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IN THE UNITED STATES COURT OF FEDERAL CLAIMS
STERLING SAVINGS ASSOCIATION, a state chartered savings association, STERLING FINANCIAL CORPORATION, a Washington corporation, Plaintiffs, v. UNITED STATES OF AMERICA, Defendant.
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No. 95-829C (Judge Wheeler)
APPENDIX TO DEFENDANT'S REVISED MOTION FOR SUMMARY JUDGMENT REGARDING DAMAGES - VOL. II
Respectfully submitted, STUART E. SCHIFFER Deputy Assistant Attorney General
JEANNE E. DAVIDSON Acting Director KENNETH M. DINTZER Assistant Director
Of counsel: TAREK SAWI Senior Trial Counsel MELINDA HART DELISA SANCHEZ TIMOTHY ABRAHAM WILLIAM KANELLIS ELIZABETH HOLT February 26, 2007
ELIZABETH M. HOSFORD Trial Attorney Commercial Litigation Branch Department of Justice Attn: Classification Unit 8th Floor 1100 L Street, N.W. Washington, D.C. 20530 Tele: (202) 616-0332 Attorneys for Defendant
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INDEX TO APPENDIX DOCUMENT Volume I Acquisition Agreement, dated November 5, 1985 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 Assistance Agreement, dated November 5, 1985 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 Assistance Agreement, dated April 8, 1988 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23 FHLBB No. 88-1273, dated December 8, 1988 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25 Agreement, dated December 28, 1988 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 Offering Circular, dated November 14, 1989 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33 Sterling Savings Association Capital Restoration Plan, dated February 19, 1990 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35 Letter from William J. Durbin to Board of Directors (OTS No. 7918), dated May 22, 1990 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45 OTS Letter from Carol Friend to Daniel G. Byrne, dated June 18, 1990 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46 FDIC Letter from John W. Stone to Board of Directors, dated July 31, 1990 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48 FDIC Letter from John W. Stone to Daniel G. Byrne, dated September 7, 1990 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49 Report of Examination, dated September 17, 1990 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50 Report of Examination, dated September 16, 1991 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 141 Offering Circular, dated November 20, 1991 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 206 1992 Annual Report, Sterling Savings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 326 Deposition of Harold Gilkey, dated June 8, 2000 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 372 PAGE
Deposition of Daniel G. Byrne, dated December 4, 2001 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 374
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Volume II Deposition of Paul Horvitz, dated December 6, 2001 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 379 Deposition of Paul Horvitz, dated December 7, 2001 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 388 Deposition of Daniel G. Bryne, dated December 3, 2001 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 391 PAGES INTENTIONALLY OMITTED . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 393 - 405 Expert Report of Joe A. Hargett, dated April 2002 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 406 CJ-4 Business Park . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 415 Corrected Expert Report of Christopher James, dated September 10, 2001 . . . . . . . . . . . . . . . 416 Report of Christopher James, dated January 9, 2004 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 561 Corrected Expert Report of Paul Horvitz, dated September 6, 2001 . . . . . . . . . . . . . . . . . . . . . 583 Update to the Expert Report of Paul Horvitz, dated December 10, 2003 . . . . . . . . . . . . . . . . . 589 FHLBB Approval of Acquisition of Assets and Liabilities of Tri-Cities Savings and Loan Association . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 593 Prospectus - 1993 Sterling Financial Corporation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 597 Report of Christopher James, Updated December 2003 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 683 Deposition of Christopher James, dated March 8, 2004 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 702 Deposition of Paul Horvitz, dated February 25, 2004 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 705 FDIC Report of Examination, dated September 17, 1990 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 707 Additional Materials Relied Upon by Paul Horvitz (tab 10) Sterling Savings Bank Calculation of Damages . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 747 Memo - From Wayne Allert to Rod Barnett, Monthly Update on Internal Audit Activities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 749 OTS Letter from William Durbin to Board of Directors, dated April 11, 1990 . . . . . . . . . . . . 753 Letter from Harold Gilkey and William Zuppe to William Durbin, dated May 10, 1990 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 754 Temporary Restraining Order (TRO), US District Court for The Eastern
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District of Washington, dated May 28, 1990 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 774 Updated Amended Expert Report Of Mukesh Bajaj, Ph.D., dated February 15, 2007 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 776 Update to the Expert Report of Paul Horvitz, dated December 11, 2006 . . . . . . . . . . . . . . . . . 786 Updated Expert Report of Professor Christopher M. James, dated December 11, 2006 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 794 Expert Report W. Barefoot Bankhead, dated February 15, 2007 . . . . . . . . . . . . . . . . . . . . . . . 805
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Pages App. 393 - App. 405 Intentionally Omitted
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