Free Exhibit List - District Court of Federal Claims - federal

Case 1:95-cv-00524-GWM

Document 408

Filed 10/25/2007

Page 1 of 100

IN THE UNITED STATES COURT OF FEDERAL CLAIMS ____________________________________ HOMER J. HOLLAND, ) STEVEN BANGERT, Co-Executor of ) the Estate of HOWARD R. ROSS, and ) FIRST BANK, ) ) Case No. 95-524C Plaintiffs, ) ) (Judge George W. Miller) v. ) ) (Winstar-Related Case) THE UNITED STATES, ) ) Defendant. ) ____________________________________) DEFENDANT'S EXHIBIT LIST Defendant, the United States, respectfully identifies the exhibits we intend to offer at trial other than those to be used for impeachment or rebuttal. We have not included on our exhibit list the exhibits listed by plaintiffs on their exhibit list, filed September 26, 2007, and supplemental exhibit list, filed October 12, 2007, and hereby incorporate those exhibits by reference. We reserve the right to offer into evidence any exhibit listed on plaintiffs' exhibit lists or on the attached list of exhibits and to supplement or amend the attached list in accordance with the Rules and Orders of this Court to rebut or address testimony offered by plaintiff. Further, inclusion of a document on our exhibit list is not intended as a waiver of our right to object to its admissibility into evidence, or use during trial.

Case 1:95-cv-00524-GWM

Document 408

Filed 10/25/2007

Page 2 of 100

Respectfully submitted, MICHAEL F. HERTZ Deputy Assistant Attorney General

JEANNE E. DAVIDSON Director /s/ Kenneth M. Dintzer KENNETH M. DINTZER Assistant Director

Of Counsel: SCOTT D. AUSTIN KENNETH M. DINTZER ELIZABETH A. HOLT WILLIAM G. KANELLIS BRIAN A. MIZOGUCHI AMANDA L. TANTUM JOHN J. TODOR October 25, 2007

/s/ John H. Roberson JOHN H. ROBERSON Trial Attorney Commercial Litigation Branch Civil Division Department of Justice Attn: Classification Unit 8th Floor, 1100 L Street Washington, D.C. 20530 Tele: (202) 353-7972 Fax: (202) 514-8640 Attorneys for Defendant

HOMER J. HOLLAND, STEVEN BANGERT, Co-Executor of the Estate of HOWARD R. ROSS, and FIRST BANK v. UNITED STATES, Case No. 95-524C (Judge G. Miller)

DEFENDANT'S EXHIBIT LIST
GOVERNM ENT RANGE CAC370 0663 - 0679 DESCRIPTION

DX NO.

DATE

BATES RANGE

DX 1 DX 2

08/XX/1970 12/29/1981

C-AC-K-0042528 C-AC-K-0042544 OGC048 0026 - 0030

W ILL USE /M AY USE W ILL USE MAY USE

DX 3

12/03/1982

MAY USE MAY USE MAY USE

DX 4

12/31/1982

BUSINESS COMBINATIONS OVERVIEW FHLBB OFFICE OF EXAMINATION AND SUPERVISION MEMORANDUM SP-24 FROM D. JAMES CROFT RE: DETERMINING AN APPROPRIATE ACCOUNTING TECHNIQUE FOR MERGERS OF SAVINGS AND LOANS FHLBB STAFF GUIDELINES: SOLUTIONS FOR SUPERVISORY CASES IN ORDER OF PREFERENCE FHLBB 1982 ANNUAL REPORT

Case 1:95-cv-00524-GWM

DX 5

XX/XX/1982

ACHO ACHO ACHO ACHO

00515 00516 00001 00108

DX 6

XX/XX/1983

ACHO 00109 ACHO 00146

MAY USE MAY USE

Document 408

DX 7

10/26/1984

DX 8 W ON394 0081 - 0082

12/31/1984

ACHO 00517 ACHO 00518

PUBLICATION: PLIGHT OF THRIFT INSTITUTIONS BY ANDREW CARRON, STUDIES IN THE REGULATION OF ECONOMIC ACTIVITY, THE BROOKINGS INSTITUTION ARTICLE , THE RESCUE OF THRIFT INDUSTRY STUDIES IN THE REGULATION OF ECONOMIC ACTIVITY BY ANDREW S. CARRON FHLBB RESEARCH W ORKING PAPER NO. 116: FEDERAL DEPOSIT INSURANCE AS A CALL OPTION: IMPLICATIONS FOR DEPOSITORY INSTITUTION AND INSURER BEHAVIOR, BY DAN BRUMBAUGH AND ERIC HEMEL FHLBB 1984 ANNUAL REPORT (EXCERPT)

MAY USE

DX 9

03/08/1985

DX 10 PHO033 1232 - 1233 PHO038 0120 - 0120 OHO002 0362 - 0374 PHO050 0836 - 0837 PHO050 0831 - 0835

03/21/1985

W ON394 0076 - 0076

Filed 10/25/2007

DX 11

04/04/1985

FHLBB LETTER FROM W ILLIAM J. SCHILLING TO LEO B. BLABER JR. RE: MAY USE W AIVERS OF REQUIREMENTS FOR CERTIFIED FINANCIAL STATEMENTS FOR EACH PROPRIETARY INTEREST OF HOLLAND, ROSS AND STONE FHLBB LETTER FROM LEO B. BLABER JR. TO NORMAN J. KOST RE: MAY USE NOTICE OF INTENT TO ACQUIRE CONTROL OF ROCK FALLS SLA ROCK FALLS FSLA BOARD OF DIRECTORS SPECIAL MEETING MINUTES MAY USE MAY USE MAY USE MAY USE ROCK FALLS SLA BOARD OF DIRECTORS MEETING MINUTES W ITH AGENDA MAY USE

DX 12

04/04/1985

H&R-B21-01316 H&R-B21-01317 H&R-B36-00119 H&R-B36-00119

DX 13 DX 14

06/10/1985 06/11/1985

ROCK FALLS SERVICE CORPORATION BOARD OF DIRECTORS SPECIAL MEETING M INUTES ROCK FALLS SLA REPORT OF EXAM INATION ROCK FALLS SLA BOARD OF DIRECTORS MEETING MINUTES

Page 3 of 100

DX 15

07/12/1985

H&R-B43-00835 H&R-B43-00836 H&R-B43-00830 H&R-B43-00834

Page 1 of 97

HOMER J. HOLLAND, STEVEN BANGERT, Co-Executor of the Estate of HOWARD R. ROSS, and FIRST BANK v. UNITED STATES, Case No. 95-524C (Judge G. Miller)

DEFENDANT'S EXHIBIT LIST
DESCRIPTION

DX NO.

DATE

BATES RANGE

DX 16

07/31/1985

H&R-BX67-00037 H&R-BX67-00039

GOVERNM ENT RANGE PHO062 0344 - 0346

W ILL USE /M AY USE MAY USE

DX 17 PHO005 0766 - 0767 PHO050 0754 - 0755 PHO050 0816 - 0816 W OT765 0533 - 0551 PHO050 0813 - 0814 PHO050 0812 - 0812 PHO050 0739 - 0741 PHO050 0790 - 0795 PHO050 0796 - 0796 PHO083 1461 - 1471 BSM026 2230 - 2246

07/31/1985

H&R-BX67-00002 H&R-BX67-00017

PHO062 0308 - 0324

MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE

Case 1:95-cv-00524-GWM

DX 18 DX 19

07/31/1985 09/26/1985

LINDGREN, CALLIHAN, VAN OSDOL & CO., LTD LETTER TO ROCK FALLS SLA BOARD OF DIRECTORS RE: MANAGEMENT LETTER CONCERNING CONSOLIDATED FINANCIAL STATEMENTS FOR YEAR ENDED JULY 31, 1985 ROCK FALLS SLA AND SUBSIDIARY CONSOLIDATED FINANCIAL STATEMENTS ROCK FALLS SLA ANNUAL REPORT ROCK FALLS SLA ANNUAL MEETING MINUTES ROCK FALLS SLA ORGANIZATIONAL MEETING AGENDA

DX 20

09/26/1985

H&R-B43-00754 H&R-B43-00755 H&R-B43-0815 H&R-B43-0815

DX 21

09/30/1985

DX 22

09/30/1985

GALVA FSLA FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA REGULAR BASIS W ITH AUDITORS REPORT BY PEAT MARW ICK ROCK FALLS SLA LOAN COMMITTEE MEETING MINUTES ROCK FALLS SLA MEETING MINUTES AGENDA ROCK FALLS SLA BOARD OF DIRECTORS MEETING MINUTES ROCK FALLS SLA BOARD OF DIRECTORS MEETING MINUTES ROCK FALLS SLA MEETING MINUTE AGENDA

Document 408

DX 23

10/16/1985

DX 24

11/25/1986

DX 25

12/18/1985

DX 26

12/18/1985

DX 27

XX/XX/1985

Filed 10/25/2007

DX 28

03/07/1986

H&R-B43-00812 H&R-B43-00813 H&R-B43-00811 H&R-B43-00811 H&R-B43-00739 H&R-B43-00741 H&R-B43-00789 H&R-B43-00794 H&R-B43-00795 H&R-B43-00795 H&R-FBTR-BX1-1461 H&R-FBTR-BX1-1471 SM 141241 - SM 141257

DX 29

06/18/1986

ROCK FALLS SLA 1985 ILLINOIS CORPORATION INCOME AND MAY USE REPLACEMENT TAX RETURN FHLBB MEMORANDUM SP-37A FROM FRANCIS M. PASSARELI TO MAY USE PRINCIPAL SUPERVISORY AGENTS RE: REQUESTS FOR FORBEARANCES AND EXCEPTIONS TO FILING REQUIREMENTS REGARDING SUPERVISORY INSTITUTIONS ROCK FALLS SLA BOARD OF DIRECTORS MEETING MINUTES MAY USE ROCK FALLS SLA 1985 FEDERAL INCOME TAX RETURN ROCK FALLS SLA REPORT OF EXAM INATION MAY USE MAY USE

DX 30

07/31/1986

Page 4 of 100

DX 31

08/09/1986

H&R-B43-00765 PHO050 0766 - 0768 H&R-B43-00767 H&R-FBTR-BX1-1433 - PHO083 1433 - 1459 H&R-FBTR-BX1-1459 OHO002 0375 - 0388

Page 2 of 97

HOMER J. HOLLAND, STEVEN BANGERT, Co-Executor of the Estate of HOWARD R. ROSS, and FIRST BANK v. UNITED STATES, Case No. 95-524C (Judge G. Miller)

DEFENDANT'S EXHIBIT LIST
DESCRIPTION

DX NO.

DATE

BATES RANGE

DX 32

08/15/1986

GOVERNM ENT RANGE W OT924 0158 - 0347

W ILL USE /M AY USE MAY USE

DX 33 PHO050 0753 - 0753 OHO002 0534 - 0534 ROCK FALLS SLA ANNUAL MEETING MINUTES AGENDA

09/24/1986

PHO050 0685 - 0686

PUBLICATION: AN ANALYSIS OF PROPOSED CAPITAL REQUIREMENTS FOR THRIFT INSTITUTIONS: A STAFF ECONOMIC STUDY, FHLBB OFFICE OF POLICY AND ECONOMIC RESEARCH BY DONALD J. BISENIUS ROCK FALLS SLA ANNUAL MEETING MINUTES MAY USE

DX 34

09/24/1986

H&R-B43-00685 H&R-B43-00686 H&R-B43-00753 H&R-B43-00753

MAY USE MAY USE

Case 1:95-cv-00524-GWM

DX 35

10/17/1986

DX 36

11/13/1986

OHO001 0529 - 0533

MAY USE

Document 408

DX 37

11/25/1986

H&R-B44-47 H&R-B44-49

PHO005 0050 - 0052

MAY USE

DX 38

11/30/1986

PHO054 2076 - 2080

MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE

DX 39 PHO050 1274 - 1274

12/31/1986

ROCK FALLS SLA LETTER FROM THE BOARD OF DIRECTORS ROCK FALLS SLA TO PAUL DOW NING RE: RESPONSE TO REPORT OF EXAM INATION AS OF THE CLOSE OF AUGUST 9, 1986 FHLBB SEVENTH DISTRICT OFFICE LETTER FROM DAVID J. KALINA TO THE BOARD OF DIRECTORS, GALVA SLA, RE: GALVA SLA REPORT OF EXAM INATION AS OF 09/13/1985 VON BRIESSEN & REDMOND LETTER FROM W ILLIAM R. HOTZ TO JULIE L W ILLIAMS RE: REQUEST FOR NO-ACTION LETTER PERTAINING TO ACQUISITION OF ADDITIONAL SHARES BY AUTHORIZED CONTROL PERSONS ROCK FALLS SLA FINANCIAL STATEMENT: BALANCE SHEET AND INCOME STATEMENT ANALYSIS FHLBB 1986 ANNUAL REPORT (EXCERPT)

DX 40

12/31/1986

H&R-B56-02061 H&R-B56-02065 ACHO 00519 ACHO 00520 H&R B43-1272 H&R B43-1272

DX 41

12/XX/1986

Filed 10/25/2007

DX 42

XX/XX/1986

DX 43

06/15/1987

H&R-FBTR-BX1-1420 - PHO083 1420 - 1431 H&R-FBTR-BX1-1431 W ON435 0017 - 0024

DX 44

06/25/1987

OHO001 2311 - 2311 OGF121 2169 - 2257

MAY USE MAY USE

Page 5 of 100

DX 45

06/XX/1987

GF 0017900 GF 0017988

ROCK FALLS SLA MONTHLY REPORT OF SELECTED DATA TO THE COMMISSIONER OF SAVINGS AND LOAN ASSOCIATIONS FHLBB SYSTEM M ANUAL: FINANCIAL INSTRUMENTS, FUTURES, AND OTHER AGREEMENTS ROCK FALLS FSLA 1986 AMENDED CORPORATION INCOME AND REPLACEMENT TAX RETURN ROCK FALLS SLA FEDERAL HOME LOAN OFFICE OF REGULATORY FUNCTIONS AND STATE OF ILLINOIS OFFICE OF THE SAVINGS BANK AND LOAN COMMISSIONER REPORT OF EXAMINATION MEMORANDUM FROM HELEN K. MIRZA TO ROBERT. LINDGREN RE: CLASSIFICATION OF ASSETS ACCOUNTING ISSUES MANUAL PREPARED BY CHIEF ACCOUNTANT'S SECTION

Page 3 of 97

HOMER J. HOLLAND, STEVEN BANGERT, Co-Executor of the Estate of HOWARD R. ROSS, and FIRST BANK v. UNITED STATES, Case No. 95-524C (Judge G. Miller)

DEFENDANT'S EXHIBIT LIST
DESCRIPTION

DX NO.

DATE

BATES RANGE

DX 46

07/30/1987

H&R-B43-00591 H&R-B43-00592 W ON574 0864 - 0878 W OT645 1039 - 1056 W ON436 1061 - 1205 W ON435 0003 - 0009

GOVERNM ENT RANGE PHO050 0591 - 0592

DX 47 DX 48 DX 49

07/31/1987 07/31/1987 08/12/1987

Case 1:95-cv-00524-GWM

DX 50

08/19/1987

DX 51 PHO050 0696 - 0697 PHO050 0693 - 0693 PHO050 0498 - 0501

09/10/1987

W OT644 1039 - 1086

DX 52

09/23/1987

W ILL USE /M AY USE STATE OF ILLINOIS LETTER FROM J. ROGER COPLEY TO THE BOARD OF MAY USE DIRECTORS RE: ROCK FALLS SLA REPORT OF EXAMINATION DATED 06/15/1987 ROCK FALLS SLA CONSOLIDATED FINANCIAL REPORT MAY USE ROCK FALLS SLA CONSOLIDATED FINANCIAL REPORT MAY USE FHLBB AND FSLIC BID PACKAGE FOR HOME FSLA, MUTUAL SLA AND MAY USE GALVA FSLA ROCK FALLS SLA LETTER FROM THE BOARD OF DIRECTORS TO J. MAY USE ROGER COPLEY RE: RESPONSE TO 06/18/1987 SPECIAL LIMITED REPORT OF EXAMINATION AND AGREEMENT W ITH HOLLAND PARTNERS FOR INVESTMENT M ANAGEMENT SERVICES FHLBB BIDDER'S CONFERENCE TRANSCRIPT FOR HOME FSLA MAY USE MUTUAL SLA AND GALVA FSLA ROCK FALLS SLA ORGANIZATIONAL MEETING MINUTES MAY USE ROCK FALLS SLA ANNUAL MEETING MINUTES AGENDA ROCK FALLS SLA BOARD OF DIRECTORS ANNUAL MEETING MINUTES MAY USE MAY USE

Document 408

DX 53

09/23/1987

DX 54

09/23/1987

H&R-B43-00696 H&R-B43-00697 H&R-B43-00693 H&R-B43-00693 H&R-B43-00498 H&R-B43-00501 W OT569 0519 - 0560

DX 55 DX 56

10/XX/1987 11/16/1987

MAY USE MAY USE

DX 57 W OT645 1537 - 1551

11/23/1987

W ON397 0177 - 0177

MAY USE MAY USE

Filed 10/25/2007

DX 58

12/24/1987

SNL SECURITIES; SNL MONTHLY MARKET REPORT ROCK FALLS SLA FEDERAL HOME BANK OFFICE OF REGULATORY FUNCTIONS AND STATE OF ILLINOIS DIVISION OF SAVINGS AND LOAN ASSOCIATION REPORT OF EXAMINATION MEM ORANDUM FROM HELEN K. MIRZA TO DENNIS THOMAS RE: COST OF LIQUIDATIONS FHLBB FSLIC ACQUISITION PROPOSAL FOR REPUBLIC SB BY ROCK FALLS SLA

Page 6 of 100 Page 4 of 97

HOMER J. HOLLAND, STEVEN BANGERT, Co-Executor of the Estate of HOWARD R. ROSS, and FIRST BANK v. UNITED STATES, Case No. 95-524C (Judge G. Miller)

DEFENDANT'S EXHIBIT LIST
DESCRIPTION STATEM ENTS OF FINANCIAL CONDITION OF HOW ARD R. ROSS

DX NO.

DATE

BATES RANGE

Case 1:95-cv-00524-GWM

DX 59

12/31/1987

GOVERNM ENT RANGE CHO022 0229 - 0235 PHO061 2145 - 2165 W OT644 1180 - 1188 PHO060 2574 - 2575 HO1001 0098 - 0104 HO1001 0217 - 0218 PHO054 0503 - 0513

W ILL USE /M AY USE W ILL USE

DX 60

XX/XX/1987

H&R-BX65 02125 H&R-BX65 02145 H&R-BX64 02180 H&R-BX64 02181 ANB 00098 ANB 00104 ANB 00217 ANB 00218 H&R-B56 00504 H&R-B56 00514 ACHO 00151 ACHO 00171 - PHO083 1373 - 1388 - PHO083 1363 - 1371 - PHO083 1325 - 1361 PHO005 0907 - 0922 - PHO083 1390 - 1418 PHO005 0779 - 0792 W ON534 2149 - 2155

MAY USE

DX 61

XX/XX/1987

ARTICLE, THRIFT INDUSTRY CRISIS: CAUSES AND SOLUTIONS, BROOKINGS PAPERS ON ECONOMIC ACTIVITY, 1987 BY R. DAN BRUMBAUGH JR. AND ANDREW S. CARRON RIVER VALLEY SB 1987 AMENDED FEDERAL INCOME TAX RETURN

MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE

Document 408

DX 62

XX/XX/1987

DX 63

XX/XX/1987

RIVER VALLEY SB 1987 CORPORATION INCOME AND REPLACEMENT TAX RETURN RIVER VALLEY SB 1987 FEDERAL TAX RETURN ROCK FALLS SLA 1987 - 1989 BUSINESS PLAN ROCK FALLS SLA 1987 AM ENDED FEDERAL INCOME TAX RETURN ROCK FALLS SLA 1987 BUSINESS PLAN

DX 64

XX/XX/1987

DX 65

XX/XX/1987

DX 66

XX/XX/1987

H&R-FBTR-BX1-1373 H&R-FBTR-BX1-1388 H&R-FBTR-BX1-1363 H&R-FBTR-BX1-1371 H&R-FBTR-BX1-1325 H&R-FBTR-BX1-1361 H&R-B44-813 H&R-B44-828 H&R-FBTR-BX1-1390 H&R-FBTR-BX1-1418 H&R-B44-687 H&R-B44-700

Filed 10/25/2007

DX 67

01/11/1988

DX 68

01/12/1988

CHO024 0143 - 0150

Page 7 of 100

DX 69

01/20/1988

H&R-B43-00660 H&R-B43-00661

PHO050 0660 - 0661

FHLBB SEVENTH DISTRICT OFFICE MEMORANDUM FROM MICHAEL J. MAY USE JASKI TO DIANA JANUSKA RE: REPUBLIC SAVINGS BID PROPOSALS FROM ROCK FALLS SLA FHLBB RECOMMENDATION MEM ORANDUM FROM J. RICHARD EARLE MAY USE TO STUART D. ROOT RE: GALVA, MUTUAL, HOME AND NEGOTIATIONS W ITH ROCK FALLS SLA ROCK FALLS SLA BOARD OF DIRECTORS MEETING MINUTES MAY USE

Page 5 of 97

HOMER J. HOLLAND, STEVEN BANGERT, Co-Executor of the Estate of HOWARD R. ROSS, and FIRST BANK v. UNITED STATES, Case No. 95-524C (Judge G. Miller)

DEFENDANT'S EXHIBIT LIST
DESCRIPTION

DX NO.

DATE

BATES RANGE

DX 70

01/27/1988

GOVERNM ENT RANGE W OT294 0160 - 0175

W ILL USE /M AY USE MAY USE

DX 71

02/01/1988

W OT685 1014 - 1058

MAY USE

Case 1:95-cv-00524-GWM

DX 72

02/02/1988

H&R-B44 10 H&R-B44 12 CHO024 0151 - 0187

PHO005 0012 - 0014

MAY USE

DX 73

02/05/1988

MAY USE

Document 408

DX 74

02/10/1988

W OT685 1011 - 1013

MAY USE

DX 75

02/17/1988

W ON534 2252 - 2256

MAY USE

DX 76 PHO050 0653 - 0654 W OT685 0570 - 0576

02/17/1988

PHO050 0655 - 0659

RECOMMENDATION MEMORANDUM FROM LEO B. BLABER JR. TO B.J. BROOKINS RE: RECOMMENDATION FOR NEGOTIATION OF THE FSLIC-ASSISTED MERGER OF REPUBLIC SAVINGS FSLA INTO ROCK FALLS SLA FHLBB MEMORANDUM FROM HERBERT J. HELD TO LINDA PLYE RE: RECOMMENDATION FOR NEGOTIATION OF THE FSLIC-ASSISTED MERGER OF REPUBLIC SAVINGS INTO ROCK FALLS SLA, W ITH THE ATTACHMENTS STATE OF ILLINOIS LETTER FROM W AYNE F. DYER TO THE ROCK FALLS SLA BOARD OF DIRECTORS RE: ROCK FALLS SLA REPORT OF EXAM INATION DATED 11/16/1987 FHLBB MEMORANDUM FROM J. RICHARD EARLE TO JIM MEYER RE: ATTACHED 02/03/1988 REVISED PROPOSAL FROM HOLLAND PARTNERS FOR ACQUISITION OF HOME M UTUAL FSLA AND GALVA FSLA MEMORANDUM FROM LINDA B. PLYE TO HERBERT J. HELD RE: PROPOSED FSLIC-ASSISTED MERGER OF REPUBLIC SAVINGS FSLA INTO ROCK FALLS SLA FHLBB LETTER FROM B.J. BROOKINS TO LEO B. BLABER JR. RE: RECOMMENDATION FOR NEGOTIATION OF THE FSLIC-ASSISTED MERGER OF REPUBLIC SAVINGS FSLA INTO ROCK FALLS SLA ROCK FALLS SLA BOARD OF DIRECTORS SPECIAL MEETING MINUTES ROCK FALLS SLA BOARD OF DIRECTORS MEETING MINUTES

MAY USE MAY USE MAY USE

DX 77

02/17/1988

H&R-B43-00655 H&R-B43-00659 H&R-B43-00653 H&R-B43-00654

Filed 10/25/2007

DX 78

02/18/1988

DX 79

02/18/1988

OHO002 0556 - 0558

MAY USE

Page 8 of 100

DX 80

02/29/1988

W OF016 2558 - 2570

W ILL USE

DX 81 DX 82

02/29/1988 03/16/1988

H&R-B43-00644 H&R-B43-00646

W OT685 1158 - 1160 PHO050 0644 - 0646

FHLBB SEVENTH DISTRICT MEMORANDUM FROM MICHAEL J. JASKI TO DIANA JANUSKA RE: REPUBLIC SAVINGS BID PROPOSAL FROM ROCK FALLS SLA ROCK FALLS SLA LETTER FROM THE BOARD OF DIRECTORS ROCK FALLS SLA TO W AYNE F. DYER RE: REPORT OF EXAMINATION CONCLUDED 12/28/1987 FHLBB MEMORANDUM FROM RICHARD W EISS TO DAVID ADKINS RE: SUMMARY OF MEM ORANDA TO ACQUIRE MUTUAL SL, HOME SLA, AND GALVA FSLA BY ROCK FALLS SLA ROCK FALLS SLA FHLBB THRIFT FINANCIAL REPORT ROCK FALLS SLA BOARD OF DIRECTORS MEETING MINUTES

MAY USE MAY USE

Page 6 of 97

HOMER J. HOLLAND, STEVEN BANGERT, Co-Executor of the Estate of HOWARD R. ROSS, and FIRST BANK v. UNITED STATES, Case No. 95-524C (Judge G. Miller)

DEFENDANT'S EXHIBIT LIST
DESCRIPTION

DX NO.

DATE

BATES RANGE

DX 83

03/18/1988

GOVERNM ENT RANGE W OT645 1022 - 1037

W ILL USE /M AY USE W ILL USE

Case 1:95-cv-00524-GWM

DX 84

03/18/1990

ANB 00107 ANB 00112 H&R-BX65-02080 H&R-BX65-02098 H&R-BX64-02177 H&R-BX64-02177 ANB 00227 ANB 00227 H&R-B56-00492 H&R-B56-00501 W ON534 2141 - 2145 PHO056 0244 - 0334 PHO001 0391 - 0499

HO1001 0107 - 0112 PHO061 2100 - 2118 PHO060 2571 - 2571 HO1001 0227 - 0227 PHO054 0491 - 0500

HOLLAND PARTNERS, INC. LETTER FROM HOMER J. HOLLAND TO HELEN K. MIRZA RE: ACQUISITION PROPOSAL FOR REPUBLIC SAVINGS BY ROCK FALLS SLA STATEM ENTS OF FINANCIAL CONDITION OF HOMER J. HOLLAND W ILL USE

DX 85

03/22/1988

Document 408

DX 86

03/23/1988

FHLBB SEVENTH DISTRICT MEMORANDUM FROM MICHAEL J. JASKI TO MAY USE DIANA JANUSKA RE: BID PROPOSAL FROM ROCK FALLS SLA RIVER VALLEY SB, FSB BUSINESS PLAN MAY USE MAY USE

DX 87

03/25/1988

H&R-BX56-00242 H&R-BX56-00332 95-524 P 0359 95-524 P 0466

DX 88 W OT013 0316 - 0322 W OT073 0118 - 0136

03/31/1988

H&R-B51-1115 H&R-B51-1117

PHO003 0837 - 0839

MAY USE MAY USE MAY USE

DX 89

03/31/1988

Filed 10/25/2007

DX 90

03/31/1988

DX 91 DX 92

03/XX/1988 04/04/1988

W OT685 1148 - 1157 CHO022 0652 - 0653 CHO022 0648 - 0651

MAY USE MAY USE

Page 9 of 100

DX 93

04/07/1988

H&R-B44-177 H&R-B44-177

PHO005 0124 - 0124

JONES, DAY, REAVIS, & POGUE LETTER FROM DEBORAH SABELLA TO HERB HELD W ITH ATTACHED RIVER VALLEY SB, FSB APPLICATION TO INCLUDE SUBORDINATED DEBT SECURITIES AS REGULATORY CAPITAL BY HOLLAND AND ROSS DATED 03/25/1988 FHLB OF CHICAGO, SUPERVISORY NEW S RELEASE BY LEO B. BLABER, JR., BULLETIN NO 88-17, "DERIVATIVE M ORTGAGE INSTRUMENTS" RIVER VALLEY SB FINANCIAL DATA OF APPLICATION FOR MERGER W ITH REPUBLIC SAVINGS FSLA RIVER VALLEY SB CONSOLIDATED FINANCIAL REPORT W ITH MANAGEMENT LETTER BY LINDGREN, CALLIHAN, VAN OSDOL AND CO., LTD ROCK FALLS SLA FHLBB THRIFT FINANCIAL REPORT JONES, DAY, REAVIS & POGUE LETTER FROM DEBORAH A. SABELLA TO HERB HELD RE: PROPOSED ACQUISITION OF HOME FSLA, GALVA FSLA AND MUTUAL SLA BY MESSRS. HOW ARD R. ROSS AND HOMER J. HOLLAND W ITH ENCLOSED STRUCTURE OF PROPOSED ACQUISITION RIVER VALLEY SB SENIOR LOAN COMMITTEE MEETING MINUTES

MAY USE

Page 7 of 97

HOMER J. HOLLAND, STEVEN BANGERT, Co-Executor of the Estate of HOWARD R. ROSS, and FIRST BANK v. UNITED STATES, Case No. 95-524C (Judge G. Miller)

DEFENDANT'S EXHIBIT LIST
DESCRIPTION

DX NO.

DATE

BATES RANGE

DX 94

04/13/1988

GOVERNM ENT RANGE W ON534 1704 - 1724

W ILL USE /M AY USE MAY USE

DX 95

04/15/1988

W ON436 1963 - 1967

Case 1:95-cv-00524-GWM

DX 96 CHO022 0576 - 0591

04/20/1988

H&R-B43-00511 H&R-B43-00515

PHO050 0511 - 0515

FHLBB OF CHICAGO LETTER FROM TRACY W IESEN TO PAULA E. HIZA RE: NEGOTIATING FSLIC-ASSISTED MERGER OF ROCK FALLS SLA W ITH REPUBLIC SAVINGS FSLA ENCLOSING DRAFT MERGER AGREEMENT JONES, DAY, REAVIS & POGUE LETTER FROM DEBORAH A. SABELLA MAY USE TO W ILVIA GALBRAITH RE: PROPOSED ACQUISITION OF HOME FSLA, GALVA FSLA, AND MUTUAL SLA BY MESSRS. HOW ARD R. ROSS AND HOM ER J. HOLLAND W ITH TERM SHEET DESCRIBING RIVER VALLEY SB PREFERRED STOCK RIVER VALLEY SB BOARD OF DIRECTORS MEETING MINUTES MAY USE

DX 97

04/22/1988

MAY USE

Document 408

DX 98

04/28/1988

W OT073 0134 - 0136

MAY USE

DX 99

04/28/1988

W OT685 0902 - 0914

MAY USE

DX 100 FHO022 0558 - 0563 W OT644 1926 - 1927

04/29/1988

FHO022 0110 - 0114

MAY USE MAY USE MAY USE

DX 101

04/29/1988

Filed 10/25/2007

DX 102

05/03/1988

Page 10 of 100

DX 103

05/04/1988

W FZ009 0412 - 0417

FHLBB SEVENTH DISTRICT OFFICE "S" MEMORANDUM FROM LEO B. BLABER JR. TO JOHN M. BUCKLEY JR. RE: FSLIC ASSISTED ACQUISITION OF GALVA FSLA, HOME FSLA, AND MUTUAL SLA BY HOMER HOLLAND AND HOW ARD ROSS LINDGREN, CALLAHAN, VAN OSDOL AND CO., LTD LETTER TO RIVER VALLEY SB BOARD OF DIRECTORS RE: MANAGEMENT LETTER MARCH 31, 1988 FINANCIAL STATEMENTS RIVER VALLEY SAVINGS BANK LETTER FROM HOMER J. HOLLAND TO HELEN K. MIRZA RE: RESPONSE TO QUESTIONS AND GUIDANCE AT LAST MEETING REGARDING REPUBLIC SAVINGS FDIC STATEM ENTS OF POLICY: SELECTION OF SECURITIES DEALERS AND UNSUITABLE INVESTMENT PRACTICES REGIONAL DIRECTOR MEMORANDUM RE: RESIDUALS AND STRIPPED MORTGAGE-BACKED SECURITIES TRANSMITTAL #88-061 OFFICE OF REGULATORY POLICY, OVERSIGHT AND SUPERVISION LETTER FROM LINDA PLYE TO HELEN K. MIRZA RE: ADDITIONAL INFORMATION FOR S MEMORANDUM ASSISTED ACQUISITION OF GALVA FSLA, MUTUAL SLA, AND HOME FSLA BY M ESSRS. HOM ER HOLLAND AND HOW ARD ROSS FHLBB SEVENTH DISTRICT OFFICE ADDENDUM TO THE "S" MEMORANDUM FROM LEO B. BLABER TO LINDA PLYE RE: PROPOSED ACQUISITION OF HOME FSLA, GALVA FSLA, AND MUTUAL SLA BY MESSRS. HOW ARD D. ROSS AND HOMER J. HOLLAND

MAY USE

Page 8 of 97

HOMER J. HOLLAND, STEVEN BANGERT, Co-Executor of the Estate of HOWARD R. ROSS, and FIRST BANK v. UNITED STATES, Case No. 95-524C (Judge G. Miller)

DEFENDANT'S EXHIBIT LIST
DESCRIPTION

DX NO.

DATE

BATES RANGE

DX 104

05/05/1988

95-524P 0467 95-524P 0500

GOVERNM ENT RANGE PHO001 0501 - 0534

W ILL USE /M AY USE MAY USE

DX 105 CHO001 0268 - 0270

05/12/1988

W OT645 1038 - 1038

MAY USE MAY USE

Case 1:95-cv-00524-GWM

DX 106

05/12/1988

DX 107

05/12/1988

W ON574 0644 - 0645

MAY USE

Document 408

DX 108 PHO050 0502 - 0503 W ON436 0582 - 0584

05/18/1988

PHO050 0493 - 0494

JONES, DAY, REAVIS, & POGUE LETTER FROM DEBORAH A. SABELLA TO HERB HELD RE: PROPOSED ACQUISITION OF HOME FSLA, GALVA FSLA AND MUTUAL SLA BY MESSRS. HOW ARD R. ROSS AND HOMER J. HOLLAND, W ITH ATTACHED FSLIC RIVER VALLEY SB, FSB AMENDM ENT NO. 1 TO APPLICATION TO INCLUDE SUBORDINATED DEBT SECURITIES AS REGULATORY CAPITAL MEM ORANDUM RE: DEAL STRUCK W ITH RIVER VALLEY SLA SUBJECT TO LEO B. BLABER'S APPROVAL RIVER VALLEY LETTER FROM HOMER J. HOLLAND TO HELEN MIRZA, FHLB OF CHICAGO RE: SUMMARY OF OUR CURRENT PROPOSAL FOR THE FSLIC-ASSISTED ACQUISITION OF REPUBLIC SAVINGS OF SOUTH BELOIT RIVER VALLEY SAVINGS BANK LETTER FROM HOMER J. HOLLAND TO HELEN K. MIRZA RE: SUMMARY OF CURRENT PROPOSAL FOR THE FSLIC-ASSISTED ACQUISITION OF REPUBLIC SAVINGS RIVER VALLEY SB BOARD OF DIRECTORS MEETING MINUTES RIVER VALLEY SB ORGANIZATIONAL MEETING MINUTES AGENDA

MAY USE MAY USE MAY USE

DX 109

05/18/1988

H&R-B43-00493 H&R-B43-00494 H&R-B43-00502 H&R-B43-00503

DX 110

05/20/1988

Filed 10/25/2007

DX 111

05/27/1988

CHO024 0072 - 0075

MAY USE

DX 112 DX 113 CHO020 0861 - 0900 CHO020 0901 - 0970 W OT644 1304 - 1321

05/XX/1988 06/09/1988

CHO021 0299 - 0301 W OT644 1375 - 1393

MAY USE MAY USE MAY USE MAY USE MAY USE

DX 114

06/09/1988

DX 115

06/09/1988

Page 11 of 100

DX 116

06/14/1988

FHLBB SEVENTH DISTRICT OFFICE MEMORANDUM FROM MICHAEL J. JASKI TO LESLIE A. SOMMERS RE: GALVA FSLA ESTIMATED COST OF LIQUIDATION-RUN #7, 05/19/1988 JONES, DAY, REAVIS & POGUE LETTER FROM DEBORAH A. SABELLA TO EVELYNE BONHOMME RE: COMMENTS TO THE PROPOSED ACQUISITION OF HOME FSLA, GALVA FSLA AND MUTUAL SLA FROM HOLLAND ASSISTANCE AGREEMENT ROCK FALLS SLA FHLBB THRIFT FINANCIAL REPORT MERGER AGREEMENT AND PLAN OF MERGER 1 BETW EEN GALVA FSLA AND HOME FSLA MERGER AGREEM ENT AND PLAN OF MERGER I BETW EEN GALVA FSLA AND HOME FSLA MERGER AGREEMENT AND PLAN OF MERGER I BETW EEN MUTUAL SLA AND HOME FSLA MERGER AGREEMENT AND PLAN OF MERGER II BETW EEN MUTUAL SLA AND HOME FSLA

Page 9 of 97

HOMER J. HOLLAND, STEVEN BANGERT, Co-Executor of the Estate of HOWARD R. ROSS, and FIRST BANK v. UNITED STATES, Case No. 95-524C (Judge G. Miller)

DEFENDANT'S EXHIBIT LIST
DESCRIPTION

DX NO.

DATE

BATES RANGE

DX 117

06/17/1988

GOVERNM ENT RANGE CHO022 0708 - 0829

W ILL USE /M AY USE MAY USE

DX 118 W ON534 2261 - 2263

06/23/1988

W ON534 0826 - 0829

MAY USE MAY USE

Case 1:95-cv-00524-GWM

DX 119

06/27/1988

DX 120

06/27/1988

CHO023 0693 - 0693

MAY USE

DX 121

06/27/1988

W OB026 0656 - 0662

MAY USE

Document 408

DX 122 W ON534 0742 - 0824 W ON534 0830 - 0834 W ON534 0366 - 0376 W ON534 0382 - 0382 W ON534 0389 - 0740 W OB026 0654 - 0655

06/27/1988

H&R-B18-00949 H&R-B18-00962

PHO010 0997 - 1010

MAY USE MAY USE MAY USE MAY USE

DX 123

06/27/1988

DX 124

06/27/1988

Filed 10/25/2007

DX 125

06/28/1988

DX 126

06/28/1988

MAY USE

Page 12 of 100

DX 127

06/28/1988

W OF016 0528 - 0530

FHLBB ISSUES MEMORANDUM FROM STUART D. ROOT TO FHLBB RE: THE SUPERVISORY MERGER OF GALVA FSLA, HOME FSLA AND MUTUAL SLA RIVER VALLEY SB CERTIFICATION OF RESOLUTIONS APPROVING MERGER FHLBB SEVENTH DISTRICT OFFICE MEMORANDUM FROM EDW ARD A. ECKERT AND DANIEL R. BAGUS TO LEO B. BLABER JR. RE: ANALYSIS OF THE ANTI-COMPETITIVE ASPECTS OF THE PROPOSED FSLIC-ASSISTED ACQUISITION OF REPUBLIC SAVINGS FSLA INTO RIVER VALLEY SB FHLBB M EM ORANDUM FROM PATRICK G. BERKAKOS TO JOHN M. BUCKLEY, JR. RE: CHARTER AND BYLAW AMENDM ENTS FOR RIVER VALLEY SB FSB FHLBB OF CHICAGO "L" MEMORANDUM FROM PETER E. GUTZMER TO FHLBB RE: FSLIC-ASSISTED SUPERVISORY CONVERSION/MERGER OF REPUBLIC SAVINGS FSLA INTO RIVER VALLEY SB MERGER AGREEMENT AND PLAN OF M ERGER BETW EEN REPUBLIC SAVINGS FSLA AND RIVER VALLEY SB MERGER AGREEMENT AND PLAN OF M ERGER BETW EEN REPUBLIC SAVINGS FSLA AND RIVER VALLEY SB REPUBLIC SAVING FSLA CERTIFICATION OF RESOLUTIONS APPROVING MERGER FHLBB SEVENTH DISTRICT OFFICE "S" MEMORANDUM FROM LEO B. BLABER, JR. TO JOHN M. BUCKLEY, JR. RE: FSLIC ASSISTED SUPERVISORY CONVERSION/MERGER OF REPUBLIC SAVINGS FSLA W ITH AND INTO RIVER VALLEY SB FHLBB SEVENTH DISTRICT OFFICE CERTIFICATION MEMORANDUM FROM LEO B. BLABER, JR. TO FHLBB RE: FSLIC-ASSISTED ACQUISITION OF REPUBLIC SAVINGS FSLA BY RIVER VALLEY SB FHLBB SEVENTH DISTRICT OFFICE EXECUTIVE SUMMARY MEMORANDUM FROM LEO B. BLABER, JR. TO FHLBB RE: RECOMMENDATION TO APPROVE FSLIC-ASSISTED ACQUISITION OF REPUBLIC SAVINGS FSLA BY RIVER VALLEY SB

MAY USE

Page 10 of 97

HOMER J. HOLLAND, STEVEN BANGERT, Co-Executor of the Estate of HOWARD R. ROSS, and FIRST BANK v. UNITED STATES, Case No. 95-524C (Judge G. Miller)

DEFENDANT'S EXHIBIT LIST
DESCRIPTION

DX NO.

DATE

BATES RANGE

DX 128

06/28/1988

GOVERNM ENT RANGE W OB026 0644 - 0651

W ILL USE /M AY USE W ILL USE

DX 129

06/XX/1988

W ON436 0464 - 0475

MAY USE

Case 1:95-cv-00524-GWM

DX 130 DX 131 DX 132 W OL605 0400 - 0405

06/XX/1988 07/01/1988 07/06/1988

W OT685 1120 - 1121

MAY USE MAY USE MAY USE

Document 408

DX 133

07/12/1988

CHO022 0614 - 0619

MAY USE

DX 134 CHO013 0216 - 0217 CHO013 0218 - 0218

07/20/1988

H&R-BX61-01990 H&R-BX61-01991

PHO059 0383 - 0384

FHLBB SEVENTH DISTRICT OFFICE ISSUES MEMORANDUM FROM LEO B. BLABER, JR. TO THE FHLBB RE: THE FSLIC - ASSISTED CONVERSION/MERGER OF REPUBLIC SAVINGS FSLA W ITH AND INTO RIVER VALLEY SB RIVER VALLEY SB, FSB SUBORDINATED DEBENTURE AGREEMENT FOR $4.6M BETW EEN RIVER VALLEY SB, FSB AND AMERICAN NATIONAL BANK AND TRUST COMPANY OF CHICAGO ROCK FALLS SLA FHLBB THRIFT FINANCIAL REPORT SNL SECURITIES; SNL MONTHLY MARKET REPORT FHLBB SEVENTH DISTRICT OFFICE "S" MEMORANDUM SUPPLEMENT FROM LEO B. BLABER, JR. TO JOHN BUCKLEY, JR. RE: FSLIC ASSISTED SUPERVISORY CONVERSION/MERGER OF REPUBLIC SAVINGS FSLA W ITH AND INTO RIVER VALLEY SB FHLBB SEVENTH DISTRICT OFFICE "S" MEMORANDUM SUPPLEMENT FROM LEO B. BLABER JR. TO JOHN BUCKLEY JR. RE: ACQUISITION AND CONVERSION OF HOME FSLA, GALVA FSLA, AND MUTUAL SLA BY HOW ARD R. ROSS AND HOMER J. HOLLAND RIVER VALLEY SB BOARD OF DIRECTORS MEETING MINUTES

MAY USE MAY USE MAY USE

DX 135

07/27/1988

DX 136

07/27/1988

Filed 10/25/2007

DX 137

07/27/1988

CHO017 0319 - 0320

MAY USE

DX 138 PHO001 0824 - 0838

07/28/1988

CHO013 0005 - 0011

MAY USE MAY USE

DX 139

07/28/1988

95-524 P 0762 95-524 P 0776

Page 13 of 100

DX 140

07/28/1988

95-524 P 0799 95-524 P 0799

PHO001 0863 - 0863

FHLBB RESOLUTION NO. 88-613, IMPLEMENTING RESOLUTION REPUBLIC SAVINGS FSLA FHLBB RESOLUTION NO. 88-614, APPROVAL OF SUPERVISORY CONVERSION AND M ERGER OF REPUBLIC SAVINGS FSLA W ITH RIVER VALLEY SB INTER OFFICE MEMORANDUM FROM JANICE SOERGEL TO MARILYN SADAUSKAS RE: CASE NOTIFICATION GALVA FSL, HOME FSL, MUTUAL SL FHLBB RESOLUTION NO. 88-636 P APPROVING SUPERVISORY MERGER OF GALVA FSLA W ITH HOME FSLA FHLBB RESOLUTION NO. 88-637 , SUPERVISORY MERGER OF MUTUAL SLA W ITH HOM E FSLA AND SUPERVISORY CONVERSION OF HOME FSLA FHLBB RESOLUTION NO. 88-640, APPROVAL OF SUPERVISORY CONVERSION MERGER OF MUTUAL SLA W ITH HOME FSLA

MAY USE

Page 11 of 97

HOMER J. HOLLAND, STEVEN BANGERT, Co-Executor of the Estate of HOWARD R. ROSS, and FIRST BANK v. UNITED STATES, Case No. 95-524C (Judge G. Miller)

DEFENDANT'S EXHIBIT LIST
DESCRIPTION

DX NO.

DATE

BATES RANGE

DX 141

07/28/1988

H&R-B22-00593 H&R-B22-00595

GOVERNM ENT RANGE PHO051 0603 - 0605

W ILL USE /M AY USE MAY USE

DX 142 PHO001 0981 - 1072 W OT013 0051 - 0113 W OL604 1112 - 1114

07/28/1988

PHO051 0606 - 0607

MAY USE W ILL USE W ILL USE MAY USE

Case 1:95-cv-00524-GWM

DX 143

07/29/1988

H&R-B22-00596 H&R-B22-00597 95-524P 0905 95-524P 0996

DX 144 DX 145

07/29/1988 07/29/1988

DX 146

07/29/1988

CHO023 1340 - 1341

MAY USE

Document 408

DX 147 CHO017 0090 - 0127 CHO017 0003 - 0049 W OT645 1472 - 1473

07/29/1988

W OF016 1604 - 1606

MAY USE MAY USE MAY USE MAY USE

DX 148

07/29/1988

DX 149

07/29/1988

DX 150

07/29/1988

Filed 10/25/2007

DX 151 PHO056 1570 - 1588 W ON335 0112 - 0138

07/29/1988

CHO017 0050 - 0089

MAY USE W ILL USE W ILL USE

DX 152

07/29/1988

H&R-BX57-184 H&R-BX57-202

DX 153

07/29/1988

DX 154

07/29/1988

CHO013 0696 - 0729 PHO058 1654 - 1674 PHO036 1104 - 1115

MAY USE MAY USE RIVER VALLEY SB SUBORDINATED DEBENTURE FOR $2 MILLION W ILL USE

Page 14 of 100

DX 155

07/29/1988

H&R-BX61-00145 H&R-BX61-00165

FHLBB RESOLUTION NO. 88-641, IMPLEMENTING RESOLUTION RE: ASSISTANCE AGREEMENT, REGULATORY CAPITAL MAINTENANCE AND DIVIDEND LIMITATION AGREEMENT, AND EXCHANGE AGREEMENT FHLBB RESOLUTION NO. 88-642 , PURSUIT OF CLAIMS OF GALVA FSLA, MUTUAL SLA, W ITH AND INTO HOME FSLA ASSISTANCE AGREEMENT AM ONG HOW ARD R. ROSS, HOMER J. HOLLAND, RIVER VALLEY SB, FSB AND THE FSLIC ASSISTANCE AGREEM ENT BETW EEN FSLIC AND RIVER VALLEY SB DAVIS & MORGAN LETTER TO LEO B. BLABER JR. RE: LEGAL OPINION CONCERNING SUPERVISORY M ERGER OF MUTUAL SLA INTO HOME FSLA DAVIS AND MORGAN LETTER FROM DAVIS AND MORGAN TO LEO B. BLABER, JR. RE SUPERVISORY MERGER OF GALVA FSLA W ITH AND INTO HOME FSL EXCHANGE AGREEM ENT BETW EEN FSLIC AND RIVER VALLEY SB, FSB CONCERNING MERGER OF GALVA FSLA AND MUTUAL SLA GALVA FSLA BALANCE SHEET AND PRELIMINARY REPORT OF INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS HOME FSLA CONSOLIDATED BALANCE SHEET AND PRELIMINARY REPORT OF INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS JONES, DAY, REAVIS AND POGUE LETTER FROM JONES, DAY, REAVIS AND POGUE TO STUART D. ROOT RE: MERGER OF REPUBLIC SAVINGS FSLA W ITH AND INTO RIVER VALLEY SB MUTUAL SLA BALANCE SHEET AND PRELIMINARY REPORT OF INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS PURCHASE AGREEMENT BETW EEN AMERICAN NATIONAL BANK AND TRUST COMPANY OF CHICAGO AND RIVER VALLEY SB REGULATORY CAPITAL MAINTENANCE AND DIVIDEND LIMITATION AGREEMENT AMONG HOW ARD R. ROSS AND HOMER J. HOLLAND, RIVER VALLEY SB, FSB AND FSLIC REPUBLIC SAVINGS FSLA BALANCE SHEET AND REPORT OF INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS GRANT THORNTON RIVER VALLEY SB FSB BOARD OF DIRECTORS MEETING MINUTES

DX 156

07/29/1988

Page 12 of 97

HOMER J. HOLLAND, STEVEN BANGERT, Co-Executor of the Estate of HOWARD R. ROSS, and FIRST BANK v. UNITED STATES, Case No. 95-524C (Judge G. Miller)

DEFENDANT'S EXHIBIT LIST
DESCRIPTION

DX NO.

DATE

BATES RANGE

DX 157 HO1001 0266 - 0273 PHO050 0481 - 0482 PHO059 0120 - 0177 PHO050 0484 - 0484 HO2001 3088 - 3092 HO3002 2254 - 2292 RIVER VALLEY SB MEETING AGENDA RIVER VALLEY SB BOARD PACKAGE

07/29/1988

GOVERNM ENT RANGE CHO023 0106 - 0205 RIVER VALLEY STOCK PURCHASE AGREEMENT BETW EEN RIVER VALLEY SB, FSB AND FSLIC PROJECTIONS FOR RIVER VALLEY SB, FSB RIVER VALLEY SB BOARD OF DIRECTORS MEETING MINUTES

W ILL USE /M AY USE W ILL USE MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE

DX 158

07/XX/1988

DX 159

08/17/1988

DX 160

08/17/1988

Case 1:95-cv-00524-GWM

DX 161

08/17/1988

ANB 00266 ANB 00273 H&R-B43-00481 H&R-B43-00482 H&R-BX61-01727 H&R-BX61-01784 H&R-B43-00484 H&R-B43-00484

DX 162 DX 163

08/18/1988 08/29/1988

HO-KPM G 003188 HO-KPM G 003226

Document 408

DX 164 PHO059 1357 - 1359 HO2001 3084 - 3087 PHO062 2626 - 2672 PHO057 1056 - 1115 PHO050 0483 - 0483 PHO058 2991 - 2992 PHO059 0047 - 0047 PHO059 0045 - 0052 PHO059 0069 - 0069

08/31/1988

-

PHO059 0046 - 0046

RIVER VALLEY SB, FSB BOARD OF DIRECTORS MEETING MINUTES PEAT MARW ICK LETTER FROM RICHARD W . BAILINE AND ROBERT T. MCCAHILL TO HELEN MIRZA RE: FEDERAL INCOM E TAX CONSEQUENCES OF RIVER VALLEY'S ACQUISITION OF GALVA FSLA, MUTUAL SLA AND HOME FSLA RIVER VALLEY SB BALANCE SHEET RIVER VALLEY SB FSB CONSOLIDATED BALANCE SHEET

MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE

DX 165

08/31/1988

DX 166

08/31/1988

DX 167

08/XX/1988

RIVER VALLEY SB MONTHLY REPORT OF SELECTED DATA TO THE COMMISSIONER OF SAVINGS AND LOAN ASSOCIATIONS RIVER VALLEY CONSOLIDATED INCOME STATEM ENT RIVER VALLEY SB FSB FHLBB THRIFT FINANCIAL REPORT RIVER VALLEY SB FSB BOARD OF DIRECTORS MEETING MINUTES RIVER VALLEY SB FSB BOARD PACKAGE RIVER VALLEY SB FSB BOARD PACKAGE RIVER VALLEY SB BOARD MEETING AGENDA RIVER VALLEY SB BOARD OF DIRECTORS MEETING MINUTES

Filed 10/25/2007

DX 168

08/XX/1988

H&R-BX61-01653 H&R-BX61-01653 H&R-BX61-01676 H&R-BX61-01676 H&R-BX61-01652 H&R-BX61-01659 H&R-BX61-01654 H&R-BX61-01654 H&R-B62-00831 H&R-B62-00833

DX 169 DX 170

09/22/1988 09/22/1988

DX 171

09/22/1988

MAY USE MAY USE MAY USE

DX 172

09/23/1988

Page 15 of 100

DX 173

09/23/1988

H&R-BX66-00 1720 H&R-BX66-00 1765 H&R-BX59-00236 H&R-BX59-00295 H&R-B43-00483 H&R-B43-00483 H&R-BX61-01539 H&R-BX61-01540

Page 13 of 97

HOMER J. HOLLAND, STEVEN BANGERT, Co-Executor of the Estate of HOWARD R. ROSS, and FIRST BANK v. UNITED STATES, Case No. 95-524C (Judge G. Miller)

DEFENDANT'S EXHIBIT LIST
DESCRIPTION

DX NO.

DATE

BATES RANGE

DX 174

09/27/1988

GOVERNM ENT RANGE W OT294 0027 - 0028

W ILL USE /M AY USE MAY USE

DX 175 DX 176 PHO058 2988 - 3059 PHO057 1296 - 1456 PHO017 0040 - 0041 FGC041 0728 - 0732 PHO018 1054 - 1054 PHO058 3060 - 3124 PHO057 1578 - 1645 PHO041 0890 - 0891 PHO014 0048 - 0048 RIVER VALLEY SB FSB BOARD PACKAGE RIVER VALLEY SB BOARD PACKAGE

09/XX/1988 09/XX/1988

W ON424 0549 - 0551 PHO058 3000 - 3000

LINDGREN , CALLIHAN, VAN OSDOL & CO., LTD LETTER FROM MICHAEL W . SHOGER TO HOMER HOLLAND RE: ACCOUNTING FOR SUPERVISORY CONVERSION AND MERGER OF REPUBLIC SAVINGS RIVER VALLEY SB FSB QUARTERLY THRIFT FINANCIAL REPORT RIVER VALLEY SB INCOME STATEM ENT

W ILL USE MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE

DX 177

10/19/1988

Case 1:95-cv-00524-GWM

DX 178

10/20/1988

DX 179

10/20/1988

H&R-BX61-01548 H&R-BX61-01548 H&R-BX61-01536 H&R-BX61-01607 H&R-BX59-00472B H&R-BX59-00632 H&R-B19-00039 H&R-B19-00040

RIVER VALLEY SB, FSB BOARD OF DIRECTORS MEETING MINUTES

DX 180

10/24/1988

DX 181

10/31/1988

MEMORANDUM FROM W ADE BOONE TO LAW RENCE J. W HITE AND DENNIS PITTM AN RE: EVALUATION OF AED LIQUIDATION COSTINGS RIVER VALLEY SB, FSB FHLBB THRIFT FINANCIAL REPORT RIVER VALLEY SB BOARD PACKAGE RIVER VALLEY SB FSB BOARD PACKAGE RIVER VALLEY SB, FSB BOARD OF DIRECTORS MEETING MINUTES

Document 408

DX 182

11/16/1988

DX 183

11/17/1988

DX 184

11/17/1988

DX 185

11/29/1988

H&R-B26-2049 H&R-B26-2049 H&R-BX61-01471 H&R-BX61-01535 H&R-BX59-00754 H&R-BX59-00821 H&R-B48-00885 H&R-B48-00886 H&R-B38-00044 H&R-B38-00044 PHO058 2932 - 2932 HO1001 0250 - 0253 FHO004 2127 - 2140

Filed 10/25/2007

DX 186

11/XX/1988

AGREEM ENT BY AND AMONG HOMER J. HOLLAND, HOW ARD R. ROSS, W ILL USE AND STEVEN BANGERT RE: RIVER VALLEY SB FSB AND RIVER VALLEY SB PREFERRED STOCK RIVER VALLEY SB FSB CONSOLIDATED INCOME STATEM ENT MAY USE

DX 187

12/05/1988

H&R-BX61-01415 H&R-BX61-01415 ANB 00250 ANB 00253

DX 188

12/07/1988

Page 16 of 100

DX 189

12/13/1988

DMHO 0000270 DMHO 0000280

FHO021 0270 - 0280

RIVER VALLEY SB FSB / PEORIA SLA BUSINESS PLAN ASSUMPTIONS MAY USE MERGER MEM ORANDUM FROM ERIN METTEE TO RICHARD W ISSINGER, MAY USE JONATHAN MORSE, CLEM DINSMORE, GREG SMITH AND KATHY GUNNING RE: ECP - II: DRAFT RECOMMENDATION MEMO FOR PEORIA SLA OTS THRIFT BULLETIN TB 12: MORTGAGE DERIVATIVE PRODUCTS AND MAY USE MORTGAGE SW APS

Page 14 of 97

HOMER J. HOLLAND, STEVEN BANGERT, Co-Executor of the Estate of HOWARD R. ROSS, and FIRST BANK v. UNITED STATES, Case No. 95-524C (Judge G. Miller)

DEFENDANT'S EXHIBIT LIST
DESCRIPTION

DX NO.

DATE

BATES RANGE

DX 190

12/13/1988

GOVERNM ENT RANGE W ON404 1708 - 1714

W ILL USE /M AY USE MAY USE

DX 191 W ON363 1396 - 1419

12/14/1988

W OB026 0153 - 0238

MAY USE MAY USE

Case 1:95-cv-00524-GWM

DX 192

12/20/1988

DX 193

12/20/1988

W OT613 0384 - 0386

MAY USE

DX 194 PHO058 2918 - 2987 PHO003 0001 - 0121 PHO053 0937 - 0944 PHO041 0896 - 0905 PHO057 1910 - 2009 PHO010 0086 - 0087 PHO010 0088 - 0089 PHO010 0090 - 0091 HO1001 0304 - 0304

12/20/1988

PHO003 0456 - 0458

RIVER VALLEY SB FSB STATE OF ILLINOIS OFFICE OF THE COMMISSIONER OF SAVINGS AND LOAN ASSOCIATIONS AND FHLBB OF CHICAGO EXAMINATIONS DIVISION SPECIAL LIMITED REPORT OF EXAMINATION MERGER AGREEM ENT AND PLAN OF MERGER BETW EEN PEORIA SLA AND RIVER VALLEY SB FSB KPMG PEAT M ARW ICK LETTER FROM JACK W ILLIAMS TO HELEN MIRZA RE: REVIEW FEDERAL INCOME TAX CONSEQUENCES OF PROPOSED CORPORATE REORGANIZATION OF PEORIA SLA AND RIVER VALLEY SB FSB MEMORANDUM FROM MICHELLE LECLAIR AND SARAH BEVER TO PHIL MENTO RE: VIABILITY OF ACQUISITION OF PEORIA SLA BY RIVER VALLEY SB RIVER VALLEY SB BOARD OF DIRECTORS MEETING MINUTES RIVER VALLEY SB BOARD PACKAGE RIVER VALLEY SB FSB BOARD PACKAGE RIVER VALLEY SB FSB BOARD OF DIRECTORS MEETING MINUTES RIVER VALLEY SB FSB BOARD OF DIRECTORS MEETING MINUTES RIVER VALLEY SB FSB BOARD PACKAGE FHLBB RESOLUTION NO. 88-1491P: IMPLEMENTATION RESOLUTION

MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE W ILL USE

Document 408

DX 195

12/20/1988

DX 196

12/21/1988

DX 197

12/21/1988

DX 198

12/21/1988

DX 199

12/21/1988

Filed 10/25/2007

DX 200

12/29/1988

DX 201

12/29/1988

DX 202

12/29/1988

Page 17 of 100

DX 203

12/30/1988

H&R-B51-757 H&R-B51-759 H&R-BX61-01401 H&R-BX61-01470 H&R-B51-355 H&R-B51-468 H&R-B53-00938 H&R-B53-00945 H&R-B48-00891 H&R-B48-00900 H&R-BX59-01086 H&R-BX59-01185 H&R-B18-00084 H&R-B18-00085 H&R-B18-00086 H&R-B18-00087 H&R-B18-00088 H&R-B18-00089 ANB 00304 ANB 00304 W OT837 0949 - 1020

DX 204

12/31/1988

FHLBB RESOLUTION NO. 88-1492P: PURSUIT OF CLAIMS OF PEORIA SLA BY RIVER VALLEY SB, FSB FHLBB RESOLUTION NO. 88-1493P: APPROVING MERGER OF PEORIA SLA W ITH RIVER VALLEY SB, FSB AMERICAN NATIONAL BANK LETTER FROM ALAN S. ADAMS TO PETER E. GUTZMER RE: CONFIRMATION OF $5M LOAN TO HOLLAND AND ROSS TO PURCHASE RVSB FSB PREFERRED STOCK ASSISTANCE AGREEMENT BETW EEN FSLIC AND RVSB FSB RE: PEORIA SLA ACQUISITION

W ILL USE

Page 15 of 97

HOMER J. HOLLAND, STEVEN BANGERT, Co-Executor of the Estate of HOWARD R. ROSS, and FIRST BANK v. UNITED STATES, Case No. 95-524C (Judge G. Miller)

DEFENDANT'S EXHIBIT LIST
GOVERNM ENT RANGE PHO057 2045 - 2052 PHO057 1943 - 1952 W ON339 0171 - 0180 CHO020 0013 - 0058 - PHO083 0851 - 0860 - PHO083 0821 - 0848 - PHO083 0414 - 0430 PHO060 1404 - 1472 HO3002 1046 - 1095 - PHO088 0066 - 0095 HO3002 1233 - 1290 PHO051 0371 - 0374 PHO001 3056 - 3057 RIVER VALLEY SB FSB AND THE FSLIC ASSISTANCE AGREEM ENT RIVER VALLEY SB FSB CONSOLIDATED BALANCE SHEET DESCRIPTION

DX NO.

DATE

BATES RANGE

DX 205 DX 206

12/31/1988 12/XX/1988

W ILL USE /M AY USE MAY USE MAY USE MAY USE W ILL USE MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE

DX 207

12/XX/1988

H&R-BX59-01220 H&R-BX59-01226 H&R-BX59-01119 H&R-BX59-01128

DX 208

12/XX/1988

Case 1:95-cv-00524-GWM

DX 209 DX 210

XX/XX/1988 XX/XX/1988

DX 211

XX/XX/1988

RIVER VALLEY SB FSB/PEORIA SAVINGS CONSOLIDATED BALANCE SHEET RIVER VALLEY SB, FSB FHLBB QUARTERLY THRIFT FINANCIAL REPORT FHLBB SUPERVISORY MERGER OF GALVA FSLA W ITH HOME FSLA MUTUAL SLA 1988 CORPORATION INCOM E AND REPLACEMENT TAX RETURN MUTUAL SLA FEDERAL TAX RETURN

DX 212

XX/XX/1988

DX 213

XX/XX/1988

REPUBLIC SAVINGS FSLA 1987 CORPORATION INCOME AND REPLACEMENT TAX RETURN RIVER VALLEY SB, FSB FEDERAL CORPORATE INCOME TAX RETURN RIVER VALLEY SB, FSB FEDERAL CORPORATE TAX RETURN RIVER VALLEY SB, FSB ILLINOIS CORPORATE TAX RETURN

Document 408

DX 214

XX/XX/1988

DX 215

XX/XX/1988

DX 216

XX/XX/1988

DX 217

01/17/1989

Filed 10/25/2007

DX 218

01/18/1989

H&R-FBTR-BX1-0851 H&R-FBTR-BX1-0860 H&R-FBTR-BX1-0821 H&R-FBTR-BX1-0848 H&R-FBTR-BX1-0414 H&R-FBTR-BX1-0430 H&R-BX64-01014 H&R-BX64-01082 HO-KPM G 001981 HO-KPM G 002030 H&R-FBTR-BX6-0066 H&R-FBTR-BX6-0095 HO-KPM G 002168 HO-KPM G 002225 H&R-B22-00361 H&R-B22-00364 95-524P 2856B 95-524P 2856C W ON404 1698 - 1699 W ON404 1708 - 1714 PHO021 0078 - 0079

DX 219

01/24/1989

MAY USE

DX 220

01/25/1989

H&R-B40-78 H&R-B40-79

MAY USE

Page 18 of 100

DX 221

01/26/1989

H&R-BX70-0256 H&R-BX70-0341

PHO063 0760 - 0845

RIVER VALLEY SB, FSB ILLINOIS CORPORATE TAX RETURN AND W ORK PAPERS LETTER FROM SCOTT E. HANSEN (POPE, BALLARD) TO BRIAN DANIELS (ANB) ENCLOSING "RIVER VALLEY I AND II" CLOSING DOCUMENTS FHLBB LETTER FROM JOHN F. GHIZZONI TO THOMAS W . DEFORD (RIVER VALLEY SB, FSB) RE: APPROVAL OF SUPERVISORY MERGER OF PEORIA SLA INTO RIVER VALLEY SB, FSB OFFICE OF THE COMMISSIONER OF SAVINGS AND LOANS LETTER FROM W AYNE F. DYER TO BOARD OF DIRECTORS (RVSB ROCK FALLS) RE: 12/13/1988 REPORT OF EXAMINATION (ILLINOIS AND FHLBB) FHLBB LETTER FROM PHILIP A. GERBICK TO ANNE W . BRODY RE: FOR APPLICATION TO AMEND RIVER VALLEY CHARTER TO BE ABLE TO ISSUE PREFERRED STOCK RIVER VALLEY BOARD PACKAGE

W ILL USE

Page 16 of 97

HOMER J. HOLLAND, STEVEN BANGERT, Co-Executor of the Estate of HOWARD R. ROSS, and FIRST BANK v. UNITED STATES, Case No. 95-524C (Judge G. Miller)

DEFENDANT'S EXHIBIT LIST
DESCRIPTION RIVER VALLEY SB BOARD PACKAGE RIVER VALLEY SB BOARD PACKAGE RIVER VALLEY SB FSB BOARD OF DIRECTORS MEETING MINUTES

DX NO.

DATE

BATES RANGE

DX 222 PHO003 0416 - 0489 PHO041 0909 - 0914 PHO057 2293 - 2294 PHO057 2282 - 2282 PHO003 0623 - 0628 W OT837 0678 - 1053 OLM111 0694 - 0706 W ON240 0828 - 0830 PHO042 0574 - 0581

01/26/1989

GOVERNM ENT RANGE PHO057 2031 - 2138

W ILL USE /M AY USE MAY USE W ILL USE MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE

DX 223

01/26/1989

DX 224

01/26/1989

DX 225

01/26/1989

Case 1:95-cv-00524-GWM

DX 226

01/26/1989

DX 227

01/30/1989

H&R-BX59-01206 H&R-BX59-01312 H&R-B51-724 H&R-B51-787 H&R-B48-00904 H&R-B48-00909 H&R-BX59-01465 H&R-BX59-01466 H&R-BX59-01454 H&R-BX59-01454 H&R-B51-909 H&R-B51-914

RIVER VALLEY SB MEETING MINUTES OF ASSET/LIABILITY MANAGEMENT COM MITTEE RIVER VALLEY SB MEETING MINUTES OF THE AUDIT/PERSONNEL/ADMINISTRATIVE COMMITTEE RIVER VALLEY SB FSB FHLB OF CHICAGO REPORT OF EXAM INATION

DX 228 DX 229 DX 230

01/XX/1989 01/XX/1989 01/XX/1989

Document 408

DX 231

02/03/1989

DX 232

02/14/1989

H&R-B20-00600 H&R-B20-00607 W ON341 0148 - 0153

Filed 10/25/2007

DX 233

02/14/1989

MAY USE

DX 234

02/16/1989

W ON404 1697 - 1697

MAY USE

DX 235

02/16/1989

PHO057 2272 - 2277 PHO063 0642 - 0684 PHO063 0603 - 0603

PEORIA SLA ACQUISITION BY RIVER VALLEY CLOSING BOOK SNL SECURITIES; SNL MONTHLY MARKET REPORT THRIFT FINANCIAL REPORT INSTRUCTIONS: (EXCERPT) SECTION C REGULATORY CAPITAL (EXCLUDING GLVA) HOLLEB & COFF LETTER FROM ANNE W EBBER BRODY TO PHILIP A. GERBICK RE: ISSUE OF ADDITIONAL CLASSES OF PREFERRED STOCK HOLLEB & COFF LETTER FROM ANNE W EBBER BRODY TO PAULA E. HIZA AND W AYNE DW YER RE: AMENDMENT TO THE ARTICLES OF INCORPORATION OF RIVER VALLEY SB HOLLEB AND COFF LETTER FROM ANNE W EBBER BRODY TO DENNIS HAROOTUNIAN RE: CONSENT FOR HOLLAND AND ROSS TO PLEDGE THEIR RIVER VALLEY CLASS C PREFERRED STOCK TO AMERICAN NATIONAL BANK AND FOR RIVER VALLEY TO ISSUE CLASS F PREFERRED STOCK TO STEVEN BANGERT RIVER VALLEY SAVINGS BANK LETTER FROM THE BOARD OF DIRECTORS TO W AYNE F. DW YER RE: REPORTING ERRORS ON FUTURES AND OPTIONS ACTIVITIES NOTED IN 12/13/1988 REPORT OF EXAMINATION RIVER VALLEY SB FSB EXECUTIVE COMMITTEE MEETING MINUTES RIVER VALLEY SB BOARD PACKAGE RIVER VALLEY SB CONSOLIDATED INCOME STATEM ENT

MAY USE MAY USE MAY USE

Page 19 of 100

DX 236

02/17/1989

DX 237

02/XX/1989

H&R-BX59-01444 H&R-BX59-01449 H&R-BX70-0138 H&R-BX70-0180 H&R-BX70-0099 H&R-BX70-0099

Page 17 of 97

HOMER J. HOLLAND, STEVEN BANGERT, Co-Executor of the Estate of HOWARD R. ROSS, and FIRST BANK v. UNITED STATES, Case No. 95-524C (Judge G. Miller)

DEFENDANT'S EXHIBIT LIST
DESCRIPTION RIVER VALLEY SB FSB FHLBB MONTHLY THRIFT FINANCIAL REPORT

DX NO.

DATE

BATES RANGE

DX 238 W ON240 0841 - 0845

02/XX/1989

H&R-BX62-00883 H&R-BX62-00885

GOVERNM ENT RANGE PHO059 1409 - 1411

W ILL USE /M AY USE MAY USE MAY USE

DX 239

03/02/1989

Case 1:95-cv-00524-GWM

DX 240

03/14/1989

H&R-BX70-0032 H&R-BX70-0038 PHO063 0595 - 0641 W ON341 0086 - 0087

PHO063 0536 - 0542

MAY USE

DX 241

03/15/1989

H&R-BX70-0091 H&R-BX70-0137

FHLBB SEVENTH DISTRICT OFFICE MEMORANDUM FROM PHILIP A. GERBICK AND DANIEL R. BAGUS, TO LEO B. BLABER JR., RE: RIVER VALLEY SB FSB REQUEST FOR APPROVAL OF THREE ADDITIONAL PREFERRED STOCK ISSUANCES FHLBB LETTER FROM SUSAN T. MOONEY TO RIVER VALLEY SB, FSB BOARD OF DIRECTORS ENCLOSING FHLB OF CHICAGO SPECIAL LIMITED REPORT OF EXAM INATION AS OF JANUARY 30, 1989 RIVER VALLEY SB BOARD PACKAGE

MAY USE MAY USE

DX 242

03/17/1989

Document 408

DX 243

03/23/1989

W ON436 2224 - 2225

MAY USE

DX 244

03/24/1989

CHO017 0291 - 0292

MAY USE

DX 245

03/30/1989

W ON240 0889 - 0890

MAY USE

Filed 10/25/2007

DX 246

03/30/1989

HO-KPM G 001177 HO-KPM G 001181 W ON155 0039 - 0048 HO2004 0323 - 0332 PHO057 1193 - 1211 W ON339 0077 - 0083

HO3002 0242 - 0246

MAY USE

DX 247

03/XX/1989

W ILL USE W ILL USE MAY USE RIVER VALLEY SB, FSB FHLBB QUARTERLY THRIFT FINANCIAL REPORT MAY USE

DX 248

03/XX/1989

Page 20 of 100

DX 249

03/XX/1989

H&R-BX59-00372 H&R-BX59-00390

FHLBB SEVENTH DISTRICT OFFICE MEMORANDUM FROM PHILIP A. GERBICK AND DANIEL R. BAGUS TO LEO B. BLABER JR. RE: RIVER VALLEY SB FSB REQUEST FOR APPROVAL OF THREE ADDITIONAL PREFERRED STOCK ISSUANCES HOLLEB AND COFF LETTER FROM ANNE W EBBER BRODY TO DIANA JANUSKA RE: RIVER VALLEY SB FSB REQUEST TO END REGULATORY CAPITAL MAINTENANCE AND DIVIDEND LIMITATION AGREEMENT INTEROFFICE MEMORANDUM FROM DANIEL L. BAGUS TO MEYER AND DENNIS HAROOTUNIAN FORW ARDING MEMORANDUM FROM PHILIP GERBICK CONCERNING CONDITIONS FOR ISSUANCE OF RIVER VALLEY SB FSB PREFERRED STOCK SERIES D, E, AND F FHLBB LETTER FROM MICHAEL J. JASKI TO BRUCE MICHALSKI RE: RIVER VALLEY SB FSB BUSINESS PLAN FOR THE PERIOD OCTOBER 1, 1988 TO DECEM BER 31, 1991 KPMG PEAT MARW ICK LETTER FROM KPMG TO FHLB-CHICAGO AND RIVER VALLEY SB FSB RE: MERGER AGREEMENT BETW EEN RIVER VALLEY SB FSB AND PEORIA SLA DATED 12/13/88 RIVER VALLEY SB FHLBB AMENDED QUARTERLY THRIFT FINANCIAL REPORT RIVER VALLEY SB FSB FHLBB AMENDED QUARTERLY THRIFT FINANCIAL REPORT RIVER VALLEY SB FSB INVESTMENT PORTFOLIO POLICY

DX 250

03/XX/1989

Page 18 of 97

HOMER J. HOLLAND, STEVEN BANGERT, Co-Executor of the Estate of HOWARD R. ROSS, and FIRST BANK v. UNITED STATES, Case No. 95-524C (Judge G. Miller)

DEFENDANT'S EXHIBIT LIST
DESCRIPTION

DX NO.

DATE

BATES RANGE

DX 251

04/14/1989

H&R-B51-807 H&R-B51-808 CHO017 0290 - 0290

GOVERNM ENT RANGE PHO003 0509 - 0510

W ILL USE /M AY USE MAY USE

DX 252

04/17/1989

MAY USE

Case 1:95-cv-00524-GWM

DX 253

04/18/1989

H&R-B44-1357 H&R-B44-1360 PHO041 0975 - 0976 PHO003 0592 - 0674 PHO063 0505 - 0594 W OL275 0208 - 0208 W OL275 0252 - 0252

PHO005 1491 - 1494

MAY USE

DX 254

04/18/1989

MAY USE MAY USE MAY USE MAY USE MAY USE

DX 255

04/19/1989

KPMG LETTER TO RIVER VALLEY SB, FSB BOARD OF DIRECTORS RE: INTERNAL ACCOUNTING CONTROL AND ADMINISTRATIVE CONTROL PROCEDURES REQUIRED BY GAAP FHLBB LETTER FROM DENIS C. HAROOTUNIAN TO HOMER J. HOLLAND AND HOW ARD R. ROSS RE: RIVER VALLEY SB FSB REQUEST FOR W AIVER HOLLEB AND COFF LETTER FROM ANN W EBBER BRODY TO FSLIC RE: REQUEST FOR W RITTEN ACKNOW LEDGMENT OF TERMINATION OF CAPITAL MAINTENANCE AGREEMENT RIVER VALLEY SB, FSB UNANIMOUS W RITTEN CONSENT OF SHAREHOLDERS RE: ELECTION OF DIRECTORS RIVER VALLEY SB BOARD PACKAGE RIVER VALLEY SB, FSB BOARD PACKAGE

DX 256

04/19/1989

H&R-B48-00970 H&R-B48-00971 H&R-B51-885 H&R-B51-953 H&R-BX70-0001 H&R-BX70-0090

Document 408

DX 257

04/19/1989

DX 258

04/27/1989

DX 259 HO2004 0231 - 0233 W ON240 0886 - 0887

04/XX/1989

W ON155 0036 - 0038

W ILL USE MAY USE MAY USE

Filed 10/25/2007

DX 260 DX 261

04/XX/1989 05/01/1989

DX 262

05/01/1989

W ON424 0345 - 0375

MAY USE

Page 21 of 100

DX 263

05/02/1989

W OT644 1817 - 1818

RIVER VALLEY SB FSB LETTER FROM BOARD OF DIRECTORS TO SUSAN T. MOONEY RE: RESPONSE TO JAN. 30, 1989 REPORT OF EXAMINATION INTEROFFICE MEM ORANDUM FROM DENIS C. HAROOTUNIAN TO JOAN F. W OOTEN, JEFFRY BLOCH, D. JANUSKA, AND P. GERBICK RE: REQUEST FOR ACKNOW LEDGMENT OF TERMINATION OF CAPITAL MAINTENANCE AGREEMENT RIVER VALLEY SB FHLBB AMENDED MONTHLY THRIFT FINANCIAL REPORT RIVER VALLEY SB, FSB M ONTHLY THRIFT FINANCIAL REPORT FHLBB MEMORANDUM FROM PHIL GERBICK TO CHET BIEDRON RE: TERMINATION OF RIVER VALLEY FEDERAL'S CAPITAL MAINTENANCE AGREEMENT FHLBB MEMORANDUM FROM PHILLIP A. GERBICK TO PETER E. GUTZMER RE: RIVER VALLEY SB, FOR TERMINATION OF CAPITAL MAINTENANCE AND DIVIDEND LIMITATION AGREEMENT FHLBB MEMORANDUM FROM SUE MOONEY TO PHILIP A. GERBICK RE: REVIEW OF RIVER VALLEY SB FSB'S REQUEST TO TERMINATE CAPITAL MAINTENANCE AGREEMENT

MAY USE

Page 19 of 97

HOMER J. HOLLAND, STEVEN BANGERT, Co-Executor of the Estate of HOWARD R. ROSS, and FIRST BANK v. UNITED STATES, Case No. 95-524C (Judge G. Miller)

DEFENDANT'S EXHIBIT LIST
DESCRIPTION

DX NO.

DATE

BATES RANGE

DX 264

05/04/1989

GOVERNM ENT RANGE W ON404 0151 - 0156

W ILL USE /M AY USE MAY USE

DX 265 W OT645 0850 - 0867 HO1001 0005 - 0007 HO1001 0002 - 0002

05/10/1989

ANB 00003 ANB 00004

HO1001 0003 - 0004

MAY USE MAY USE MAY USE MAY USE

DX 266

05/10/1989

Case 1:95-cv-00524-GWM

DX 267

05/11/1989

DX 268

05/11/1989

ANB ANB ANB ANB W ON155 0051 - 0053 W ON424 0328 - 0330

00005 00007 00002 00002

DX 269

05/16/1989

MAY USE MAY USE

Document 408

DX 270

05/17/1989

DX 271 PHO063 1874 - 1876 PHO063 1880 - 1884 PHO063 0471 - 0473

05/17/1989

PHO003 0303 - 0370

MEMORANDUM FROM BRUCE MICHALSKI TO FILE RE: MINUTES OF MANAGEMENT M EETING W ITH RIVER VALLEY SB, FSB AND RIVER VALLEY SB CONCERNING THRIFT FINANCIAL REPORTING REQUIREMENTS W ITH ATTACHMENTS AMERICAN NATIONAL BANK AND TRUST CO. LOAN COMMITTEE PRESENTATION SHEET - BUSINESS LOAN FHLBB MEM ORANDUM FROM JOHN M. BUCKLEY, JR. TO MESSRS. W ALL AND W HITE RE: RIVER VALLEY SB FORBEARANCE LETTER AMERICAN NATIONAL BANK AND TRUST CO. LOAN COMMITTEE PRESENTATION SHEET AMERICAN NATIONAL BANK AND TRUST CO. OFFICER'S MEMORANDUM RE: RIVER VALLEY SB, FSB APPROVAL $2.0 MILLION UNSECURED SUBORDINATED DEBENTURE FHLBB MEM ORANDUM FROM PRE-EXAMINATION ANALYSIS BY ALAN S. ESTERMAN AND SUSAN T. MOONEY FHLBB INTEROFFICE MEMORANDUM FROM PHILIP A. GERBICK TO DENIS C. HAROOTUNIAN AND DISTRIBUTION RE: TERMINATION OF CAPITAL MAINTENANCE AND DIVIDEND LIMITATION AGREEMENTS RIVER VALLEY SAVINGS BANK BOARD PACKAGE

MAY USE MAY USE MAY USE MAY USE

DX 272

05/17/1989

DX 273

05/17/1989

Filed 10/25/2007

DX 274

05/18/1989

H&R-B51-535 H&R-B51-592 H&R-BX70-1372 H&R-BX70-1374 H&R-BX70-1378 H&R-BX70-1382 H&R-BX69-0470 H&R-BX69-0472 W ON534 1968 - 1992

DX 275

05/18/1989

MAY USE

DX 276

05/18/1989

PHO003 0490 - 0508 PHO058 0656 - 0668

MAY USE MAY USE

Page 22 of 100

DX 277

05/22/1989

H&R-B51-788 H&R-B51-806 H&R-BX60-00656 H&R-BX60-00668

RIVER VALLEY SAVINGS BANK MEETING MINUTES, ANNUAL MEETING OF MEM BERS RIVER VALLEY SB MEETING MINUTES, BOARD OF DIRECTORS ORGANIZATIONAL MEETING, RVSB FHLBB LETTER FROM JOHN F. GHIZZONI TO HOM ER J. HOLLAND RE: FORBEARANCE LETTER FOR MERGER OF REPUBLIC SAVINGS INTO RVSB ROCK FALLS FHLBB LETTER FROM RICHARD BRAUN TO TRACEY W IESEN, ESQ., RE: CORRECT FORBEARANCE LETTER FOR MERGER OF REPUBLIC SAVINGS INTO RIVER VALLEY SB, ROCK FALLS RIVER VALLEY SB, FSB MEETING MINUTES OF EXECUTIVE COMMITTEE FHLBB REPORT OF COMPLIANCE EXAM INATION

Page 20 of 97

HOMER J. HOLLAND, STEVEN BANGERT, Co-Executor of the Estate of HOWARD R. ROSS, and FIRST BANK v. UNITED STATES, Case No. 95-524C (Judge G. Miller)

DEFENDANT'S EXHIBIT LIST
DESCRIPTION

DX NO.

DATE

BATES RANGE

DX 278

05/22/1989

H&R-B20-00775 H&R-B20-00831 W ON155 0061 - 0120 W OL275 0194 - 0195

GOVERNM ENT RANGE PHO042 0748 - 0804

W ILL USE /M AY USE W ILL USE

DX 279

05/22/1989

MAY USE MAY USE

Case 1:95-cv-00524-GWM

DX 280

05/24/1989

DX 281

05/XX/1989

MAY USE

DX 282 W ON240 4592 - 4597 PHO021 0608 - 0609 PHO063 1089 - 1091 PHO003 0371 - 0415 W ON417 0137 - 0138 W ON417 0045 - 0122 PHO005 1551 - 1552

05/XX/1989

H&R-BX62-00906 H&R-BX62-00911

PHO059 1432 - 1437

RIVER VALLEY SB STATE OF ILLINOIS OFFICE OF THE COMMISSIONER OF SLA AND FHLB OF CHICAGO EXAMINATIONS DIVISION REPORT OF EXAMINATION RIVER VALLEY SB STATE OF ILLINOIS OFFICE AND FHLB CHICAGO JOINT REPORT OF EXAMINATION HOLLAND PARTNERS INC. LETTER FROM RONALD M. PIKUS TO SUSAN MOONEY, FHLBB RE: FOLLOW UP TO THE TELEPHONE CONVERSATION BETW EEN RONALD PIKUS, HOM ER HOLLAND, AND SUSAN MOONEY REGARDING THE FUNDING OF NON-RESIDENTIAL LOANS BY RIVER VALLEY ROCK FALLS, AND RIVER VALLEY PEORIA FHLBB RESEARCH PAPER #160 - MORAL HAZARD AND THE THRIFT CRISIS: AN ANALYSIS OF 1988 RESOLUTIONS, BY JAMES R. BARTH, PHILIP P. BARTHOLOMEW AND CAROL J. LABICH RIVER VALLEY SB FSB FHLBB MONTHLY THRIFT FINANCIAL REPORT

MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE

Document 408

DX 283

05/XX/1989

DX 284

06/05/1989

RIVER VALLEY SB FSB FHLBB MONTHLY THRIFT FINANCIAL REPORT RE: RVSB FSB RIVER VALLEY SB AUDIT COMMITTEE MEETING MINUTES RIVER VALLEY SB BOARD OF DIRECTORS MEETING MINUTES RIVER VALLEY SB BOARD PACKAGE

DX 285

06/21/1989

DX 286

06/21/1989

H&R-B40-662 H&R-B40-663 H&R-BX70-0584 H&R-BX70-0586 H&R-B51-593 H&R-B51-631

Filed 10/25/2007

DX 287 DX 288

06/26/1989 06/26/1989

DX 289

06/29/1989

H&R-B44-1416 H&R-B44-1417 PHO003 0675 - 0717 PHO003 0518 - 0534 W ON339 0068 - 0076

DX 290

06/29/1989

RIVER VALLEY SB FSB AUDIT COMMITTEE MEETING AGENDA RIVER VALLEY SB, FSB FHLB OF CHICAGO EXAMINATIONS DIVISION REPORT OF EXAMINATION HOLLEB AND COFF LETTER FROM MARK S. KIPNIS TO THE HONORABLE FRANK ANNUNZIO RE: THE TREATMENT OF CUMULATIVE PREFERRED STOCK IN FIRREA RIVER VALLEY SB FSB EXECUTIVE M EETING BOARD PACKAGE

MAY USE MAY USE W ILL USE

DX 291

06/30/1989

H&R-B51-962 H&R-B51-1000 H&R-B51-816 H&R-B51-832

Page 23 of 100

DX 292

06/XX/1989

RIVER VALLEY SB, FSB MEM ORANDUM RE: FSLIC RESIDENTIAL COVERED ASSETS AND ASSISTANCE AGREEMENT SUMMARY RIVER VALLEY SB, FSB FHLBB QUARTERLY THRIFT FINANCIAL REPORT

Page 21 of 97

HOMER J. HOLLAND, STEVEN BANGERT, Co-Executor of the Estate of HOWARD R. ROSS, and FIRST BANK v. UNITED STATES, Case No. 95-524C (Judge G. Miller)

DEFENDANT'S EXHIBIT LIST
DESCRIPTION

DX NO.

DATE

BATES RANGE

DX 293 HO2001 2625 - 2626 PHO063 1038 - 1126 W ON240 0498 - 0499 PHO058 2157 - 2160

07/19/1989

H&R-B48-00919 H&R-B48-00923

GOVERNM ENT RANGE PHO041 0924 - 0928

W ILL USE /M AY USE W ILL USE MAY USE MAY USE MAY USE MAY USE

DX 294

07/19/1989

DX 295

07/19/1989

H&R-BX70-0534 H&R-BX70-0621

RIVER VALLEY SB AND RIVER VALLEY SB, FSB BOARD OF DIRECTORS JOINT REGULAR MEETING M INUTES RIVER VALLEY SB AUDIT/PERSONNEL/ADMINISTRATIVE COMMITTEE MEETING M INUTES RIVER VALLEY SB BOARD PACKAGE

Case 1:95-cv-00524-GWM

DX 296 DX 297

07/25/1989 07/27/1989

H&R-BX61-00645 H&R-BX61-00648 W ON404 0013 - 0013 W ON240 0494 - 0500 PHO061 0005 - 0010 HO2004 0210 - 0214 PHO050 0470 - 0472 PHO003 0241 - 0302 PHO018 0281 - 0421

DX 298

07/31/1989

MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE

DX 299

07/31/1989

Document 408

DX 300

07/31/1989

H&R-BX65-00005 H&R-BX65-00010

RIVER VALLEY SB FSB M ONTHLY THRIFT FINANCIAL REPORT HOLLAND PARTNERS INC. LETTER FROM STEVEN BANGERT TO CAROLYN O'BRIEN RE: JUNE RESULTS FOR PEORIA AND ROCK FALLS ASSOCIATIONS CASE MONITORING REPORT OF RIVER VALLEY SB BY SUPERVISORY AGENT S.T. MOONEY OTS REHABILITATION MONITORING SYSTEM - REGULATORY PLAN: RIVER VALLEY SB, FSB RIVER VALLEY SB FINANCIAL STATEM ENTS MARK TO MARKET RIVER VALLEY SB, FSB FHLBB MONTHLY THRIFT FINANCIAL REPORT RIVER VALLEY SB BOARD OF DIRECTORS MEETING MINUTES RVSB RIVER VALLEY SB BOARD PACKAGE POPE, BALLARD, SHEPARD AND FOW LE, LTD LETTER FROM SCOTT E. HANSEN TO ANNE W EBBER BRODY RE: REVISED STOCK PURCHASE AND PUT OPTION AND PURCHASE AGREEMENTS RIVER VALLEY SB, FSB EXECUTIVE COMMITTEE MEETING MINUTES RIVER VALLEY SB, FSB EXECUTIVE COMMITTEE PACKAGE

DX 301 DX 302

07/XX/1989 08/16/1989

DX 303

08/16/1989

DX 304

08/18/1989

Filed 10/25/2007

DX 305 PHO003 0718 - 0848 W ON404 0103 - 0106

08/18/1989

PHO003 1984 - 1986

MAY USE MAY USE MAY USE

DX 306

08/18/1989

H&R-B43-00470 H&R-B43-00472 H&R-B51-673 H&R-B51-723 H&R-B26-00279 H&R-B26-00280A H&R-B26-00479 H&R-B26-00616 H&R-B51-2154 H&R-B51-2156 H&R-B51-1001 H&R-B51-1126

DX 307

08/21/1989

Page 24 of 100

DX 308

08/30/1989

ANB 00297 ANB 00297

HO1001 0297 - 0297

OTS MEMORANDUM FROM HELEN K. MIRZA TO SUSAN MOONEY RE: MONITORING OF RIVER VALLEY SB'S COMPLIANCE W ITH FORBEARANCE PROVISIONS IN ACQUISITION OF REPUBLIC SAVINGS HOLLAND PARTNERS, INC. LETTER FROM STEVEN BANGERT TO BRYAN C. DANIELS RE: ALTERNATIVE PRICING STRUCTURES FOR PREFERRED STOCK PURCHASE

MAY USE

Page 22 of 97

HOMER J. HOLLAND, STEVEN BANGERT, Co-Executor of the Estate of HOWARD R. ROSS, and FIRST BANK v. UNITED STATES, Case No. 95-524C (Judge G. Miller)

DEFENDANT'S EXHIBIT LIST
DESCRIPTION

DX NO.

DATE

BATES RANGE

DX 309 PHO050 0465 - 0465 PHO063 0965 - 0999 PHO060 2595 - 2606 HO2004 0187 - 0202 W ON339 0059 - 0067 PHO059 1466 - 1480 HO2002 0084 - 0098

09/13/1989

GOVERNM ENT RANGE W ON240 0151 - 0162

DX 310

09/20/1989

W ILL USE /M AY USE RIVER VALLEY SB, FSB OTS ASSOCIATION CONTINUING EXAMINATION MAY USE FILE INDEX AND EDS PART III RIVER VALLEY SB BOARD MEETING AGENDA MAY USE RIVER VALLEY SB, FSB EXECUTIVE COMMITTEE MEETING PACKAGE RIVER VALLEY SB FHLBB MONTHLY THRIFT FINANCIAL REPORT MAY USE MAY USE MAY USE W ILL USE W ILL USE

DX 311

09/27/1989

Case 1:95-cv-00524-GWM

DX 312

09/XX/1989

H&R-B43-00465 H&R-B43-00465 H&R-BX70-0461 H&R-BX70-0495 H&R-BX64-02201 H&R-BX64-02211

DX 313 DX 314

09/XX/1989 09/XX/1989

DX 315

09/XX/1989

H&R-BX62-00940 H&R-BX62-00954

RIVER VALLEY SB FSB FHLBB MONTHLY THRIFT FINANCIAL REPORT RIVER VALLEY SB, FSB FHLBB QUARTERLY THRIFT FINANCIAL REPORT RIVER VALLEY SB, FSB FHLBB THRIFT FINANCIAL REPORT

DX 316

10/04/1989

Document 408

DX 317 PHO017 0319 - 0326

10/09/1989

PHO063 0034 - 0055

DX 318

10/10/1989

H&R-BX69-0034 H&R-BX69-0055 H&R-B19 00316 H&R-B19 00323 PHO041 0929 - 0933 HO2001 2623 - 2624 PHO063 0846 - 0964 W ON222 0282 - 0285 PHO042 1674 - 1676

DX 319

10/18/1989

H&R-B48-00924 H&R-B48-00928

DX 320

10/18/1989

Filed 10/25/2007

DX 321

10/18/1989

H&R-BX70-0342 H&R-BX70-0460

OTS LETTER FROM SUSAN T. MOONEY TO THE BOARD OF DIRECTORS , MAY USE RIVER VALLEY SB RE: RIVER VALLEY SB FHLBB REPORT OF EXAM INATION DATED 05/22/1989 HOLLAND PARTNERS INC. LETTER FROM HOMER J. HOLLAND TO MAY USE MICHAEL J. MARTINELLI RE: HOLLAND GROUP INVESTORS OFFICE OF THE COMMISSIONER OF SAVINGS AND LOANS LETTER MAY USE FROM DYER TO THE BOARD OF DIRECTORS (RVSB ROCK FALLS) RE: RIVER VALLEY SB REPORT OF EXAM INATION DATED 05/22/1989 RIVER VALLEY SB AND RIVER VALLEY SB FSB BOARD OF DIRECTORS MAY USE JOINT MEETING MINUTES RIVER VALLEY SB AUDIT/PERSONNEL/ADMINISTRATIVE COMMITTEE MAY USE MEETING M INUTES RIVER VALLEY SB BOARD PACKAGE MAY USE

DX 322

10/25/1989

DX 323

10/27/1989

H&R-B20-1708 H&R-B20-1710

Page 25 of 100

DX 324

10/27/1989

HRSO 0000562 HRSO 0000563

BHO001 0574 - 0575

RIVER VALLEY SB CLASSIFIED ASSET REVIEW COMMITTEE MEETING MAY USE REVIEW FINDINGS HOLLAND PARTNERS, INC. MEMORANDUM FROM HOMER HOLLAND MAY USE TO STEVE BANGERT, RICH DECK, ROGER KILPATRICK MARK KIPNIS AND RON PIKUS RE: RESPONSE TO REPORT OF EXAMINATION MEMORANDUM OF TELEPHONE CONFERENCE FROM SUE MOONEY TO MAY USE FILE, INVOLVING HOMER HOLLAND RE: RIVER VALLEY; RESPONSE TO EXAM, SET BACK IN MERGER PLANS, HPI, AND ADDITIONAL ACQUISITIONS

Page 23 of 97

HOMER J. HOLLAND, STEVEN BANGERT, Co-Executor of the Estate of HOWARD R. ROSS, and FIRST BANK v. UNITED STATES, Case No. 95-524C (Judge G. Miller)

DEFENDANT'S EXHIBIT LIST
DESCRIPTION

DX NO.

DATE

BATES RANGE

DX 325 HO2004 0282 - 0284 W ON339 0088 - 0088 W ON339 0085 - 0087 PHO054 1803 - 1806 PHO063 1181 - 1223 PHO021 0589 - 0590 HO2001 2621 - 2622 PHO041 0934 - 0936 OHO001 0010 - 0027 PHO058 0502 - 0506 RIVER VALLEY SB BOARD PACKAGE

10/30/1989

GOVERNM ENT RANGE W ON240 0424 - 0437

W ILL USE /M AY USE W ILL USE MAY USE MAY USE

DX 326 DX 327

10/31/1989 11/07/1989

DX 328

11/15/1989

LETTER FROM RONALD M. PIKUS TO SUSAN T. MOONEY RE: REVISION OF 3-YEAR BUSINESS PLAN FOR RIVER VALLEY SB, FSB RIVER VALLEY SB FSB FHLBB MONTHLY THRIFT FINANCIAL REPORT MEMORANDUM FROM MICHAEL J. JASKI TO BRUCE MICHALSKI RE: REVIEW OF THE BUSINESS PLAN SUBMITTED BY RIVER VALLEY SB FOR ITS MERGER W ITH PEORIA SLA RIVER VALLEY SB BOARD OF DIRECTORS MEETING MINUTES

MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE MAY USE

Case 1:95-cv-00524-GWM

DX 329

11/15/1989

DX 330

11/15/1989

H&R-B56-01789 H&R-B56-01792 H&R-BX70-0676 H&R-BX70-0718 H&R-B40-643 H&R-B40-644

DX 331

11/15/1989

DX 332

11/15/1989

H&R-B48-00929 H&R-B48-00931

Document 408

DX 333

11/15/1989

DX 334

11/15/1989

H&R-BX60-00502 H&R-BX60-00506 W ON119 0082 - 0082

DX 335

11/21/1989

MAY USE

Filed 10/25/2007

DX 336 PHO057 2566 - 2601 W ON222 0279 - 0280 PHO057 2144 - 2153 PHO063 0002 - 0005

11/21/1989

PHO057 2166 - 2170

MAY USE MAY USE MAY USE MAY USE MAY USE

DX 337

11/21/1989

H&R-BX59-01339 H&R-BX59-01343 H&R-BX59-01737 H&R-BX59-01771

RIVER VALLEY SB FSB BOARD OF DIRECTORS AUDIT/PERSONNEL/ADMINISTRATIVE COMMITTEE MEETING M INUTES RIVER VALLEY SB, FSB AUDIT/PERSONNEL/ADMINISTRATIVE COMMITTEE MEETING M INUTES RIVER VALLEY SB, FSB BOARD OF DIRECTORS SPECIAL MEETING MINUTES RIVER VALLEY SB, FSB LETTER FROM THE BOARD OF DIRECTORS TO SUSAN T. MOONEY RE: RESPONSE TO THE REPORT OF EXAMINATION RIVER VALLEY SB, FSB LETTER FROM THE BOARD OF DIRECTORS TO W AYNE F. DYER RE: RESPONSE TO REPORT OF EXAMINATION DATED JULY 28, 1989 INTEROFFICE MEMORANDUM FROM SUE MOONEY TO REMOTE ADDRESSEE HAROOTUNIAN RE: RIVER VALLEY SB FSB PREFERRED STOCK OTS LETTER FROM SUSAN T. MOONEY TO RIVER VALLEY SB FSB RE: RIVER VALLEY SB FSB COMPLIANCE EXAM INATION OF JUNE 26, 1989 RIVER VALLEY SB EXECUTIVE COMMITTEE BOARD PACKAGE

DX 338

11/21/1989

DX 339

11/21/1989

Page 26 of 100

DX 340

11/30/1989

H&R-B59-1318 H&R-B59-1326 H&R-BX-69-0002 H&R-BX-69-0005

RIVER VALLEY SB FSB ASSET CLASSIFICATION COMMITTEE MEETING MINUTES RIVER VALLEY SB FSB SPECIAL EXECUTIVE COMMITTEE MEETING MINUTES HOLLEB AND COFF LETTER FROM ANNE W EBBER BRODY TO DENIS C. HAROOTUNIAN FDIC RE: RIVER VALLEY SB FSB; RESPONSE TO THE FIVE ISSUES RAISED IN CONNECTION OF THE PROPOSED SALE OF CLASS C PREFERRED STOCK

Page 24 of 97

HOMER J. HOLLAND, STEVEN BANGERT, Co-Executor of the Estate of HOWARD R. ROSS, and FIRST BANK v. UNITED STATES, Case No. 95-524C (Judge G. Miller)

DEFENDANT'S EXHIBIT LIST
DESCRIPTION

DX NO.

DATE

BATES RANGE

DX 341

11/30/1989

GOVERNM ENT RANGE W PM 119 0076 - 0080

DX 342 DX 343 PHO058 0507 - 0507

11/30/1989 12/04/1989

W ON404 0007 - 0012 W ON240 1153 - 1153

Case 1:95-cv-00524-GWM

DX 344

12/04/1989

H&R-BX60-00507 H&R-BX60-00507

DX 345

12/07/1989

W ON108 0231 - 0232

Document 408

DX 346

12/07/1989

W ON108 0233 - 0233

DX 347

12/12/1989

W ON155 0029 - 0030

Filed 10/25/2007

DX 348

12/14/1989

W ON240 1161 - 1162

DX 349

12/15/1989

EHO005 0599 - 0606

Page 27 of 100

DX 350

12/18/1989

W ON339 0001 - 0028

W ILL USE /M AY USE RIVER VALLEY SB FSB LETTER FROM HOMER J. HOLLAND TO DENIS C. W ILL USE HAROOTUNIAN FDIC RE: RIVER VALLEY'S EXPEDITED FSLIC-ASSISTED ACQUISITION OF PEORIA SLA AND PURCHASE OF $5 MILLION OF SERIES C PERPETUAL PREFERRED STOCK RIVER VALLEY SB REGULATORY PLAN MAY USE INTEROFFICE MEMO FROM SUE MOONEY TO D. HAROOTUNIAN RE: MAY USE RIVER VALLEY SB, FSB CLASS C PREFERRED STOCK OTS LETTER FROM SUSAN T. MOONEY TO BOARD OF DIRECTORS, MAY USE RIVER VALLEY SB, FSB RE: REQUESTED REPAYMENT OF DIVIDENDS PAID ON CLASS D, E, AND F PREFERRED STOCK ACCORDING TO THE 10/12/1989 SUPERVISORY LETTER, AND IN CONJUNCTION W ITH THE 06/23/1989 REPORT OF EXAMINATION. OTS M EMORANDUM FROM STUART M. BRAFM AN TO SUE MOONEY, JIM MAY USE JAMROK, PHIL GERBICK AND STACEY POW ERS RE: CONFERENCE W ITH HOMER HOLLAND & DICK JOHNSO