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IN THE UNITED STATES COURT OF FEDERAL CLAIMS ) ) ) ) ) ) ) ) ) ) )
INNOVAIR AVIATION LIMITED, Plaintiff, v. THE UNITED STATES OF AMERICA, Defendant.
DOCKET NO. 96-408C (Senior Judge Loren A. Smith)
PLAINTIFF INNOVAIR AVIATION LIMITED'S EXHIBIT LIST Pursuant to Section 16 of Appendix A of the Rules of the Court of Federal Claims, Plaintiff Innovair Aviation Limited hereby identifies the exhibits, provided in the attached Exhibit List, that Plaintiff may introduce at trial. In addition to the exhibits identified below, Plaintiff reserves the right to prepare large-scale demonstrative exhibits of, or excerpts from, the exhibits identified below by numbers 1 (Technology License Agreement), 34 (1990 UTC Purchase Agreement), and 37 (1991 UTC Distributor Agreement). Plaintiff reserves the right to use additional exhibits for rebuttal or impeachment purposes, and to use any of the exhibits designated by Defendant as a trial exhibit. Respectfully submitted, Of Counsel: H. Christopher Bartolomucci Audrey E. Moog HOGAN & HARTSON L.L.P. 555 13th Street, N.W. Washington, D.C. 20004 (202) 637-6575 Dated: August 31, 2007 s/Ty Cobb____________________ Ty Cobb HOGAN & HARTSON L.L.P. 555 13th Street, N.W. Washington, D.C. 20004 (202) 637-6575
Attorney of Record for Plaintiff Innovair Aviation Limited
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Plaintiff's Exhibit List
EXHIBIT NUMBER 1 2 3 4 5 6 DATE 06/24/1988 12/09/1991 10/03/1988 02/25/1989 02/25/1989 08/16/1989 DESCRIPTION Technology License Agreement Stipulated Substitute Res Bond Notes of a conversation with Tim Dempsey regarding a request for background information on Air Colombia Air Colombia Contract of Sale and for Aircraft Modifications, attaching Addendum 1 Air Colombia Used Aircraft Contract of Sale and for Modifications, attaching Addendum 1 Letter from Antonio Garzon Reyes, Air Colombia, to Warren Basler and Bryan Carmichael with attached English translation Letter to Tim Dempsey from Michael Hintze, BTC Controller, enclosing information about Air Colombia transactions Letter from Bryan Carmichael to Thea Irwin regarding BTC payment schedule Expert Report of Arthur Cobb, Cobb & Associates, Ltd. Expert Report of Barbara Beyer, Avmark, Inc. Letter from T.S. Gill to Captain Abakar Manany regarding Air Tchad proposal Letter from Thomas Weigt to T.S. Gill regarding Air Tchad proposal Fax from Jacques Migeotte of Austral Aviation Corporation to Thomas Weigt regarding discussions with Abakar Manany about Air Tchad proposal Memorandum from R.C. Gibson to Tom Weigt regarding Chad demonstration of the BT-67 Letter from Thomas Weigt to Axel Ishitile regarding Namibia Department of Fisheries Basler Turbo-67 Program Summary Fax from Jacques Migeotte to Thomas Weigt regarding Namibia proposal 2
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7
06/06/1990
8 9 10 11 12 13
06/19/1989 05/01/2007 05/01/2007 12/03/1998 12/03/1998 11/30/1998
14 15
09/08/1998 02/08/2000
16
12/22/1999
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EXHIBIT NUMBER 17 18 19 20
DATE Undated Undated 11/25/1997 09/04/1998
DESCRIPTION Draft of proposal for repair and upgrade of DC3/C47 aircraft owned by South African Air Force Page of South Africa proposal regarding sourcing points Fax from Jacques Migeotte to Thomas Weigt regarding Captain Haile Gebray's interest in the BT-67 project Letter from Thomas Weigt to Hamet Sidibe, Chief of Staff, Mali Air Force, regarding use of aircraft TZ-391 for demonstration trip Memorandum from Jacques Migeotte to Rod McNeil regarding BTC's reputation and standing in Africa Memorandum from Jacques Migeotte to Thomas Weigt regarding airplane crew for Mali Letter from Scott Hibbard to Todd Grasman regarding pricing schedule for pending Zimbabwe transaction Letter from Tom Weigt to Colonel Youssouf Bamba, Mali Air Force, regarding flight and technician training BT-67 promotional brochure Basler Aviation Enterprises Kit Receiving Log Agenda and presentation materials for Basler Turbo-67 Executive Summary of Innovair Aviation Limited by Warwick Consulting Group, Inc. Letter to Bryan Carmichael from Peter J. de Ruyter, Lacadre, Inc., regarding status review of BTC DC-3 Reengining Certification Program Executed Foreign Sales Representative Agreement between Innovair Aviation Ltd. and Zimbabwe Trade & Development Corporation 1990 Basler Turbo Conversions, Inc. & Innovair Aviation Ltd. Five Year Business Plan, 1990-1994 Letter to Robert Clark from Frederick Lee, FAA, regarding Supplemental Type Certificate Installation of Pratt & Whitney PT6A-67R Engines on a McDonnell Douglas DC3C Letter to BTC from Donald Armstrong, FAA, regarding Issue Paper for Turboprop Engine Conversion, DC-3-TP Aircraft, Flight into Known Icing
21 22 23 24 25 26 27 28 29
08/31/1998 02/21/1997 04/17/1998 03/04/2005 Undated Undated Undated Undated 02/27/1989
30
09/01/1989
31 32
1990 03/02/1990
33
06/05/1990
3
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EXHIBIT NUMBER 34
DATE 07/13/1990
DESCRIPTION Executed Purchase Agreement between United Technologies Corporation, Turbo Power and Marine Systems, Inc., Basler Turbo Conversions, Inc., Basler Flight Service, Inc. and Innovair Aviation Ltd. Letter to Bryan Carmichael and Barry Wilson from Thomas Fraker regarding agreement with Warwick Consulting Group Confidential Offering Memorandum for Innovair Aviation Limited prepared by Warwick Consulting Group, Inc. Executed Distributor Agreement between Innovair Aviation Ltd. and United Technologies Corporation Executed Settlement Agreement between Basler Turbo Conversions, Inc., Basler Flight Service, Inc., Warren Basler, Patricia Basler, Innovair Aviation Ltd, Bryan Carmichael, Barry Wilson, Elsa Carmichael and Geoffrey E.D. Wilson John J. Kearney, C.P.A. Expert Report SH&E Expert Witness Report Valuation of Innovair's Technology License Agreement Study of restructuring of Turbo-67 companies BTC Data on Turboprop Conversion of DC-3 Aircraft Innovair Aviation Ltd. and Basler Turbo Conversions, Inc. Projected Financial Statements for the period January 1, 1990 to December 31, 1994, prepared by Deloitte & Touche Innovair Funds Receipt and Usage, attaching Innovair Aviation Ltd. Balance Sheet BTC, Inc. Stockholder Notes Letter to Global Airfinance Group from Michael Nadan Memorandum to Larry Fann from Reid Pixler Memorandum from Reid Pixler to Miriam Loui regarding
35
03/05/1991
36 37 38
05/18/1991 07/25/1991 09/23/1993
39 40 41 42 43 44
08/25/1997 11/20/1997 Undated 02/14/1991 7/1988 05/16/1990
45 46 47 48 49
12/31/1990 08/06/1991 01/08/1992 08/31/1990 1991
4
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EXHIBIT NUMBER 50
DATE Innovair-BTC 07/09/1991
DESCRIPTION
Fax to Frank DeLizza from Michael Hintze regarding proposed configuration and pricing of Basler Turbo-67 aircraft Letter from Michael Hintze to Reid Pixler regarding interlocutory sale of N95BF and N510NR Memorandum from Frank R. DeLizza to Nick Preaves, Chief, Personal Services Branch, regarding seizure of Basler Turbo 67 aircraft Memorandum to Reid Pixler from Lynn Burlingame, Seized Asset Division, Seattle, regarding Basler Aircraft Photographs Fax from Reid Pixler to Lynn Burlingame Letter from Timothy Atkinson, attorney for BTC, to Reid Pixler regarding Interlocutory Sale Agreement Fax to Bob Sharpe, Asset Forfeiture Office, from Reid Pixler regarding "Marshals criticism about the DC-3's" Memorandum from Reid Pixler to Nick Prevas, Seized Asset Division, regarding Prevas's memorandum of 11/20/1991 Letter to Reid Pixler from Michael Hintze, BTC Controller, regarding Seizure of Technology Licensing Agreement Letter to Reid Pixler from Katherine Lunsford regarding United States of America v. One Technology License Agreement, No. CIV-90-1827-PHX-RCB Itinerary for N96BF Delivery Trip Letter to Captain Mandebvu from Barry Wilson regarding proposal for shipment of conversion kits Letter to Bryan Carmichael from Honour Mkushi Letter to Honour Mkushi from Barry Wilson
51 52
07/12/1991 08/19/1991
53
08/19/1991
54 55 56 57
11/20/1991 11/20/1991 11/22/1991 11/22/1991
58 59
09/9/1991 09/17/1991
60 61 62 63
02/26/1991 10/03/1988 11/22/1989 04/11/1990
5
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EXHIBIT NUMBER 64 65 66 67 68 69 70 71 72 73 74 75
DATE 06/14/1991 11/17/1989 01/29/1990 01/29/1990 02/11/1990 02/19/1990 02/22/1990 03/02/1990 03/18/1990 08/06/1990 10/30/1990 11/02/1990
DESCRIPTION Letter to Karel Van Heerden from Bryan Carmichael regarding brochure request Proposal to Captain A.T.D. Mandebvu, Air Force of Zimbabwe, from Bryan Carmichael for DC-3 conversion Letter from Barry Wilson to Honour P. Mkushi regarding Turbo-67 Conversion of C-47 Letter to Bryan and Tim Carmichael from Barry Wilson regarding Zimbabwe Letter from Barry Wilson to Atlantic Bridge Aviation regarding potential ferry contract Fax to Barry Wilson from Warren Basler regarding ferrying costs Letter from G.Z. Mpabanga, Senior General Manager, Zimbabwe Banking Corporation Limited, to Barry Wilson Fax to Barry Wilson from Bryan Carmichael regarding civilian customer in Zimbabwe Letter to Honor Mkushi from Bryan Carmichael as a followup to a 1/29/90 letter about cost effectiveness of Turbo-67 Letter to Honor Mkushi from Barry Wilson regarding update on the DC-3 Turbo-67 conversion program Handwritten letter to Honor Mkushi from Bryan Carmichael regarding status report on Turbo-67 Letter to Honor Mkushi from Barry Wilson regarding meeting between Botswana Civil Aviation Board and Zimbank Letter to Ian Therkelsen, Lonrho Plc, from Barry Wilson regarding meeting with Graham Conlyon of NAC during Wilson's visit to Johannesburg Anglo American Corporation of South Africa Proposal for Conversion of Douglas DC3 to Basler Turbo-67 Standard Draft Contract for Installation of a Turbo-67 Conversion Kit 6
76
09/09/1990
77 78
Undated Undated
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EXHIBIT NUMBER
DATE
DESCRIPTION on a Used Douglas DC-3 Aircraft between Innovair Aviation Ltd. and CSF
79 80 81 82 83 84 85 86 87 88 89 90 91 92 93
Undated 09/06/1988 12/05/1988 01/27/1989 02/10/1989 02/15/1989 02/17/1989 03/00/1989 03/22/1989 04/05/1989 04/12/1989 09/01/1989 09/05/1989 09/20/1989 09/21/1989
Letter to Bryan Carmichael from Barry Wilson regarding Australia contact Letter to Bryan Carmichael from Barry Wilson enclosing report on Zimbabwe visit Letter to Cliff Bernett from Bryan Carmichael regarding Bernett's representation of BTC and Innovair Report by Cliff Bernett regarding visit to Turkey Report to Bryan Carmichael regarding visit to Greece Letter to Warren Basler from W. James Foden, Managing Director, Air Atlantique, regarding conversion program Report by Cliff Bernett regarding trip to United Kingdom Fax from Barry Wilson to Bryan Carmichael Letter to Bryan Carmichael from Barry Wilson regarding DC-3 Queensland visit Project Outline - Leasing C47 Turbo Prop Conversions to the Turkish Air Force Fax to Cliff Bernett from Ihsan Isak, Brigadier General, Turkish Ministry of National Defense Executed Foreign Sales Representative Agreement between Innovair Aviation Ltd. and Altay Kollektif Sirketi Letter from Bryan Carmichael to Bob Clark regarding Air Atlantique/CAA Certification (U.K.) Letter to Bryan Carmichael from B.H. Owen, Affretair Letter to Bob Clark from J.R.W. Smith, Civil Aviation Authority, regarding Basler PT6 DC-3 Conversion: Possible UK Certification Proposed Agenda for Civil Aviation Authority meeting
94
09/29/1989
7
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EXHIBIT NUMBER 95 96
DATE 11/29/1989 11/1990
DESCRIPTION Letter to Bryan Carmichael from M. Murad Dural, President, Altay Kollektif Sirketi Air Progress article entitled "Warren & the Oshkosh Goonies" Fax from Bryan Carmichael to Cliff Bernett regarding Turkish project Letter to Bryan Carmichael from M. Mural Dural, President Altay Kollektif Sirketi Letter to Innovair Aviation, Basler Turbo Conversions, and Basler Flight Service from Dream-Aire regarding Sales Distributor Agreement, letter of understanding Unsigned Converted Aircraft Sales Distributor Agreement between Basler Turbo Conversion and Innovair Aviation Ltd. with Strallis Group International Ltd. Minutes of BTC/Air Asia/PW meeting Letter to Bryan Carmichael from James Foden, Group Managing Director, Air Atlantique, regarding UK demonstration flights Status 4/1/91 DC-3 Conversion Joint Venture Letter to Frank Kemp, Marketing Manager, Field Aviation, from Bryan Carmichael regarding interest in providing conversion facilities and services in Southern Africa Letter from Herb Hayes to Joseph L. Madison, Air Asia, regarding DC-3 conversion for CAF Fax to Fred Johnson from Herb Hayes regarding DC-3 Conversion Program Action/Status Letter to Bryan Carmichael from Gurol Dinc, Managing Director, Temsa Konsult Letter from Bryan Carmichael to Fred Johnson regarding sales to Turkish Air Force
97 98 99
03/06/1990 07/26/1990 08/04/1990
100
09/00/1990
101 102
09/10/1990 03/28/1991
103 104
04/01/1991 05/07/1991
105 106 107 108
05/09/1991 06/27/1991 07/10/1991 07/25/1991
8
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EXHIBIT NUMBER 109 110 111 112 113 114 115 116 117 118 119 120 121 122
DATE 07/26/1991 08/09/1991 08/25/1991 09/10/1991 04/10/1992 07/07/1992 09/01/1998 Undated Undated Undated Undated 07/15/1991 10/29/1990 August and September 1988
DESCRIPTION Fax to Bryan Carmichael from Herb Hayes regarding DC3/C-47 Conversion Documentation Letter from Mervyn of CFS Flight Systems Ltd. to Bryan Carmichael regarding Anglo Presentation Herb Hayes's progress notes regarding contacts in Kuala Lumpur, Malaysia, and Indonesia Letter to Bryan Carmichael from M.J. Eaton, Managing Director, CFS regarding T-67 Conversion Kit Memorandum to Marlene Hayes from Lyman Marshall regarding Contract Modification C-3 Data Tec Letter to Donald Miller, United Pacific Aerospace, from Tom Weigt regarding Pacific Rim marketing Notes regarding call to Captain A.T.D. Mandebou of the Air Force of Zimbabwe Large Scale Photo of BT-67 (vertical photograph of N96BF flying in front of mountain) Large Scale Photo of BT-67 (horizontal photograph of N96BF flying towards mountain) Large Scale Photo of BT-67 (horizontal photograph of N96BF flying in mountains against dark background) Large Scale Photo of BT-67 (horizontal photograph of N96BF flying in mountains against light background) Memorandum to Tom Fraker from Harry V. Eastlick regarding Innovair Financing Transaction between BTC and Innovair Series of correspondence including Roy Simmonds, Manager, Airwork Limited; Malcolm Lawrence, Managing Director, Field Aircraft Services; J.F. Steed, Managing Director, M.I.B.; Barry Wilson; and A.T.D. Mandebou, Group Captain, Air Force of Zimbabwe Notes regarding convertible cargo/passenger DC-3 turbo 9
123
Undated
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EXHIBIT NUMBER 124 125 126 127 128
DATE prop 12/7/1989 01/05/1989 01/05/1990 08/21/1990 08/04/1990
DESCRIPTION
Letter to Honour Mkushi from Bryan Carmichael regarding signed agreement Letter to Bryan Carmichael from Honor Mkushi confirming formal offer to Zimbabwe Air force Letter to Bob Dodds, General Manager, Affretair, from Barry Wilson regarding Harare visit 1/23/90-1/28/90 Converted Aircraft Sales Distributor Agreement Letter to Innovair Aviation Ltd., BTC, Inc., and BFS, Inc. from Dream-Aire A.G. regarding Sales Distributor Agreement and letter of understanding Letter to Daniel Ng from Barry Wilson regarding possible meeting in Hong Kong with Tom Kan and Jim Eckes Letter to Bill Brown from Bryan Carmichael regarding progress of Turbo project Letter to Bill Brown from Bryan Carmichael regarding his receipt of material on Basler Turbo-67 and Australia trip Letter to Barry Wilson from Daniel Ng, McDonald's, Hong Kong, regarding interest in DC-3 project Draft letter to Daniel Ng regarding Basler Turbo-67 Letter to Daniel Ng from Barry Wilson regarding DC-3 project Fax to Mary Soh from Bryan Carmichael regarding Hong Kong trip Letter to Jim Eckes from Barry Wilson regarding receipt of STC for Turbo-67 conversion of DC-3/C-47 Letter to Miguel Mari, Vice President/General Sales Manager, A. Soriano Aviation Inc., from Chia Wang, Marketing Representative, P&W Canada, regarding installation formats of Basler conversion kit
129 130 131 132 133 134 135 136 137
01/04/1989 09/02/1988 12/05/1988 12/06/1988 12/27/1988 01/31/1989 02/23/1989 03/04/1990 06/26/1989
10
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EXHIBIT NUMBER 138
DATE 03/22/1990
DESCRIPTION Fax to Bryan Carmichael from Daniel Ng introducing Howard Wong and expressing his interest in the DC-3 project Letter to Bryan Carmichael from Barry Wilson regarding contacts for Hong Kong visit Letter to Thomas Kan from Barry Wilson regarding Hong Kong contacts to assist with Pacific market expansion Fax to Barry Wilson from Jim Eckes regarding interest of Thai Air Force in Turbo 67s for their DC-3s Letter to Tom Weigt from Bryan Carmichael regarding his discussion with Jim Eckes in Hong Kong Letter to Jim Eckes from Tom Weigt regarding representing Basler Turbo-67 in Far East markets Fax to Bryan Carmichael from Jim Eckes regarding possibility of a demonstration flight of Turbo-67 in Jakarta Fax to Bryan Carmichael from Sugrum Misir, Regional Manager, Dowty Aviation Services Ptd Ltd., regarding Basler Turbo Conversion-67 Letter to B.H. Yap from Herb Hayes regarding potential investor in DC-3 conversion program Letter to Honour Mkushi from Bryan Carmichael regarding Representative Agreement, Foreign Sales Representative Agreement attached Letter to Evan Augustyn, Managing Director of Airops Consultants, from Barry Wilson regarding contacts with Globeair Letter to Warren Basler from Phil Koszarek, Director, Indamer Company Private Ltd. Letter from Tom Weigt to Phil Koszarek Letter to Chairman National Airports Authority, New Delhi 11
139 140 141 142 143 144 145
06/18/90 09/09/90 12/10/1990 12/24/1990 01/07/1991 01/10/91 05/15/1991
146 147
07/08/1991 11/17/1989
148
08/06/1990
149
08/29/1990
9/25/1990
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EXHIBIT NUMBER
DATE 8/31/1990
DESCRIPTION from K.R. Nandkumar, Director, Indamer Company Private Ltd. Letter from Hans J. Grube, President of SL-Aviation Services, Inc., to Fred Johnson regarding potential interest in a facility in the Middle East Letter to Lyman Marshall from Berlin Au, President, Air Asia Company Ltd., regarding prospects of long-term development of DC-3 Retrofit/Regarding-Engine Project Letter to Sugrim Misir, Dowty Aerospace Aviation Services Ptd Ltd., Singapore, from Bryan Carmichael in response to request for Turbo-67 conversion kits Letter to William Lewis, Aviation Consultancy Ltd., from Bryan Carmichael regarding modernization of DC-13 using Pratt & Whitney PT6A-67R engines Letter to Warren Basler from William Lewis, President of Aviation Consultancy Limited, regarding market for DC-3 turbo prop in Thailand, Laos, Cambodia Letter to H.S. Williams, Bush Pilots Airways Ltd., Australia, from Stephen Snyder, President, United States Aircraft Corp. regarding DC-3 Turbo Express conversion Letter to Colonel Ephraim Amir, Israel, from Bryan Carmichael regarding turbo prop conversion program in Israel Letter to Hugh Flynn, Safair Freighters Ltd., South Africa, from Bryan Carmichael issuing invitation to witness performance of Turbo-67 and view manufacturing operations Letter to Bart Urlings, Netherlands, from Bryan Carmichael regarding interest in modernization of Douglas DC-3 Letter to Andre van der Mirsch, Abelag Aviation, Belgium, from Barry Wilson regarding possible sub-distribution of package freight from Brussels and other points in Europe Letter to Cliff Bernett from Bryan Carmichael regarding Turkish Project
150
01/15/96
151
01/22/1990
152
05/13/1991
153
07/28/1989
154
07/27/1989
155
Undated
156
Undated
157
11/15/1989
158 159
07/28/1989 05/22/1989
160
06/29/1989
12
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EXHIBIT NUMBER 161
DATE 10/04/1989
DESCRIPTION Letter to Bryan Carmichael from Cliff Bernett regarding 09/26 letter from U.S. Embassy in Ankara outlining requirements for securing US approval for transfer of TAF C47s to a leasing company as proposed and attached Letter dated 9/26/89 from Regina Eltz, US Embassy, to Cliff Bernett Letter to Murad Dural, Altay, from Bryan Carmichael discussing the development of the Turkish Air Force project as well as providing surveillance capability Letter to Murad Dural, Altay, from Bryan Carmichael entitled, "Commercial Proposal for Presentation of IKTISAT" Letter to M. Murad Dural, Altay, from Bryan Carmichael discussing the potential installation of conversion kits in Turbo-67's in Turkey Letter to M. Murad Dural from Bryan Carmichael discussing the sale of the Douglas C-47 to Middle Eastern countries Letter to Dr. Gurol Dinc, Managing Director, Temsa Konsult, from Bryan Carmichael outlining the benefits and potential timeline for the purchase of DC3 Turbo-67's in Turkey Letter from Bryan Carmichael to Ibrahim Uyanik, Chief of Logistics Division, Turkish Air Force, discussing a potential sale of DC3 Turbo-67's to Turkey Memorandum to All Employees from Tom Weigt regarding Staff Assignments on BT- 67 program Notes entitled "`Bad' Facts from Randy" Letter to Donald S. Miller from Stanley McGrew, U.S. Forest Service, regarding conversion of U.S. Forest Service DC-3 aircraft Letter to Michael Hintze from Stephen Jacobs of Reinhart, Boerner, Van Deuren, Norris & Rieselbach regarding Carmichael/Wilson Settlement Agreement Memorandum to Wm. Timothy Sprague and Thomas Fraker from John Berry regarding Basler Turbo-67 project Letter to Robert Clark from Randall A. Haak regarding Basler Turbo Corporations and Innovair 13
162
12/6/1989
163
09/5/1989
164
09/18/1989
165
08/29/1989
166
07/2/1991
167
04/8/1991
168 169 170
Undated Undated 08/05/1991
171
10/12/1993
172 173
03/25/1991 07/03/1991
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EXHIBIT NUMBER 174 175
DATE 10/29/1990 08/07/1989
DESCRIPTION Letter to Bob Clark from Tom Weigt regarding BTC Directors Meeting 10/26/90 Fax to Tim Dempsey from Bryan Carmichael regarding Grisly Hunter Project, and attaching letter from Glen Lincoln to Berton Gold dated 5/24/89, and a letter from Glen Lincoln to Levine Geiger dated 7/28/88 Fax to Daniel Ng from Barry Wilson regarding split of DC3 program into International and U.S. Domestic, and attaching letter from Daniel Ng to Barry Wilson Basler Turbo Conversions & Innovair World Wide Sales Potential for Turbo-67 List of contacts made by Cliff Bernett while he was a sales representative Air Transport World article entitled "Air Atlantique offers many services with diverse fleet" Flight International worldwide inventory of DC-3 aircraft Flight International World Air Force C-47 Inventory Basler Turbo Conversions Prospect/Delivery Summary Prospect List Fax to Bryan Carmichael from Herb Hayes regarding Taiwan JV/BT-67 program status Letter to Jim Eckes from Tom Weigt regarding Asian Marketing of Turbo-67 Brochure: Basler Turbo Conversions, Inc. Article entitled "Turbine Power for the DC-3" Journal Inquirer article entitled "Pratt propels DC-3s into jet age--Wisconsin firm uses turboprops to update vintage planes" Time article entitled "Jet-Propelled Gooney Birds"
176
07/15/1991
177 178 179 180 181 182 183 184 185 186 187 188
Undated Undated 01/1989 12/31/1989 12/05/1990 11/15/1994 Undated 04/15/1991 Undated Undated Undated Undated
189
10/10/1988
14
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EXHIBIT NUMBER 190 191 192 193
DATE 02/14/1990 02/16/1990 06/10/1990 12/19/1990 06/13/1991
DESCRIPTION Print advertisements for Basler Turbo Conversions Turbo67 Letter to I.W. Therkelsen of Lonrho Plc from Barry Wilson Private Pilot article entitled "New Life for the DC-3-- Basler adds turbine power" Memorandum to Fred Johnson and Herb Hayes from Joe Madison regarding DC-3 presentation and demo news reports General Aviation News & Flyer article entitled "Warren Basler's Turbo 67--Oshkosh factory ensuring that the DC-3 is all decked out for another 50-year run" Aviation International News article entitled "Basler to turbinize Cessna mixmasters" Milwaukee Journal article entitled "Derring-do in a DC-3: Pilot risks missiles to aid needy" and "Pilot/Missiles don't faze globe-hopping flier" Air Progress issue BTC promotional material BT-67 promotional material Photographs of BT-67 conversion process and BT-67 aircraft Basler Turbo Prop List of Cost Centers Estimated Man Hours--Kit Installation Summary of sales and cost of sales Letter to Warren Basler from Dave Kintzele, Federal Express, regarding lease of aircraft BTC/BFS invoices and purchase orders; Innovair-Air Colombia payments; Innovair notes to financial statements; BTC schedules of customer deposits; BFS cumulative hours by aircraft Letter to Bryan Carmichael from James Foden regarding contract for C47 aircraft 15
194
10/00/1991
195 196
11/01/1992 11/27/1992
197 198 199 200 201 202 203 204 205
10/15/1990 Undated Undated Undated Undated Undated Undated 02/17/1989 03/20/1989
206
12/01/1989
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EXHIBIT NUMBER 207 208
DATE 04/08/1990 10/19/1990
DESCRIPTION Letter to Fred Johnson from Bryan Carmichael enclosing Innovair schedules Memorandum to Harry Eastlick from Bryan Carmichael regarding cost and timing to certify another conversion of DC-3 aircraft Unsigned letter to Joseph Madison of Air Asia from Herbert Hayes regarding DC-3 Conversion for CAF Fax from Herb Hayes to Tom Weigt and undated fax from Bryan Carmichael to Herb Hayes regarding "Your request re QEC and spares pricing" Zimex Aviation Ltd. comments regarding aircraft lease Letter to Fred Johnson from Stuart Warren Letter to Thomas Weigt from Raymond Joelson Letter to Michael Nadan, Wira Kris Udara, from Stuart Warren, Global Airfinance Group, regarding lease of two BT-67 aircraft and a spare PT6A-67R engine "Breakdown of kits with costing" and bill of material "Kit list and costing for N21669" and inventory valuation report 95BF BTC kit costs items in inventory and inventory valuation report N95BF cost of items in inventory and inventory valuation report Parts costing for kit and option items for N95BF and BAE monthly invoice Letter to Fred B. Johnson, United Technologies Pratt & Whitney, from Robert Miers, Avmark Inc., regarding current fair market value of Basler converted DC-3 (N96BF) Preliminary Analysis of Aircraft Sale and of Kit Costs - El Salvador 16
209 210
05/07/1991 06/08/1991
211 212 213 214
07/19/1991 10/18/1991 11/18/1991 12/13/1991
215 216 217 218 219 220
04/30/1992 05/05/1992 07/10/1992 08/04/1992 11/05/1992 12/31/1992
221
07/20/1993
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EXHIBIT NUMBER 222
DATE 02/13/1991
DESCRIPTION Letter to John Santor from Warren Basler regarding the pricing of options on the Basler Turbo-67 aircraft for the Bolivian Air Force Letter from Basler to John Santor Fax to Bryan Carmichael from Tom Weigt regarding price list and progressive payment schedule Notes on sale of N968F to United Technology and apportionment of proceeds Letter to Burton Gold from Bryan Carmichael regarding sale of two conversions to a Mexican company Kit costs and analysis of Aircraft Sales to Air Force of Guatemala from Basler Letter from Timothy Atkinson to Reid Pixler regarding interlocutory sale Analysis of the sale of ten aircrafts to Zimbabwe Turbo-67 conversion and options ex-factory price list Fax to Tim Dempsey from Bryan Carmichael regarding Revenue/Cost Estimates for Turbo Prop DC-3 DC-3 Turbo Conversion Operating Costs for Cargo Configuration and Projected Profitability of Turbo DC-3 on Federal Express Runs QEC Equipment List and Airframe Spares List Letter to John Santor, Kelly AFB, from Patricia Basler enclosing Bill of Sale for Colombian National Police aircraft (N95BF) Shipper's Export Declaration and Air Cargo Manifest relating to delivery of aircraft/parts Basler Flight Service & Basler Turbo Conversions, Inc. Airplane Profits, including analyses of aircraft sales and cost of aircrafts regarding the 95BF and the 510NR 17
01/8/91 223 224 225 226 227 228 229 230 231 08/16/1990 10/22/1990 10/28/1988 08/28/1992 02/11/92 Undated 06/30/1991 Undated 05/11/1989
232 233
06/07/1991 01/20/1993
234 235
02/12/1993 02/28/1993
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EXHIBIT NUMBER 236
DATE 10/21/2005
DESCRIPTION Sales Summary Chart from Tom Weigt to Sherry Floyd, with facsimile transmittal Computation of Estimated Purchase Price Letter to Fred Lee, FAA, Long Beach, CA, from Bryan Carmichael regarding Project No. ANM-100L-1173 Basler Turbo Conversions DC-3-TP6 Approval for Flight Into Known Icing with attachments and a statement from Robert C. Mason regarding icing experience with DC-3TP N300TX. Letter to Tim Dempsey from Thomas Weigt regarding certification steps Memorandum to Wm. Timothy Sprague and John Berry from Thomas Fraker, Warwick Consulting Group, Inc., regarding Basler Turbo Conversion Inc. and Innovair Aviation Ltd. Memorandum from Boyd Lydick to Distribution regarding Summary Minutes of Basler/Lacadre Meeting of 10/18/90 to discuss DC-3-TP67 FIKI and RTO Testing and Certification Letter to Bryan Carmichael from Larry Blackaller regarding FAA Certification of Flight into Known Icing for the Basler Turbo DC-3 1989 Performance & Price Chart for Competitive Aircraft Technology License Agreement Article entitled "New lease of life for old aircraft" Basler-Turbo-67 presentation materials DC-3 JV Summary, Management Team Options, Management Team Alternatives, Buy-Out Approach DC-3, and presentation regarding DC-3 Joint Venture with Douglas Presentation materials for The Taiwan Joint Venture, A Taiwan Company To Pursue Business Opportunities In The Aerospace Industry
237 238
Undated 03/30/1990
239 240
09/05/1990 09/10/1990
241
10/22/1990
242
04/04/1991
243 244 245 246 247
1989 06/24/1988 Undated Undated Undated
248
Undated
18
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EXHIBIT NUMBER 249 250 251 252 253 254 255
DATE 07/1988 11/08/1989 02/15/1990 04/19/1990 05/29/1990 10/01/1990 02/01/1991
DESCRIPTION Brochure prepared by United Technologies Pratt & Whitney Canada: Basler Turbo Conversions Inc. DC-3 Confidential Draft Basler Turbo-67 (DC-3 Conversion) Valuation prepared by Avmark, Inc. for Turbo 67, Inc. Preliminary letter of intent between UTC and BTC, Inc. Agenda and presentation materials for Basler and Pratt & Whitney Letter to Warren Basler from Fred Johnson regarding Taiwan joint venture Memorandum to R.F. Daniell from J.G. O'Connor regarding Taiwan Joint Venture to Convert DC-3 Aircraft Letter to Tim Dempsey of Dempsey, Magnusen from Raymond Stone of UT Pratt & Whitney regarding Distributorship Agreement "Market Potential for the Basler BT-67 in the Asia/Pacific Region," prepared for Pratt & Whitney by Avmark Asia Ltd. Excerpt from Flight International magazine with cover story regarding Basler Turbo-67 conversions attached Fax from Fred Johnson to Bryan Carmichael attaching 6/19/91 Innovair/United Distributor Agreement Principles of Agreement Memorandum to Fred Johnson, Herb Hayes, and Ray Stone from Bryan Carmichael regarding distribution agreement meeting on 06/25/1991 Letter to Bryan Carmichael from Donald Lang, attaching 07/09/1991 letter from Lyman Marshall of UT/Pratt & Whitney to Bryan Carmichael and Tom Weigt Letter to Fred Johnson and Ray Stone from Bryan Carmichael "Air Asia Company Limited Financial Review for Pratt & Whitney, October 1991" prepared by Ernst & Young 19
256
02/13/1991
257 258
04/24/1991 06/19/1991
259
06/30/1991
260
07/03/1991
261 262
10/10/1991 10/25/1991
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EXHIBIT NUMBER 263 264
DATE 11/14/1991 01/15/1992
DESCRIPTION Letter to Fred Johnson from Stuart Warren of Global Airfinance Group Internal Correspondence, United Technologies, to D.C. Yen from R.O. Wilson and K.A. Monaco regarding Lease Guaranty Request/Taiwan Offset Credit Letter to Bryan Carmichael from Tom Weigt regarding Taiwan N96BF demonstration Financing agreement for advance payment for purchase of DC-3 aircraft Letter to Daniel Ng from Barry Wilson regarding short-term working capital for Turbo 67 conversion program Fax transmittal to Daniel Ng from Barry Wilson regarding DC-3 project and attaching 06/30/1991 letter from Carmichael to Hok Yap, Asian Capital Partners; and 07/08/1991 letter from Benjamin Wiley, Asian Capital Partners, to Bryan Carmichael Letter to Thomas Kan from Barry Wilson regarding update on Turbo-67 project Letter to Bryan Carmichael from Fred Johnson regarding Attachment C, the list of countries to be potentially included in marketing area Basler Turbo-67 promotional materials Letter to Bryan Carmichael from Tom Weigt regarding Herb Hayes's request to send two people to Taiwan during the week of 05/06/1991 Turbo-67 promotional materials Letter to Fred Johnson from Tom Weigt regarding supplying the BT-67 aircraft for Greece Letter to Lyman Marshall and Fred Johnson from Herb Hayes, attaching 01/18/1983 letter from Tom Neary to Herb Hayes regarding Hellenic Air Force DC-3 conversion program, and unsigned 01/13/1993 letter to Hellenic Air Force General Staff 20
265 266 267 268
04/16/1991 07/13/1990 03/22/1990 07/09/1991
269 270
08/06/1990 07/02/1990
271 272
1991 04/16/1991
273 274 275
Undated 09/28/1992 01/13/1993
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EXHIBIT NUMBER 276 277
DATE 04/08/1990 11/17/1989
DESCRIPTION Letter to Fred Johnson from Bryan Carmichael in response to information request Letter to Berlin Au, President, Air Asia Company Limited, from Gregory Reynolds, Manager, Analysis and Planning for China, UTC/P&W, regarding request for Pratt & Whitney to submit a definitive business proposal for DC-3 conversion program Letter to Fred Johnson from Ken Sien, PWC, attaching study of proposed UTC/P&W joint venture to convert DC-3 aircraft in Taiwan to turboprops Letter to Gregory Reynolds, China Industrial Cooperation Program, from Berlin Au, Air Asia, regarding progression of DC-3 Conversion Program utilizing Pratt & Whitney PT6A-67R Agreement to Secure Corporate Guarantee between Innovair Aviation Ltd. and Valley Bank of Oshkosh Letter to Bryan Carmichael from Joe McCreery, President, Valley Bank of Oshkosh, in response to his 7/15/91 communication Letter to Joe McCreery, President, Valley Bank of Oshkosh, from Bryan Carmichael regarding buy-out offer to the Baslers Letter to Valley Bank of Osh Kosh from the Baslers regarding revocation of guarantees Letter to Joe McCreery, President, Valley Bank of Oshkosh, from Barry Wilson regarding Guaranty Agreement Letter to Joe McCreery, President, Valley Bank of Oshkosh, from Bryan Carmichael regarding Guaranty Agreement Letter to Joe McCreery, President, Valley Bank of Oshkosh, from Bryan Carmichael regarding BFS/BTC Revolving Loan Agreement Letter from Bryan Carmichael to Joe McCreery, President, Valley Bank of Oshkosh, regarding request for information
278
06/22/1990
279
10/04/1989
280 281
07/20/1990 07/18/1991
282
04/23/1991
283 284 285 286
05/01/1991 07/31/1991 07/31/1991 08/26/1991
287
06/13/1991
21
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EXHIBIT NUMBER 288 289 290 291
DATE 10/28/1991 07/7/1991 07/20/1990 05/15/1989
DESCRIPTION BTC Promissory Note to Valley Bank of Oshkosh for 4 million dollars Letter to John Wenning, Valley Bank of Oshkosh, regarding Promissory Note Continuity Agreement between Valley Bank of Oshkosh and BTC/BFS Debt Subordination Agreement signed by Warren and Patricia Basler, Brian Wilson, and Bryan Carmichael listing Innovair as creditor Loan Application to Valley Bank Letter to Bryan Carmichael from Joe McCreery, President, Valley Bank of Oshkosh, attaching copy of the loan executed by BTC/BFS E. Arvai Aircraft Comparison Chart Declaration of Katherine M. Lunsford in Support of Objections of Claimants Innovair Aviation Limited and Bryan R. Carmichael to Proposed Stipulated Substitute Res Bond Supplemental Brief of Claimants Bryan R. Carmichael and Innovair Aviation Ltd. in Opposition to Proposed Stipulated Res Bond Brief in Support of Objections of Claimants Innovair Aviation Ltd. and Bryan R. Carmichael to Proposed Stipulated Substitute Res Bond Chicago Tribune article entitled "Still flying high Wisconsin firm gives new life to DC-3 legend" Fax from Valley Bank to Bryan Carmichael regarding outstanding BTC/BFS loans balance and Innovair guaranty Letter from Joe McCreery, President, Valley Bank of Oshkosh, to Bryan Carmichael regarding BTC/BFS loan, and business note attached
292 293
08/02/1990 05/16/1991
294 295
Undated 02/11/1992
296
04/09/1992
297
02/11/1992
298
07/28/1991
299 300
07/10/1991 05/16/1991
22
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EXHIBIT NUMBER 301 302 303 304
DATE 07/20/1990 09/28/1990 01/14/1990 05/13/1991
DESCRIPTION Letter from Bryan Carmichael to Honor Mkushi regarding Botswana order and meeting with Export-Import Bank Letter from Peter J. de Ruyter, President Lacadre, Inc. to Bryan Carmichael Letter from Barry Wilson to Tom Weigt regarding Zimbabwe and South Africa Letter from Bryan R. Carmichael to Richard Look, Avia Marketing Consultants, Inc., regarding interest in receiving background information on Innovair
23
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CERTIFICATE OF SERVICE I hereby certify that on this 31st day of August, 2007, I filed the foregoing Plaintiff Innovair Aviation Limited's Exhibit List using the Court of Federal Claims' Electronic Court Filing system, which automatically caused notice to be sent to counsel of record for the parties. s/Ty Cobb_________________________ Ty Cobb Counsel for Innovair Aviation Limited
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