Case 1:96-cv-00408-LAS
Document 159
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IN THE UNITED STATES COURT OF FEDERAL CLAIMS ) INNOVAIR AVIATION LIMITED, ) ) Plaintiff, ) ) v. ) ) THE UNITED STATES OF AMERICA, ) ) Defendant. ) )
DOCKET NO. 96-408C (Senior Judge Loren A. Smith)
JOINT MOTION FOR APPROVAL OF ADMITTED EXHIBITS LIST Plaintiff Innovair Aviation Limited and defendant United States, having reviewed the record of trial, respectfully request the Court enter an order approving the list of admitted exhibits attached hereto as Exhibit A. Respectfully submitted, Dated: March 21, 2008 /s/ Ty Cobb by AM
TY COBB Hogan & Hartson Columbia Square 555 Thirteenth Street, N.W. Washington, D.C. 20004-1109 Tele: (202) 637-5600 Facsimile: (202) 637-5610
______________________
JEFFREY S. BUCHOLTZ Acting Assistant Attorney General /s/ Jeanne E. Davidson JEANNE E. DAVIDSON Director /s/ Sheryl L. Floyd SHERYL L. FLOYD Senior Trial Counsel Commercial Litigation Branch, Civil Division Department of Justice Attn: Classification Unit, 8th Floor 1100 L Street, N.W. Washington, D.C. 20530 Tele: (202) 616-8278 Facsimile: (202) 514-8624
OF COUNSEL: H. CHRISTOPHER BARTOLOMUCCI AUDREY MOOG Hogan & Hartson Columbia Square 555 Thirteenth Street, N.W. Washington, D.C. 20004-1109
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CERTIFICATE OF SERVICE I hereby certify under penalty of perjury that on March 21, 2008, I filed the foregoing Joint Motion for Approval of Admitted Exhibits List with the Electronic Court Filing system, which causes notice of this filing to be served on all parties of record.
/s/ Sheryl L. Floyd Sheryl L. Floyd
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EXHIBIT A LIST OF ADMITTED EXHIBITS
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INNOVAIR v. UNITED STATES, No. 96-408C ADMITTED EXHIBITS LIST
INNOVAIR v. UNITED STATES, No. 96-408C ADMITTED EXHIBITS LIST Ex. No. JX 1 Document Description June 24, 1988, Technology License Agreement between the two parties of Basler Turbo Conversions, Inc. and Innovair Aviation, Limited, signed by the president of Basler Turbo Conversions, Inc., Warren L. Basler and the president of Innovair Aviation, Limited, Bryan R. Carmichael. (8 pages) September 6, 1988, Memo from Barry Wilson, to Bryan Carmichael, enclosing a report on his visit to Zimbabwe and four letters to be sent. (9 pages) December 5, 1988, Basler Turbo Conversions, Inc. letter, from Bryan Carmichael, to Cliff Bernett, confirming their discussions on the basis for Mr. Bernett's representation of Basler Turbo Conversions, Inc. and Innovair Aviation, Ltd. (2 pages) January 27, 1989, Telefax from Cliff Bernett to Bryan Carmichael, of Basler Turbo Conversions, attaching Mr. Bernett's report on his visit to Turkey. (9 pages) February 10, 1989, Fax from Cliff Bernett to Bryan Carmichael, of Basler Turbo Conversions, attaching Mr. Bernett's report on his visit to Greece. (7 pages) February 17, 1989, Federal Express letter, from Dave Kintzele, Senior Field Administrator, to Warren Basler, of Basler Aviation, confirming that Federal Express agrees to lease from Basler Airlines 3 DC#-TP-67 aircraft under the provided conditions. (1 page) February 23, 1989, Fax from Cliff Bernett, attaching his report on U.K.
1
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Date Admitted 10/17/07
Page of Transcript Pg. 64 admitted
JX 2
10/17/07
Pg. 64 admitted
JX 3
10/17/07
Pg. 64 admitted
JX 4
10/17/07
Pg. 64 admitted
JX 5
10/17/07
Pg. 64 admitted
JX 6
10/17/07
Pg. 64 admitted
JX 7
10/17/07
Pg. 64 admitted
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INNOVAIR v. UNITED STATES, No. 96-408C ADMITTED EXHIBITS LIST
Ex. No.
Document Description trip from February 17-22, 1989. (6 pages) March 22, 1989, DC-3 Queensland Visit. (4 pages) May 22, 1989, Basler Turbo Conversions, Inc. letter, from Barry W. Wilson, to Mr. Andrew Ganshoff van der Mirsch, Abelag Aviation. (2 pages) June 29, 1989, Basler Turbo Conversions, Inc. Memo, from Bryan R. Carmichael, to Cliff Bernett, with its subject focusing on the Turkish Project. (5 pages) September 1, 1989, Foreign Sales Representative Agreement between the two parties of Innovair Aviation Limited and Altay Kollektif Sirketi. (7 pages) November 8, 1989, Avmark, Inc. Basler Turbo-67 (DC-3 Conversion) Valuation. (37 pages) Undated, suspected year is 1990, Powerpoint presentation on the Taiwan Joint Venture with Basler Turbo Conversions, Arizona Trial Exhibit 50, Carmichael Deposition Exhibit 14. (8 pages) January 14, 1991, Letter from Barry Wilson, to Tom Weigt, regarding Mr. Wilson's meetings in Zimbabwe and South Africa. (2 pages) January 29, 1990, Innovair Aviation Limited letter, from Barry Wilson, to Bryan Carmichael, regarding the Zimbabwe trip and the price information for conversions. (2 pages)
Date Admitted
Page of Transcript
JX 8 JX 9
10/17/07 10/17/07
Pg. 64 admitted Pg. 64 admitted
JX 10
10/17/07
Pg. 64 admitted
JX 11
10/17/07
Pg. 64 admitted
JX 12
10/17/07
Pg. 64 admitted
JX 13
10/17/07
Pg. 64 admitted
JX 14
10/17/07
Pg. 64 admitted
JX 15
10/17/07
Pg. 64 admitted
2
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INNOVAIR v. UNITED STATES, No. 96-408C ADMITTED EXHIBITS LIST
Ex. No. JX 16
Document Description March 2, 1990, U.S. Department of Transportation, Northwest Mountain Region letter, from Frederick Lee, to Robert Clark, Vice President/General Manager of Basler Turbo, Conversions, Inc., enclosing the Supplemental Type Certificate (STC SA4840NM) as approval for the installation of Pratt & Whitney PT6A-67R Engines on a McDonnell Douglas Corp DC3C. (4 pages) April 8, 1990, Innovair Aviation Limited letter, from Bryan Carmichael, to Fred Johnson, United Technologies Corp., responding to Mr. Johnson's questions in a fax dated April 3, 1990. (8 pages) May 14, 1990, Innovair Aviation Limited letter, from Barry Wilson, to Daniel Ng, McDonald's Restaurants (H.K.) Ltd., regarding the Turbo-67 Conversion Program. (2 pages) May 29, 1990, United Technologies Pratt & Whitney letter, to Warren Basler, informing Mr. Basler of United Technologies joint venture in Taiwan to convert DC-3's using ETC technology and kits. (1 page) July 13, 1990, Purchase Agreement between the four parties of United Technologies Corporation, Turbo Power and Marine Systems, Inc., Basler Turbo Conversions, Inc., Basler Flight Service, Inc., and Innovair Aviation Limited. (33 pages) July 26, 1990, Altay Kollektif Sirketi telefax message, from Murad Dural, to Bryan Carmichael, regarding the C-47 solution and informing Mr. Carmichael that he will have to put a hold and cease agreements between their two parties due to incidents in the East including Perestroika and
3
Date Admitted 10/17/07
Page of Transcript Pg. 64 admitted
JX 17
10/17/07
Pg. 64 admitted
JX 18
10/17/07
Pg. 64 admitted
JX 19
10/17/07
Pg. 64 admitted
JX 20
10/17/07
Pg. 64 admitted
JX 22
10/17/07
Pg. 64 admitted
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INNOVAIR v. UNITED STATES, No. 96-408C ADMITTED EXHIBITS LIST
Ex. No.
Document Description general defense budget cuts. (1 page) August 6, 1990, Innovair Aviation Limited letter, from Barry Wilson, to Honor P. Mkushi, updating Honor Mkushi on the DC-3 Turbo 67 conversion program. (1 page) September 10, 1990, Memorandum from Thomas A. Fraker, to Wm. Timothy Sprague and John Berry, regarding the conversion projects of Basler Turbo Conversion, Inc. and Innovair Aviation Ltd. (4 pages) September 11, 1990, US Holdings, The Real Estate Services Division of United States Aircraft Corporation letter, from Harry Eastlick, to Warren Basler, submitting a lease proposal on the equipment listed in the letter to be acquired by Lessor and placed under lease to Basler Flight Services, Inc. re operating agreement for the subject aircraft with Federal Express. (3 pages) September 12, 1990, Fax from Bradley Shickel and Herb Hayes to Fred Johnson, attaching minutes for meetings on September 10th and 11th (3 pages). October 1, 1990, United Technologies Pratt & Whitney internal correspondence, from J.G. O'Connor, to R.F. Daniell, regarding the Taiwan joint venture to convert DC-3 aircraft. (4 pages) October 19, 1990, Letter from Bryan Carmichael, to Harry Eastlick, informing Mr. Eastlick of the cost and timing for a company to undertake a program to certify another conversion of DC3 aircraft to turboprop power. (1 page) October 22, 1990, Basler Turbo Conversions, Inc., Sale of N968F to United Technologies and
4
Date Admitted 10/17/07
Page of Transcript
JX 23
Pg. 64 admitted
JX 24
10/17/07
Pg. 64 admitted
JX 25
Pg. 64 admitted
JX 26
10/17/07
Pg. 64 admitted
JX 27
10/17/07
Pg. 64 admitted
JX 28
10/17/07
Pg. 64 admitted
JX 29
10/17/07
Pg. 64 admitted
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INNOVAIR v. UNITED STATES, No. 96-408C ADMITTED EXHIBITS LIST
Ex. No.
Document Description Apportionment of Proceeds. (6 pages) February 1, 1991, United Technologies Pratt & Whitney letter, from Raymond Stone, to Tim Dempsey, Dempsey, Magnusen, Williamson & Lampe, regarding P&W's advice to pursue mutual concurrence on the principles of the Distributorship Agreement before trying to close on all details. (4 pages) February 13, 1991, Avmark Asia Ltd., Market Potential for the Basler BT-67 in the Asia/Pacific Region, prepared for Pratt & Whitney by Avmark Asia Limited. (46 pages) February 14, 1991, Letter from Bryan Carmichael, to Barry Wilson, Harry Eastlick, Tom Connors, and Steve Katz, attaching a study of the restructuring of Turbo-67 companies (13 pages) February 26, 1991, N96BF Delivery Trip Itinerary. (1 page) March 5, 1991, Memo from Harry Eastlick, to Bryan Carmichael and Barry Wilson, providing the General outline of Tentative Structure for financing the reorganization of Basler Turbo Conversion Inc. and Innovair Aviation Ltd. (11 pages) March 25, 1991, Memorandum from John Berry, to Wm. Timothy Sprague and Tom Fraker, regarding the Basler Turbo-67 Project and his meeting with Bryan Carmichael to discuss preparation of the Financing Memorandum. (3 pages)
Date Admitted
Page of Transcript
JX 30
10/17/07
Pg. 64 admitted
JX 31
10/17/07
Pg. 64 admitted
JX 32
10/17/07
Pg. 64 admitted
JX 33 JX 34
10/17/07 10/17/07
Pg. 64 admitted Pg. 64 admitted
JX 35
10/17/07
Pg. 64 admitted
5
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INNOVAIR v. UNITED STATES, No. 96-408C ADMITTED EXHIBITS LIST
Ex. No. JX 36
Document Description March 28, 1991, Air Atlantique letter, from W. James Foden, to Bryan Carmichael, confirming the positive reaction of Air Atlantique and number of its customers following the recent demonstration flights conducted in the UK by the BT 67 and would like to acquire the aircraft for its European operations. (1 page) April 11, 1991, Status of the DC-3 Conversion Joint Venture as of April 1, 1991. (3 pages) April 15, 1991, Fax from Herb Hayes, to Bryan Carmichael, providing the status of the Taiwan joint ventureBT-67 Program. (3 pages) April 23, 1991, Letter from Bryan Carmichael and Barry Wilson, to Joe McCreery, regarding their buy out offer to the Baslers as a result of an impasse which developed among the shareholders of Basler Turbo Conversions, Inc. (1 page) May 13, 1991, Innovair Aviation Limited letter, from Bryan Carmichael, to Sugrim Misir, Dowty Aerospace Aviation Services Pte, Ltd., responding to Mr. Misir's request of prices for the Turbo-67 conversion kits and conversions in all market outside of the U.S.A. (2 pages) May 18, 1991, Confidential Memorandum, Innovair Aviation Limited, prepared by Warwick Consulting Group, Inc. (189 pages) June 27, 1991, Fax from Herb Hayes, to Fred Johnson, providing an update on the DC-3 Conversion Program Action/Status. (3 pages) June 30, 1991, Innovair, Inc. letter, from Bryan Carmichael, to Hok Yap,
6
Date Admitted 10/17/07
Page of Transcript Pg. 64 admitted
JX 37
10/17/07
Pg. 64 admitted
JX 38
10/17/07
Pg. 64 admitted
JX 39
10/17/07
Pg. 64 admitted
JX 40
10/17/07
Pg. 64 admitted
JX 41
10/17/07
Pg. 64 admitted
JX 42
10/17/07
Pg. 64 admitted
JX 43
10/17/07
Pg. 64 admitted
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INNOVAIR v. UNITED STATES, No. 96-408C ADMITTED EXHIBITS LIST
Ex. No.
Document Description requesting Mr. Hok Yap to fax his outline for raising funds on a joint basis for the UTC Taiwan project. (2 pages) June 30, 1991, Innovair, Inc. letter, from Bryan Carmichael, to Fred Johnson, Herb Hayes, and Ray Stone, regarding the Distribution Agreement Meeting on June 25, 1991. (3 pages) July 2, 1991, Innovair, Inc. letter, from Bryan Carmichael, to Gurol Dinc, Managing Director of Temsa Konsult, regarding the status of the Turbo-67 project in Turkey. (3 pages) July 3, 1991, United Technologies Pratt & Whitney letter, from Donald Lang, Vice President of Group Business, Development, and Planning, to Bryan Carmichael, confirming United Technologies Pratt & Whitney's initial deposit toward procurement of a DC-3 conversion kit. Handwritten note documenting the letter was fed exed to Fred Johnson on July 9, 1991. (2 pages) July 8, 1991, Fax from Herb Hayes, to E.H. Yap, regarding the DC-3 Conversion Program and recommending to invest vertically in both Innovair and United Pacific Aerospace Corporation. (2 pages) July 8, 1991, Asian Capital Partners fax, from Benjamin Wiley, to Bryan Carmichael, responding to Mr. Carmichael's fax of June 30th regarding the possibility of joint funding for UTC and Innovair and listing the advantages of the joint funding if acted upon. (4 pages) July 9, 1991 United Technologies Pratt & Whitney fax, from Fred
7
Date Admitted
Page of Transcript
JX 44
10/17/07
Pg. 64 admitted
JX 45
10/17/07
Pg. 64 admitted
JX 46
10/17/07
Pg. 64 admitted
JX 47
10/17/07
Pg. 64 admitted
JX 48
10/17/07
Pg. 64 admitted
JX 49
10/17/07
Pg. 64 admitted
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INNOVAIR v. UNITED STATES, No. 96-408C ADMITTED EXHIBITS LIST
Ex. No.
Document Description Johnson, to Bryan Carmichael, attaching a letter from Lyman Marshall addressed to Mr. Carmichael and Tom Weigt regarding the Purchase Agreement dated July 13, 1990 and the obligations of Innovair and BTX under this agreement. (3 pages) July 10, 1991, Temsa Konsult A.S. fax, to Bryan Carmichael, attaching a letter from Gurol Dinc to Bryan Carmichael responding to a fax from Mr. Carmichael on July 2, 1991 regarding the project with Innovair, Inc. (5 pages) July 15, 1991, Fax from Barry Wilson, to Daniel Ng, responding to Mr. Ng's fax and informing him that Innovair is in the process of splitting the DC-3 conversion to International and U.S./Domestic. (3 pages) July 18, 1991, Valley Bank fax, attaching a letter from Joe McCreery, President of Valley Bank, to Bryan Carmichael, responding to Mr. Carmichael's communication with Mr. McCreery on July 15, 1991. (2 pages) July 25, 1991, Innovair Aviation Limited letter, from Bryan Carmichael, to Fred Johnson, regarding the possibility of the Turkish Air Force acquiring the Turbo-67 technology and requesting that they jointly develop an outline of a strategy before a visit to Ankara. (4 pages)
Date Admitted
Page of Transcript
JX 50
10/17/07
Pg. 64 admitted
JX 51
10/17/07
Pg. 64 admitted
JX 52
10/17/07
Pg. 64 admitted
JX 53
10/17/07
Pg. 64 admitted
8
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INNOVAIR v. UNITED STATES, No. 96-408C ADMITTED EXHIBITS LIST
Ex. No. JX 54
Document Description July 31, 1991, Letter from Barry Wilson, to Joe McCreery, Valley Bank of Oshkosh, requesting that Mr. McCreery consider the letter as a formal notice pursuant to the Guaranty Agreement effective this day that he will no longer act as a guarantor on any future advances under the revolving loan agreement extended by Mr. McCreery's bank to Basler Flight Service, Inc. and Basler Turbo Conversions, Inc. (2 pages) August 25, 1991, Fax from Herb Hayes, to Fred Johnson, regarding contact progress and enclosing personal notes on contacts in Kuala Lumpur, Malaysia and Indonesia. (5 pages) September 17, 1991, Foley & Lardner letter, from Katherine Lunsford, to Reid C. Pixler, Assistant U.S. Attorney, confirming their conversation last week in which they discussed that Innovair is no longer interested in pursuing the possibility of posting a substitute res bond for the license agreement and requesting Mr. Pixler sign the bottom of the letter and return to Ms. Lunsford. (3 pages) October 10, 1991, Innovair Aviation Limited letter, from Bryan Carmichael, to Fred Johnson and Ray Stone, United Technologies, confirming and reiterating what was discussed at a recent meeting between these three and Barry Wilson on September 30, 1991. (3 pages) November 18, 1991, Global Turbo DC-3 Leasing Limited letter, from Ray Johnson, Managing Director, to Tom Weigt, regarding a possible relationship with the Basler
9
Date Admitted 10/17/07
Page of Transcript Pg. 64 admitted
JX 55
10/17/07
Pg. 64 admitted
JX 56
10/17/07
Pg. 64 admitted
JX 57
10/17/07
Pg. 64 admitted
JX 58
10/17/07
Pg. 64 admitted
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INNOVAIR v. UNITED STATES, No. 96-408C ADMITTED EXHIBITS LIST
Ex. No.
Document Description organization in a mutually beneficial manner. (3 pages) January 15, 1992, United Technologies Internal Correspondence, from R.O. Wilson and K.A. Monaco, to D.C. Yen, regarding the Lease Guaranty Request/Taiwan Offset Credit. (2 pages) April 10, 1992, United Technologies Pratt & Whitney Internal Correspondence, form Lyman Marshall, to Marlene Hayes, regarding a contract extension with C3 Documentation to December 31, 1992. (2 pages) July 7, 1992, Basler Turbo Conversions, Inc. letter, from Tom Weigt, to Donald Miller, United Pacific Aerospace, responding to Mr. Miller's letter regarding Pacific Rim marketing of the Basler Turbo-67. (2 pages) September 23, 1993, Court Judgment, Court Dismissal, and Settlement Agreement between Basler Turbo Conversions, Inc., Warren Basler, Patricia Basler, Innovair Aviation Limited, Bryan Carmichael, Barry Wilson, Elsa Carmichael, and Geoffrey E.D. Wilson. (25 pages) February 11, 1992, United States District Court, District of Arizona, Declaration of Katherine Lunsford in support of Objections of Claimants Innovair Aviation Limited and Bryan R. Carmichael to Proposed Stipulated Substitute Res Bond, Case No. CIV-90-1827-RCB. (9 pages) February 11, 1992, United States District Court, District of Arizona, Brief in Support of Objections of Claimants Innovair Aviation Limited
10
Date Admitted
Page of Transcript
JX 59
10/17/07
Pg. 64 admitted
JX 60
10/17/07
Pg. 64 admitted
JX 61
10/17/07
Pg. 64 admitted
JX 62
10/17/07
Pg. 64 admitted
JX 63
10/17/07
Pg. 64 admitted
JX 64
10/17/07
Pg. 64 admitted
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INNOVAIR v. UNITED STATES, No. 96-408C ADMITTED EXHIBITS LIST
Ex. No.
Document Description and Bryan R. Carmichael to Proposed Stipulated Substitute Res Bond, Case No. CIV-90-1827-RCB. (17 pages) List of Contacts Made by Cliff Burnett as a Sale Representative, C002137. (1 page) 1990-1994, BTC and Innovair, Five Year Business Plan, Deposition Exhibit 25. (72 pages) January 1, 1990 - December 31, 1994, Deloitte & Touche Projected Financial Statements for Innovair and BTC, Deposition Exhibit 17. (65 pages) Basler Turbo-67 Pamphlet (I). (19 pages) Basler Turbo-67 Pamphlet (II). (30 pages) Basler Turbo-67 Pamphlet. (2 pages) Aircraft Comparison Chart. (3 pages) Performance and Price Chart for Competitive Aircraft. (1 page) December 19, 1990, Article titled "New Life for the DC-3" from Private Pilot. (3 pages) Basler Turbo-67 Conversions, Inc. Converted Aircraft in Service, from 1990-2005. (1 page) Expert Report of Arthur Cobb, Cobb & Associates, Ltd.
Date Admitted
Page of Transcript
JX 65
10/17/07
Pg. 64 admitted
JX 67
10/17/07
Pg. 64 admitted
JX 68
10/17/07
Pg. 64 admitted
JX 69 JX 70 JX 71 JX 72 JX 73 JX 74
10/17/07 10/17/07 10/17/07 10/17/07 10/17/07 10/17/07
Pg. 64 admitted Pg. 64 admitted Pg. 64 admitted Pg. 64 admitted Pg. 64 admitted Pg. 64 admitted
JX 75
10/17/07
Pg. 64 admitted
PX 9
10/19/07
Pg. 409 referenced Pg. 442 admitted
PX 11
Letter from T.S. Gill to Captain Abakar Manany regarding Air Tchad proposal
10/23/07
Pg. 982 referenced Pg. 986 admitted
11
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INNOVAIR v. UNITED STATES, No. 96-408C ADMITTED EXHIBITS LIST
Ex. No. PX 37
Document Description Executed Distributor Agreement between Innovair Aviation Ltd. and United Technologies Corporation
Date Admitted 10/17/07
Page of Transcript Pg. 122 referenced Pg. 132 admitted
10/19/07 PX 63 PX 70 Letter to Honour Mkushi from Barry Wilson Letter from G.Z. Mpabanga, Senior General Manager, Zimbabwe Banking Corporation Limited, to Barry Wilson Letter to Honor Mkushi from Barry Wilson regarding meeting between Botswana Civil Aviation Board and Zimbank Letter to Ian Therkelsen, Lonrho Plc, from Barry Wilson regarding meeting with Graham Conlyon of NAC during Wilson's visit to Johannesburg Large Scale Photo of BT-67 (vertical photograph of N96BF flying in front of mountain) 10/17/07 10/17/07
Pg. 694 referenced Pg. 88 admitted Pg. 84 referenced Pg. 86 admitted
PX 75
10/17/07
Pg. 93 referenced Pg. 94 admitted
PX 76
10/17/07
Pg. 91 referenced Pg. 92-93 admitted
PX 116
10/18/07
Pg. 300 referenced Pg. 301 admitted
PX 119
PX 138
PX 141
PX 142
Large Scale Photo of BT-67 110/18/07 (horizontal photograph of N96BF flying in mountains against light background) 10/17/07 Fax to Bryan Carmichael from Daniel Ng introducing Howard Wong and expressing his interest in the DC-3 project Fax to Barry Wilson from Jim Eckes 10/17/07 regarding interest of Thai Air Force in Turbo 67s for their DC-3s Letter from Carmichael to Weigt, 10/23/07 December 1990
12
Pg. 300 referenced Pg. 301 admitted Pg. 87 admitted
Pg. 95 admitted
Pg. 989 referenced
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INNOVAIR v. UNITED STATES, No. 96-408C ADMITTED EXHIBITS LIST
Ex. No.
Document Description
Date Admitted 10/19/07
Page of Transcript Pg. 991 admitted Pg. 636 referenced Pg. 637 admitted
PX 150
PX 191
Letter from Hans J. Grube, President of SL-Aviation Services, Inc., to Fred Johnson regarding potential interest in a facility in the Middle East Letter to I.W. Therkelsen of Lonrho Plc from Barry Wilson Photographs of BT-67 conversion process and BT-67 aircraft Letter to Bryan Carmichael from James Foden regarding contract for C47 aircraft Zimex Aviation Ltd. Comments regarding aircraft lease Letter to Fred Johnson from Stuart Warren Letter to Fred B. Johnson, United Technologies Pratt & Whitney, from Robert Miers, Avmark Inc., regarding current fair market value of Basler converted DC-3 (N96BF) DC-3 JV Summary, Management Team Options, Management Team Alternatives, Buy-Out Approach DC-3, and presentation regarding DC-3 Joint Venture with Douglas Excerpt from Flight International magazine with cover story regarding Basler Turbo-67 conversions attached
10/17/07
Pg. 163 referenced Pg. 164 admitted Pg. 266 referenced Pg. 273 admitted Pg. 278 admitted
PX 200
110/18/07
PX 206
10/18/07
PX 211
10/19/07
Pg. 672 referenced Pg. 673 admitted Pg. 629 admitted Pg. 679 referenced Pg. 680 admitted
PX 212 PX 220
10/19/07 10/19/07
PX 247
10/19/07
Pg. 590 admitted
PX 257
10/17/07
Pg. 96 referenced Pg. 98 admitted
PX 262
PX 263
"Air Asia Company Limited Financial Review for Pratt & Whitney, October 1991" prepared by Ernst & Young Letter to Fred Johnson from Stuart Warren of Global Airfinance Group
10/19/07
Pg. 657 referenced Pg. 659 admitted
10/19/07
Pg. 677 referenced Pg. 678 admitted
13
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INNOVAIR v. UNITED STATES, No. 96-408C ADMITTED EXHIBITS LIST
Ex. No. PX 265
Document Description Faxed letter from Weigt to Carmichael Letter to Fred Johnson from Tom Weigt regarding supplying the BT67 aircraft for Greece
Date Admitted 10/23/07
Page of Transcript Pg. 988 referenced Pg. 990 admitted Pg. 644 referenced Pg. 645 admitted
PX 274
10/19/07
10/22/07
Pg. 901 referenced Pg. 902 admitted Pg. 665 referenced Pg. 668 admitted
PX 275
PX 278
PX 305
Letter to Lyman Marshall and Fred Johnson from Herb Hayes, attaching 01/18/1983 letter from Tom Neary to Herb Hayes regarding Hellenic Air Force DC-3 conversion program, and unsigned 01/13/1993 letter to Hellenic Air Force General Staff Letter to Fred Johnson from Ken Sien, PWC, attaching study of proposed UTC/P&W joint venture to convert DC-3 aircraft in Taiwan to turboprops Supplemental Report of Cobb and Associates Limited
10/19/07
10/19/07
Pg. 655 referenced Pg. 657 admitted
10/19/07
Pg. 552-53 referenced Pg. 554 admitted
PX 312
Transcript of J. Eckes 1998 Trial Testimony Bryan Carmichael Video Deposition, dated November 15-17, 2005 Transcript of Bryan Carmichael De Bene Esse Deposition, dated November 15-17, 2005 Carmichael Dep. Ex. 1, Performance & Price Chart for Competitive Aircraft (JX 73) Carmichael Dep. Ex. 2, Technology License Agreement (JX 1)
10/22/07
Pg. 739 referenced Pg. 741 admitted Pg. 739 referenced Pg. 1516 admitted Pg. 739 referenced Pg. 1516 admitted Pg. 739 referenced Pg. 1516 admitted Pg. 739 referenced Pg. 1516 admitted
PX 313
10/22/07 10/26/07 10/22/07 10/26/07 10/22/07 10/26/07 10/22/07 10/26/07
PX313-A
PX313-1
PX313-2
14
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INNOVAIR v. UNITED STATES, No. 96-408C ADMITTED EXHIBITS LIST
Ex. No. PX313-3
Document Description Carmichael Dep. Ex. 3, STC (JX 16)
Date Admitted 10/22/07 10/26/07 10/22/07 10/26/07 10/22/07 10/26/07 10/22/07 10/26/07 10/22/07 10/26/07 10/22/07 10/26/07 10/22/07 10/26/07 10/22/07 10/26/07 10/22/07 10/26/07 10/22/07 10/26/07 10/22/07 10/26/07
Page of Transcript Pg. 739 referenced Pg. 1516 admitted Pg. 739 referenced Pg. 1516 admitted Pg. 739 referenced Pg. 1516 admitted Pg. 739 referenced Pg. 1516 admitted Pg. 739 referenced Pg. 1516 admitted Pg. 739 referenced Pg. 1516 admitted Pg. 739 referenced Pg. 1516 admitted Pg. 739 referenced Pg. 1516 admitted Pg. 739 referenced Pg. 1516 admitted Pg. 739 referenced Pg. 1516 admitted Pg. 739 referenced Pg. 1516 admitted
PX313-4
Carmichael Dep. Ex. 4, Promotional brochure (JX 70) Carmichael Dep. Ex. 5, Basler Turbo-67 Agenda Carmichael Dep. Ex. 6, Cover page of Flight International (PX 257) Carmichael Dep. Ex. 7, Article from Private Pilot Magazine (DX 285) Carmichael Dep. Ex. 8, 11/27/92 article from Milwaukee Journal (PX 196) Carmichael Dep. Ex. 9, LWM 90-18
PX313-5
PX313-6
PX313-7
PX313-8
PX313-9
PX31310 PX31311 PX31312 PX31313
Carmichael Dep. Ex. 10, Purchase Agreement (PX 34) Carmichael Dep. Ex. 11, UTC/Basler Turbo Conversions brochure (PX 249) Carmichael Dep. Ex. 12, February 1991 Avmark document (JX 31) Carmichael Dep. Ex. 13, DC-3 JV Summary, Management Team Options, Management Team Alternatives, Buy-Out Approach DC-3, and presentation regarding DC-3 Joint Venture with Douglas (PX 247) Carmichael Dep. Ex. 14, Undated Powerpoint presentation on the Taiwan Joint Venture with Basler Turbo Conversions 2/26/91 (JX 13) Carmichael Dep. Ex. 15, N96BF Delivery Trip 2/26/91 (JX 33)
15
PX31314
10/22/07 10/26/07
Pg. 739 referenced Pg. 1516 admitted
PX31315
10/22/07
Pg. 739 referenced
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Ex. No.
Document Description
PX31316 PX31317 PX31318
Carmichael Dep. Ex. 16, Basler Turbo-67 Conversion Valuation 11/8/89 (JX 12) Carmichael Dep. Ex. 17, Deloitte & Touche study (JX 68) Carmichael Dep. Ex. 18, Confidential Memorandum to Innovair from Warwick Consulting Group (JX 41 incompl.) Carmichael Dep. Ex. 19, Fax to Bryan Carmichael from Herb Hayes regarding Taiwan JV/BT-67 program status. (JX 38) Carmichael Dep. Ex. 20, Principles of Agreement 6/19/91 (PX 258) Carmichael Dep. Ex. 21, 06/30/91 letter B. Carmichael to Johnson, Hayes & Stone (JX 44) Carmichael Dep. Ex. 22, Distributor Agreement between Innovair Aviation, Limited, and United Technologies (PX 37) Carmichael Dep. Ex. 23, 7/9/91 Letter from Lyman W. Marshall, Director, Industrial Cooperation and Offset Management, to Bryan Carmichael and Thomas Weigt (JX 49 pp 1-2); 7/3/91 Letter from Donald H. Lang to Bryan Carmichael (JX 46) Carmichael Dep. Ex. 24, Letter to Fred Johnson and Ray Stone from Bryan Carmichael 10/10/91 (JX 57) Carmichael Dep. Ex. 25, Five Year Business Plan (JX 67) Carmichael Dep. Ex. 26, January 22, 1990 Deloitte & Touche letter, from David T. Thompson, Partner, to
16
Date Admitted 10/26/07 10/22/07 10/26/07 10/22/07 10/26/07 10/22/07 10/26/07 10/22/07 10/26/07 10/22/07 10/26/07 10/22/07 10/26/07 10/22/07 10/26/07 10/22/07 10/26/07
Page of Transcript Pg. 1516 admitted Pg. 739 referenced Pg. 1516 admitted Pg. 739 referenced Pg. 1516 admitted Pg. 739 referenced Pg. 1516 admitted Pg. 739 referenced Pg. 1516 admitted Pg. 739 referenced Pg. 1516 admitted Pg. 739 referenced Pg. 1516 admitted Pg. 739 referenced Pg. 1516 admitted Pg. 739 referenced Pg. 1516 admitted
PX31319
PX31320 PX31321 PX31322
PX31323
PX31324
10/22/07 10/26/07 10/22/07 10/26/07 10/22/07 10/26/07
Pg. 739 referenced Pg. 1516 admitted Pg. 739 referenced Pg. 1516 admitted Pg. 739 referenced Pg. 1516 admitted
PX31325 PX31326
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INNOVAIR v. UNITED STATES, No. 96-408C ADMITTED EXHIBITS LIST
Ex. No.
Document Description Bryan Carmichael (DX 268) Carmichael Dep. Ex. 27, April 8, 1990, Innovair Aviation Limited letter, from Bryan Carmichael, to Fred Johnson, United Technologies Corp. (JX 17) Carmichael Dep. Ex. 28, Outline Proposal of Strategic Alliance, 4/30/90 (DX 53) Carmichael Dep. Ex. 29, Purchase Agreement (JX 20) Carmichael Dep. Ex. 30, October 6, 1990, Basler Turbo Conversions, Inc. fax, from Bryan Carmichael, to Harry Eastlick (DX 82) Carmichael Dep. Ex. 31, October 19, 1990, US Holdings fax, from Harry Eastlick, to Bryan Carmichael (DX 85) Carmichael Dep. Ex. 32, December 3, 1990, Basler Turbo Conversions, Inc. letter, from Tom Weigt, to Fred Johnson, Manager of Commercial Offset Programs, United Technologies/Pratt & Whitney (DX 95) Carmichael Dep. Ex. 33, March 5, 1991, Memo from Harry Eastlick, to Bryan Carmichael and Barry Wilson (JX 34) Carmichael Dep. Ex. 34, April 11, 1991, Personal and confidential letter from Bryan Carmichael, to Warren Basler (DX 139) Carmichael Dep. Ex. 35, April 29, 1991, Memo from Harry Eastlick, to Barry Wilson and Bryan Carmichael, providing a summary of the meetings held in Milwaukee from April 25-27, 1991 (DX 151)
Date Admitted 10/22/07 10/26/07
Page of Transcript
PX31327
Pg. 739 referenced Pg. 1516 admitted
PX31328 PX31329 PX31330
10/22/07 10/26/07 10/22/07 10/26/07 10/22/07 10/26/07 10/22/07 10/26/07 10/22/07 10/26/07
Pg. 739 referenced Pg. 1516 admitted Pg. 739 referenced Pg. 1516 admitted Pg. 739 referenced Pg. 1516 admitted Pg. 739 referenced Pg. 1516 admitted Pg. 739 referenced Pg. 1516 admitted
PX31331
PX31332
PX31333
10/22/07 10/26/07 10/22/07 10/26/07
Pg. 739 referenced Pg. 1516 admitted Pg. 739 referenced Pg. 1516 admitted
PX31334
PX31335
10/22/07 10/26/07
Pg. 739 referenced Pg. 1516 admitted
17
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INNOVAIR v. UNITED STATES, No. 96-408C ADMITTED EXHIBITS LIST
Ex. No. PX31336
Document Description Carmichael Dep. Ex. 36, June 13, 1991, Memorandum from Tom Fraker, to Bryan Carmichael (DX 173) Carmichael Dep. Ex. 37, June 11, 1991, Innovair, Inc. letter, from Bryan Carmichael, to Tom Weigt (DX 172) Carmichael Dep. Ex. 38, August 28, 1991, Gerald E. Kriehn letter, from Gerald Kriehn to Lawrence Burnett (DX 206) Carmichael Dep. Ex. 39, July 29, 1991, US Holdings fax, from Harry Eastlick, attaching an Innovair Aviation Limited letter, from Bryan Carmichael, to Tom Fraker (DX 196) Carmichael Dep. Ex. 40, September 3, 1991, Reinhart, Boerner, Van Deuren, Norris & Rieselbach letter, from Lawrence Burnett, to Bryan Carmichael and Bob Binder (DX 209) Carmichael Dep. Ex. 41, September 30, 1991, Minutes from meeting with United Technologies on Monday, September 30, 1991 (DX 217) Carmichael Dep. Ex. 42, Settlement Agreement 9/23/93 (JX 62) DVD of H. Hayes 1997 Deposition (played and recorded at 1998 trial)
Date Admitted 10/22/07 10/26/07 10/22/07 10/26/07 10/22/07 10/26/07 10/22/07 10/26/07
Page of Transcript Pg. 739 referenced Pg. 1516 admitted Pg. 739 referenced Pg. 1516 admitted Pg. 739 referenced Pg. 1516 admitted Pg. 739 referenced Pg. 1516 admitted
PX31337
PX31338
PX31339
PX31340
10/22/07 10/26/07
Pg. 739 referenced Pg. 1516 admitted
PX31341
10/22/07 10/26/07
Pg. 739 referenced Pg. 1516 admitted
PX31342 PX315
10/22/07 10/26/07 10/19/07
Pg. 739 referenced Pg. 1516 admitted Pg. 694 referenced Pg. 1515-16 noting admission of Hayes DVD/transcripts, and exhibits Pg. 694 referenced Pg. 1515-16 noting admission of Hayes DVD/transcripts, and exhibits
PX315-A
H. Hayes Transcript, 1998 Trial
10/19/07
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Ex. No. PX315-1
Document Description 7/13/1990 Purchase Agreement (PX 34) (1998 Trial Ex. 16)
Date Admitted 10/19/07
Page of Transcript Pg. 694 referenced Pg. 1515-16 noting admission of Hayes DVD/transcripts, and exhibits Pg. 694 referenced Pg. 1515-16 noting admission of Hayes DVD/transcripts, and exhibits Pg. 694 referenced Pg. 1515-16 noting admission of Hayes DVD/transcripts, and exhibits Pg. 694 referenced Pg. 1515-16 noting admission of Hayes DVD/transcripts, and exhibits Pg. 694 referenced Pg. 1515-16 noting admission of Hayes DVD/transcripts, and exhibits Pg. 694 referenced Pg. 1515-16 noting admission of Hayes DVD/transcripts, and exhibits Pg. 694 referenced Pg. 1515-16 noting admission of Hayes DVD/transcripts, and exhibits
PX315-2
DC-3 JV Summary (PX 247) (1998 Trial Ex. 49)
10/19/07
PX315-3
Avmark Report entitled "Market Potential for the Basler BT-67 in the Asia/Pacific Region," prepared for Pratt & Whitney by Avmark Asia Ltd. (JX 31) (1998 Trial Ex. 45) 4/15/1991 memorandum from H. Hayes to B. Carmichael re: program status (JX 38) (1998 Trial Ex. 52-H)
10/19/07
PX315-4
10/19/07
PX315-5
6/12/1991 Memorandum to Fred Johnson and Herb Hayes from Joe Madison regarding DC-3 presentation and demo news reports (PX 193) (1998 Trial Ex. 52-L) 8/25/1991 fax from Herb Hayes, to Fred Johnson, regarding contact progress and enclosing personal notes on contacts in Kuala Lumpur, Malaysia and Indonesia (JX 55) (1998 Trial Ex. 52-T) Undated Presentation materials for The Taiwan Joint Venture, A Taiwan Company To Pursue Business Opportunities In The Aerospace Industry (JX 13) (1998 Trial Ex. 50)
10/19/07
PX315-6
10/19/07
PX315-7
10/19/07
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Ex. No. PX315-8
Document Description 6/27/1991 Fax to Fred Johnson from Herb Hayes regarding DC-3 Conversion Program Action/Status (JX 42) (1998 Trial Ex. 52-N)
Date Admitted 10/19/07
Page of Transcript Pg. 694 referenced Pg. 1515-16 noting admission of Hayes DVD/transcripts, and exhibits Pg. 694 referenced Pg. 1515-16 noting admission of Hayes DVD/transcripts, and exhibits Pg. 694 referenced Pg. 1515-16 noting admission of Hayes DVD/transcripts, and exhibits Pg. 694 referenced Pg. 1515-16 noting admission of Hayes DVD/transcripts, and exhibits Pg. 166 referenced Pg. 168 admitted
PX315-9
4/1991 excerpt from Flight International (PX 257) (1998 Trial Ex. 34)
10/19/07
PX31510
1991 UTC Distributor Agreement (PX 37) (1998 Trial Ex. 17)
10/19/07
PX31511
10/25/1991 "Air Asia Company 10/19/07 Limited Financial Review for Pratt & Whitney, October 1991" prepared by Ernst & Young (PX 262) (1998 Trial Ex. 46) November 21, 1990, Indoswiss, Ltd. fax, from Jim Eckes, to Barry Wilson, focusing on the subject of Basler Turbo- 67 Marketing Representation in Asia. (3 pages) November 26, 1990, F. Johnson memo and attachment 10/17/07
DX 38
DX 93
10/19/07
DX 95
DX 97
December 3, 1990, Basler Turbo Conversions, Inc. letter, from Tom Weigt, to Fred Johnson, Manager of Commercial Offset Programs, United Technologies/Pratt & Whitney, responding to Basler's announcement of a delay in the start up of the Taiwan joint venture company. (3 pages) December 21, 1990, Warwick Consulting Group, Inc. fax, from
20
10/23/07
Pg. 596-97 referenced Pg. 651 referenced as admitted Pg. 964 referenced Pg. 965 admitted
10/22/07
Pg. 790 referenced
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INNOVAIR v. UNITED STATES, No. 96-408C ADMITTED EXHIBITS LIST
Ex. No.
Document Description Tom Fraker, to Tim Dempsey, attaching a letter regarding funding of Basler Turbo Conversions. (2 pages) December 31, 1990, Basler Turbo Conversions, Inc. Financial Statements and Report, December 31, 1990 and 1989. (13 pages) January 1, 1991, Basler DC3 Turbo Business Enterprises, Analysis and Valuation, by Madison Valuation Associates, T.F. Gunkel & Co., with Madison Valuation Associates letter, from Theodore Gunkel, President, to Joseph McCreery, President of Valley Bank dated April 10, 1991. (53 pages February 1, 1991, Letter from Barry Wilson, to Tom Weigt, providing a detailed account of what was discussed during their meeting from January 26-28th. (4 pages) February 7, 1991, Basler Turbo Conversions, Inc. letter, from Tom Weigt, to Ray Stone, United Technologies, regarding Mr. Stone's letter from January 28, 1991 and the consolidation of BTC and Innovair. (1 page) February 11, 1991, Basler Turbo Conversions, Inc. letter, from Tom Weigt, to Barry Wilson, responding to Mr. Wilson's letter from February 1, 1991. (5 pages)
Date Admitted
Page of Transcript Pg. 794 admitted
DX 101
10/22/07
Pg. 932 referenced Admitted by agreement Pg. 931 referenced Pg. 932 admitted
DX 105
10/22/07
DX 109
10/17/07
Pg. 181 referenced Pg. 182 admitted
DX 112
10/22/07
Pg. 928 referenced Pg. 929 admitted
DX 113
10/22/07
Pg. 929 referenced Pg. 930 admitted
10/23/07
Pg. 956 referenced Pg. 957 admitted Pg. 795 referenced Pg. 796 admitted
DX 118
DX 122
10/22/07 February 22, 1991, Warwick & Company Memorandum, from Tom Fraker, to Harry Eastlick, regarding potential investors for Innovair Aviation Ltd. and Basler Turbo Conversion. (2 pages) February 27, 1991, Matters discussed 10/22/07
21
Pg. 933 referenced
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INNOVAIR v. UNITED STATES, No. 96-408C ADMITTED EXHIBITS LIST
Ex. No.
Document Description between Tom Fraker, John Barry of Warwick, Harry Eastlick, and Bryan Carmichael on February 26, 1991. (14 pages) March 14, 1991, Warwick & Company letter, from Tom Fraker, to Bryan Carmichael and Barry Wilson, emphasizing Warwick's interest in remaining involved in every aspect of Mr. Carmichael and Mr. Wilson's project in addition to Harry Eastlick's involvement. (4 pages) April 15, 1991, Innovair Aviation Limited letter, from Bryan Carmichael, to Tom Weigt, informing Mr. Weigt that he is neither an officer, director, employee, representative, or agent of Innovair and that he has no power or authority to act in any manner in the name of or on behalf of Innovair, including negotiations with international customers. (2 pages) April 25, 1991, Basler Turbo Conversions, Inc. letter, from Tom Weigt, to Bryan Carmichael, responding to Mr. Carmichael's letters dated April 15 and 22 regarding the participation of Warren Basler and himself in the sales effort with international customers. (4 pages) April 29, 1991, Memo from Harry Eastlick, to Barry Wilson and Bryan Carmichael, providing a summary of the meetings held in Milwaukee from April 25-27, 1991. (8 pages) April 30, 1991, Basler Turbo Conversions, Inc. letter, from Tom Weigt, to Bryan Carmichael, regarding his request for a resolution of customer support issues for prospective Innovair Aviation Limited customers and emphasizing
22
Date Admitted
Page of Transcript Admitted by agreement
DX 126
10/22/07
Pg. 797 referenced Pg. 798 admitted
DX 143
10/22/07
Pg. 933 referenced Admitted by agreement
DX 149
10/22/07
Pg. 897 referenced Pg. 898 admitted
DX 151
10/17/07
Pg. 117 referenced Pg. 118 admitted
DX 153
10/22/07
Pg. 934 referenced Admitted by agreement
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Ex. No.
Document Description the need for immediate attention towards their customers as they are very real prospects. (2 pages) May 1, 1991, Dakota Aircraft International, Inc. letter, from Don Stringham, to Innovair Aviation Limited, emphasizing the importance in continuing the pursuit of commercializing the BT-67 project in Poland and with other international customers despite the internal disputes occurring. (4 pages) May 2, 1991, Air Atlantique letter, from W. James Foden, Group Managing Director, to Tom Weigt, establishing further facts in addition to their discussions on the possible lease of N-96BF. (1 page) May 9, 1991, Fax from Fred Johnson, to Bryan Carmichael, attaching a letter regarding United Technologies' desire to remain uninvolved in the internal relationships between BTC and Innovair and would like to market and sell their product in territories granted from them. (3 pages) June 13, 1991, Memorandum from Tom Fraker, to Bryan Carmichael, providing a list of people who have been contacted and were sent Confidential Memorandums and summaries on the Innovair update. (2 pages) July 29, 1991, US Holdings fax, from Harry Eastlick, attaching an Innovair Aviation Limited letter, from Bryan Carmichael, to Tom Fraker, notifying Mr. Fraker that it is no longer appropriate to continue Innovair's arrangement wherein Warwick and US Holdings represent us as their "financial advisors." (2
23
Date Admitted
Page of Transcript
DX 154
10/22/07
Pg. 888 referenced Pg. 889 admitted
DX 155
10/22/07
Pg. 899 admitted
DX 160
10/19/07
Pg. 607 referenced Pg. 608 admitted
DX 173
10/22/07
Pg. 764 referenced Pg. 765 admitted
DX 196
10/22/07
Pg. 769 referenced Pg. 770 admitted
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INNOVAIR v. UNITED STATES, No. 96-408C ADMITTED EXHIBITS LIST
Ex. No.
Document Description pages) July 31, 1991, United Technologies Pratt & Whitney fax, from Fred Johnson, to Bryan Carmichael, attaching a letter from Ray Stone to Lawrence Burnett, responding to a letter Mr. Burnett sent to Lyman Marshall on July 17, 1991. (3 pages) September 3, 1991, Reinhart, Boerner, Van Deuren, Norris & Rieselbach letter, from Lawrence Burnett, to Bryan Carmichael and Bob Binder, regarding BTC's termination of the Technology License Agreement dated June 24, 1988. (2 pages) October 8, 1991, Young Brothers Development Co., Ltd. fax, from Lorin Young, to Herb Hayes, United Pacific Aerospace, informing Mr. Hayes that YBD will not be able to invest in the Basler Turbo Program as there is no real interest in Taiwan for this aircraft (both military and commercial). (1 page) December 31, 1992, Basler Turbo Conversions, Inc. Financial Statements from 1991 through December 31, 1992. (12 pages) March 24, 1993, Turbo DC-3 Summary, Bench Trial Exhibit 246. (3 pages) September 23, 1993, Court Judgment, Court Dismissal, and Settlement Agreement between Basler Turbo Conversions, Inc., Warren Basler, Patricia Basler, Innovair Aviation Limited, Bryan Carmichael, Barry Wilson, Elsa Carmichael, and Geoffrey E.D. Wilson. (25 pages) May 13, 1991, United States District Court, Eastern District of Wisconsin, Complaint, Case No. 91-C-496. (12
24
Date Admitted 10/19/07
Page of Transcript
DX 197
Pg. 668 referenced Pg. 670 admitted
DX 209
10/22/07
Pg. 934 Admitted by agreement
DX 218
10/19/07
Pg. 624 admitted
DX 233
10/22/07
Pg. 933 referenced Admitted by agreement Pg. 676 referenced Pg. 677 admitted Pg. 934 referenced Admitted by agreement
DX 234
10/19/07
DX 235
10/22/07
DX 240
10/23/07
Pg. 975 admitted
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Ex. No.
Document Description pages) September 24, 1993, United States District Court, Eastern District of Wisconsin, Judgment, Case No. 91C-496. (5 pages) BTC Financials and Investment Notes, IAL 07013 - IAL 07057. (45 pages) Agreements Folder, IAL 07547 IAL 07551. (5 pages) January 1, 1990 - December 31, 1994, Deloitte & Touche Projected Financial Statements for Innovair and BTC, Deposition Exhibit 17. (66 pages) January 22, Deloitte & Touche letter, from David T. Thompson, Partner, to Bryan Carmichael, providing a basic understanding of Mr. Carmichael's business and his requirements in addition to a list by Mr. Thompson of the services that could be rendered to meet these requirements. (6 pages) February 14, 1990, Deloitte & Touche memo, from David T. Thompson, to File, providing a summary of what has been happening with Basler Turbo Conversions up to date. (1 page) March 2, 1990, Deloitte & Touch letter, from David T. Thompson, to Bryan Carmichael and Barry Wilson, informing Mr. Carmichael and Mr. Wilson that Deloitte & Touche will be able to help them in the compilation of projected financial statements for Basler Turbo Conversions, Inc. and Innovair Aviation Ltd. (4 pages)
Date Admitted 10/23/07
Page of Transcript
DX 249
Pg. 975 admitted
DX 254
10/22/07
Pg. 832 admitted
DX 262
10/22/07
Pg. 773 referenced Pg. 774 admitted Pg. 484 referenced Pg. 485 admitted
DX 267
10/19/07
DX 268
10/19/07
Pg. 484 referenced Pg. 485 admitted
DX 269
10/19/07
Pg. 484 referenced Pg. 485 admitted
DX 270
10/19/07
Pg. 484 referenced Pg. 485 admitted
25
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INNOVAIR v. UNITED STATES, No. 96-408C ADMITTED EXHIBITS LIST
Ex. No. DX 271
Document Description May 16, 1990, Innovair Aviation Limited letter, from Bryan Carmichael and Barry Wilson, to Deloitte & Touche, providing a list of representations. (1 page) May 24, 1990, Summary Memorandum, from Najmuddin Allana, to Basler Turbo Conversions, Inc./Innovair Aviation Ltd.'s files, regarding Deloitte & Touche's compilation of the requested documents by Mr. Carmichael and Mr. Wilson. (5 pages) June 3, 1990, Handwritten item notations for Basler Turbo Conversions. (6 pages) October 20, 1992 Thomas Fraker Deposition Transcript (excerpts)
Date Admitted 10/19/07
Page of Transcript Pg. 484 referenced Pg. 485 admitted
DX 272
10/19/07
Pg. 484 referenced Pg. 485 admitted
DX 273
10/19/07
Pg. 484 referenced Pg. 485 admitted Pg. 809, 811-814 referenced Pg. 815 admitted (court only admitted those lines used during testimony 16:2225; 17:6-8; 17:1318) Pg. 484 admitted
DX 313
10/22/07
DX 319
David T. Thompson Deposition Transcript, June 28, 2007 (excerpts) July 20, 2007, Basler Turbo Conversions, 1991-1998, Sales and Marketing Personnel (From Memory) CONFIDENTIAL [BASLER 000666-67] (2 pages) May 5, 2007, Basler Turbo Conversion, LLC-Converted Aircraft in Service, CONDFIDENTIAL [BASLER 000668] Expert Report of Ernest S. Arvai, The Arvai Group, Inc., July 9, 2007 (42 pages) Expert Report of Daniel P. Kaplan, Ph. D., July 9, 2007 (48 pages)
26
10/19/07
DX 320
10/22/07
Pg. 874 referenced Pg. 877 admitted
DX 321
10/22/07
Pg. 904 referenced Pg. 906 admitted
DX 322
10/24/07
Pg.1091 referenced Pg. 1094 admitted Pg. 1273 admitted
DX 323
10/24/07
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Ex. No. DX 324 DX 324A DX 325
Document Description July 6, 2007 Expert Report of Maurice J. Whalen (50 pages) PowerPoint presentation used during Whalen direct exam Printout from FAA Website
Date Admitted 10/26/07 10/26/07 10/24/07
Page of Transcript Pg. 1378 admitted Pg. 1516 admitted Pg.1080 referenced Pg. 1086 admitted
1
1
JX 21 and JX 66 were omitted because they are duplicative of other joint exhibits.
27
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