Case 1:04-cv-01565-SLR
Document 124-13
Filed 04/17/2007
Page 1 of 30
ii
.1
COR.-EQTY000024I
A361
Case 1:04-cv-01565-SLR
Document 124-13
Filed 04/17/2007
Page 2 of 30
..
___
__
__ ----__
fl
10
-0
10
COR.-EQTY0000242
A362
Case 1:04-cv-01565-SLR
Document 124-13
Filed 04/17/2007
Page 3 of 30
34 cd
Q.
CocD
Cl
Ip.qq
10 10
ICl
10
CO
IL
tI0C
lPC
Lu
CI
W0tD
COR.-EQTY0000243
A363
Case 1:04-cv-01565-SLR
Document 124-13
Filed 04/17/2007
Page 4 of 30
.0C
gao
C\I
CO
COOaCOcJ cc
P.
CSJ CSJ
ww
InrIqa
p.
aap-.cq
CO P.
CD
s.C
.0
Ct1
C%I
P.-
It
.1
Cl
-a
UI
oddo3P..c000CocdoW c.-.-.-
0CO4P
It
Ib40
.-
.It
CO0W.CJ.S0COO1U
CJCOcD
P..COv
Cl
till
W\SISC
-C co
cj CD
1_c
.w.-.--.
.--.-..-
-u
Cn
7i.
.w
0.-
Cw
VQ
Is
Lg 2oE
80nt
doO2-
x.1E
Cl
IIIIIIIIIJIIUI
0OQuio0.0.o..CO
-X_I
COR.-EQTYDOO244
A364
Case 1:04-cv-01565-SLR
Document 124-13
Filed 04/17/2007
Page 5 of 30
IO
I.-
I-
..9
-I
s.
03W
1-
Co
SI
41_8D OIWO
lb
.-.--.-.-.--
Co
u__
El
Co Co
--
2E
I-
coR..EQOOOO245
A365
Case 1:04-cv-01565-SLR
Document 124-13
Filed 04/17/2007
Page 6 of 30
.2
.i
.i
1tbj
-I
Vg
CD
Iq
mtor
tp.pqd
CD
_J
qItIfl.
r-.
p.
co
111
1-
Cl
.1-I
up
o-
.-
il
i5
1cI
COR.-EQTY0000246
A366
Case 1:04-cv-01565-SLR
Document 124-13
Filed 04/17/2007
Page 7 of 30
.c
Id
4-Il
-j
.2
I40
In 04
---.0
.-.
..q
-F
cq
-Cl
4-I
E1
.D
w-
Llib
coR.EQT000247
A367
Case 1:04-cv-01565-SLR
Document 124-13
Filed 04/17/2007
Page 8 of 30
uJoc
iq
_-
jcq
.-
coo
co
-----oc
J---T
-1.-
Cl
00
II-
ci .J
In
a.5
.2
coR...EQVOOOO2
A368
Case 1:04-cv-01565-SLR
Document 124-13
Filed 04/17/2007
Page 9 of 30
c1 LI
Ui
r-_.-
.2
o-.9
In
.2
PA
ft -u
.9
fl
COR.EQ1yOOQo249
A369
Case 1:04-cv-01565-SLR
SIN 13
Document 124-13
cziai
Filed 04/17/2007
298 2847 TO
Page 10 of 30
.384 Bank
Ie
2%
1142
LE
19.%59
Deutsche
141
D.BicM.8twfl
Otitha 8.hmare
Bk S.omies
MD
21202
OneSouthStretl
Jurie9.2000
Ooard
Directors
CORAM
1125
HEAL.ThCARE
Street
CORPORATION
Suite
Seventeenth
2100
Denver
Co
80202
AiTh Mr
Daniel
Crewlay
chairman of the Board Lady and Gentlernern
Deutsche Healthcare business
Bank
Securities
Inc
roeutsclie
in
Bank
has
acted
the
as
sale
financial of the
advisor mail ordet
to
Coram
CorPoration
the
Company
connection
with
sendces
and pharmacy
Services Phairnacy
to
Curatlex Health
Curasctipt
thea tinesi of ssMces business collectively management cit the Inc Company the Su sidIaiy to wholly owned subsidiary the PBM Services Inc collectively Buyer Inc and Curascdpt
benefit
pursuant Subsidlaiy
the Asset
Purchase
the
the-Company more
to
A9reement dated buyerand 3TCR Fund Agreement
the Buyer and
the
as
VI
at
.iune
2000
by
and
among
the
the Agreement
puithase
will
As
set
in
forth the
fully
in the
will
substantially
CII
the
assets
all
used
Business
from.the
Subsidiary
Buyer
assume
for to
substantially
the of the
liabilities
relating in
the Business
less
41300.0OO
Buyer
cash
othpr than certain excluded liabililles to employees the amount of certain liabilities
purchase hi
price
assumed
by
theConsideration
requestadDeutache
point of
You have
fuiancial
-in
Banks
the
opinion of
the
as investmentbankets
Consideration to
as
to
the fairness by
the
tram
view
the
to
Company
be
received
Subsidiary
connection
with
Transaction
In
its
connection opinion
with
Deutsche
Banks
role
as
financial
advisor and
it
to the
Company
infomiation
and
in
arriving
at the
Deutsche
Bank-has
internal
reviewed analyses
certain
Ilnancia to
other the
the
C0flCemU9
Business Deutsche
and Bank
and
certain
furnished with
by of
has
alsp
held discussions
members
and
information
senior of the
and Subsidiary Company of management Uie
Business Subsidiary traded rel$td
other In addition with similar the
Company
Deutacha informabon
financIal
Subsidiary regarding the business has
praspects
Bank
terms
iii
cmparad
certain
finandal
for the publicly
it
for certain at
other companies recent business
the
whose
the
securities
are
ii reviewed
In
certain
combinations
Which
deemed
comparable as
whole and
or
in
part
reviewed other
terms
of
iv
performed
such
studies
and analyses
and Agreement and considered
certain
documefltL
it
such
factors
deemed
appropriate
if
rOM17
COR-EQTY
0011168
A370
Case 1:04-cv-01565-SLR
1143
Document 124-13
Filed 04/17/2007
19LS4496e5
Page 11 of 30
P..841a4
DeutsChe
CORAM I4EALTHCARE
.iune
ILl
coRPORtON
2000
Pa002
Deutsdi
independefltiy without with the
Bank
rratSUan rendering
has
not
assumed
responsibility
for to
1ndePdt
it
verificaliOfl
o1
and
has
nat
verified
jn1orrn2tiOn.fOre or any 1lnsn Mcordk9Y for purposes of its opinion
the
any
ormatiOA
Mnished
pc
concerning
of
Its
the
Business
induding
considired
in connicflm%
opinion
Deutsche and
Bank
has
assumed and relisd upon Bank has not cndcted
prepared of the Business Deutsche
or obtained
accuracy
and
completefl
of
0f
alt
suatt
infotinatton
Deutsche has
not
physical
Inspection evaluation flnandal
any
or
of
the
properties of
or assets
Of
and
appf531
BaflIChaS
any
the
esb or
made
lilties
Cfl independent
respect lb to the
forecasts
and
available
to
proeCltOflS
With
Bankand
prepared
usedin
an$ySes QeutSthe
rellecting the
asthattheyhel0befl
estimates and covered
tfl2blY
of the rendering forecasts opinion the
is
on bases
the
best
currentlY
available to the to
judmsnt3
ettby
of In
maflageflofits
Company
gank
or the
and
Subsldiar/
as vieW
mattits
opinion
DeutsChC
expresses an
no
as
they other
and
asuniptiOflS
whidi and
the reasonblelle55 Deutsche are based
conditions
such
ptcection5
necessarily
based avaable
upon
to
it
econoznlC as
market
as
in
effect
Banks on and
information
made
of
the
data hereof has asstxned
the SubSidialY
Pot purposes
to
Its
olrendeds0
the
its
opiniofl
Deutsche
warrantIes
Bank
of
that
in
all
resplS
in
material
contained
the
Agreement
analysis
tepressntatiCfl5
and
aretuea11dCOft
This
opinion
is
addressed
opinion to
is
to and
ilmited
is
for the
use and from
benefit
ComparW
of the
ma
Bank
to
the by
fairness the
of of the Boird of view rmendat point
Directors to
of
the
the
CompanY
COnsiderStiOn
be
SubsidiarY to the
in
connection
of the
received
Deutsche
expresses 5uDSiii1Y
no
to
opinion
as
merits
unded6flg-d
the
and with the Transection by the
company
Deutsche connection
affiliates
and
the
engage
for
the
Transaction
Bank
with the trade
will
be
paid
fee
itS
setvices
as
of
the
Transaction
In the
We
are
an
affiliate
dvi$ot Bank DºutSChS
fifllfl1
to
CompanY
with
in its
AG
of
Group
in the and- for the or
ordinary other
course
instsumaflts
business and
member
the
together -08 GrOUP
may
their with hold
securities
and
activCly
own accounts .GTCR Fund Vi LP
long other or short
accounts
of
thefr
customers AccotdiflY and
or
oblIgatai5 business have other
of the
Co
ny-for 4eallngS
othe
In
GTCR GTCR
the
DB
Group
of
may
the
any
tne
affiliates
position business
suCh
with
securities
instruments
obtigatiolis
company
or
have
Fund
Vt LP
is
or other
GTCR
Banks
In
affiliates
pending
Based
that
upon and
subject
to
to the
foregoing by
it
Deutsche
Subsidiary
opinion
as
investment
balkeIs
the
mapnto0th
Consideration
be
received
the
CCtU1CtIO5
s-u.In
VeiytnriYYOUrs
-.1
DEUTSCHE
BANK SECUR1ES
INC
COR-EQTY
0011169
A371
Case 1:04-cv-01565-SLR
Document 124-13
Filed 04/17/2007
Page 12 of 30
Page
of54
-BEGI5N
PRIVACIENHANCED 2001MIC-CLEAR
MESSAGE
sec
ProType
Oriqina.torName webxnaster@www OriginatotKeyAsymmetric
MFgwCgYEVQgBAQICAf
gv
lWyK3XmZv3dTINen
DSgAWRwJAW2SNKK9AVtBZYZmr6aGj TWSM7vrzLADbrnYQaionwg5sDW3P6oaM5D3tdezXMm7z1TB4twIDAQAB
MICInfo
RSAMD5RSA
ScU53Yk88UXPMp6XybTkJ9hN3ptvPLcCVlptfBfUudnPlnPQdWT73yP9EgEWmy 5oPi ftPGIP8inVvYKZ2ItvA
SECDOCUMENT/in/edgar/work/20000727/0000912O5700033436/0000912057O0--033436
20000921 zSECHEADER0000912Q57O0033436.hdr.sgm1 NUMBER 000091205700033436 ACCESSION CONFORMED SUBMISSION TYPE SC 13D/A DOCUMENT COUNT PUBLIC 20000727 FILED AS OF DATE GROUP GROUP GROUP GROUP GROUP GROUP GROUP GROUP GROUP GROUP GROUP GROUP GROUP GROUP GROUP GROUP GROUP GROUP GROUP GROUP GROUP GROUP GROUP GROUP GROUP
txt
MEMBERS MEMBERS
AEOW ANDREW
96
L.L.C L.L.C
MEMBERS
MEMBERS MEMBERS MEMBERS MEMBERS MEMBERS MEMBERS MEMBERS MEMBERS MEMBERS
BEDFORD BEDFORD BERNARD BERNARD HARRY HARVEY HELLER JACKSON
BLANK OAK ADVISORS OAK
PARTNERS
TRUST FALK LIMITED
L.P
UTA DATED 3-8-88
OSHER OSHER BANDY EISEN FAMILY SQUARE PARTNERSHIP HELLER
PHILIP
BEMBERMEMBERS MEMBERS MEMBERS MEMBERS MEMBERS MEMBERS MEMBERS .MEMBER MEMBERS MEMBERS MEMBERS MEMBERS COMPANY
COMPANY
LLC MANAGEMENT JACKSON SQUARE L.P PARTNERS JB CAPITAL MANAGEMENT INC JEANMAIRE JEROME WEINSTEIN BLANK ROBERT BALDRIDGE IMBER HAYDON FAMILY FOUNDATION
LUIE
MARK PETER RIH
ANN SLEZAK
MICHIKO COMPANY
RICHARD
SAMSTOCK
SCOTT WILL WILL
-K
L.L.C
WEINSTEIN WEINSTEIN REVOCABLE TRUST UTA DATED 2/27/90
DALTON
SUBJECT
DATA
COMPANY CENTRAL STANDARD IRS STATE FISCAL
NAME CONFORMEO INDEX KEY
INDUSTRIAL CLSSIF.ICATION-
CORAM
HEALTHCARE
.CORP
0.000924174
NUMBER
OF
330615337 DE 1231
INCORPORATION YEAR END
/COMPANY-DATA
FILING
VALUES
FORM SEC SEC FILM
--
TYPE ACT
FILE
SC
13D/A
NUMBER
005-43605 680237
NUMBER
/FILING-VALUES
DEP EXH
Dale
-/fr
http//www.sec.gov/Archives/edgar/data/924
174/00009120570003343-6/0000912057-00-03..
3/8/2007
A372
Case 1:04-cv-01565-SLR
Document 124-13
Filed 04/17/2007
Page 13 of 30
Page2of54
BUSINESS
ADDRESS
STREET 1125
CITY
STATE
SEVENTEENTH DENVER CO 80202
ST
STE
21
ZIP
BUSINESS
PHONE
/BUSINESSADDRESS
NAIL
3032924973
ADDRESS
STREET STREET ONE 3281 LAKESHORE GUASTI CENTRE ROAD SUI
CITY
ONTARIO
STATE ZIP
/.MJIL-ADDRESS /SUBJECT-COMPANY
FILED
CA
91761
BY
COMPANY
DATA
COMPANY CENTRAL CONFORMED INDEX
NNE
CLASSIFI
KEY
/COMPANY-DATA
STANDARD
INDUSTRIAL
FILING
VALUES
FORM
/FILING-VALUES
TYPE
BUSINESS
ADDRESS
$TREET STREET
CITY STATE ZIP /BUSINESSADDrjESS
BUSINESS PHO
MAIL
ADDRESS STRE STRE CITY STAT
/MAIL-ADDRESS
ZIP
/FILED-BY /SECHEADER DOCUMENT
TYPESC
13D/A
SEQUENCE1
FILENANEscl3da.txt DESCRIPTIONSC
13D/A
TEXT PAGE
SECURITIES
AND
EXCHANGE
COMMISSION 20549
WASHINGTON
D.C
http//www.sec.gov/Archives/edgar/data/924
74/000091205700033436/00009
12O5700-o3..
3/8/2007
A373
Case 1:04-cv-01565-SLR
Document 124-13
Filed 04/17/2007
Page 14 of 30
ge3of54
SC1IEDULE
13D
RtJLE13diO1
INFORMATION TO RULE TO BE INCLUDED
IN
STATEMENTS
T1IERETO
FILED FILED
PURSUANT PURSUANT TO
13d1a
AND
AMENDMENTS RULE
13d2a
t1O
1NENDMENT
Corm Hea1tare
Name
Common of
Corp
Issuer
par value
Stock
of
$0.001 of
Title
Class
Securities
218103109
CUSIP
Richard
Number Levy
Esq
Aitheimer
10
South
Gray Wacker Drive 60606
Chicago
Illinois
312
Name
Authorized
7154600
Address
to
and
Telephone
Number
of
Person
Receive
Noticesand
Communications
1ULY
25
2000 of this
Date
If
of
Event
which
Requires filed of
Filing
Statement
Schedule and check
is
has filing person which is acquisition Schedule of Rule because the
the
previously the subject
statement Schedule
or
on
13G
to
this
13D
filing
report this
13d-1e
13d1f
shall
box
10TE
13dlg
the
following
II
Schedules of to the whom filed in paper format all include SEE signed Rule and five original for other
copies parties
schedule
cdpies of
on
including are to be cover form
exhibits
13d7b
sent
The
remainder filing
initial
this this
for any subsequent amendment disclosures in provided prior The to information
shall be filled out for page reporting persons with respect to the subject class of securities and information which would alter containing covar
page
on the remainder of this cover shall not be deemed required page for the purpose of Section 18 of the Securities Act of Exchange 1934 as amended or otherwise to the liabilities of that subject section of the Act but shall be subject to all other provisions of the Act be
filed
Act
NOTES
however
SEE
the
PAGE
http//www.sec.gov/Archives/edgar/data/924
174/000091205700033436/0000912057-00-03..
3/8/2007
A374
Case 1:04-cv-01565-SLR
Document 124-13
Filed 04/17/2007
Page 15 of 30
Page4of54
CUSIP
No
218103109
13D
Page
of
39
Pages
NANE IRS
OF
REPORTING
PERSON
IDENTIFICATION
NOS
Lu.rie
OF
ABOVE
PERSONS
ENTITIES
Ann
ONLY
Lurie Family
Ann
Robert
Foundation
f/k/a
Robert
Foundation
CHECK
THE
APPROPRIATE
BOX
IF
MEMBER
OF
GROUP
/C/
SEC
USE
ONLY
-4
SOURCE
OF
FUNDS
Not
applicable
CHECK ITEMS
BOX
IF OR
DISCLOSURE
2d
2e
OF
LEGAL
PROCEEDINGS
IS
REQUIRED
PURSUANT
TO
CITIZENSHIP
OR
PLACE
OF
ORGANIZATION
Illinois
NUMBER SHARES
OF SOLE BY VOTING
POWER
3999900
BENEFICIALLY OWNED EACH REPORTING PERSON WITH SHARED VOTING
POWER
---0-
SOLE
DISPOSITIVE
POWER
3999900
10
SHARED
DISPOSITIVE
POWER
0-
11
AGGREGATE
AMOUNT
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
3999900
httpllwww.sec.gov/Archives/eclgar/dataI924l
74/000091
205700033436/00009120570003..
3/8/2007
A375
Case 1:04-cv-01565-SLR
Document 124-13
Filed 04/17/2007
Page 16 of 30
Page5of54
12
CHECK
BOX
IF
THE
AGGREGATE
ANOUNT
IN
ROW
3.1
EXCLUDES
CERTAIN
SHARES
13
PERCEIT
OF
CLASS
REPRESENTED
BY
AMOUNT
IN
ROW
11
8.1%
14
TYPE
OF
REPORTING
PERSON
00
Illinois
not-forprofit
corporation
Based
on
as
49638452
reported
shares in the
of
Common
Stock
2000
Issuers
most
outstanding recent Form
as
of April
30
100
.-
PAGE
CUS1P
No
218103109
13D
Page
of
39
Pages
NANE IRS Mark
OF
REPORTING
PERSON OF ABOVE PERSONS
IDENTIFICATION-NOS
Slezak
ENTITIES
ONLY
CHECK
THE
APPROIJkIATE
BOX
IFAMEMBER
OF
GROUP
b/X/
.3
SEC USE ONLY
SOURCE
OF
FUNDS
Not
applicable
CHECK ITEMS
BOX
IF OR
DISCLOSURE
2d
2e
OF
LEGAL
PROCEEDINGS
IS
REQUIRED
PURSUANT
TO
1/
CITIZENSHIP OR PLACE OF
ORGANIZATION
United
States
NUMBER SHARES
OF
-SOLE
VOTING
POWER
606000
BENEFICIALLY OWNED EACH REPORTING PERSON SHARED VOTING BY
POWER
-0--
http//www.sec.gov/Archives/edgar/data/9241
7410009120700033436/00912057-00-03..
3/8/2007
A376
Case 1:04-cv-01565-SLR
Document 124-13
Filed 04/17/2007
Page 17 of 30
Page6of54
WITH
SOLE
DISPOSITIVE
POWER
606000
.10
SHARED
DISpOSITIVE
POWER
-0-
11
AGGREGATE
ANOUNT
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
606000
12
CHECK CERTAIN
BOX
ir THE
AGGREGATE
ANOUNT
IN
ROW
SHARES
11
EXCLUDES
13
PERCENT
OF
CLASS
REPRESENTED
BY
AMOUNT
IN
ROW
11
1.2%
14
TYPE
OF
REPORTING
PERSON
IN
Based
on as
49638452
repdrted in
shares the
of
Common
Stock
2000
Issuers
most
recent-
outstanding Form
as
of
IOQ
April
30
PAGE
CUSIP
No
218103109
13D
Page
of
39
Pages
NAME IRS
OF
REPORTING
PERSON
IDENTIFICATION
NOS
OF
ABOVE
PERSONS
ENTITIES
ONLY
Sªmstock
L.L.C
CHECK
THE
APPROPRIATE BOX
IF
MEMBER
OF
GROUP
.b
/X/
SEC
USE
ONLY
SOURCE
OF
FUNDS
Not
applicable
httpllwww.sec.gov/Archjves/edgar/data/924
174/000091205700033436/00009120570003..
3/8/2007
A377
Case 1:04-cv-01565-SLR
Document 124-13
Filed 04/17/2007
Page 18 of 30
Page7of54
CHECK ITEMS
BOX
IF OR
DISCLOSURE
OF
LEGAL
PROCEEDINGS
IS
REQUIRED
PURSUANT
TO
2d
2e
1/
CITIZENSHIP OR PLACE OF
ORGANIZATION
Delaware
NUMBER
OF SOLE VOTING
SHARES BE1EFICIALLY
QWI9ED BY
POWER
450000
EACH REPORTING PERSON WITH SOLE DISPOSITIVE
SARED
VOTLNG
POWER
-0-
POWER
450000
10
SHARED
DISPOSITIVE
POWER
-0
11
AGGREGATE
AM0UIr
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
450000
12
CHECK
BOX
IF
THE
AGGREGATE
AMOUNT
IN
ROW
ii
EXCLUDES
CERTAIN
SHARES
13
PERCENT
OF
CLASS
REPRESENTED
BY
AMOUNT
IN
ROW
11
0.9%
14
TYPE
OF
REPORTING
PERSON
00
Delaware
limited
liability
company
Based
on
as
49638452
reported in
shares the
of
Common
Stock
2000
IssUers
most
recnt
outstanding Form
as
of
April
30
10Q
PAGE
CUSIP
No
.218103109
13D
Page
of
39
Pages
http//www.sec.gov/ArchiveS/edgar/data/924174/00009l205700033436/000091
2057-O-03..
3/8/2007
A378
Case 1:04-cv-01565-SLR
Document 124-13
Filed 04/17/2007
Page 19 of 30
Page8of54
NJ\NE
OF
REPORTING
PERSON
IRS
IDENTIFICATION
NOS
OF
ABOVE
PERSONS
ENTITIES
ONLY
Jeanmaire
Weinstein
cHECK
THE
APPROPRIATE
BOX
IF
MEMBER
OF
GROUP
/X/
SEC
USE
ONLY
SOURCE
OF
FUNDS
Not
applicable
CHECK ITEMS
BOX
IF OR
DISCLOSURE
2d
2e
OF
LEGAL
PROCEEDINGS
IS
REQUIRED
PURSUANT
TO
CITIZENSHIP
OR
PLACE
OF
ORGANIZATION
United
States
NUMBER SHARES
OF
SOLE BY VOTING POWEIi
450000
BENEFICIALLY OWNED EACH REPORTING PERSON WITH SHARED VOTING
POWER
0-
SOLE
DISPOSITIVE
POWER
450000
10
SHARED
DISPOITIvE
POWER
0-
11
AGGREGATE
AMOUNT
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSQN
450000
12
CHECK CERTAIN
BOX
IF
THE
AGGREGATE
AMOUNT
IN
ROW
11
EXCLUDES
SHARES
13.
PERCENT
OF
CLASS
REPRESENTED
BY
AMOUNT
IN
ROW
11
0.9%
http//www.sec.gov/Archives/edgar/da1a1924
174/000091205700033436/00009
12057-O003..
3/8/2007
A379
Case 1:04-cv-01565-SLR
Document 124-13
Filed 04/17/2007
Page 20 of 30
Page9of54
14
TYPE
OF
REPORTING
PERSON
IN
Based
on
as
49638452
reported
shares in the
of
Common
Stock
outstanding Form
as
of
April
30
2000
Issuers
most
recent
10Q
PAGE
CUSIP
No
218103109
13D
Page
Of
39
Pages
NA4E IRS
OF
REPORTING
PERSON
IDENTIFICATION
NOS
partners
OF
ABOVE
PERSONS
ENTITIES
ONLY
Jackson
Square
L.P
CHECK
THE
APPROPRIATE
BOX
IF
MEMBER
OF
GROUP
/X/
SEC
USE
ONLY
SOURCE
OF
FUNDS
Not
applicable
CHECK ITEMS
BOX
IF OR
DISCLOSURE
2d
2e
OF
LEGAL
PROCEEDINGS
IS
REQUIRED
PURSUANT
TO
CITIZENSHIP
OR
PLACE
OF
ORGANIZATION
California
NUMBER SHARES
OF SOLE VOTING
POWER
1965000
BENEFICIALLY OWNED EACH REPORTING PERSON WITH SOLE DIS.POSITIVE SHARED VOTING BY
POWER
-0-
POWER
1965000
10
SHARED
DISPOSITIVE
POWER
bttp//www.sec.gov/ArchiVeS/edgar/data/9241
74/000091205700033436/0000912057-O0-03..
/8I2007
A380
Case 1:04-cv-01565-SLR
Document 124-13
Filed 04/17/2007
Page 21 of 30
Pag1Oof54
11
AGGREGATE
AMOUNT
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
1965000
12
CHECK
BOX
IF
THE
AGGREGATE
AMOUNT
IN
ROW
CERTAIN
SNARES
11
EXCLUDES
.13
PERCENT
OF
CLASS
REPRESENTED
BY
AMOUNT
IN
ROW
11
4.0%
14
TYPE
OF
REPORTING
PERSON
00
Califbrnia
limited
partnershj
Based
on
as
19638452
reported in
shares the
2000
of Common Stock outstanding Issuex-s most recent Form
as
of
April 30
1OQ
PAGE
CIJSIP
No
218103109
130
Page
of
39
Pages
NAME IRS
OF
REPORTING
PERSON
IDENTIFICATION
NOS
OF ABOVE LLC
PERSONS
ENTITIES
ONLY
Jackson
Square
Management
CHECK
THE
APPROPRIATE
BOX
IF
MEMBER
OF
GROUP
IX
SEC USE ONLY
SOURCE
OF
FUNDS
Not
applicable
CHECK ITEMS
BOX
IF OR
DISCLOSURE
2d
2e
OF
LEGAL
PROCEEDINGS
IS
REQUIRED
PURSUANT
TO
CITIZENSHIP
OR
PLAC.E
OF
ORGANIZATION
California
http//www.sec.gov/Archjveg/edgar/dataJ924
174/00009
2O570OO3436/ooOo9
2057-00-03..
3/8/2007
A381
Case 1:04-cv-01565-SLR
Document 124-13
Filed 04/17/2007
Page
Page 22 of 30
11
of 54
OF NUMBER SHARES BENEFICIALLY OWNED EACH REPORTING PERSON WITH BY
SOLE
VOTING
POWER
1965000
SHARED
VOTING
POWER
-0
SOLE
DISPOSITIVE
POWER
1965000
10
SHARED
DIPOSITIVE
POWER
0-
11
AGGREGATE
AMOUNT
BENEIcxALLY
OWNED
BY
EACH
REPORTING
PERSON
1965000
12
CHECK
BOX
IF
THE
AGGREGATE
AMOUNT
IN
ROW
11
EXCLUDES
CERTAIN
SHARES
13
PERCENT
OF
CLASS
REPRESENTED
BY
AMOUNT
IN
ROW
4.0%
14
TYPE
OF
REPORTING
PERSON
00
California
limited
liability
company
Based
on
as
49638452
reported
in
shares the
of
Common
Stock
2000
Issuers
most
outstanding recent Form
as
of April
30
10Q
PAGE
CUSIP
No
218103109
13D
Page
of
39
Pages
NAME IRS Will
OF
REPORTING
PERSON
IDENTIFICATION Weinstein
NOS
OF
ABOVE Trust
PERSONS
UTA
ENTITIES
2-27-90
ONLY
Revocable
dated
2.
CHECK
THE
APPROPRIATE
BOX
IF
MEMBER
OF
GROUP
/X/
bttp//www.sec.gov/ArehiVes/edgar/dataI924
174/00Q091205700033436/000091l
2057-00-03..
3/8/2007
A382
Case 1:04-cv-01565-SLR
Document 124-13
Filed 04/17/2007
Page
Page 23 of 30
12
of 54
SEC
USE
ONLY
SOURCE
OF
FUNDS
Not
applicable
CHECK ITEMS
BOX
IF
OISCLOSURE
2d
OR
2e
LEGAL
PROCEEDINGS
IS
REQUIRED
PURSUANT
TO
CITIZENSHIP
OR
PLACE
OF ORGANIZATION
California
NUMBER SHARES
OF SOLE BY VOTING
POWER
-0-
BENEFICIALLY OWNED EACH REPORTING PERSON WITH SOLE SHARED VOTING
POWER
2015000
DISPOSITIVE
POWER
0-
10
SHARED
DISPOSITIVE
POWER
2015000
11
AGGREGATE
AMOUNT
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
2015000
12
CHECK
BOX
IF
THE
AGGREGATE
AMOUNT
IN
ROW
11
EXCLUDES
CERTAIN
SHARES
13
PERCENT
OF.CLASS
REPRESENTED
BY
AMOUNT
IN
ROW
11
4.1%
14
TYPE
OF
REPORTING
PERSON
00
California
revocable
trust
Based
on
as
49 638
reported
452
shares the
of
Common
2000
in
Issuers
Stock outstanding most recent Form
as
of
April
30
10Q
PAGE
http//www.sec.gov/Arehjves/edgar/data/9241
74/000091205700033436/0000912057-00-03..
3/8/2007
A383
Case 1:04-cv-01565-SLR
Document 124-13
Filed 04/17/2007
Page
Page 24 of 30
13
of54
CUSIP
No
218103.109
13D
Page
of
.39
Pages
NAME IRS Will
OF
REPORTING
PERSON
IDENTIFICATION Weinstein
NOS
OF
ABOVE
PERSONS
ENTITIESONLY
CHECK
THEAPPROPRIATE
BOX
IF
MEMBER
OFA
GROUP
/X/
SEC
USE
ONLY
SOURCE
OF
FUNDS
Not
applicable
CHECK ITEMS
BOX
IF OR
DISCLOSURE
2d
2e
OF
LEGAL
PROCEEDINGS
IS
REQUIRED
PURSUANT
TO
CITIZENSHIP
OR
PLACE
OF
ORGANIZATION
United
States
NUMBER
OF SOLE VOTING
SHARES BENEFICIALLY OWNED EACH REPORTING PERSON WITH BY
POWER
-0--
SHARED
VOTING
POWER
2015000
SOLE.DISPOSITIVE
POWER
-0-
10
SHARED
DISPOSITIVE
POWER
2015000
11
AGGREGATE
AMOUNT
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
2015000
12
CHECK
BOX
IF
THE
AGGREGATE
AMOUNT
IN
ROW
11
EXCLUDES
CERTAIN
SHARES
http//www.sec.gov/ArChiVeS/edgar/dataJ924
74/00009
205700033436/0000912057-00-03..
3/8/2007
A384
Case 1:04-cv-01565-SLR
Document 124-13
Filed 04/17/2007
Page
Page 25 of 30
14of54
13
PERCENT
OF
CLASS
REPRESENTED
BY
AMOUNT
IN
ROW
11
4.1%
14
TYPE
OF
REPORTING
PERSON
IA
Based
on
as
49638452
reported in
shares the
of
Common
2000
Issuers
most
Stockoutstanding as recent Form 10-Q
of
April
30
PAGE
CUSI No
218103109
13D
Page
.10
of
39
Pages
NAME IRS
OF
REPORTDG
PERSON
IDENTIFICATION Imber
WOS
OF
ABOVE
PERSONS
ENTITIEs
ONLY
Peter
CHECK
THE
APPROPRIATE
BOX
IF
MEMBER
OF
AGROUP
/X/
SEC
USE
ONLY
.4
SOURCE
OF
FUNDS
Not
applicable
CHECK ITEMS
BOX
IF OR
DISCLOSURE
Cd
2e
OF
LEGAL
PROCEED1INGS
IS
REQUIRED
PURSUANT
TO
CITIZENSHIP
OR
PLACE
OF
ORGANIZATION
United
States
NUMBER SHARES
OF SOLE BY VOTING
POWER
-0-
BENEFICIALLY OWNED EACH REPORTING PERSON WITH
8.
SHARED
VOTING
POWER
1965000
http//www.sec.gov/Archjves/edgar/daa/924J
74/000091205700033436/00009120570003..
3/8/2007
A385
Case 1:04-cv-01565-SLR
Document 124-13
Filed 04/17/2007
Page 26 of 30
Page
15
of 54
SOLE
DISPOSITIVE
POWER
0-
10
SHARD
DISPOSITIVE
POWER
1965000
11
-AGGREGATE
AMOUNT
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
19500O
12
CHECK CERTAIN
BOX
IF
THE
AGGREGATE
AMOUNT
IN
ROW
11
EXCLUDES
SHARES
13
PERCENT
OF
CLAS$
REPRESENTED
BY
AMOUNT
IN
ROW
11
4.0%
14
TYPE
OF
REPORTING
PERSON
IN
Based
on
as
49638452
reported
in
shares the
of
Common
Stock
2000
Issuers
most
outstanding recent Form
as
of April
30
10Q
10
PAGE
CUSIP
No
218103109
13D
Page
11
of
39
Pages
NAME IRS
OF REPORTING IDENTIFICATION
PERSON
NOS
OF ABOVE
PERSONS
ENTITIES
-ONLY
Scott
Dalton
CHECK
THE
APPROPRIATE
BOX-IF
MEMBER
OF
GROUP
/X/
SEC
USE
ONLY
SOURCE
OF
FUNDS
Not
applicable
http//www.sec.gov/Archives/edgar/data/9241
74/000091205700033436/0000912057-00-03..
3/8/2007
A386
Case 1:04-cv-01565-SLR
Document 124-13
Filed 04/17/2007
Page 27 of 30
Page
16
of54
CHECK ITEMS
BOX
IF OR
DISCLOSURE
2d
2e
OF
LEGAL
PROCEEDINGS
IS
REQUIRED
PURSUANT
TO
/1
CITIZENSHIP OR PLACE OF
ORGANIZATION
United
States
NUMBER SHARES
OF SOLE BY VOTING
POWER
-0-
BENEFICIALLY OWNED EACH REPORTING PERSON WITH SHARED VOTING
POWER
1965000
SOLE
DISPOSITIVE
POWER
-0
.1Q
SHARED
DISPOSITIVE
POWER
1965000
11
AGGREGATE
AMOUNT
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
1965000
12
CHECK CERTAIN
BOX
IF
THE
AGGREGATE
AMOUNT
IN
ROW
SHARES
11
EXCLUDES
13
PERCENT
OF
CLASS
REPRESENTED
BY
AMOUNT
IN
ROW
11
4.0%
14
TYPE
OF
REPORTING
PERSON
IN
Based
on
as
49 638452
reported
2000
shares ofCommoii Stock outstanding as in the Issuers most recent Form 10-Q
of
April
30
11
PAGE
CUSIP
No
218103109
13D
Page
12
of
39
Pages
httpI/www.sec.gov/Archjves/edgar/data/9241
74/000091205700033436/00009120570003..
3/8/2007
A387
Case 1:04-cv-01565-SLR
Document 124-13
Filed 04/17/2007
Page 28 of 30
Page.17of54
NAIYIE
OF
REPORTING
PERSON
IRS
IDENTIFICATION
NOS
OF
ABOVE
PERSONS
ENTITIES
ONLY
Michiko
Balclridge
CHECK
THE
APPROPRIATE
BOX
IF
MEMBER
OF
GROUP
.1
bJX/
SEC USE ONLY
SOURCE
OF
FUNDS
Not
applicable
CHECK ITEMS
BOX
IF OR
DISCLOSURE.OF
2d
2e
LEGAL
PROCEEDINGS
IS
REQUIRED
PURSANT
TO
CITIZENSHIP
OR
PLACE
OF
ORGANIZATION
United
States
NUMBER SHARES
OF SOLE VOTING
POWER
-0-
BENEFICIALLY BY OWNED EACH REPORTING PERSON WITH SHARED VOTING
POWER
1965000
SOLE
DISPOSITIVE
POWER
-0-
10
SHARED
DISPOSITIVE
POWER
1965000
11
AGGREGATE
AMOUNT
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
1965000
hUp
12
CHECK BOX IF THE AGGREGATE AMOUNT
IN
ROW
11
EXCLUDES
CERTAIN
SHARES
13
PERCENT
oF-CLASS
REPRESENTED
BY
AMOUNT
IN
ROW
11
4.0%
2057-00-03..
3/8/2007
A388
Case 1:04-cv-01565-SLR
Document 124-13
Filed 04/17/2007
Page 29 of 30
Pagel8of54
14
TYPE
OF
REPORTING
PERSON
IN
Based
on
as
49 638
reported
452 in
shares the
of
Common
Stock
2000
Issuers
most
outstanding recent Form
as
of
April
30
10Q
12
PAGE
CUSIP
No
218103109
lab
Page
13
of
39
Pages
NANEOF
IRS
REPORTING
PERSON
IDENTIFICATION Blank
NOS
OF
ABOVE
PERSONS
ENTITIES.OIjLY
Jerome
CHECK
THE
APPROPRIATE
BOX
IF
MEMBER
OF
GROUP
/X/
SEC
USE
ONLY
SOURCE
OF-FUNDS
Not
applicable
CHECK ITEMS
BOX
IF OR
DISCLOSURE
2d
2e
OF
LEGAL
PROCEEDINGS
IS
REQUIRED
PURSUANT
PO
-II
CITIZENSHIP
OR
PLACE
OF
ORGANIZATION
United
States
NUMBER SHARE3
OF SOLE BY VOTING
POWER
400000
BENEFICIALLY OWNED EACH REPORTING PERSON WITH SHARED VOTING
POWER
-0-
http//www.sec.gov/Archives/edgar/daaJ9241
74/000091
205700033436/0000912057-OO-03..
3/8/2007
A389
Case 1:04-cv-01565-SLR
Document 124-13
Filed 04/17/2007
Page 30 of 30
Page 19 of 54
SOLE
DISPOSITIVE
POWER
400000
10
SHARED
DISPOSITIVE
POWER
11
AGGREGATE
AMOUNT
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
400000
12
CHECK
BOX
IF
THE
AGGREGATE
AMOUNT
IN
ROW
11
EXCLUDES
CERTAIN
SHARES
13
PERCENT
OF
CLASS
REPRESENTEI1
BY
AMOUNT
IN
ROW
-11
0.8%
14
TYPE
OF
REPORTING
PERSON
IN
Based
on
as
49638452
reported in
shares the
of
Common
Stock
2000
Issuers
most
as outstanding recent Form 10-Q
of
April
30
13
PAGE
CUSIP
No
21g103109
13D
Page
14
of
39
Pages
NAME IRS AEOW
OF
REPORTING
PERSON
IDENTIFICATION
NOS
OF ABOVE
PERSONS
ENTITIES
ONLY
96
L.L.C
CHECK
THE
APPROPRIATE
BOX
IF
ME.4BER
OF
GROUP
/X/
SEC
USE
ONLY
SOURCE
OF
FUNDS
Not
applicable
http//www.sec.gov/Archiv.esfedgar/dataI924I
74/000091205700033436/000091
2051-00-03.
3/8/2007
A390
Free Appendix - District Court of Delaware - Delaware
| File Size: | 937.3 kB |
| Pages: | 30 |
| Date: | April 16, 2007 |
| File Format: | |
| State: | Delaware |
| Category: | District Court of Delaware |
| Author: | unknown |
| Word Count: | 4,469 Words, 28,243 Characters |
| Page Size: | 612 x 805 pts |
| URL |
https://www.findforms.com/pdf_files/ded/8917/124-13.pdf |
| Download Appendix - District Court of Delaware ( 937.3 kB) |
Preview Appendix - District Court of Delaware
Popular Searches
United States Free Forms
Canada Free Forms
United Kingdom Free Forms
Australia Free Forms