EXHIBIT LIST OF DEFENDANT Page 1 REC. REJ. RUL. RESVD. COMMENTS
CASE NUMBER 01-cv-2324-JLK-MEH
CASE CAPTION CHARLES T. GREEN, et al. v. SEARS, ROEBUCK & CO. DESCRIPTION
EX. NO.
WITNESS
A
B
Case 1:01-cv-02324-JLK-MEH
C
Document 89-6
D
E
Filed 09/18/2006
F
11/15/99 Memo from F. Mufic to All 8181 Associates re: Denver GRC/DRC Announcement (Sears/0199) (Depo. Ex. 1, 47) 1/00 Closed Unit/Reorganization Package Full-Time Hourly Associates (Sears/03500383) (Depo. Ex. 2, 10, 35) Undated Sears Closed Unit/Reorganization Package for M. Breithaupt (includes: Associate Interview Form; Unit Closing Benefit Notification Hourly Associate; Important Notice; Older Worker's Protection Act Notice - Offered Listing; Older Worker's Protection Act Notice - Not Offered Listing; Questions and Answers (Sears/0051-0058) (Depo. Ex. 3) 11/18/99 Applicant Response Form and Individual Status and Request form for M. Breithaupt (Sears/0574-0575) (Depo. Ex. 4) Undated Hand drawing of circuit board for a television (Depo. Ex. 5) 3/2/00 General Release and Waiver Agreement executed by M. Breithaup w/executed Associate Interview Form and Unit Closing/Reorganization Form - Master List (Sears/0503-0505) (Depo. Ex. 6)
Page 1 of 16
EXHIBIT LIST OF DEFENDANT Page 2 REC. REJ. RUL. RESVD. COMMENTS
CASE NUMBER 01-cv-2324-JLK-MEH
CASE CAPTION CHARLES T. GREEN, et al. v. SEARS, ROEBUCK & CO. DESCRIPTION
EX. NO.
WITNESS
G
Case 1:01-cv-02324-JLK-MEH
H
I
Document 89-6
J
Filed 09/18/2006
K
Page 2 of 16
L
Undated Older Worker=s Protection Act Notice - Not Offered Listing (Dept. 90440); Older Worker=s Protection Act Notice Offered Listing (Dept. 90440); Older Worker=s Protection Act Notice - Offered List (Dept. 90490); Older Worker=s Protection Act Notice - Not Offered List (Dept. 90490) (Sears/0517-0520) (Depo. Ex. 7, 19, 45) 2/14/00 Note from Dr. Adele Sykes re M. Breithaupt's inability to kneel or squat for significant periods (Sears/0963) (Depo. Ex. 8) 2/18/00 Memo from K. Fanning to District 8181 re District 8181 Job Openings (Sears/0340-0343) (Depo. Ex. 9) Undated Information packet given to Wentland at time of reorganization (includes: Associate Interview Form, Associate Job Preference Interview Form, Unit Closing Benefit Notification Hourly Associate, Important Notice, Offered and Not Offered Listings under OWBPA, Questions and Answers (Sears/0034-0042) (Depo. Ex. 12) 11/23/99 Applicant Response Form for Tech position to P. Wentland (Sears/0967) (Depo. Ex. 13) Undated Floor plan for "Typical GRC Shop Set-Up" (Sears/0974) (Depo. Ex. 14)
EXHIBIT LIST OF DEFENDANT Page 3 REC. REJ. RUL. RESVD. COMMENTS
CASE NUMBER 01-cv-2324-JLK-MEH
CASE CAPTION CHARLES T. GREEN, et al. v. SEARS, ROEBUCK & CO. DESCRIPTION
EX. NO.
WITNESS
M
Case 1:01-cv-02324-JLK-MEH
N
O
Document 89-6
Filed 09/18/2006
P
2/17/00 Letter from Wentland's doctor at Kaiser Permanente stating Wentland should not work as driver because of recurring dizzy spells (Sears/0975) (Depo. Ex. 15) 3/2/00 General Release and Waiver Agreement executed by P. Wentland w/executed Associate Interview Form and Unit Closing/Reorganization Form - Master List (Sears/0506-0508) (Depo. Ex. 16) 12/6/99 Applicant Response Form and Individual Status and Request for Carry-In Mechanical Artisan Line Specialist 2 for Green; Applicant Response Form and Individual Status and Request for Carry-In Floorcare Line Support for Green; Position Description for Carry-In Mechanical Artisan Line Specialist; Applicant Response Form and Individual Status and Request for CarryIn Floorcare Line Spec. 2 (Sears/0158801592; 0549-0550) (Depo. Ex. 17) Undated Information packet given to Green at time of reorganization (includes: Associate Interview Form, Associate Job Preference Interview Form, Unit Closing Benefit Notification Hourly Associate, Offered and Not Offered Listings under OWBPA, Questions and Answers (Sears/0025-0033) (Depo. Ex. 18)
Page 3 of 16
EXHIBIT LIST OF DEFENDANT Page 4 REC. REJ. RUL. RESVD. COMMENTS
CASE NUMBER 01-cv-2324-JLK-MEH
CASE CAPTION CHARLES T. GREEN, et al. v. SEARS, ROEBUCK & CO. DESCRIPTION
EX. NO.
WITNESS
Q
Case 1:01-cv-02324-JLK-MEH
R
S
T
Document 89-6
U
V
W
Filed 09/18/2006
X
Page 4 of 16
Y
Undated Handwritten notes re: Green's team skills, associate with Technician and Specialist Technician Interview Assessment Form for Green (Sears/01583) (Depo. Ex. 20) 3/30/00 General Release and Waiver Agreement executed by C. Green w/executed Associate Interview Form and Unit Closing/Reorganization Form - Master List (Sears/0500-0502) (Depo. Ex. 21) Undated E & M Factory Communication Guide (Sears/0200-0321) (Depo. Ex. 22) Spreadsheet noting applicants/interview scores (Sears/05251-05252) (Depo. Ex. 23) List of positions to be filled at Aurora Central Repair Facility (Sears/05257) (Depo. Ex. 24) 1/25/00 Technician and Specialist Technician Interview Assessment Form (Sears/0539) (Depo. Ex. 25) 4/18/00 Memo from K. Fanning to District 8181 re District 8181 Job Openings (Sears/0347-0349) (Depo. Ex. 32) 1/14/00 Memo from K. Fanning to District 8181 re District 8181 Job Openings (Sears/0337-0339) (Depo. Ex. 33) 3/18/00 Memo from K. Fanning to District 8181 re District 8181 Job Openings (Sears/0344-0346) (Depo. Ex. 34)
EXHIBIT LIST OF DEFENDANT Page 5 REC. REJ. RUL. RESVD. COMMENTS
CASE NUMBER 01-cv-2324-JLK-MEH
CASE CAPTION CHARLES T. GREEN, et al. v. SEARS, ROEBUCK & CO. DESCRIPTION
EX. NO.
WITNESS
Z
Case 1:01-cv-02324-JLK-MEH
A1
Document 89-6
A2
A3
A4
Filed 09/18/2006
A5
Undated Denver GRC/RDC Internal Interviewing Schedule for 1/26/00 and 1/27/00 (Sears/0194) (Depo. Ex. 36) C. Green's Individual Status and Request; Applicant Response Form for Tech 2 position; Position Description for Carry-In Floorcare Line Specialist 2, Carry-In Floorcare Line Support, Carry-In Mechanical Artisan Line Specialist 2, and Carry-In Mechanical Artisan Line Support (Alvariza/ 000015-000016; 000035-000038) (Depo. Ex. 37) Undated Home Services RI Request (re: OWBPA notification to all Impacted associates) w/Unit Closing/Reorganization Forms - Master List (Sears/0326-0333) and handwritten note (Depo. Ex. 39) 3/9/00 Associate Data/D8181 (Sears/0524005249) (Depo. Ex. 40) 5/13/00 Corwin Pierson Associate Interview Form; 3/3/00 General Release and Waiver Agreement signed by C. Pierson (Sears/05218-05219) (Depo. Ex. 41) 2/15/00 1999 Year-End Performance Appraisal Summaries for District 8181 (Sears/05226-05239) (Depo. Ex. 42)
Page 5 of 16
EXHIBIT LIST OF DEFENDANT Page 6 REC. REJ. RUL. RESVD. COMMENTS
CASE NUMBER 01-cv-2324-JLK-MEH
CASE CAPTION CHARLES T. GREEN, et al. v. SEARS, ROEBUCK & CO. DESCRIPTION 1/11/2000 Gunther Beckman Applicant Response Form for Electronics Tech. 3 position; Individual Status and Request form ; Interview Guide #2 for Electronics & Mechanical Plant Line Specialists & Line Team Leaders; Position Description for Carry-In Electronics Line Specialist (Sears/03058-03065) (Depo. Ex. 43)
EX. NO.
WITNESS
A6
Case 1:01-cv-02324-JLK-MEH
A7
Document 89-6
A8
A9
Filed 09/18/2006
A10
A11
Page 6 of 16
A12
1/27/00 Technician and Specialist Technician Interview Forms for M. Breithaupt (Sears/0583-0587) (Depo. Ex. 44) 1/27/00 Electrical and Mechanical Shop Associates Leadership Skills Interview #1 Assessment Form for P. Wentland (Sears/0562) (Depo. Ex. 48) Undated Interview Guide #1 for Electronic & Mechanical Plan Line Specialists & Line Team Leaders for Green (Sears/0158501587) (Depo. Ex. 53; Savard Depo. Ex. 1) 1/27/00 Team Leader and Team Technician Interview Assessment form for Alden Lindekugel (Sears/04257) (Depo. Ex. 55) 1/27/00 Interview Guide #1 Assessment Form for P. Wentland and Technician and Specialist Technician Interview Assessment Form (Sears/0561) (Depo. Ex. 59) Undated Sears Leadership Skills Guide for All Associates (Sears/0595-0617) (Fanning Depo. Ex. 1)
EXHIBIT LIST OF DEFENDANT Page 7 REC. REJ. RUL. RESVD. COMMENTS
CASE NUMBER 01-cv-2324-JLK-MEH
CASE CAPTION CHARLES T. GREEN, et al. v. SEARS, ROEBUCK & CO. DESCRIPTION
EX. NO.
WITNESS
A13
Case 1:01-cv-02324-JLK-MEH
A14
A15
Document 89-6
A16
A17
Undated Cover sheet for Technician Folder for Green; Sears Performance Review/Associate Development for Home Services Hourly Associates for Green; 9/1/99 Technician Productivity Report for Green during period 1/3/99 8/28/99 (Sears/01574-01580) (Fanning Depo. Ex. 2) 1/25/00 Parts Associate Leadership Skills, parts Team Leader Leadership Skills, Interview Guide #1 Assessment Form for Green (Sears/01584) (Savard Depo. Ex. 3) Undated Notes from interview with Green (Sears/01593) (Savard Depo. Ex. 4) Technical and Leadership interview information for C. Green (Sears/0158101593) (Savard Depo. Ex. 7) Technical and Leadership interview information for M. Breithaupt (Sears/05720582) (Savard Depo. Ex. 8)
Filed 09/18/2006 Page 7 of 16
EXHIBIT LIST OF DEFENDANT Page 8 REC. REJ. RUL. RESVD. COMMENTS
CASE NUMBER 01-cv-2324-JLK-MEH
CASE CAPTION CHARLES T. GREEN, et al. v. SEARS, ROEBUCK & CO. DESCRIPTION
EX. NO.
WITNESS
Case 1:01-cv-02324-JLK-MEH
A18
Document 89-6
A19
A20
A21
Filed 09/18/2006
A22
A23
Page 8 of 16
A24
Carter Depo. Ex. 1: "Requesting A Reorganization Package" (Sears/0302) (Carter Depo. Ex. 2) Home Services RI Request (Sears/0321); Executed OWBPA Notice (Sears/0384-0385)(Brooks Ex. 6, 5/31/02); E&M Factory Communication Guide cover (Sears/0200) (Brooks Ex. 12, 5/31/02); Depo. Ex. 2; Pension Considerations for Salaried and Full-Time Hourly; Summary Plan Description; Important Notice, "Offered" and "Not Offered" Listings under OWBPA, Questions and Answers; Depo. Ex. 7; Depo. Ex. 39; Depo. Ex. 18; Depo. Ex. 3 Undated Performance Review form for C. Green (Sears/0554-0559) (Peterson Depo. Ex. 1) Undated Review for Charlie Green (Sears/02663) (Peterson Depo. Ex. 2) Handwritten notes of Jane Lillydahl regarding Charles Green (Lillydahl Depo. Ex. 2) Handwritten notes of Jane Lillydahl regarding Phillip Wentland (Lillydahl Depo. Ex. 3) Handwritten notes of Jane Lillydahl regarding Sears Human Resource Guide for Managers (Lillydahl Depo. Ex. 3) 11/22/99 List of Active Associates Assigned to District 08181 (Sears/0001-0018)
EXHIBIT LIST OF DEFENDANT Page 9 REC. REJ. RUL. RESVD. COMMENTS
CASE NUMBER 01-cv-2324-JLK-MEH
CASE CAPTION CHARLES T. GREEN, et al. v. SEARS, ROEBUCK & CO. DESCRIPTION
EX. NO.
WITNESS
A25
A26
B1
B2
Case 1:01-cv-02324-JLK-MEH
B3
Document 89-6
B4
B5
Filed 09/18/2006
B6
B7
7/18/00 Hourly Associate Job Data Report (Sears/0019-0021) 4/11/00 Hourly Associate Job Data Report (Sears/0022-0024) Undated Various Position Descriptions (Sears/0386-0496) 4/28/00 Associate Interview Form executed by M. Breithaupt (Sears/0911) 6/5/79 Memorandum of Deficiency Interview with P. Wentland re problem supervising subordinates and organizing and maintaining area of responsibility (Sears/01030) 11/2/73 Memorandum of Deficiency re deficiencies in performance in Information Center re: Wentland (Sears/01034) 4/49/86 Memo to File from David Eisenberg re Wentland's low productivity (Sears/01035) Various Dates Information regarding Department of Labor and Employment Division of Workers' Compensation claims, Statements of Liability, Physicians reports regarding P. Wentland (Sears/01042-01043; 01051-01053; 01055-01074) 11/23/71 Memorandum of Deficiency Interview (re Green's over-all attitude and general dissatisfaction with Sears, coworkers and customers) (Sears/0144701449)
Page 9 of 16
EXHIBIT LIST OF DEFENDANT Page 10 REC. REJ. RUL. RESVD. COMMENTS
CASE NUMBER 01-cv-2324-JLK-MEH
CASE CAPTION CHARLES T. GREEN, et al. v. SEARS, ROEBUCK & CO. DESCRIPTION
EX. NO.
WITNESS
B8
B9
B10
Case 1:01-cv-02324-JLK-MEH
B11
B12
Document 89-6
B13
B14
Filed 09/18/2006
B15
Page 10 of 16
B16
2/24/72 Memorandum of Deficiency Interview with Green follow up to 11/23/71 interview (Sears/01450) 7/24/90 Unit Statement of Injury re Green (Sears/01473) Various dates Medical information re Green's Workers' Comp. Claim (Sears/01474-01559) Various dates Medical information re Green's 1984 medical claim (Sears/0156001573) 1999 Sears Human Resource Guide for Managers (Sears/01594-01752) 2000 Sears Human Resource Guide for Managers (Sears/01753-01901) Undated Organizational charts for Thornton and Aurora Stores (Sears/02363-02364) Undated General information pertaining to closed unit/reorganization including Important Notice, Questions and Answers, effects of reorganization on full-time and part-time employees, information pertaining to selection process; E&M Factory and GRC Selection Process; 1/00 Closed Unit/Reorganization Package Full-Time Hourly Associates (Sears/02365-02424) Handwritten list of individuals for whom packages are to be prepared regarding options (Sears/05256)
EXHIBIT LIST OF DEFENDANT Page 11 REC. REJ. RUL. RESVD. COMMENTS
CASE NUMBER 01-cv-2324-JLK-MEH
CASE CAPTION CHARLES T. GREEN, et al. v. SEARS, ROEBUCK & CO. DESCRIPTION
EX. NO.
WITNESS
B17
B18
B19
Case 1:01-cv-02324-JLK-MEH
B20
Document 89-6
B21
B22
Filed 09/18/2006
B23
Sears University Civil Treatment #1014 (Sears/05274-05383) Denver Metro Job Vacancy Survey and various job opening listings (Sears/0538405526) Worksheet summary regarding applicants prepared by K. Fanning (Sears/0581705820) Raymond Ayearst information: The Service Technician Test Series (Sears/02993-02994); Application (Sears/02995-02996); Interview material (Sears/03000-03005); background check (Sears/03018) Janet McClellan information: Leadership Skills Interview Guide #3 Line Support (Sears/03598-03603); background check (Sears/03614) Rosie Perez information: Interview documents(Sears03625-03627; 0363403635; 03639-03640; 03642-03644) Richard Schley information: Application (Sears/03654-03656; Interview documents (Sears/03736-03739; 03741-03747); Computer screen printouts with evaluation scores for 2/1/98, 12/1/98, 1/1/99, 2/15/00 (Sears/03763-03766)
Page 11 of 16
EXHIBIT LIST OF DEFENDANT Page 12 REC. REJ. RUL. RESVD. COMMENTS
CASE NUMBER 01-cv-2324-JLK-MEH
CASE CAPTION CHARLES T. GREEN, et al. v. SEARS, ROEBUCK & CO. DESCRIPTION
EX. NO.
WITNESS
B24
Case 1:01-cv-02324-JLK-MEH
B25
B26
Document 89-6
B27
Filed 09/18/2006
B28
Page 12 of 16
C1
Walter Shetskie information: Interview documents (Sears/03815-03826); Employee Information (Sears/03827); Computer screen printouts with evaluation scores for 12/1/98, 2/15/00, 2/15/01 (Sears/03838-03839, 03841); Application (03861-03862) Nathan Trosper information: Application (Sears/03885-03886); Interview documents (Sears/03890-03895; 03898) Ray Vigil information: Interview documents (Sears/03924-03934) Frank Weinzapfel information: Interview documents (Sears/03937-03945); Employee General Information Sheet (Sears/03947); 7/21/78 Evaluation information (Sears/03954); 5/10/79 Non-Selling Employee Review Form (03956-03957); Sales Supporting Employee Review Forms (Sears/03959-03960; 03964-03966; 0399003993); Service Tech. Evaluations (Sears/04008; 04012; 04015-04017; 0404204049); Application (Sears/04009-04010); Gunther Beckmann information: Application (Sears/03024-03026); Interview documents (Sears/03057-03065; 03102-03104); Record of courses taken by G. Beckman (Sears/05203-05204) James Blankenship information: Application (Sears/03175-03176); Interview documents (Sears/03180-03193)
EXHIBIT LIST OF DEFENDANT Page 13 REC. REJ. RUL. RESVD. COMMENTS
CASE NUMBER 01-cv-2324-JLK-MEH
CASE CAPTION CHARLES T. GREEN, et al. v. SEARS, ROEBUCK & CO. DESCRIPTION
EX. NO.
WITNESS
C2
C3
Case 1:01-cv-02324-JLK-MEH
C4
Document 89-6
Filed 09/18/2006
C5
C6
C7
Page 13 of 16
C8
Kristpher Dean information: Interviewdocuments (Sears/03225-03228); resume and Application (Sears/0322903231; 03237-03238) Brian Hedke information: Interview documents (Sears/03303-03304; 0331003313; 03317-03318); Application (Sears/03306-03307) Stan Koffman information: Employee Profile (Sears/03349-03350); Service Tech. Assoc. Review Form (Sears/03336-03337; 03347-03348; 03396-03397; 03419-03420); Cert. of course completions (Sears/0334003341; 03367-03370; 03373-03374; 03389; 03408-03409; 03418); letters from customers (Sears/03342-03345); Employee Review Form (Sears/03351-03352); Sales Employee Reviews (Sears/03358-03362; 03469-03470); Interview documents (Sears/03433-03459); Dispatcher Review (Sears/03504-03505) George Lang information: Interview documents (Sears/03552-03562); Computer screen printouts with review ratings for 2/15/01 and 2/15/00 (Sears/03574-03575) Virgina Ballou file with interview documents (Sears/04090-04100) Jessie Barnett interview form (Sears/0410104102) Dave Bunton interview documents (Sears/04103-04121)
EXHIBIT LIST OF DEFENDANT Page 14 REC. REJ. RUL. RESVD. COMMENTS
CASE NUMBER 01-cv-2324-JLK-MEH
CASE CAPTION CHARLES T. GREEN, et al. v. SEARS, ROEBUCK & CO. DESCRIPTION
EX. NO.
WITNESS
C9
C10
C11
C12
Case 1:01-cv-02324-JLK-MEH
C13
C14
Document 89-6
C15
C16
Filed 09/18/2006
C17
C18
Page 14 of 16
C19
Alexey Chernish interview documents (Sears/04122-04131) Ryan Delong application (Sears/0414104142) Michael Feagins interview documents (Sears 04143-04148; 04152-04153) Steven Gonzales interview documents(Sears/04154-04163) McKinley Hines interview documents(Sears/04164-04173) Ismet Mehmedagic interview documents(Sears/04174-04183) Josie Padilla file with interview documents (Sears/04184-04197) (Depo. Ex. 26, 56; Padilla Depo. Ex. 1); Service Technician Review (Sears/05595-05596; Wanda Reavis file with interview scores (Sears/04198-04213); Awards and recognitions (Sears/05637-05645); Certificates of Training (Sears/0564605664); Employee General Informtaion sheet (Sears/05666) Traci Schaper application (Sears/0421404215) Froilan Torres Employee File (Sears/0423604238) Martin Vallejo Application (Sears/0423904240)
EXHIBIT LIST OF DEFENDANT Page 15 REC. REJ. RUL. RESVD. COMMENTS
CASE NUMBER 01-cv-2324-JLK-MEH
CASE CAPTION CHARLES T. GREEN, et al. v. SEARS, ROEBUCK & CO. DESCRIPTION
EX. NO.
WITNESS
C20
C21
Case 1:01-cv-02324-JLK-MEH
C22
Document 89-6
C23
C24
Filed 09/18/2006
C25
C26 D1 D2 D3
Page 15 of 16
D4
4/28/00 Carol Dobbins Associate Interview Form (Sears/05222); 3/22/00 General Release and Waiver Agreement signed by C. Dobbins (Sears/05223); 7/14/00 Letter from C. Dobbins to Starry Carter requesting her retirement (Sears/05224) Alden Lindergel interview information (Sears/04256-04270) Craig Slabodnik interview information (Sears/04271-04279) (Depo. Ex. 50); (Depo. Ex. 60); Associate Interview Form and General Release and Waiver Agreement signed by C. Slabodnik (Sears/05220-05221) Spenner Norbert Associate Interview Form General Release and Waiver Agreement signed by N. Spenner (Sears/04284-04285) 5/13/00 Corwin Pierson Associate Interview Form; 3/3/00 General Release and Waiver Agreement signed by C. Pierson (Sears/05218-05219) (Depo. Ex. 41) Applications from Job Fair (Sears/0438304637) Deposition Transcript of Charles T. Green Deposition Transcript of Phillip R. Wentland Deposition Transcript of Marilyn Breithaupt Expert report and exhibits to report of Plaintiffs' expert, Jane H. Lillydahl Expert report of Defendant's vocational expert, Bonnie Ruth
EXHIBIT LIST OF DEFENDANT Page 16 REC. REJ. RUL. RESVD. COMMENTS
CASE NUMBER 01-cv-2324-JLK-MEH
CASE CAPTION CHARLES T. GREEN, et al. v. SEARS, ROEBUCK & CO. DESCRIPTION
EX. NO.
WITNESS
D5
D6 D7 D8
Case 1:01-cv-02324-JLK-MEH
D9
Expert report of Defendant's economic expert, Scott Saltzman Rule 1006 summaries as necessary Demonstrative exhibits Any and all exhibits necessary for rebuttal or impeachment Any and all of Plaintiffs' responses to Defendant's interrogatories and requests for admission
Document 89-6 Filed 09/18/2006 Page 16 of 16