Free Exhibit List - District Court of Federal Claims - federal

Case 1:05-cv-00748-CCM
Exhibit B

Document 65-3

Filed 02/07/2008

Page 1 of 5

STOBIE CREEK v. UNITED STATES OF AMERICA PLAINTIFF'S EXHIBIT LIST

PLAINTIFF'S PREVIOUSLY MARKED EXHIBIT NO. DESCRIPTION And/Or BATES NO. 58 David and Georgia Welles North Channel LLC outline re formation of North Channel LLC, funding, federal tax issues, Welles Priv 0002 (2 pps.) other employees, etc. 60 Letter enclosing draft of Stobie Creek Investments LLC Agreement and Service Agreement between Stobie Creek Herpe Ex. 40 Investments LLC and North Channel. Welles 133 64 Therma-Tru Consolidated Financial Statements y/e 12/31/00 and 1999 Plaintiff's 9931-9948 66 8/30/00 facsimile from McDermott Will and Emery to Larry Goldstein attaching memo with numerical examples of fundWelles 67-73 based LLC agreement 69 Tax Return for Stobie Creek 12/31/01 Floyd 5477-5912 70 Tax Return for Stobie Creek 12/31/02 Floyd 5913-6401 71 Tax Return for Stobie Creek 12/31/03 Floyd 6402-7134 72 Tax Return for Stobie Creek 12/31/04 Floyd 7135-7991 73 Tax Return for Stobie Creek 12/31/05 Floyd 7992-9157 74 Tax Return for Stobie Creek 12/31/06 Plaintiff's 8751-9912 Tax return for David K. Welles Sr. for 2001 77 Plaintiff's 1568-1609 Tax return for DKW Sr. Enterprises Inc. 2001 79 Floyd 9380-9406 Tax Return for Welles Asset Management Inc. 2001 81 Plaintiff's 1839-1866 Tax return for DKW Sr. ESBT 2001 83 DGWSR 53-66 Tax return for Christopher Welles for 2001 Floyd 9158; 85 Plaintiff's 1715-1804 Tax return for CSW Asset Management Inc. 2001 87 Plaintiff's 1345-1383 Tax return for David (Deke) Welles Jr. for 2001 89 Plaintiff's 1666-1714 Tax return for DKW Jr. Enterprises Inc. 2001 91 Floyd 9159-9185 Tax return for Jeffrey Welles for 2001 93 Floyd 9186-9222 Tax return for JFW Enterprises Inc 2001 95 Plaintiff's 895-922 Tax return for Peter Welles for 2001 97 Plaintiff's 1217-1310 Tax return for PCW Enterprises Inc. 2001 99 Plaintiff's 1148-1175 Tax return for Virginia Jordan for 2001 Floyd 9223-9362 101 103 Tax return for VJ Enterprises Inc. 2001 Plaintiff's 833-860 104 Documents from Floyd work papers for Stobie Creek 2000 tax return Floyd C2934577-4603 105 Documents from Floyd work papers for Stobie Creek Sch K and info (08/01) Floyd 4604-4679 106 Documents from Floyd work papers, including Northern Trust account reports Floyd 4802-4824 107 Arthur Anderson correspondence to R. Floyd September 6, 2001 including K1s, spreadsheets with tax allocations, detail Floyd 4401-4459 for book income, detail for tax income

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Case 1:05-cv-00748-CCM
Exhibit B
109 110 121 122 133 134 135

Document 65-3

Filed 02/07/2008

Page 2 of 5

STOBIE CREEK v. UNITED STATES OF AMERICA PLAINTIFF'S EXHIBIT LIST
Chart showing reconciliation of book to tax Letter dated 5/11/01 from Tara Schulte at Arthur Anderson to Floyd enclosing a summary of disallowed loss related to wash sales 11/1/01 Letter to all Family Members re Minutes of the New Orleans Meeting Stobie Creek Meeting Minutes, dated 4/20/01-4/22/01 Stobie Creek Investments LLC Summary of Important Provisions of Company Agreement prepared by D. Herpe, with handwritten notes 12/9/99 Letter to Jeffrey Welles setting forth Jenkens and Gilchrist confidentiality agreement 12/9/99 Letter to David Welles Sr. setting forth Jenkens and Gilchrist confidentiality agreement Ex. 119 JFW 721-726 Ex. 120 JFW 727-740 D. Welles Jr. Ex. 135A Plaintiff's 3779-3787 PL 3781-3787 Welles Priv 0011 (3 pps.) Welles Ex. 96 JFW 647-652 G. Welles Ex. 400 IRS-JG-4339-4341 C. Welles Ex. 90 SLK 57-59 D. Welles, Jr. Ex. 71 DKW JR 191-194 P. Welles Ex. 78 SLK 54-56 V. Jordan Ex. 64 IRS-JG-8192-8194 IRS-JG 00860-861 Welles 0002-0005 Herpe Ex. 36 Welles 1-5 Jordan Ex. 50 VSJ 1-6 Jordan Ex. 51 VSJ 7-22 Jordan Ex. 52 VSJ 1025-1075 D. Welles, Jr. Ex. 68 DKWJR 2-6

136

1/19/00 Letter to Christopher Welles setting forth Jenkens and Gilchrist confidentiality agreement

137

Return facsimile enclosing signed 12/9/99 Jenkens & Gilchrist Confidentiality Agreement by David Welles Jr.

138

1/19/00 Letter to Peter Welles setting forth Jenkens and Gilchrist confidentiality agreement

139 153 155 161 176 177 178 186

1/19/00 Letter to Virginia Jordan setting forth Jenkens and Gilchrist confidentiality agreement 3/10/00 memo from J. Ivsan to D. Guerin D. Herpe handwritten notes David Herpe's Handwritten Notes 6/7/05 file copy letter to Patricia Ugorowski enclosing response to IDR 001 for Virginia Jordan and Roger Jordan 12/1/06 file copy letter to Patricia Ugorowski enclosing response to IDR 002 for Virginia Jordan and Roger Jordan 10/9/06 file copy letter to Patricia Ugorowski enclosing response to IDR 003 for Virginia Jordan and Roger Jordan 6/24/05 David K. Welles Jr. Response to IDR 001

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Case 1:05-cv-00748-CCM
Exhibit B

Document 65-3

Filed 02/07/2008

Page 3 of 5

STOBIE CREEK v. UNITED STATES OF AMERICA PLAINTIFF'S EXHIBIT LIST
11/23/05 David K. Welles Jr. Response to IDR 002 9/27/05 David K. Welles Jr. Response to IDR 003 7/26/05 letter enclosing response to IDR 001 for Peter C. Welles 11/30/05 letter enclosing response to IDR 002 for Peter C. Welles 5/19/06 letter enclosing response to IDR 003 for Peter C. Welles 6/30/05 letter enclosing response to IDR 001 for Christopher S. Welles 12/2/05 letter enclosing response to IDR 002 for Christopher+B164 S. Welles 10/11/06 letter enclosing response to IDR 003 for Christopher S. Welles Letter from SLK to J. Welles on 4/3/00 enclosing Schedules for Stobie Creek Investments LLC for review 6/20/05 letter enclosing Jeffrey Welles and Maud Welles Response to IDR 001 9/22/05 letter enclosing Jeffrey Welles and Maud Welles Response to IDR 002 8/9/05 letter enclosing Jeffrey Welles and Maud Welles Response to IDR 003 Global Reporting for Stobie Creek Investments LLC from 01/01/03 through 11/30/06 FX Transactions by Type Global Reporting for Stobie Creek Investments LLC Global Reporting for 1/1/03 through 11/30/06 Foreign Exchange Gain/Loss Detail Global Reporting for 01/01/03 through 11/30/06 Foreign Exchange Hedged Schedule Global Reporting for Stobie Creek Investments LLC Reporting 1/1/03 through 12/31/03 Investment Transaction Detail Tax Opinion for Larry Morgan 4/4/00 facsimile transmitting various documents for signature D. Welles, Jr. Ex. 69 DKWJR 7-22 D. Welles, Jr. Ex. 70 DGWJR 1069-1370 P. Welles Ex. 75 PCW 1-6 P. Welles Ex. 76 PCW 7-23 P. Welles Ex. 77 PCW 1030-1063 C. Welles Ex. 87 CSW 1-6 C. Welles Ex. 88 CSW 7-24 C. Welles Ex. 89 CSW 1010-1079 J. Welles Ex. 112 JFW 235-239 J. Welles Ex. 121 JFW 1-6 J. Welles Ex. 122 JFW 7-24 J. Welles Ex. 123 JFW 951-987 J. Welles Ex. 126 Plaintiff's 1867-1934 J. Welles Ex. 127 Plaintiff's 1935-1994 J. Welles Ex. 128 Plaintiff's 1995-2039 J. Welles Ex. 129 Plaintiff's 2040-2054 J. Welles Ex. 2 JG-CL 432544-432664 J. Welles Ex. 4 IRS-JG-5760-5820

187 188 193 194 195 202 203 204 220 221 222 223 224 225 226 227 228 229

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Case 1:05-cv-00748-CCM
Exhibit B

Document 65-3

Filed 02/07/2008

Page 4 of 5

STOBIE CREEK v. UNITED STATES OF AMERICA PLAINTIFF'S EXHIBIT LIST
6/28/00 Memo from J. Ivsan to L. Goldstein 2/14/06 Stobie Creek Investments LLC Response to IDR 001through 004 for tax year 2001 Chart Stobie Creek Investments LLC Partner Capital Account Summary period ending 12/31/01 12/12/00 Letter from J. Ivsan to R. Floyd re Stobie Creek Investments LLC tax returns Short Sale Obligations and Basis in Partnership Interests Chapter 7: Basis Consequences of Partnership Liabilities 9/26/01 letter from R. Floyd to L. Goldstein enclosing S-corporation Returns 6/6/01 letter from J. Ivsan to T. Cotter enclosing documents for David K. Welles, Sr. Electing Small Business Trust 3/16/01 Facsimile requesting transfer to Jenkins & Gilchrist for invoice 11/16/04 Facsimile from L. Goldstein to David Parse enclosing list of option contract amounts for trades for family members Invoice from 06/02/2000 through 08/31/01 8/18/00 Memo re Revisions to Confidential Corporate Tax Shelter Regulations 3/27/00 Facsimile from Deutsche Bank to J. Welles re 02/15/00 Confirmation signed by Perry Parker and Rick Pychewicz Northern Trust Company Change in Book and Market Value for Stobie Creek Investments 1/1/00 - 8/31/00 Northern Trust Company Transaction Detail by Category - P and I for Stobie Creek Investments 4/1/00 - 6/30/00 Northern Trust Company Asset Summary for Stobie Creek Investments LLC 6/30/00 Northern Trust Company Income and Expense Summary for Stobie Creek Investments LLC 1/1/00 - 6/30/00 9/11/00 facsimile from L. Goldstein to Walsh re: Jeff and Maud Welles 9/15/00 Estimated Taxes 5/10/00 facsimile from M. Aubry to Jeffrey Welles attaching payout schedule Accounting Table for Welles Family Members Allocation of LTCG on Currency Transaction (Sale of Therma-Tru Shares) 12/2/02 Key Bank to L. Goldstein re Therma-Tru/KT Holdings Escrow 8/31/00 IRS to Stobie Creek Investments LLC returning Form 8832 since it is unnecessary Frankel Handwritten Notes E-mail String dated 9/12/07 Intentionally Left Blank Levich Work Papers Cotter Ex. 5 Plaintiff's 6789-6791 Floyd Ex. 8 SCI 1-385 Floyd Ex. 10 Plaintiff's 2115-2119 Floyd Ex. 13 JFW 826-828 Floyd Ex. 18 Floyd Ex. 19 Floyd 3087-3139 DGWSR 512-526 Goldstein Ex. 8 Plaintiff's 6865 Ex. 509 Plaintiff's 2332-2333 Waterman Ex. 11 Plaintiff's 3103-3118 Waterman Ex. 12 SLK 9688-9720 Waterman Ex. 16 Plaintiff's 3063-3068 Plaintiff's 4817-4919 Plaintiff's 4657-4705 Plaintiff's 4716-4717 Plaintiff's 4729-4730 Plaintiff's 4925-4967 Plaintiff's 4725-4728 Plaintiff's 4737-4744 Plaintiff's 4750-4816 Plaintiff's 700-707 Floyd 2201 Frankel Ex. 6 Frankel Ex. 11 Levich Ex. 13

231 233 234 235 236 237 238 239 241 257 258 259 261 262 263 264 265 266 267 268 269 270 271 280 290 314 318

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Case 1:05-cv-00748-CCM
Exhibit B

Document 65-3

Filed 02/07/2008

Page 5 of 5

STOBIE CREEK v. UNITED STATES OF AMERICA PLAINTIFF'S EXHIBIT LIST

322 324 327 329 336 337 338 339 340 341 342 343 344 345 346 347 348 349 350 351 352 353 354 355 356 357 358 359 360 361

Spreadsheet re: Spot Rates for 1/2/98 through 12/29/00 Multiple sheets with handwritten notations, charts, tables 9/30/07 Levich letter to Bob Kolek enclosing invoice Article entitled, "The yen/dollar exchange rate in 1998" authored by Neil Cooper and James Talbot Starke Testimony in Jade Trading Starke Memo in Jade Trading - Tax analyst, Doc. Service, Doc 2005-20853 10/23/07 Robert Kolb Transcript 10/18/07 Stuart Smith Transcript, Signature & Errata Sheet 10/16/07 Jeffrey Frankel Transcript, Signature & Errata Sheet 10/17/07 Richard Levich Transcript, Signature & Errata Sheet 10/25/07 David DeRosa Minuscript 10/26/07 Ira Shepard Transcript, Signature & Errata Sheet 12/8/06 David Herpe Transcript, Errata & Signature Sheet 9/29/06 Stephen Bores Transcript 12/11/06 Virginia Jordan Minuscript 8/17/07 Virginia Jordan Minuscript 12/12/06 David K. Welles Jr. Transcript & Signature Sheet 7/24/07 David K Welles, Jr. Transcript, Signature & Errata Sheet 12/13/06 Peter Welles Transcript, Signature & Errata Sheet 7/19/07 Peter Welles Transcript, Minuscript & Signature Sheet 12/14/06 Christopher Welles Transcript 8/16/07 Christopher Welles Transcript 12/15/06 Jeffrey Welles Transcript, Signature & Errata Sheet 8/8/07 Jeffrey Welles Transcript 7/31/07 Georgia Welles Transcript & No Signature 7/31/07 Robert Floyd Transcript & Signature Sheet 8/2/07 Thomas Cotter Transcript 8/1/07 David Waterman Transcript Signature and Errata Sheet 8/7/07 Larry Goldstein Transcript 8/22/07 William Vogel Transcript

Levich Ex. 5 Levich Ex. 8 Levich Ex. 11

010796-101838

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