Free Exhibit List - District Court of Federal Claims - federal

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 1 of 90

IN THE UNITED STATES COURT OF FEDERAL CLAIMS STERLING SAVINGS ASSOCIATION, a state chartered savings association, STERLING FINANCIAL CORPORATION, a Washington corporation, Plaintiffs, v. UNITED STATES OF AMERICA, Defendant. JOINT ADMITTED EXHIBIT LIST Pursuant to the Court's Order from the bench, issued on July 13, 2007, Plaintiffs, Sterling Savings Association and Sterling Financial Corporation, and Defendant, the United States, respectfully submit the attached, joint list of exhibits admitted into evidence during the trial in this case. As directed by the Court, the list includes the following information: the exhibit number, the witness through whom the exhibit was admitted, the date of admission, any limitation upon admission (e.g., for demonstrative purposes only), and identification of the party that offered the exhibit into evidence.

No. 95-829C (Judge Thomas C. Wheeler)

Case 1:95-cv-00829-TCW

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Respectfully submitted,

WITHERSPOON, KELLEY, DAVENPORT & TOOLE, P.S. By: /s/ William D. Symmes William D. Symmes Counsel of Record And Member Of the Bar of the United States Court of Federal Claims 1100 U.S. Bank Building 422 West Riverside Avenue Spokane, WA 99201-0300 Tele.: (509) 624-5265 Fax: (509) 458-2717 Attorneys for Plaintiffs July 23, 2007

MICHAEL F. HERTZ Deputy Assistant Attorney General s/ Jeanne E. Davidson JEANNE E. DAVIDSON Director s/ Kenneth M. Dintzer KENNETH M. DINTZER Assistant Director s/ Elizabeth M. Hosford ELIZABETH M. HOSFORD Trial Attorney Commercial Litigation Branch Civil Division Department of Justice Attn: Classification Unit, 8th Floor 1100 L Street, N.W. Washington, D.C. 20530 Tele: (202) 616-0332 OF COUNSEL: TAREK SAWI Senior Trial Counsel MELINDA HART ELIZABETH HOLT DELISA SANCHEZ TIMOTHY ABRAHAM WILLIAM KANELLIS Attorneys for Defendant July 23 , 2007

2

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STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/03/07 07/03/07 07/03/07 07/03/07

Description

Comments

DX 23 DX 27 DX 86 DX 87 DX 117

Stipulation Stipulation Stipulation Stipulation Hamm Defendant

ANNUAL REPORT 1989, STERLING SAVINGS ANNUAL REPORT 1991, STERLING SAVINGS FHLBB THRIFT FINANCIAL REPORT OTS THRIFT FINANCIAL REPORT (AMENDED 06/25/90) THE COLLAPSE OF THE TEXAS THRIFT INDUSTRY: CAUSES OF THE PROBLEM AND IMPLICATIONS FOR REFORM FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS 7/95-12/95 FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS STERLING FINANCIAL CORPORATION CALENDAR YEAR 1998 OPERATING AND STRATEGIC PLAN Page 1 of 87

07/11/07

DX 183 DX 185 DX 186 DX 191 DX 193 DX 194 DX 196 DX 197

Gilkey Gilkey Gilkey Byrne Gilkey Gilkey Gilkey Gilkey

Plaintiff Plaintiff Defendant Plaintiff Defendant Plaintiff Defendant Defendant

06/27/07 06/27/07 06/26/07 06/29/07 06/26/07 06/27/07 06/26/07 06/26/07

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STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 06/27/07 06/27/07 06/26/07 07/02/07 06/27/07 06/26/07 06/27/07 06/27/07 07/03/07 07/03/07

Description

Comments

DX 198 DX 202 DX 205 DX 206 DX 207 DX 208 DX 210 DX 212 DX 219 DX 228 DX 233 DX 244 DX 255 DX 258

Gilkey Gilkey Gilkey Welch Gilkey Gilkey Gilkey Gilkey Stipulation Stipulation Gilkey Harlow Byrne Byrne

Plaintiff Plaintiff Defendant Defendant Plaintiff Defendant Plaintiff Plaintiff

FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS STERLING FINANCIAL CORPORATION 8.75% SUBORDINATED NOTES DUE 2000 FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS FINANCIAL STATEMENTS BUSINESS PLAN-REFORECAST FOR FISCAL 1988 BUSINESS PLAN BUSINESS PLAN JOINT REGULAR EXAMINATION REPORT OF EXAMINATION, FDIC REPORT OF EXAMINATION, OTS

Defendant Defendant Plaintiff Plaintiff

06/26/07 06/27/07 06/29/07 06/29/07

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STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 06/29/07 07/10/07 07/03/07

Description

Comments

DX 263 DX 266 DX 267 DX 269 DX 278 DX 279 DX 280 DX 282 DX 285 DX 287

Byrne Potthast Stipulation Potthast Potthast Potthast Potthast Potthast Potthast Potthast

Plaintiff Defendant

REPORT OF EXAMINATION, JOINTLY-STATE OF WASHINGTON OTS AND FDIC EXAMINATION HISTORY REPORT, STERLING SAVINGS ASSOCIATION REPORT OF EXAMINATION, JOINTLY-STATE OF WASHINGTON AND OTS REPORT OF EXAMINATION, JOINTLY-STATE OF WASHINGTON AND OTS REPORT OF EXAMINATION, OTS HOLDING COMPANY EXAMINATION REPORT OF EXAMINATION, OTS REPORT OF EXAMINATION, STATE OF WASHINGTON HOLDING COMPANY EXAMINATION REPORT OF EXAMINATION, OTS

Defendant Defendant Defendant Defendant Defendant Defendant Defendant

07/10/07 07/10/07 07/10/07 07/10/07 07/10/07 07/10/07 07/10/07

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STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/02/07

Description

Comments

DX 356

Byrne

Defendant

LETTER FROM DANIEL G. BYRNE TO CAROL GAMBLE-FRIEND RE: COMPARISON OF OPERATING RESULTS, ACTUAL VS. PRO FORMA, JUNE 30, 1989 W/ATTACHED STERLING SAVINGS ASSOCIATION COMPARISON OF FOURTH QUARTER OPERATING RESULTS LETTER FROM DANIEL BYRNE TO CAROL FRIEND RE: STERLING 1990 BUSINESS PLAN W/ATTACHED EXHIBITS NOTIFICATION MEMORANDUM FROM C. NOLTE TO P. MARSHALL, C. FRIEND, E. HEDLUND, R. KARR RE: APPLICATION TO ACQUIRE BRANCH OFFICES AND TRANSFER OF SAVINGS ACCOUNTS LETTER FROM DANIEL G. BYRNE RE: FORM 10-K W/ATTACHED FORM 10-K DATED, JUNE 30, 1989 MEMORANDUM OF ORAL COMMUNICATION RE: BRANCH PURCHASE DECISION

DX 358

Byrne

Defendant

07/02/07

DX 361

Friend

Plaintiff

07/05/07

DX 371

Byrne

Defendant

07/02/07

DX 373

Hedlund

Defendant

07/11/07

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STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/05/07

Description

Comments

DX 374

Friend

Defendant

LETTER FROM CAROL FRIEND TO DANIEL BYRNE RE: OCTOBER 3, 1989 LETTER ADDRESSING THE FUTURE PAYMENT OF DIVIDENDS LETTER FROM DAIN BOSWORTH TO HAROLD GILKEY RE AGREEMENT FOR PRIVATE FINANCING TRANSACTION LETTER FROM HAROLD GILKEY TO RONALD N. KARR RE: DOCKET NO. 7918 LETTER (DRAFT) FROM DANIEL BYRNE TO CAROL FRIEND RE: STERLING'S PLAN TO MEET IT'S REGULATORY CAPITAL REQUIREMENTS LETTER FROM CAROL FRIEND TO HAROLD GILKEY RE: FOLLOW-UP TO RECENT CONVERSATIONS REGARDING 10/19/89 LETTER MEMORANDUM FROM STEVE CHURCHILL TO BILL ZUPPE RE: PRESIDENT'S PROFILE OF CJ-4

DX 377

Stipulation

07/03/07

DX 379 DX 384

Stipulation Byrne Defendant

07/03/07 07/02/07

DX 388

Gilkey

Plaintiff

06/25/07

DX 389

Stipulation Byrne

Defendant

07/03/07 07/03/07

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STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 06/26/07

Description

Comments

DX 395

Gilkey

Plaintiff

INTEROFFICE MEMORANDUM FROM WILLIAM DURBIN RE; STERLING SAVINGS DIVIDENDS W/ ATTACHED MEMORANDUMS FROM ALVIN SMUZYNKSI AND CAROL MEMORANDUM OF ORAL COMMUNICATION RE: MEETING WITH DOCHOW, CATON AND SMUZYNSKI LETTER FROM CAROL FRIEND TO STEPHEN PAGE RE: STERLING'S LENDING RELATIONSHIP WITH HOWED DEVELOPMENT COMPANY LETTER FROM CAROL FRIEND TO BOARD OF DIRECTORS RE: REPORT OF EXAMINATION W/ATTACHED OTS REPORT OF EXAMINATION DATED 11/13/1989 LETTER FROM DANIEL G. BYRNE TO CAROL FRIEND RE: CAPITAL RESTORATION PLAN W/ATTACHED CAPITAL RESTORATION PLAN DATED 2/19/1990 LETTER FROM CAROL FRIEND TO WILLIAM W. ZUPPE RE: REVIEW OF THE MAY 9, 1990 LETTER

DX 396

Hedlund

Defendant

07/11/07

DX 408

Friend

Plaintiff

07/05/07

DX 414

Friend

Plaintiff

07/05/07

DX 422

Byrne

Defendant

07/03/07

DX 432

Stipulation

07/03/07

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STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 06/26/07

Description

Comments

DX 441

Gilkey

Defendant

LETTER FROM CAROL FRIEND TO DANIEL BYRNE WITH ATTACHMENTS RE JUNE 5, 1990 LETTER FROM OTS NOT SERVING AS A RESTRICTION MEMORANDUM OF ORAL COMMUNICATION RE: MONDAY'S MEETING MEMORANDUM OPINION AND ORDER, RE GRANTING MOTION FOR PRELIMINARY INJUNCTION AND DENYING MOTION TO DISMISS, INTER ALIA, STERLING LETTER FROM CAROL FRIEND TO DANIEL G. BYRNE RE: AUGUST 17, 1990 LETTER MEMORANDUM FROM CAROL FRIEND TO SCOTT BRADLEY RE: EXAMINATION SCOPE LETTER FROM DANIEL G. BYRNE TO CAROL FRIEND RE: RESPONSE TO LETTERS DATED SEPTEMBER 19 AND 20, 1990 LETTER FROM EDWARD J. O'MEARA TO WILLIAM D. SYMMES RE: LETTER OF OCTOBER 8, 1990

DX 452 DX 460

Hedlund Gilkey

Defendant Defendant

07/11/07 06/26/07

DX 464 DX 470 DX 477

Friend Friend Gilkey

Plaintiff Defendant Defendant

07/05/07 07/05/07 06/27/07

DX 481

Gilkey

Defendant

06/27/07

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STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 06/27/07

Description

Comments

DX 485

Gilkey

Defendant

MEMO FROM SHERRY COLLITON TO FILE RE: OTS/FDIC/STATE EXIT CONFERENCE NOVEMBER 1, 1990 FOR COMMENCING SEPTEMBER 17, 1990 LETTER FROM CAROL FRIEND TO BOARD OF DIRECTORS RE: SEPTEMBER 17, 1990 REPORT OF EXAMINATION W/ATTACHED REPORT OF EXAMINATION MEMO FROM WAYNE ALLERT TO B. ZUPPE, S. PAGE, D. BYRNE, N. JUDD, J. VAN DIJK, G. LELAND RE: ASSET CLASSIFICATION MEETING-QUARTER-END DECEMBER 31, 1990-JANUARY 7, 1991 LETTER FROM DANIEL G. BYRNE TO ED HEDLUND RE: EXCEPTIONAL TO OPERATIONAL CONCERNS LETTER FROM JONATHAN L. FIECHTER TO DANIEL G. BYRNE RE: RESPONSE TO DECEMBER 17, 1990 LETTER FROM HAROLD GILKEY TO ED HEDLUND RE CAPITAL DISTRIBUTION

DX 496

Stipulation

07/03/07

DX 497

Byrne

Defendant

07/02/07

DX 512

Byrne

Defendant

07/02/07

DX 514

Byrne

Defendant

07/03/07

DX 518

Hedlund

Defendant

07/11/07

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STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/11/07

Description

Comments

DX 520

Hedlund

Defendant

INTEROFFICE MEMORANDUM FROM ED C. HEDLUND TO MICHAEL PATRIARCA, CHARLES A. DEARDORFF, JAMES A. HENDRIKSEN RE: STERLING MEMORANDUM FROM C.A.DEARDORFF TO THE FILE RE: STERLING S&LA MEMORANDUM FROM JOHN CROSLEY TO DISTRIBUTION RE: STERLING SAVINGS ASSOCIATION MINUTES OF THE MEETING AT OTS SEATTLE ON JULY 17, 1991 MEMORANDUM FROM WAYNE ALLERT TO ROD BARNETT RE: MONTHLY UPDATE ON INTERNAL AUDIT ACTIVITIES LETTER FROM DANIEL BYRNE TO OFFICE OF THRIFT SUPERVISION RE: STERLING SAVINGS ASSOCIATION LETTER FROM DANIEL BYRNE TO ED HEDLUND RE: A DRAFT CAPITAL PLAN LETTER FROM EDWIN C. HEDLUND TO DANIEL G. BYRNE RE: STERLING SAVINGS ASSOCIATION admitted but not with respect to the handwritten note at the bottom at this time; part of P-241 Admitted with handwriting

DX 521 DX 522

Hedlund Hedlund

Defendant Defendant

07/11/07 07/11/07

DX 523

Byrne

Defendant

07/02/07

DX 525

Byrne

Defendant

07/02/07

DX 531 DX 533

Byrne Byrne

Defendant Defendant

07/02/07 07/02/07

Hedlund

Defendant

07/11/07 Page 9 of 87

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STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 06/27/07

Description

Comments

DX 534

Gilkey

Defendant

MEMORANDUM FROM WAYNE ALLERT TO ROD BARNETT RE MONTHLY UPDATE ON INTERNAL AUDIT ACTIVITIES MEMORANDUM OF ORAL COMMUNICATION RE: OFFERING LETTER FROM EDWIN C. HEDLUND TO BOARD OF DIRECTORS RE: SEPTEMBER 16, 1991 REPORT OF EXAMINATION W/ATTACHED REPORT OF EXAMINATION LETTER FROM EDWIN C. HEDLUND TO DANIEL G. BYRNE RE: RESPONSE TO NOVEMBER 5, 1991 LETTER MEMORANDUM FROM JOHN W. POTTHAST TO ED HEDLUND RE: OFFSITE EXAM MEMORANDUM FROM JOHN POTTHAST RE: STERLING SAVINGS ASSOCIATION DOCKET NO. 7918 NO RECOMMENDED ENFORCEMENT ACTION MEMORANDUM FROM JOHN W. POTTHAST TO ED HEDLUND RE: OFFSITE EXAMINATION (TYPE 22) STERLING SAVINGS ASSOCIATION

DX 538 DX 539

Hedlund Potthast

Defendant Defendant

07/11/07 07/10/07

DX 540

Byrne

Defendant

07/02/07

DX 547 DX 550

Potthast Potthast

Defendant Defendant

07/10/07 07/10/07

DX 563

Potthast

Defendant

07/10/07

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STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/02/07

Description

Comments

DX 568

Welch

Plaintiff

LETTER TO CORPORATE CAPITAL COMMITMENT COMMITTEE FROM DAVID WELCH, IKE EISENHART, WESTCOTT JONES RE STERLING FINANCIAL CONVERTIBLE PREFERRED STOCK OFFERING LETTER FROM DANIEL G. BYRNE TO ROBERT KNECKT, ERIC BERG, GEORGE MESA, DAVE SJOGREN, ED HEDLUND RE: STERLING'S APPLICATION/INFORMATION FILING H-(E)3 W/ATTACHED ACQUISITION OF THREE BRANCHES FAR WEST FEDERAL SAVINGS BANK LETTER FROM DANIEL BYRNE TO DAVID WELCH RE LETTER SENT TO ED HEDLUND REGARDING PRO FORMA CAPITAL RATIOS STERLING SAVINGS OTS NO. 7918 7-23-90 MEETING INVESTMENT COMMITTEE MEETING, JANUARY 27, 1992 MINUTES OF THE MEETING OF THE BOARD OF DIRECTORS-STERLING SAVINGS ASSOCIATION

DX 571

Stipulation

07/03/07

DX 574

Welch

Plaintiff

07/02/07

DX 659 DX 700 DX 701

Hedlund Gilkey Stipulation

Defendant Defendant

07/11/07 06/27/07 07/03/07

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STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 06/26/07

Description

Comments

DX 704

Gilkey

Defendant

MINUTES OF THE MEETING OF THE BOARD OF DIRECTORS-STERLING SAVINGS ASSOCIATION INVESTMENT COMMITTEE MEETING, DATED JUNE 8, 1992 INVESTMENT COMMITTEE MEETING, JUNE 29, 1992 INVESTMENT COMMITTEE MEETING, JULY 7, 1992 INVESTMENT COMMITTEE MEETING, JULY 22, 1992 INVESTMENT COMMITTEE MEETING, AUGUST 10, 1992 INVESTMENT COMMITTEE MEETING, SEPTEMBER 8, 1992 ALCO MEETING, DATED SEPTEMBER 21, 1992 INVESTMENT COMMITTEE MEETING, DECEMBER 14, 1992

DX 706 DX 709 DX 710 DX 711 DX 713 DX 716 DX 718 DX 723

Stipulation Byrne Stipulation Stipulation Page Page Stipulation Gilkey Defendant Defendant Defendant Defendant

07/03/07 07/03/07 07/03/07 07/03/07 06/28/07 06/28/07 07/03/07 06/26/07

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STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 06/26/07

Description

Comments

DX 725

Gilkey

Defendant

MINUTES OF MEETING OF BOARD OF DIRECTORS-STERLING SAVINGS ASSOCIATION MINUTES OF MEETING OF BOARD OF DIRECTORS-STERLING SAVINGS ASSOCIATION ALCO MEETING, JULY 26, 1993 INVESTMENT COMMITTEE MEETING, AUGUST 9, 1993 INVESTMENT COMMITTEE MEETING, AUGUST 16, 1993 INVESTMENT COMMITTEE MEETING, SEPTEMBER 7, 1993 INVESTMENT COMMITTEE MEETING, NOVEMBER 1, 1993 INVESTMENT COMMITTEE MEETING, FEBRUARY 7, 1994 MINUTES OF THE BOARD OF DIRECTORS-STERLING SAVINGS ASSOCIATION

DX 737

Gilkey

Defendant

06/26/07

DX 738 DX 740 DX 741 DX 743 DX 746 DX 752 DX 759

Gilkey Gilkey Byrne Byrne Stipulation Gilkey Stipulation

Defendant Defendant Defendant Defendant

06/26/07 06/26/07 07/03/07 07/03/07 07/03/07

Defendant

06/26/07 07/03/07

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STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 06/26/07 07/03/07 06/28/07 07/03/07 07/03/07

Description

Comments

DX 762 DX 764 DX 780 DX 782 DX 799 DX 801 DX 824

Gilkey Byrne Page Stipulation Stipulation Byrne Stipulation

Defendant Defendant Defendant

INVESTMENT COMMITTEE MEETING, AUGUST 1, 1994 INVESTMENT COMMITTEE MEETING, SEPTEMBER 6, 1994 ALCO MEETING, DATED JULY 24, 1995 INVESTMENT COMMITTEE MEETING, SEPTEMBER 11, 1995 INVESTMENT COMMITTEE MEETING, JULY 8, 1996 INVESTMENT COMMITTEE MEETING, AUGUST 12, 1996 MINUTES OF THE MEETING OF THE BOARD OF DIRECTORS-STERLING SAVINGS ASSOCIATION MINUTES OF THE BOARD OF DIRECTORS-STERLING FINANCIAL CORPORATION MINUTES OF THE BOARD OF DIRECTORS-STERLING SAVINGS BANK

Defendant

07/03/07 07/03/07

DX 827

Stipulation

07/03/07

DX 839

Gilkey

Defendant

06/26/07

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STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/03/07 07/03/07 07/03/07

Description

Comments

DX 856 DX 868 DX 908 DX 910 DX 913 DX 915

Stipulation Stipulation Stipulation Byrne Stipulation Hamm Defendant Defendant

MINUTES OF THE MEETING OF THE BOARD OF DIRECTORS-STERLING SAVINGS BANK MINUTES OF THE MEETING OF THE BOARD OF DIRECTORS-STERLING SAVINGS BANK OFFERING CIRCULAR FOR SERIES A STOCK OFFERING CIRCULAR SUBJECT TO COMPLETION OFFERING CIRCULAR ARTICLE FROM AMERICAN BANKER-HEADLINE: THE INCREASE IN CAPITAL STANDARDS WILL MAKE BANKING SAFER ARTICLE FROM THE AMERICAN BANKER-HEADLINE: HIGHER CAPITAL REQUIREMENT HAS TO BE APPLIED ACROSS THE BOARD SUMMARY OF RISING CAPITAL CJ-4 BUSINESS PARK 12 CFR SECTION 567 Page 15 of 87 admitted as a demonstrative exhibit

07/02/07 07/03/07 07/12/07

DX 919

Horvitz

Defendant

07/06/07

admitted for demonstrative purposes

DX 936 DX 943 DX 968

Stipulation Stipulation Byrne Hargett Defendant Defendant

07/03/07 07/03/07 07/03/07 07/10/07

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STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/09/07 07/11/07

Description

Comments

DX 972 DX 998

Zuppe Hedlund

Plaintiff Defendant

SUMMONS RE: STERLING SAVINGS ASSOCIATION VS. CJ-4 ASSOCIATES STERLING SAVINGS ASSOCIATION RE: REASONS WHY NO FORMAL ENFORCEMENT ACTION HAS BEEN TAKEN STERLING SAVINGS ASSOCIATION ROADSHOW SCRIPT, AUGUST 1992 UPDATE TO THE EXPERT REPORT OF PAUL HORVITZ UPDATED EXPERT REPORT OF PROFESSOR CHRISTOPHER M. JAMES EXPERT REPORT OF W. BAREFOOT BANKHEAD UPDATED AMENDED EXPERT REPORT OF MUKESH BAJAJ, PHD SUPPLEMENTAL EXPERT REPORT OF WILLIAM G. HAMM, PHD MEMORANDUM FROM C.A. DEARDORFF TO THE FILE RE: STERLING SAVINGS OTS DOCKET #7918 MEETING WITH HAROLD GILKEY Page 16 of 87 admitted for demonstrative purposes admitted for demonstrative purposes admitted for demonstrative purposes admitted for demonstrative purposes admitted for demonstrative purposes

DX 1002 DX 1046 DX 1047 DX 1049 DX 1051 DX 1052 DX 1055

Stipulation Hamm Hamm Bankhead Bajaj Hamm Hedlund Plaintiff Plaintiff Defendant Defendant Defendant Defendant

07/03/07 07/12/07 07/12/07 07/10/07 07/13/07 07/12/07 07/11/07

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STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/03/07

Description

Comments

DX 1061 DX 1065

Stipulation Horvitz Defendant

STSA DEF 14A (DEFINITIVE PROXY STATEMENT) JOURNAL OF FINANCIAL SERVICES RESEARCH, ABNORMAL RETURNS IN POSTFIRREA ACQUISITIONS OF FAILED THRIFTS MEMO FROM JOHN M. HARLOW TO WILLIAM W. ZUPPE RE: MONTHLY PROGRESS REPORT W/ATTACHMENTS MEMO FROM JOHN M. HARLOW TO HAROLD B. GILKEY RE: MONTHLY PROGRESS REPORT STERLING SAVINGS LETTER FROM DANIEL G. BYRNE TO CAROL FRIEND (OTS) RE: SUMMARY OF RECENT CONVERSATIONS CONCERNING WEEKLY REPORTS IN LIGHT OF TEMPORARY RESTRAINING ORDER W/ MARGINALIA STERLING SAVINGS LETTER FROM DANIEL G. BYRNE TO CAROL FRIEND (OTS) RE: RESPONSE TO JUNE 25, 1990 LETTER CONCERNING REQUEST FOR ADDITIONAL INFORMATION FOR MAY 29 THROUGH JUNE 15, 1990 REPORT admitted for demonstrative purposes

07/06/07

DX 1068

Harlow

Defendant

06/27/07

DX 1069 DX 1077

Harlow Friend

Defendant Defendant

06/27/07 07/05/07

DX 1078

Friend

Defendant

07/05/07

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STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/05/07

Description

Comments

DX 1080

Friend

Defendant

FRIEND DEMONSTRATIVE - HANDWRITTEN CALCULATION: STERLING'S GOODWILL FALLS SHORT OF CAPITAL REQUIREMENTS COMPARISON OF DR. HORVITZ'S BUT-FOR BANK FORM 10-K, BANK UNITED CORP. CHART BY BAJAJ BANKHEAD DEMONSTRATIVE CONTRACTUAL INTANGIBLES AS OF DECEMBER 31, 1989 BANKHEAD DEMONSTRATIVE - BUT-FOR CORE CAPITAL AS OF DECEMBER 31, 1989 BANKHEAD DEMONSTRATIVE - CENTRAL EVERGREEN DECISION HAS LITTLE EFFECT UPON DR. HORVITZ'S CALCULATION OF BUT-FOR CAPITAL BANKHEAD DEMONSTRATIVE COMPONENTS OF STERLING'S SUPERVISORY GOODWILL AS OF DECEMBER 31, 1989

admitted as a demonstrative exhibit

DX 1081 DX 1082 DX 1084 DX 2000

Horvitz Horvitz Bajaj Bankhead

Defendant Defendant Defendant Defendant

07/06/07 07/06/07 07/12/07 07/10/07

admitted for demonstrative purposes

admitted for demonstrative purposes admitted for demonstrative purposes

DX 2001 DX 2002

Bankhead Bankhead

Defendant Defendant

07/10/07 07/10/07

admitted for demonstrative purposes admitted for demonstrative purposes

DX 2003

Bankhead

Defendant

07/10/07

admitted for demonstrative purposes

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STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/10/07

Description

Comments

DX 2004A DX 2005 DX 2006 DX 2007 DX 2008 DX 2009

Bankhead

Defendant

BANKHEAD DEMONSTRATIVE - GAAP VS. RAP ACCOUNTING FOR ASSISTED AND NON-ASSISTED ACQUISITIONS BANKHEAD DEMONSTRATIVE - SUMMARY OF OPINIONS BANKHEAD DEMONSTRATIVE -SUMMARY OF OPINIONS BANKHEAD DEMONSTRATIVE - DEFINITION OF SUPERVISORY GOODWILL BANKHEAD DEMONSTRATIVE - PHASE-OUT OF QUALIFYING SUPERVISORY GOODWILL BANKHEAD DEMONSTRATIVE - BUT-FOR STERLING'S SUPERVISORY GOODWILL AS OF DECEMBER 31, 1989 BANKHEAD DEMONSTRATIVE - DR. HORVITZ'S CALCULATION OF BUT-FOR STERLING'S CORE CAPITAL AS OF DECEMBER 31, 1989

admitted for demonstrative purposes

Bankhead Bankhead Bankhead Bankhead Bankhead

Defendant Defendant Defendant Defendant Defendant

07/10/07 07/10/07 07/10/07 07/10/07 07/10/07

admitted for demonstrative purposes admitted for demonstrative purposes admitted for demonstrative purposes admitted for demonstrative purposes admitted for demonstrative purposes

DX 2010

Bankhead

Defendant

07/10/07

admitted for demonstrative purposes

Page 19 of 87

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 22 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/10/07

Description

Comments

DX 2011

Bankhead

Defendant

BANKHEAD DEMONSTRATIVE - TOTAL SUPERVISORY GOODWILL DR. HORVITZ INCLUDED IN BUT-FOR STERLING'S CORE CAPITAL CALCULATION BANKHEAD DEMONSTRATIVE - ADJUSTED CALCULATION OF BUT-FOR STERLING'S CORE CAPITAL AS OF DECEMBER 31, 1989 BANKHEAD DEMONSTRATIVE - EXAMPLE ILLUSTRATING IMPLAUSIBILITY OF DR. HORVITZ'S AND MR. SCHOTT'S CORE CAPITAL CALCULATIONS BANKHEAD DEMONSTRATIVE ALTERNATIVE CALCULATION OF BUT-FOR STERLING'S CORE CAPITAL AS OF DECEMBER 31, 1989 BANKHEAD DEMONSTRATIVE - ASSISTED ACQUISITION - RAP ACCOUNTING - (2) HARGETT DEMONSTRATIVE - ISSUES WITH THE LOAN TO CJ-4 ASSOCIATES HARGETT DEMONSTRATIVE - THE CJ-4 LOAN WAS A PROBLEM LOAN AT THE TIME THE NEW CAPITAL STANDARDS WERE ENACTED Page 20 of 87

admitted for demonstrative purposes

DX 2012

Bankhead

Defendant

07/10/07

admitted for demonstrative purposes

DX 2013

Bankhead

Defendant

07/10/07

admitted for demonstrative purposes

DX 2014

Bankhead

Defendant

07/10/07

admitted for demonstrative purposes

DX 2015A DX 2501 DX 2502

Bankhead Hargett Hargett

Defendant Defendant Defendant

07/10/07 07/10/07 07/10/07

admitted for demonstrative purposes admitted for demonstrative purposes admitted for demonstrative purposes

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 23 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/10/07

Description

Comments

DX 2503

Hargett

Defendant

HARGETT DEMONSTRATIVE - FORECLOSURE WAS ALREADY PLANNED PRIOR TO THE EFFECTIVE DATE OF THE NEW CAPITAL STANDARDS HARGETT DEMONSTRATIVE - THE VALUE OF THE COLLATERAL SECURITIZING THE LOAN WAS DECLINING HARGETT DEMONSTRATIVE - OPINIONS OF JOE A. HARGETT REGARDING THE REGULATORY TREATMENT OF STERLING'S GOODWILL HARGETT DEMONSTRATIVE - EXAMPLE OF WHY DR. HORVITZ'S METHODOLOGY IS ILLOGICAL AND INAPPROPRIATE HAMM CV HAMM DEMONSTRATIVE - DR. HORVITZ'S ESTIMATE OF EXPECTANCY DAMAGES IS FATALLY FLAWED HAMM DEMONSTRATIVE - IMPLIED VALUE OF STERLING'S GOODWILL

admitted for demonstrative purposes

DX 2504

Hargett

Defendant

07/10/07

admitted for demonstrative purposes

DX 2505

Hargett

Defendant

07/10/07

admitted for demonstrative purposes

DX 2506

Hargett

Defendant

07/10/07

admitted for demonstrative purposes

DX 3000 DX 3001

Hamm Hamm

Defendant Defendant

07/11/07 07/11/07

admitted for demonstrative purposes admitted for demonstrative purposes

DX 3003

Hamm

Defendant

07/11/07

admitted for demonstrative purposes

Page 21 of 87

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 24 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/11/07 07/11/07

Description

Comments

DX 3005 DX 3006

Hamm Hamm

Defendant Defendant

HAMM DEMONSTRATIVE - A THRIFT'S RISK EXPOSURE HAMM DEMONSTRATIVE - IN THE BT-FOR WORLD, STERLING'S APPETITE FOR RISK WOULD HAVE BEEN MORE LIKELY TO GO DOWN, NOT UP HAMM DEMONSTRATIVE - DR. HORVITZ'S LOST PROFITS MODEL IS COMPLETELY SPECULATIVE HAMM DEMONSTRATIVE - A THRIFT'S INSTITUTION'S REAL-WORLD COMPETITION HAMM DEMONSTRATIVE - FINANCIAL CONSEQUENCES WHEN A THRIFT TRIES TO INCREASE ITS SHARE OF THE RETAIL DEPOSIT MARKET HAMM DEMONSTRATIVE - INCREMENTAL COST OF NEW MONEY HAMM DEMONSTRATIVE - MARKET COMPETITION LIMITS THRIFT GROWTH HAMM DEMONSTRATIVE - COMPOSITION OF STERLING'S INTEREST-BEARING LIABILITIES

admitted for demonstrative purposes admitted for demonstrative purposes

DX 3007

Hamm

Defendant

07/11/07

admitted for demonstrative purposes

DX 3008 DX 3009

Hamm Hamm

Defendant Defendant

07/11/07 07/11/07

admitted for demonstrative purposes admitted for demonstrative purposes

DX 3010 DX 3011 DX 3012

Hamm Hamm Hamm

Defendant Defendant Defendant

07/11/07 07/11/07 07/11/07

admitted for demonstrative purposes admitted for demonstrative purposes admitted for demonstrative purposes

Page 22 of 87

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 25 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/11/07 07/11/07

Description

Comments

DX 3013 DX 3014

Hamm Hamm

Defendant Defendant

HAMM DEMONSTRATIVE - COMPOSITION OF STERLING'S INTEREST-BEARING ASSETS HAMM DEMONSTRATIVE - HOW A THRIFT'S COMPETITORS BECOME AWARE OF ITS EFFORTS TO TAKE THEIR PROFITABLE CUSTOMERS HAMM DEMONSTRATIVE - REQUIREMENTS FOR A SUCCESSFUL ACQUISITION HAMM DEMONSTRATIVE - REAL-WORLD STERLING'S TANGIBLE NET WORTH POSITION ON JUNE 30, 1989 (BEFORE FIRREA) HAMM DEMONSTRATIVE - BUT-FOR STERLING'S TANGIBLE NET WORTH POSITION ON DECEMBER 31, 1989 (PER DR. HORVITZ) HAMM DEMONSTRATIVE - HOW REAL-MONEY CAPITAL HELPS THRIFTS GENERATE INCOME HAMM DEMONSTRATIVE - DR. HORVITZ'S FOREGONE ASSETS VS. REAL-WORLD STERLING'S VOLUNTARILY FOREGONE ASSETS Page 23 of 87

admitted for demonstrative purposes admitted for demonstrative purposes

DX 3015 DX 3016

Hamm Hamm

Defendant Defendant

07/12/07 07/12/07

admitted for demonstrative purposes admitted for demonstrative purposes

DX 3017

Hamm

Defendant

07/12/07

admitted for demonstrative purposes

DX 3018

Hamm

Defendant

07/12/07

admitted for demonstrative purposes

DX 3019

Hamm

Defendant

07/12/07

admitted for demonstrative purposes

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 26 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/12/07 07/12/07 07/12/07 07/13/07

Description

Comments

DX 3022 DX 3023 DX 3500 DX 3501

Hamm Hamm Bajaj Bajaj

Defendant Defendant Defendant Defendant

HAMM DEMONSTRATIVE - STERLING'S G&A RATIO VS. AVERAGE ASSETS HAMM DEMONSTRATIVE - STERLING'S TANGIBLE NET WORTH (1984 - 1990) BAJAJ DEMONSTRATIVE - SUMMARY OF DR. BAJAJ'S OPINIONS BAJAJ DEMONSTRATIVE - NO CREDIBLE EVIDENCE OF LOST PROFITS PRIOR TO NOVEMBER 1991 BAJAJ DEMONSTRATIVE - STERLING'S TOTAL ASSETS V. INCOME 1989 TO 1992 BAJAJ DEMONSTRATIVE - MARKET DATA SHOWS MANY THRIFTS RAISED CAPITAL IN THE POST-FIRREA PERIOD BAJAJ DEMONSTRATIVE - "THIRTY-SEVEN" THRIFTS BEGAN PUBLICLY TRADING BETWEEN SEPT 1989 AND NOV 1991 BAJAJ DEMONSTRATIVE - "FIFTEEN" MUTUAL-TO-STOCK IPOS OCCURED DURING 1989 THROUGH 1991 Page 24 of 87

admitted for demonstrative purposes admitted for demonstrative purposes admitted for demonstrative purposes admitted for demonstrative purposes

DX 3502 DX 3503

Bajaj Bajaj

Defendant Defendant

07/13/07 07/13/07

admitted for demonstrative purposes admitted for demonstrative purposes

DX 3504

Bajaj

Defendant

07/13/07

admitted for demonstrative purposes

DX 3505

Bajaj

Defendant

07/13/07

admitted for demonstrative purposes

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 27 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/13/07

Description

Comments

DX 3506

Bajaj

Defendant

BAJAJ DEMONSTRATIVE - "FIFTY-NINE" CAPITAL RAISING EVENTS OCCURRED NATIONWIDE FROM 1990 THROUGH Q3 1991 BAJAJ DEMONSTRATIVE - DR. HORVITZ'S EXPECTANCY DAMAGES CLAIM IS COUNTERFACTUAL AND FATALLY FLAWED BAJAJ DEMONSTRATIVE - STERLING OBTAINED $23 MILLION OF ADDITIONAL REGULATORY CAPITAL IN NOVEMBER 1991 BAJAJ DEMONSTRATIVE - STERLING EXCEEDED ALL THREE FIRREA CAPITAL REQUIREMENTS AS OF DECEMBER 31, 1991 BAJAJ DEMONSTRATIVE - STERLING'S BUSINESS PLANS INDICATED THAT IT HAD SUFFICIENT ACCESS TO CAPITAL TO GROW BAJAJ DEMONSTRATIVE - STERLING HAD ACCESS TO ADDITIONAL CAPITAL WHEN PROFITABLE OPPORTUNITIES WERE IDENTIFIED

admitted for demonstrative purposes

DX 3507

Bajaj

Defendant

07/13/07

admitted for demonstrative purposes

DX 3508

Bajaj

Defendant

07/13/07

admitted for demonstrative purposes

DX 3509

Bajaj

Defendant

07/13/07

admitted for demonstrative purposes

DX 3511

Bajaj

Defendant

07/13/07

admitted for demonstrative purposes

DX 3512

Bajaj

Defendant

07/13/07

admitted for demonstrative purposes

Page 25 of 87

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 28 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/13/07

Description

Comments

DX 3513

Bajaj

Defendant

BAJAJ DEMONSTRATIVE - STERLING REPORTED THAT IT HAD RAISED THE CAPITAL TO MEET REGULATORY CAPITAL REQUIREMENTS BAJAJ DEMONSTRATIVE - STERLING RAISED CAPITAL VIRTUALLY EACH YEAR FROM 1992 TO 2006 BAJAJ DEMONSTRATIVE - STERLING RAISED OVER $515 MILLION IN CAPITAL FROM 1992 TO 2006 BAJAJ DEMONSTRATIVE - STERLING HELD EXCESS CAPITAL EACH YEAR AFTER DECEMBER 1991 (TANGIBLE CAPITAL) BAJAJ DEMONSTRATIVE - STERLING HELD EXCESS CAPITAL EACH YEAR AFTER DECEMBER 1991 (CORE CAPITAL) BAJAJ DEMONSTRATIVE - STERLING HELD EXCESS CAPITAL EACH YEAR AFTER DECEMBER 1991 (RISK-BASED CAPITAL) BAJAJ DEMONSTRATIVE - COMPONENETS OF DR. HORVITZ'S DAMAGES MODEL Page 26 of 87

admitted for demonstrative purposes

DX 3514

Bajaj

Defendant

07/13/07

admitted for demonstrative purposes

DX 3515

Bajaj

Defendant

07/13/07

admitted for demonstrative purposes

DX 3516

Bajaj

Defendant

07/13/07

admitted for demonstrative purposes

DX 3517

Bajaj

Defendant

07/13/07

admitted for demonstrative purposes

DX 3518

Bajaj

Defendant

07/13/07

admitted for demonstrative purposes

DX 3519

Bajaj

Defendant

07/13/07

admitted for demonstrative purposes

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 29 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/13/07

Description

Comments

DX 3520

Bajaj

Defendant

BAJAJ DEMONSTRATIVE - DR. HORVITZ'S LOST PROFITS MODEL IS SPECULATIVE AND FATALLY FLAWED BAJAJ DEMONSTRATIVE - WRONGLY ASSUMES THAT STERLING COULD ALWAYS FIND ADDITIONAL "SUITABLE" INVESTMENTS BAJAJ DEMONSTRATIVE - INTEREST RATES DROPPED BAJAJ DEMONSTRATIVE - MORTGAGE INTEREST RATES DROPPED BAJAJ DEMONSTRATIVE - STERLING ORIGINATED PRIMARILY FIXED RATE LOANS BAJAJ DEMONSTRATIVE - STERLING SOLD THE LOANS IT ORIGINATED BAJAJ DEMONSTRATIVE - STERLING'S POLICY WAS NOT TO HOLD FIXED RATE LOANS BAJAJ DEMONSTRATIVE - STERLING'S RECORDS INDICATE DIFFICULTY FINDING SUFFICIENT ASSETS IN 1992 Page 27 of 87

admitted for demonstrative purposes

DX 3521

Bajaj

Defendant

07/13/07

DX 3522 DX 3523 DX 3525 DX 3526 DX 3527

Bajaj Bajaj Bajaj Bajaj Bajaj

Defendant Defendant Defendant Defendant Defendant

07/13/07 07/13/07 07/13/07 07/13/07 07/13/07

admitted for demonstrative purposes admitted for demonstrative purposes admitted for demonstrative purposes admitted for demonstrative purposes admitted for demonstrative purposes

DX 3528

Bajaj

Defendant

07/13/07

admitted for demonstrative purposes

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 30 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/13/07

Description

Comments

DX 3530

Bajaj

Defendant

BAJAJ DEMONSTRATIVE - REGULATORS EXPRESSED CONCERNS OVER STERLING'S INTEREST RATE RISK (IRR) BAJAJ DEMONSTRATIVE - STERLING MANAGEMENT EXPRESSED CONCERN ABOUT IRR EXPOSURE BAJAJ DEMONSTRATIVE - DR. HORVITZ CANNOT DETERMINE WHETHER THE "BUT-FOR" STERLING WOULD MEET THE "WELL CAPITALIZED" RISK-BASED CAPITAL STANDARD BAJAJ DEMONSTRATIVE - DR. HORVITZ'S PROFITABILITY ASSUMPTIONS ARE SPECULATIVE AND UNSUPPORTABLE BAJAJ DEMONSTRATIVE - BREALEY & MYERS: PAST RETURNS DO NOT GUARANTEE FUTURE RETURNS BAJAJ DEMONSTRATIVE - STERLING'S BOARD MINUTES DISCUSS THE BANK'S TROUBLE GROWING DEPOSITS

admitted for demonstrative purposes

DX 3531

Bajaj

Defendant

07/13/07

admitted for demonstrative purposes

DX 3532

Bajaj

Defendant

07/13/07

admitted for demonstrative purposes

DX 3533

Bajaj

Defendant

07/13/07

admitted for demonstrative purposes

DX 3534

Bajaj

Defendant

07/13/07

admitted for demonstrative purposes

DX 3535

Bajaj

Defendant

07/13/07

admitted for demonstrative purposes

Page 28 of 87

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 31 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/13/07

Description

Comments

DX 3536

Bajaj

Defendant

BAJAJ DEMONSTRATIVE - REGULATORS NOTED STERLING'S INABILITY TO GROW DEPOSITS BAJAJ DEMONSTRATIVE - REGULATORS EXPRESSED CONCERNS OVER STERLING'S RELIANCE ON WHOLESALE FUNDING BAJAJ DEMONSTRATIVE - COMPONENTS OF STERLING'S "OTHER INCOME" CATEGORY BAJAJ DEMONSTRATIVE - STERLING'S INCOME WAS HEAVILY DEPENDENT ON "OTHER INCOME" BAJAJ DEMONSTRATIVE - "OTHER INCOME" FROM MORTGAGE BANKING INCREASED WHILE TOTAL ASSETS DECREASED BAJAJ DEMONSTRATIVE - MR. GILKEY TESTIFIED THAT STERLING CHANGED ITS STRATEGY FOLLOWING FIRREA BAJAJ DEMONSTRATIVE - STERLING'S 10-K INDICATED A NEW EMPHASIS ON RESIDENTIAL LENDING/LOAN SALES

admitted for demonstrative purposes

DX 3537

Bajaj

Defendant

07/13/07

admitted for demonstrative purposes

DX 3538 DX 3539

Bajaj Bajaj

Defendant Defendant

07/13/07 07/13/07

admitted for demonstrative purposes admitted for demonstrative purposes

DX 3540

Bajaj

Defendant

07/13/07

admitted for demonstrative purposes

DX 3542

Bajaj

Defendant

07/13/07

admitted for demonstrative purposes

DX 3543

Bajaj

Defendant

07/13/07

admitted for demonstrative purposes

Page 29 of 87

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 32 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/13/07

Description

Comments

DX 3544

Bajaj

Defendant

BAJAJ DEMONSTRATIVE - STERLING AVOIDED POTENTIAL PROBLEM LOANS BY SHRINKING ITS ASSET BASE BAJAJ DEMONSTRATIVE - EFFECT OF ELIMINATION CLAIMED WOUNDED BANK DAMAGES FROM DR. HORVITZ'S LOST PROFITS MODEL BAJAJ DEMONSTRATIVE - COMPONENTS OF DR. JAMES'S MITIGATION DAMAGES MODEL BAJAJ DEMONSTRATIVE - STERLING'S DAMAGES CLAIM IS NOT ECONOMICALLY REASONABLE BAJAJ DEMONSTRATIVE - #3 - TRANSACTION COSTS ARE THE APPROPRIATE MEASURE OF THE COST OF RAISING CAPITAL BAJAJ DEMONSTRATIVE - #4 - THE BENEFITS OF PERMANENT CAPITAL CONTINUE TO ACCRUE TO STERLING BAJAJ DEMONSTRATIVE - DR. JAMES IGNORES THE CONTINUING BENEFIT OF PERMANENT CAPITAL Page 30 of 87

admitted for demonstrative purposes

DX 3546

Bajaj

Defendant

07/13/07

admitted for demonstrative purposes

DX 3547 DX 3548

Bajaj Bajaj

Defendant Defendant

07/12/07 07/12/07

admitted for demonstrative purposes admitted for demonstrative purposes

DX 3551

Bajaj

Defendant

07/12/07

admitted for demonstrative purposes

DX 3555

Bajaj

Defendant

07/12/07

admitted for demonstrative purposes

DX 3556

Bajaj

Defendant

07/12/07

admitted for demonstrative purposes

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 33 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/12/07

Description

Comments

DX 3557

Bajaj

Defendant

BAJAJ DEMONSTRATIVE - ESTIMATE OF THE CONTINUING BENEFIT USING HORVITZ/JAMES LOST PROFITS METHODOLOGY BAJAJ DEMONSTRATIVE - DR. JAMES'S MITIGATION DAMAGES MODEL IS FLAWED BAJAJ DEMONSTRATIVE - DR. JAMES'S LOST PROFITS MODEL IS FLAWED AND SPECULATIVE BAJAJ DEMONSTRATIVE - DR. JAMES'S LOST PROFITS MODEL DUPLICATES ERRORS MADE BY DR. HORVITZ BAJAJ DEMONSTRATIVE - REDUCING STERLING'S 6/30/92 LEVERAGE RATIO FROM 5.5% TO 5.0% INFLATES LOST PROFITS BAJAJ DEMONSTRATIVE - REDUCING STERLING'S LEVERAGE RATIO FROM ACTUAL 5.71% TO 5.0% UNDERMINES LOST PROFITS CLAIM

admitted for demonstrative purposes

DX 3559 DX 3560

Bajaj Bajaj

Defendant Defendant

07/12/07 07/13/07

admitted for demonstrative purposes admitted for demonstrative purposes

DX 3561

Bajaj

Defendant

07/13/07

admitted for demonstrative purposes

DX 3562

Bajaj

Defendant

07/13/07

admitted for demonstrative purposes

DX 3563

Bajaj

Defendant

07/13/07

admitted for demonstrative purposes

Page 31 of 87

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 34 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/13/07

Description

Comments

DX 3564

Bajaj

Defendant

BAJAJ DEMONSTRATIVE - FAILS TO REDUCE LOST PROFITS BY PERCENTAGE OF LOST CONTRACTUAL CAPITAL REPLACED IN 1991 BAJAJ DEMONSTRATIVE - DR. JAMES'S ADJUSTMENTS TO THE 1991 "NET" OFFERING PROCEEDS BAJAJ DEMONSTRATIVE - INCLUSION OF $5.678 MILLION TO REPLACE CENTRAL EVERGREEN INTANGIBLES INFLATES CORE CAPITAL & LOST PROFITS BAJAJ DEMONSTRATIVE - ADJUSTMENTS TO DR. JAMES LOST PROFITS ESTIMATES (IN $ MILLIONS) BAJAJ DEMONSTRATIVE - COMPARISON OF DR. JAMES'S REPLICATING PREFERRED STOCK DIVIDEND MODELS BAJAJ DEMONSTRATIVE - DR. JAMES'S NEW "ACTUAL" COST OF REPLACEMENT MODEL IS THE SAME FLAWED MODEL WITH NEW INPUTS

admitted for demonstrative purposes

DX 3565

Bajaj

Defendant

07/13/07

admitted for demonstrative purposes

DX 3566

Bajaj

Defendant

07/13/07

admitted for demonstrative purposes

DX 3567

Bajaj

Defendant

07/13/07

admitted for demonstrative purposes

DX 3568

Bajaj

Defendant

07/12/07

admitted for demonstrative purposes

DX 3569

Bajaj

Defendant

07/12/07

admitted for demonstrative purposes

Page 32 of 87

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 35 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/12/07

Description

Comments

DX 3573

Bajaj

Defendant

BAJAJ DEMONSTRATIVE - DR. JAMES MISSTATES THE AMOUNT OF MITIGATION CAPITAL BAJAJ DEMONSTRATIVE - FLAWS IN DR. JAMES'S FUTURE DAMAGE MODEL BAJAJ DEMONSTRATIVE - SUMMARY OF DR. BAJAJ'S OPINIONS REGARDING STERLING'S "WOUNDED BANK" DAMAGES CLAIMS 7/22/85 - INTEROFFICE MEMO TO HILTON HEWITT FROM KATHI DANDO RE LIQUIDATION ANALYSIS FOR LEWIS FEDERAL 8/14/85 - RE: MERGER OF LEWIS FEDERAL WITH STERLING TO HAROLD B. GILKEY FROM JAMES R. FAULSTICH 10/8/85 - EXECUTIVE SUMMARY TO FHLBB FROM JAMES R. FAULSTICH 10/23/85 - S MEMORANDUM TO FHLBB FROM JAMES R. FAULSTICH

admitted for demonstrative purposes

DX 3575 DX 3577

Bajaj Bajaj

Defendant Defendant

07/12/07 07/13/07

admitted for demonstrative purposes admitted for demonstrative purposes

P-1

Gilkey

Plaintiff

06/25/07

P-3

Gilkey

Plaintiff

06/25/07

admitted, excluding marginalia

P-5 P-6

Faulstich Faulstich

Plaintiff Plaintiff

06/26/07 06/26/07

Page 33 of 87

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 36 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 06/26/07 06/26/07 06/25/07 06/25/07 06/25/07

Description

Comments

P-7 P-8 P-18 P-19 P-20

Faulstich Faulstich Gilkey Gilkey Gilkey

Plaintiff Plaintiff Plaintiff Plaintiff Plaintiff

10/23/85 - A MEMORANDUM TO FHLBB FROM JAMES R. FAULSTICH 10/23/85 - ISSUES MEMORANDUM TO FHLBB FROM JAMES R. FAULSTICH 11/5/85 - ACQUISITION AGREEMENT 11/5/85 - ACQUISITION AGREEMENT 11/12/85 - LETTER RE PURCHASE OF ALL ASSETS TO HAROLD B. GILKEY FROM JEFF SCONYERS 3/31/88 - S MEMORANDUM TO JOHN BUCKLEY, JR. FROM JAMES R. FAULSTICH 4/6/88 - ISSUE MEMORANDUM TO FHLBB FROM JAMES R. FAULSTICH 4/6/88 - FORBEARANCE LETTER RE TRI-CITIES TO STERLING BOARD OF DIRECTORS FROM FHLBB 4/8/88 - ACQUISITION AGREEMENT admitted, but Court notes that it appears to be incomplete - found document to be complete

P-24 P-27 P-28

Faulstich Faulstich Gilkey

Plaintiff Plaintiff Plainitff

06/26/07 06/26/07 06/25/07

P-37

Gilkey

Plaintiff

06/25/07

Page 34 of 87

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 37 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 06/25/07

Description

Comments

P-38

Gilkey

Plaintiff

4/8/88 - ACQUISITION AGREEMENT

admitted, except for handwritten marginalia; foundation laid and admitted including handwritten marginalia

P-40

Gilkey

Plaintiff

06/25/07

5/20/88 - MEMORANDUM FROM BRUCE I. HICKOK TO KEITH V. THOMAS RE: MACRO/EXECUTIVE SUMMARY 8/15/88 - FISCAL 1989 BUSINESS PLAN UPDATE 11/7/88 - MEMORANDUM FROM JAMES FAULSTICH FROM JULIE WILLIAMS RE: APPLICATION FOR VOLUNTARY SUPERVISORY CONVERSION AND MERGER OF CENTRAL EVERGREEN 10/26/83 - FORM 10 FROM STERLING SAVINGS ASSOCIATION 00/00/83 - 1983 ANNUAL REPORT FROM STERLING SAVINGS ASSOCIATION 6/30/084 - FORM 10-K FROM STERLING SAVINGS ASSOCIATION

P-44 P-45

Gilkey Faulstich

Plaintiff Plaintiff

06/25/07 06/26/07

P-65 P-66 P-67

Stipulation Stipulation Stipulation

07/03/07 07/03/07 07/03/07

Page 35 of 87

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 38 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07

Description

Comments

P-68 P-69 P-70 P-71 P-72 P-73 P-74

Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation

11/11/84 - 1984 ANNUAL REPORT FROM STERLING SAVINGS ASSOCIATION 6/30/85 - FORM 10-K FROM STERLING SAVINGS ASSOCIATION 00/00/85 - 1985 ANNUAL REPORT FROM STERLING SAVINGS ASSOCIATION 6/30/86 - FORM 10-K FROM STERLING SAVINGS ASSOCIATION 00/00/86 - 1986 ANNUAL REPORT FROM STERLING SAVINGS ASSOCIATION 6/30/87 - FORM 10-K FROM STERLING SAVINGS ASSOCIATION 00/00/87 - ANNUAL REPORT TO SHAREHOLDERS 1987 FROM STERLING SAVINGS ASSOCIATION 6/30/98 - FORM 10-K FROM STERLING SAVINGS ASSOCIATION

P-75

Stipulation

07/03/07

Page 36 of 87

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 39 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 06/25/07 07/03/07 07/03/07

Description

Comments

P-76

Gilkey Stipulation Stipulation Gilkey Stipulation Stipulation Stipulation

Plaintiff

00/00/88 - ANNUAL REPORT TO SHAREHOLDERS 1988 FROM STERLING SAVINGS ASSOCIATION 6/30/89 - FORM 10-K FROM STERLING SAVINGS ASSOCIATION 00/00/89 - ANNUAL REPORT TO SHAREHOLDERS 1989 FROM STERLING SAVINGS ASSOCIATION 6/30/90 - FORM 10-K FROM STERLING SAVINGS ASSOCIATION 00/00/90 - ANNUAL REPORT TO SHAREHOLDERS 1990 FROM STERLING SAVINGS ASSOCIATION 6/30/91 - FORM 10-K FROM STERLING SAVINGS ASSOCIATION 00/00/91 - ANNUAL REPORT TO SHAREHOLDERS 1991 FROM STERLING SAVINGS ASSOCIATION 6/30/92 - FORM 10-K FROM STERLING SAVINGS ASSOCIATION Page 37 of 87

P-77 P-78

Plaintiff

06/25/07 07/03/07 07/03/07 07/03/07

P-79 P-80

P-81 P-82

Gilkey Stipulation Stipulation

Defendant

06/26/07 07/03/07 07/03/07

P-83

Gilkey Stipulation

Defendant

06/26/07 07/03/07

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 40 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 06/27/07 07/03/07 06/26/07 07/03/07 06/26/07 07/03/07 07/03/07

Description

Comments

P-84

Gilkey Stipulation Gilkey Stipulation Gilkey Stipulation Stipulation Gilkey Stipulation Stipulation Gilkey Gilkey Stipulation Stipulation

Defendant

00/00/92 - ANNUAL REPORT TO SHAREHOLDERS 1992 FROM STERLING SAVINGS ASSOCIATION 6/30/093 - FORM 10-K FROM STERLING SAVINGS ASSOCIATION 00/00/93 - ANNUAL REPORT TO SHAREHOLDERS 1993 FROM STERLING SAVINGS ASSOCIATION 6/30/94 - FORM 10-K FROM STERLING SAVINGS ASSOCIATION 00/00/94 - ANNUAL REPORT TO SHAREHOLDERS 1994 FROM STERLING SAVINGS ASSOCIATION 6/30/95 - FORM 10-K FROM STERLING SAVINGS ASSOCIATION 00/00/95 - ANNUAL REPORT TO SHAREHOLDERS 1995 FROM STERLING SAVINGS ASSOCIATION 6/30/96 - FORM 10-K FROM STERLING SAVINGS ASSOCIATION Page 38 of 87

P-85 P-86

Defendant Defendant

P-87 P-88

Defendant

06/26/07 07/03/07 07/03/07

P-89 P-90

Defendant Plaintiff

06/26/07 06/27/07 07/03/07 07/03/07

P-91

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 41 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/03/07

Description

Comments

P-92

Stipulation

00/00/96 - ANNUAL REPORT TO SHAREHOLDERS 1996 FROM STERLING SAVINGS ASSOCIATION 6/30/96 - 1996 ANNUAL REPORT 12/31/96 - ANNUAL REPORT ON FORM 10-K, STERLING FINANCIAL CORPORATION 12/31/97 - FORM 10-K FROM STERLING SAVINGS ASSOCIATION 00/00/97 - ANNUAL REPORT TO SHAREHOLDERS 1997 FROM STERLING SAVINGS ASSOCIATION 00/00/98 - ANNUAL REPORT 1998 - FORM 10-K FROM STERLING SAVINGS ASSOCIATION 00/00/99 - ANNUAL REPORT 1999 - FROM 10-K FROM STERLING SAVINGS ASSOCIATION 00/00/2000 - ANNUAL REPORT 2000 - FORM 10-K FROM STERLING SAVINGS ASSOCIATION (P-92 was withdrawn and P-92A was put forward)

P-92A P-92B P-93 P-94

Gilkey Stipulation Stipulation Byrne Stipulation Stipulation

Defendant

06/26/07 07/03/07 07/03/07

Defendant

07/02/07 07/03/07 07/03/07

P-95 P-96 P-97

Page Stipulation Byrne Stipulation Stipulation

Plaintiff Defendant

06/28/07 07/03/07 07/02/07 07/03/07 07/03/07

Page 39 of 87

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 42 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/03/07

Description

Comments

P-98 P-99 P-100 P-101 P-102 P-103 P-104 P-105 P-106

Stipulation Page Stipulation Stipulation Byrne Stipulation Stipulation Stipulation Stipulation Stipulation Page Stipulation Plaintiff Plaintiff Plaintiff

00/00/01 - ANNUAL REPORT 2001 - FORM 10-K FROM STERLING SAVINGS ASSOCIATION 00/00/02 - ANNUAL REPORT 2002 - FORM 10-K FROM STERLING SAVINGS ASSOCIATION 12/31/03 - FORM 10-K FROM STERLING FINANCIAL CORPORATION 12/31/04 - FORM 10-K FROM STERLING FINANCIAL CORPORATION 00/00/04 - ANNUAL REPORT FROM STERLING FINANCIAL CORPORATION 12/31/05 - FORM 10-K FROM STERLING FINANCIAL CORPORATION 00/00/05 - ANNUAL REPORT 2005 FROM STERLING FINANCIAL CORPORATION 12/31/06 - FORM 10-K FROM STERLING FINANCIAL CORPORATION 00/00/06 - ANNUAL REPORT 2006 FROM STERLING FINANCIAL CORPORATION

06/28/07 07/03/07 07/03/07 06/29/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 06/28/07 07/03/07

Page 40 of 87

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 43 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/03/07

Description

Comments

P-107 P-108 P-109 P-110 P-111 P-112 P-113 P-114 P-115 P-116

Stipulation Byrne Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Plaintiff

9/30/89 - FORM 10-Q FROM HAROLD GILKEY, WILLIAM ZUPPE, DANIEL BYRNE 12/31/89 - FORM 10-Q FROM HAROLD GILKEY, WILLIAM ZUPPE, DANIEL BYRNE 3/31/90 - FORM 10-Q FROM HAROLD GILKEY, WILLIAM ZUPPE, DANIEL BYRNE 9/30/90 - FORM 10-Q FROM HAROLD GILKEY, WILLIAM ZUPPE, DANIEL BYRNE 12/31/90 - FORM 10-Q FROM HAROLD GILKEY, WILLIAM ZUPPE, DANIEL BYRNE 3/31/91 - FORM 10-Q FROM HAROLD GILKEY, WILLIAM ZUPPE, DANIEL BYRNE 9/30/91 - FORM 10-Q FROM HAROLD GILKEY, WILLIAM ZUPPE, DANIEL BYRNE 12/31/91 - FORM 10-Q FROM HAROLD GILKEY, WILLIAM ZUPPE, DANIEL BYRNE 3/31/92 - FORM 10-Q FROM HAROLD GILKEY, WILLIAM ZUPPE, DANIEL BYRNE 3/31/03 - FORM 10-Q FROM DANIEL BYRNE Page 41 of 87

06/29/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 44 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07

Description

Comments

P-117 P-118 P-119 P-120 P-121 P-122 P-123 P-124 P-125 P-126

Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation

6/30/03 - FORM 10-Q FROM HAROLD GILKEY, DANIEL BYRNE 9/30/03 - FORM 10-Q FROM HAROLD GILKEY, DANIEL BYRNE 3/31/04 - FORM 10-Q FROM HAROLD GILKEY, DANIEL BYRNE 6/30/04 - FORM 10-Q FROM HAROLD GILKEY, DANIEL BYRNE 9/30/04 - FORM 10-Q FROM HAROLD GILKEY, DANIEL BYRNE 3/31/05 - FORM 10-Q FROM HAROLD GILKEY, DANIEL BYRNE 6/30/05 - FORM 10-Q FROM HAROLD GILKEY, DANIEL BYRNE 9/30/05 - FORM 10-Q FROM HAROLD GILKEY, DANIEL BYRNE 3/31/06 - FORM 10-Q 6/30/06 - FORM 10-Q FROM HAROLD GILKEY, DANIEL BYRNE Page 42 of 87

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 45 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/03/07 07/03/07

Description

Comments

P-127A P-127B P-128 P-129 P-130 P-131 P-132 P-133 P-134 P-135 P-136 P-137 P-138

Stipulation Stipulation Byrne Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Plaintiff

9/30/06 - FORM 10-Q FROM STERLING FINANCIAL CORPORATION 3/31/07 - FORM 10-Q, STERLING FINANCIAL CORPORATION 3/31/83 - THRIFT FINANCIAL REPORT 6/30/83 - THRIFT FINANCIAL REPORT 12/31/83 - THRIFT FINANCIAL REPORT 3/31/84 - THRIFT FINANCIAL REPORT 6/30/84 - THRIFT FINANCIAL REPORT 9/30/84 - THRIFT FINANCIAL REPORT 12/31/84 - THRIFT FINANCIAL REPORT 3/31/85 - THRIFT FINANCIAL REPORT 6/30/85 - THRIFT FINANCIAL REPORT 9/30/85 - THRIFT FINANCIAL REPORT 12/31/85 - THRIFT FINANCIAL REPORT

06/29/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07

Page 43 of 87

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 46 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07

Description

Comments

P-139 P-140 P-141 P-142 P-143 P-144 P-145 P-146 P-147 P-148 P-149 P-150 P-151 P-152

Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Byrne Stipulation Plaintiff

3/31/86 - THRIFT FINANCIAL REPORT 6/30/86 - THRIFT FINANCIAL REPORT 9/30/086 - THRIFT FINANCIAL REPORT 6/30/87 - THRIFT REPORT INSTRUCTIONS: 1987 12/31/86 - THRIFT FINANCIAL REPORT 3/31/87 - THRIFT FINANCIAL REPORT 6/30/87 - THRIFT FINANCIAL REPORT 9/30/87 - THRIFT FINANCIAL REPORT 12/31/87 - THRIFT FINANCIAL REPORT 3/31/88 - THRIFT FINANCIAL REPORT 6/30/88 - THRIFT FINANCIAL REPORT 9/30/88 - THRIFT FINANCIAL REPORT 12/31/88 - THRIFT FINANCIAL REPORT 1/30/89 - SUMMARY OF CHANGES TO THRIFT FINANCIAL REPORT FORMS AND INSTRUCTIONS

06/29/07 07/03/07

Page 44 of 87

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 47 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 06/29/07 07/03/07 07/03/07 07/03/07

Description

Comments

P-153 P-154 P-155

Byrne Stipulation Stipulation Stipulation

Plaintiff

12/31/89 - SHESHUNOFF SUMMARY FROM THRIFT FINANCIAL REPORTS 12/31/90 - SHESHUNOFF SUMMARY FROM THRIFT FINANCIAL REPORTS 9/1/91 - OCTOBER, NOVEMBER AND DECEMBER 1991 THRIFT FINANCIAL REPORTS TO MANAGING OFFICER OF THRIFT INSTITUTION 12/31/91 - SHESHUNOFF SUMMARY FROM THRIFT FINANCIAL REPORTS 12/31/92 - SHESHUNOFF SUMMARY FROM THRIFT FINANCIAL REPORTS 12/31/93 - SHESHUNOFF SUMMARY FROM THRIFT FINANCIAL REPORTS 12/31/94 - SHESHUNOFF SUMMARY FROM THRIFT FINANCIAL REPORTS 12/31/95 - SHESHUNOFF SUMMARY FROM THRIFT FINANCIAL REPORTS

P-156 P-157 P-158 P-159 P-160

Stipulation Stipulation Stipulation Stipulation Stipulation

07/03/07 07/03/07 07/03/07 07/03/07 07/03/07

Page 45 of 87

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 48 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07

Description

Comments

P-161 P-162 P-163 P-164 P-165 P-166 P-167 P-168 P-169 P-170 P-171 P-172 P-174

Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation

12/31/96 - SHESHUNOFF SUMMARY FROM THRIFT FINANCIAL REPORTS 12/31/97 - SHESHUNOFF SUMMARY FROM THRIFT FINANCIAL REPORTS 12/31/99 - SHESHUNOFF SUMMARY FROM THRIFT FINANCIAL REPORTS 12/31/00 - SHESHUNOFF SUMMARY FROM THRIFT FINANCIAL REPORTS 12/31/03 - ELECTRONIC THRIFT REPORT 3/31/04 - ELECTRONIC THRIFT REPORT 6/30/84 - ELECTRONIC THRIFT REPORT 9/30/84 - ELECTRONIC THRIFT REPORT 12/31/04 - ELECTRONIC THRIFT REPORT 3/31/05 - ELECTRONIC THRIFT REPORT 6/30/05 - ELECTRONIC THRIFT REPORT 9/30/05 - ELECTRONIC CALL REPORT 3/31/06 - ELECTRONIC CALL REPORT Page 46 of 87

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 49 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/03/07 07/03/07 07/03/07 07/03/07

Description

Comments

P-175 P-176 P-177 P-178 P-179

Stipulation Stipulation Stipulation Stipulation Byrne Stipulation Byrne Stipulation Plaintiff

6/30/06 - ELECTRONIC CALL REPORT 9/30/06 - ELECTRONIC CALL REPORT 12/31/06 - ELECTRONIC CALL REPORT 6/19/89 - SSA JOINT REGULATION EXAMINATION 11/31/89 - SSA REPORT OF EXAMINATION FROM FEDERAL DEPOSIT INSURANCE CORPORATION TO SSA 11/13/89 - SSA REPORT OF EXAMINATION FROM OFFICE OF THRIFT SUPERVISION admitted subject to counsel checking about a possible missing page - corrected document provided admitted subject to counsel checking about possible missing pages - corrected document provided

06/29/07 07/03/07 06/29/07 07/03/07

P-180

Plaintiff

P-181

Byrne Stipulation Byrne Stipulation

Plaintiff

06/29/07 07/03/07 06/29/07 07/03/07

9/17/90 - SSA REPORT OF EXAMINATION FROM FEDERAL DEPOSIT INSURANCE CORPORATION TO SSA 9/17/90 - OTS EXAM REPORT FROM OTS TO STERLING SAVINGS

P-182

Plaintiff

Page 47 of 87

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 50 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/03/07

Description

Comments

P-184

Stipulation

9/16/91 - RESPONSE TO THE OTS EXAMINATION AND HEDLUND CORRESPONDENCE 9/16/91 - FDIC REPORT OF EXAMINATION 10/7/92 - JOINTLY-OTS, WEST REGION STATE OF WASHINGTON EXAM DATE AUGUST 10, 1992 10/14/97 - EXAMINER'S REPORT OF EXAMINATION 10/26/98 - REPORT OF EXAMINATION, OTS 2/14/83 - SSA MINUTES OF THE REGULAR MEETING OF THE BOARD OF DIRECTORS 11/10/83 - SSA 1984 OPERATING BUDGET 6/30/86 - SSA OPERATING PLAN 00/00/86 - STERLING FISCAL 1986 OPERATING PLAN

P-185 P-186A

Stipulation Stipulation

07/03/07 07/03/07

P-186B P-186C P-187 P-188 P-189 P-190

Byrne Stipulation Byrne Stipulation Stipulation Byrne Stipulation Byrne Stipulation Byrne Stipulation

Plaintiff Plaintiff

06/29/07 07/03/07 06/29/07 07/03/07 07/03/07

Plaintiff Plaintiff Plaintiff

06/29/07 07/03/07 06/29/07 07/03/07 06/29/07 07/03/07

Page 48 of 87

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 51 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 06/29/07 07/03/07 06/29/07 07/03/07 06/29/07 07/03/07 06/29/07 07/03/07 06/29/07 07/03/07 06/26/07 07/03/07 06/26/07 07/03/07 06/29/07 07/03/07 06/29/07 07/03/07

Description

Comments

P-191 P-192 P-193 P-194 P-195 P-196

Byrne Stipulation Byrne Stipulation Byrne Stipulation Byrne Stipulation Byrne Stipulation Gilkey Stipulation Gilkey Stipulation Byrne Stipulation Byrne Stipulation

Plaintiff Plaintiff Plaintiff Plaintiff Plaintiff Defendant

00/00/87 - STERLING SAVINGS ASSOCIATION FISCAL 1987 OPERATING PLAN 6/23/87 - SSA BUSINESS PLAN UPDATE FOR FISCAL 1988 2/26/88 - SSA FISCAL 1988 BUSINESS PLAN UPDATE (DRAFT) 3/31/88 - SSA FISCAL 1988 BUSINESS PLAN UPDATE 6/28/88 - SSA BUSINESS PLAN FOR FISCAL 1989 8/15/88 - SSA FISCAL 1988 BUSINESS PLAN UPDATE TO INCLUDE ACQUISITION FOR CENTRAL EVERGREEN S&L 7/25/99 - SSA AND SUBSIDIARY COMPANIES BUSINESS PLAN FOR FISCAL 1990 00/00/91 - SSA FISCAL YEAR 1991 BUDGET PACKAGE 00/00/92 - SSA FISCAL 1992 BUSINESS PLAN NARRATIVE

P-197 P-198 P-199

Defendant Plaintiff Plaintiff

Page 49 of 87

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 52 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 06/29/07 07/03/07 06/29/07 07/03/07 06/29/07 07/03/07 06/29/07 07/03/07 06/29/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07

Description

Comments

P-200 P-201 P-202 P-203 P-203A P-206 P-207 P-208 P-209

Byrne Stipulation Byrne Stipulation Byrne Stipulation Byrne Stipulation Byrne Stipulation Stipulation Stipulation Stipulation Stipulation

Plaintiff Plaintiff Plaintiff Plaintiff Plaintiff

00/00/93 - SSA FISCAL 1993 BUSINESS PLAN NARRATIVE 00/00/94 - SSA FISCAL 1994 BUSINESS PLAN NARRATIVE 00/00/95 - SSA FISCAL 1995 BUSINESS PLAN NARRATIVE 00/00/96 - SSA FISCAL 1996 BUSINESS PLAN NARRATIVE 00/00/07 - SSA 2007 BUSINESS PLAN 11/21/83 - MINUTES OF THE PLANNING COMMITTEE 2/16/84 - EXECUTIVE 1985 THRUSTS EXECUTIVE COMMITTEE MEETING 3/12/84 - MINUTES OF THE PLANNING COMMITTEE (DRAFT) 6/7/84 - MINUTES OF THE PLANNING COMMITTEE

Page 50 of 87

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 53 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07

Description

Comments

P-210 P-211 P-212 P-213 P-214 P-215 P-216 P-217 P-218

Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation

6/30/85 - OPERATING PLAN FOR FISCAL YEAR ENDING JUNE 30, 1985 2/26/85 - BOARD OF DIRECTORS MEETING LEWIS FEDERAL ACQUISITION OPPORTUNITY 5/28/85 - BOARD OF DIRECTORS MEETING HIGHLIGHT MEMORANDUM 7/28/87 - MINUTES OF THE BOARD OF DIRECTORS MEETING 9/22/87 - MINUTES OF THE BOARD OF DIRECTORS MEETING 10/27/87 - MINUTES OF THE BOARD OF DIRECTORS MEETING 11/24/87 - MINUTES OF THE BOARD OF DIRECTORS MEETING 12/22/87 - MINUTES OF THE BOARD OF DIRECTORS MEETING 1/14/88 - MINUTES OF THE BOARD OF DIRECTORS MEETING

Page 51 of 87

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 54 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07

Description

Comments

P-219 P-221 P-223 P-224 P-225A P-225B

Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation

2/20/88 - MINUTES OF THE BOARD OF DIRECTORS MEETING 5/24/88 - MINUTES OF THE BOARD OF DIRECTORS MEETING 8/23/88 - MINUTES OF THE BOARD OF DIRECTORS MEETING 12/20/88 - MINUTES OF THE BOARD OF DIRECTORS MEETING 1/24/89 - MINUTES OF THE BOARD OF DIRECTORS MEETING 2/28/89 - MINUTES OF THE MEETING OF THE BOARD OF DIRECTORS - STERLING SAVINGS ASSOCIATION 3/28/89 - MINUTES OF THE MEETING OF THE BOARD OF DIRECTORS - STERLING SAVINGS ASSOCIATION 4/23/89 - MINUTES OF THE MEETING OF THE BOARD OF DRECTORS - STERLING SAVINGS ASSOCIATION

P-225C

Stipulation

07/03/07

P-225D

Stipulation

07/03/07

Page 52 of 87

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 55 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/03/07 07/03/07

Description

Comments

P-228 P-229 P-231 P-232 P-233A P-233B P-234 P-235A P-235B

Stipulation Stipulation Zuppe Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Plaintiff

8/22/89 - MINUTES OF THE BOARD OF DIRECTORS MEETING 9/14/89 - MINUTES OF THE BOARD OF DIRECTORS MEETING 11/27/89 - MINUTES OF THE BOARD OF DIRECTORS MEETING 12/20/89 - MINUTES OF THE BOARD OF DIRECTORS MEETING 1/23/90 - MINUTES OF THE BOARD OF DIRECTORS MEETING 2/27/90 - MINUTES OF THE BOARD OF DIRECTORS MEETING 3/27/90 - MINUTES OF THE BOARD OF DIRECTORS MEETING 4/24/90 - MINUTES OF THE BOARD OF DIRECTORS MEETING 5/15/90 - MINUTES OF THE SPECIAL MEETING OF THE BOARD OF DIRECTORS

07/09/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07

Page 53 of 87

Case 1:95-cv-00829-TCW

Document 280

Filed 07/23/2007

Page 56 of 90

STERLING SAVINGS V. UNITED STATES Case No. 95-829C LIST OF ADMITTED EXHIBITS As of July 18, 2007
Exhibit #

Witness

Party

Trial Date Admitted 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07 07/03/07

Description

Comments

P-236A P-236B P-237A P-237C P-237D P-237F P-237H P-237I P-237J

Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation Stipulation

5/22/90 - MINUTES OF THE BOARD OF DIRECTORS MEETING 6/26/90 - MINUTES OF THE BOARD OF DIRECTORS MEETING 7/24/90 - MINUTES OF THE BOARD OF DIRECTORS MEETING 9/25/90 - MINUTES OF THE BOARD OF DIRECTORS MEETING 10/23/90 - MINUTES OF THE BOARD OF DIRECTORS MEETING 11/27/90 - MINUTES OF THE BOARD OF DIRECTORS MEETING 1/22/91 - MINUTES OF THE BOARD OF DIRECTORS MEETING 2/26/91 - MINUTES OF THE BOARD OF DIRECTORS MEETING 3/25/91 - MINUTES OF THE BOARD OF DIRECTORS MEETI