 1217 Youhgiogheny Dr. Mountain Lake Park , MD 21550- 3820 301.334.1339
814.467.4532

Vaughn W. Webb
172 West St

Colonia, NJ 07067

Mack Webster 1716 Lindsay Bridge Road Madison, NC 27025

Richard M. Weinberg 102 Antigua Way Vallejo , CA 94589
707. 643. 3030

1oC# 1727008\1

Case 1:01-cv-02315-LTB-CBS
Richard M. Weinberg 102 Antigua Way Vallejo , CA 94589
707. 643.3030

Document 480-3

Filed 07/28/2005

Page 20 of 20

Susan E. WeiDrauch 1584 Scottsdale Dr Kettering, OH 45420
937. 258. 1808

Harold L. Westmoreland 161 Farris Dr Stoneville, NC 27048
336. 623. 8349

William L. Winkle Valerie A. Winkle
O. Box B

James A. Yates 6919 Daniel Ln Charlotte , NC 28214

Anthony L. Yearby
O. Box 1071

Cabot, PA 16023
724. 352.4747
Anna Yurcisin
John Yurcisin

Pinehurst, NC 28370
704.392.2816
910. 295. 5046

964 Village Brook Way Columbus , OH 43254
614.457. 9852

964 Village Brook Way Columbus , OH 43235
614. 451.9852

Bernard Zawisa 938 Bartholomew Rd Middletown , CT 06457
860. 347. 2809

BernardI. Zawisa 938 Bartholomew Rd Middletown, CT 06457
860. 347. 2809

QC# 1727008\1