Free Motion for Summary Judgment - District Court of Federal Claims - federal

Case 1:05-cv-00999-MMS

Document 14-6

Filed 04/11/2006

Page 1 of 14

Exhibit D

%

Case 1:05-cv-00999-MMS

Document 14-6

Filed 04/11/2006

Page 2 of 14

KEITH A. TUCKER

W:,S REED
"_ Financial,

Chairman and Chief ExecutiveOfficer

Inc.
6300 LamarAvenue ShawneeMission,KS 66202 913-236-1915

April 9, 2002

CERTIFIED Internal Austin,

- RE_ Service

RECEIPT

Revenue

TX 73301-0002

Gentlemen: Enclosed please find the 2001 Form 1040, U.S. Individual for Keith A. Tucker and Laura B. Tucker. Should you have any questions, please let me know. Income Tax Return

Very truly yours,

Keith KAT:sj

A. Tucker

Enclosure

E _

_

._

Case 1:05-cv-00999-MMS _ Depa, t of the Treasury- Internal
U.S. mdividualincomeTax
J Yourfirstnameandinitial

Revenue Service

Document 14-6 ('_ _
Return.
J Lastname

If_

Filed 04/11/2006 4 J
_wfite , 2001, endin_

Page 3 of 14
or staple in this space.

_/

U"I'V
_r

_)U/_

Jan. l-Dec. 31, 2001, orother tax year be_inninl_

Label
!nSnset!_;_°_;)I UsethelRS

J.

IBA _a!in_etu;,

spouse's first name and initial

] _Cm_e_R

Otherwise, please pnnt

I.I 13831 TURTLE CREEK BLVD. I; Ic'ty:town st.re Z,P ,.yoo or ost p o.,ee and°ode
I-E have

l" I HOmeddress a (number street)" and lfy0uhave aP'o"bOx' page see 19'
UNIT 6H
see page 19.

r

Aptno

.......

A Impon:anu A
YOUmust enter
your SeN(s)above.

l
75219 You

a foreign

address,

°pr:::denti

' ,L

P _I_LI'J_'S _, 1

TX

Spouse

Election Campaign (See pajqe 19.)

Note. Checking "Yes" will not change your tax or reduce your refund. Do you, or your spouse if filin,q a joint return, want $3 to ,qo to this fund? ----4 Single Married Married , Head enter i _ filing filing joint return (even if only one had income) aboveEnter full nameS°Cialhere.Security spouse'Sand no. · person). (See page 19.)

.........

·

r_

Yes F-_

No

r--]

Yes F-_

N,,

Filing

Status

2
3 4

_
_

separate

return,

Check only one box. 5 6a

..----I

of household (with qualifying this child's name here. · widow/er If your return, / with dependent

If the qualifying

person

is a child but not your dependent.

Oualifyin_ Yourself.

child

(year spouse

died

·

). (See parle 19.) on his or her tax _ No. of boxes checked on 6a and 6b

Exemptions
c Dependents: (1) First name

parent (or someone else) do not check box 6a

can claim you as a dependent

2

121 Dependent's Last name social secudty number

( )D

pendents' to

relationship you

If morethan dependents, see page 20.

six

No. of your (4) _ " quat,fy,_g children on ,f " 6c who: childfor cN_ tax credit (see pa,_e 20) · lived with you · did not live with you due to divorce or separation (see page 20) Dependents on 6c not entered above Add numbers

d Total

number

of exemptions

claimed Form(s) W-2 . . SEE. STA-TF._JENT. _1........ ......... 7 8a

Income
Attach Forms W-2 and W.2G here. Also attach Form(s) 1099.R if tax was withheld. If you did not get a W-2, see page 21.

7
8a b 9 10 11 12 13 14 15a 16a

Wages, Taxable

salaries, interest.

tips, etc. Attach Attach Schedule

lines above entered on

·

8,882,
192

43 _

3.

T ax-oxemptinteres, Oon=inc,odeon,neea iiiiiiiiii
Ordinary Taxable Alimony Business Capital Other dividends. refunds, received income Attach credits, . Schedule or offsets B if required ....................... taxes of state and local income ..................................... Schedule C or C-EZ ..................... If not required, check or (loss). Attach Attach Attach
....

B if required

2.

iiiiiiiiiiiiilZ
9

, 973.

(see page 22)

. $1"_.

1e , t 1 12

574,882. 8,484.

gain or (loss). gains
l RA

Schedule Form
I ,1,a I

D if required.

here...

·

r--I

13 14

3,229,105. 1,308,832 10,734. -13,742<247.

or (losses).

4797
,

..........................
b Taxable amount ,see page 23)15b

Total

distributi(_l_s

Total Rental Farm

pensions real income

and annuities royalties,

· I 116a partnerships, Schedule S corporations, F ........................... trusts,

I b Taxable etc. Attach

amount Schedule

(see page 23) E .....

16b 17 18 19

Enclose, but do not attach, any payment. Also. 31easeuse Form 1040.V.

1 7 18 19 20a 21 22

estate,

or (loss). Attach compensation benefits ....

Unemployment Social Other Add IRA security income.

................................ I 20a J (see page 27) SEE for lines J b Taxable STATE_-__=NT amount l income · · · (see page 25)

20b 21 22

List type and amount in the far riqht

the amounts deduction loan MSA

column

7 throuqh 21. This is your total 23

-8,484. 456,712.

Adjusted Gross Income

23 24 25 26 27 28 29 30 31a 32 33

(see page 27) interest deduction. Attach deduction Attach

................... (see page 28) Form 3903 8853 ..........

Student Archer Moving One-half

24 25 26

iiiiiiiiiii!i_iiiill
!iiiiii:_iill i :i
:..:.:.:....: ....... : ::::..: : :.. :

............

expenses.

Form

............... Schedule SE .......

of self-employment health SEP,

tax. Attach

27 28 29 30 31a

Self-employed Self-employed Penalty Alimony Add lines Subtract

insurance SIMPLE,

deduction

(see page 30) ...... plans ..........

:.:.:%:::::.:

and qualified of savings SSN ·

on early paid

withdrawal b Recipient's 31a

..............

i iii i!i!ii ii',ii
::::::>h L

:% :.. x2L

23 through line 32 from Paperwork

.................................. gross income 72. ............. ·

32 33

line 22. This is your adjusted Reduction Act Notice,

456,712.
Fo_ 1040 (2001)

For Disclosure,
JSA 1A1210 3.000

Privacy

Act, and

see page

K98091

E299

04/08/2002

11:46:23

V01-5.1

484499

Tax and Credits
Standard Deduction for -

Form1040(20011 1:05-cv-00999-MMS & Case KE: _ A TUCKER
34 35a I I Amoum Check from line 33 (adjusted were if: L__J.You 65 or older,

LAURA B 14-6 Document TUCKER
........................... Blind', L_._J spouse L_

Filed 04/11/2006
was 65 or older, or L_.._l Blind. I I_ 35a ................... iiiiiiiiiiii::iiiii!

gross income

Addthe number of boxes checked b If you are married filing separately you were 36 37 38 Itemized Subtract a dual-status deductions line 36 from

above and enter the total here and your spouse itemizes deductions, here .............. deduction
, ,

_ii!_:;?_!::!_:/ili:::_i::!ii!::i!i !:!!:!:ilili;::;:

, Peop,e /

alien, see page 31 and check (from Schedule
· , ,

35b I---7: i!i iiiiiiiiiili
(see
..................

checked any box on line 35a or 35b or who can be claimed as a dependent, see page 31. · All others:

A) or your standard
.... o .......

left margin)

........

36 37
::::::::: :......

line 34 or less,

if line 34 is $99,725

multiply

$2,900

by the total

number

of exemptions ..................

claimed

on

:_iii;i;!_!i_ 38

line 6d. If line 34 is over 39 40 41 42 43 44 45 46 47 48 49 50 Taxable income. Subtract

$99,725,

see the worksheet

on page 32

532 , 862 . -76,150 . SEE STMT 3 NONE NONE NONE NONE

line 38 from

line 37. If line 38 is more than a [] Form(s) 8814 b D

line 37, enter Form 4972

-0..........

39 40 41

Tax (see page 33). Check if any tax is from Alternative Add lines Foreign Credit Credit minimum 40 and 41 tax credit. for child tax (see
· · · · *

Single, $4,550 Head of household, $6,650 Married filing jointly or Qualifying widow(or), $7,600 Married filing separately, $3,800

page
· ·

34). Attach
* · ·

Form 6251

....................
· , ·

Attach

Form

1116 if req care

o

...........

ired Attach Form R 2441 . .

141
3 44 45 46 47

,

o

,

°

,

,

o ......

_1_

...................
::::: :....
.............

42

and dependent

expenses. Attach

:ii::ii!i!i!!ili:: !:?::i:i?!!!!_ :_:_:!'i:i:!:i:i:i iiiiii:ji::iiii!ii!::i
:.::::::::::::;::::: ..................

for the elderly credits.

or the disabled. Form 8863

Schedule

........

· Education Rate

Attach

reduction

credit.

See the worksheet

on page 36

·

°

·

·

,

,

o

·

,

_iiiii:iii_i:_:

Adoption Other C []

cred t Attach

Form a _ dI

8839

................. b [--'7 Form 8396

49 ii!iiiii!!iiiiiii_iiii!il 50

credits from: Form 8801 43 through line 51 fr0m

Form 3800 I Form (specify) are your total

:::.:.:.:::::.:.:.::

_:i:i:i:!:_:!:_:_:_: il;ii::iiii_i_i_::;ii::i 51

51 52 53

Add lines Subtract

50. These

credits

....................... I_

line 42. If line 51 is more than line 42, enter -0 ............... Schedule SE ............................. not reported tax-favored W-2 to employer. accounts. ..................... Attach Attach Form 4137 .....

52 53 54 . 55 56 57

NONE

Self-employment Social security

tax. Attach and Medicare plans, income

Other Taxes

s4 5s
56 57 58

tax on tip income IRAs, payments Attach and other from

Tax on qualified Advance Household earned

including credit taxes.

Form

5329 if required

Form(s) H

employment

Schedule tax W-2

......................... I_ 59 2000 return 60 61a

Add lines 52 through Federal 2001 income

57. This is your total from Forms

......................... and 1099 from

58

NONE

Payments
If you have a qualifying iL

ss
60

tax withheld tax payments credit (EIC) income

estimated income

and amount .....................

applied

244,816.:iiiii!!ii
iii!i::ii!iiiiii::iii:: ;::::::::::::::::::: :i:!:i:!:i:!:i:i:i:i i!i_i! ......... i!iiiii!!iii:i :::::::::::::::::;:::::::

61 a Earned

b Nontaxable

earned

61 b

iiiiii!iiii iiiiii
62 ..... 63 64 65 ........... you overpaid .... bType: [--'-] Checking r-_ Savings I_

child, attach j Sche_lule E1C.

62 63 64 65 66

..... Excess social security and RRTA tax withheld (see page 51) Additional child tax credit. Attach Form 8812 ............

Amount paid with request for extension to file (see pa_e 51) ..... Other payments. Check if from a [] Form 2439 bL_.J Form 4136 Add lines 59, 60, 61a, than and 62 throuqh line 58, subtract refunded 65. These are your total payments

66 67 68a

244,816.

Refund

67

If line 66 is more

line 58 from to you

line 66. This is the amount

2 4 4,816.
24 4
'

Direct 68a Amount deposit? See page51 and b" b Routing fill in 68b, 68c, and 68d. Jl_ d Account 69 Amount Amount Estimated

of line 67 you want number number [082000073

......................... lilac

816

_89203828
to your 2002 estimated tax Jl_ J 69 J line 66 from

I
line 58. For details on how to _ay, see page 52 ..... ....... I 71 I I1_ NONE L__JYes.

!i!iiiiiiiiiiiij i'
!:ii!iiiiiiiiiiiii i 70 iiiii!iiiiiiiiiii!iiiii::;i!iiii::i!i!i!i!i:i:i!!!: the following.
Personal idendrc.ation

of line 67 you want applied you owe. Subtract

Amount
You Third Owe

70 71

tax penal v. Also include on line 70 person to discuss

::: I' '[No

Party

bo you want to allow another
Designee's

this return

with the lRS (see page 53)?
Phone

Complete

Designee

Sign Here
See page 19. Joint return? Keep a copy for your reco.rds. Paid Preparer's Use Only
JSA 1A1220 3.000

Under penalties of perjury I declare that I have examined this return and accompanying schedules and statements, and to the best of my knowledge and belief, they are true, correct, and complete. Declaration of preparer (other tt an taxpayer) is based on all information of which preparer has any knowledge Your signature Date Your occupation |Dayt me phone number _, _-pouse's signature. If a joint return, both must sign. Date

repare s
signature _ Firm'sname(or

TIM O_
" " __,.7" _ ....

KPMG
"_

LLP
_VE, Nr3"E

._._ "_

_ -

'_'' _.,,/. O ],_ ___--__

__

yourSaddressif ZIP code self-employed),and_'_

J-_-D.bb,bZU/___.[ ._ _ EIN _

NEW

YORK

:NY

10154-0102
Form 1040 (2001)

K98091

E299

04/08/2002

11:46"23

V01-5.1

484499

Case 2210 1:05-cv-00999-MMS Estimated
Namer, s) shown on tax return

Document 14-6 Underpayment Filed 04/11/2006 of Tax by Individuals, Estates, and Trusts
I_ See separate instructions.

Page 5 of 14
I OMB No. Attachment Sequence 1545-0i40 No. 0

I_ Attach to Form 1040 T 1040A_ 1040NR r 1040NR.EZ r or 1041. KEITH A TUCKER & LAURA B TUCKER The IRS will figure any penalty line of your
I

6

In most cases, amount from

you do not need to file Form 2210.

you owe and send you a bill. File For your penalty. Enter the

if one or more boxes in Part I apply to you. If you do not need to file Form Part II1_line 21 r or Part IV_ line 37 F on the penalty

2210, you still may use it to figure

return_ but do not attach Form 2210. may 2210 Form be able to with your 2210): penalty. See Waiver of Penalty on ower or eliminate tax return. If ld your below

Reasons for Filing - If la, lb, or lc below applies to you, you penalty. But you must check the boxes that apply and file Form applies to you, check that box and file Form 2210 with your tax return. 1 Check a D whichever You page request boxes apply (if none apply, In certain see the text above Part I and do not file the IRS will waive

a waiver.

circumstances,

all or part of the

2 of the instructions. annualized income income required installment installments. from instead method. wages of If your income varied during the year, you treat due this method may reduce the

You use the amount You had

of one or more Federal

See page 5 of the instructions. and, for estimated amounts on tax purposes, the payment the withheld See the tax as paid on instructions for in equal dates.

tax withheld withheld,

dCUYour
IIt_3"_JJll 2 3 4 5 6 7 8 9 10 11 12 13

the dates it was actually ine 23 on page 3.

2000

required annual payment (line 14 below) or 2001 but not for both years. Annual Payment

is based

on your

2000

tax and you filed

or are filing

a joint

return

for either

Required

Enter your 2001 Other taxes Earned Additional Credit

tax after credits

(see page 2 of the instructions) .................................

..................... I

(see page 2 of the instructions) credit ..............................
· , · = o · · ......

Add lines 2 and 3 ............................................... income child tax credit

,

,

,

, ,

o ,

.......

for Federal

tax paid on fuels ....................... line 8 from include line 4 ................................. I 10 I tax payments stop here;
= . . . · .......

Add lines 5, 6. and 7 ............................................. Current year tax. Subtract Multiply line 9 by 90% (.90) taxes. Do not Withholding instructions) .......................... any estimated $1,000,
, , , o ,

NONE 3 of the 244,816. Do not
......

on this line (see page the penalty.
, , . , ° , ,

.................................................. from
· . o ,

Subtract line 11 file Form 2210

line 9. If less than
, , , , . . , . , ·

you do not owe
° , . .

Enter the tax shown shown $75.000). on that return Caution: annual

on your 2000 is more than

tax return $150,000,

(110%

of that amount filing

if the adjusted

gross income more
, . , .....

or, if married
...........

separately
, . , . . .

for 2001,
, . . .

than

See page

3 of the instructions

14

Required

payment.

Enter the smaller

of line 10 or line 13 ..................... box ld above. 3 of the instructions I, skip .......... this part
.......

If line 11 is equal to or more than Do not file Form 2210 Short 15 16 17 18 Method you checked Enter the amount, Add lines Total (Caution: box lb if any, from

line 14, stop here; you do not owe the penalty. page to find out if you 15 you made
° ....... . . .

unless yotu checked See or lc in Part

can use the short

method./f

and

go to Part/V.) :::::::::::::::..................
i:i:[:i:i:i:i:i:

line 11 above

Enter the total amount, 15 and 16
·

if any, of estimated
· · ....... . .

tax payments
. . . = · o .

16
= . ° o . , . o . , . ° o ° o

................. _:ii_iiii::ii_iii 17

underpayment

for

year,

Subtract Form 2210

line

17

from

line

14.

If zero

or less,

stop

here;

you

do 18

not owe the penalty. 19 20 · · Multiply September line

Do not file

unless you

checked

box ld above ............. for relief due to the

18 by .04397 11, 2001, terrorist

(see page attacks)

3 of the

instructions enter

if you are eligible -0-.

................................... 4/15/02, X make the following X on computation .00016 1041, ........... line 71; Form do I_ line 26. but .......... to find the

19

If the amount

on line 18 was paid on or after 4/15/02, paid before Amount on line 18

·::.:.:.:.:+:

................

If the amount on line 18 was amount to enter on line 20.

Number of days paid before4/15/02 the result here and 1040NR-EZ, I ne 26; instructions,

i_i_;_:!_i_i_:_ ::::::::::::::.: :............... ::::: : 20

21

Penalty. 1040A,

Subtract line 46;

line Form

20

from

line

19.

Enter Form

Form

1040,

1040NR, Act Notice,

line 69;

or Form

not file Form 2210 unless For Paperwork Reduction

you checked

one or more of the boxes

in Part I above

21
Form 2210 (20o1_

see page 6 of separate

JSA 1X4010 2.000

K98091

E299

04/08/2002

11:46:23

V01-5.1

484499

Form2210

(2001)

KEIT A TUCKER & Case 1:05-cv-00999-MMS Regular Method (See page

LAURA

B TUCKER Document 14-6 instructions

Filed 04/11/2006
Form 1040NR Due Dates (c) 9/24/01 (d) 1/15/02 or 1040NR-EZ.) Payment

Page2

Part

IV

3 of the
;::::::::'::i::::'::

if you are filing

Section 22

A - Figure

Your

Underpayment

!ii_iiii:iiiiii_i_: .................... (a) :!;i:_:i!i:i{i:i!;;! ::::::::::::'::::::::: 4/15/01

(b) 6/15/01

23

Required installments. If box lb applies, enter the amounts from Schedule At, line 25. Otherw_se, enter 25% (,25)of line 14, Form 2210, in each column ................. Estimated tax paid and tax withheld (see page 3 of the instructions). For column (a) only, also enter the amount from line 23 on line 27. If line 23 is equal to or more than line 22 for all payment periods, stop here; you do not owe the penalty. Do not file Form 2210 unless you checked a box in Part I · . . o . · o . · · · Complete lines 24 through 30 of one column before going to the next column. Enter amount, if any, from line 30 of previous column
· ° · · ° · . · o · ° . · ° · ....

22

23

24

24 25 26 27

25 26 27

Add lines 23 and 24 ............. Add amounts on lines 28 and 29 of the previous column · · .... o · · · ° · o . · Subtract line 26 from line 25. If zero or less, enter -0-. For column (a) only, enter the amount from line 23 · · · · . · . ° .... · · o . · If the amount on line 27 is zero, subtract line 25 from line 26. Otherwise, enter-0. .....

28

28

29

30

Underpayment. If line 22 is equal to or more than line 27, subtract line 27 from line 22. Then go to line 24 of next column. Otherwise, go to line 30 Overpayment. If line 27 is more than line 22, subtract line 22 from line 27. Then go to line 24 of next column B - Figure the Penalty (Complete

29 30 lines 31 through 36 of one column before going to the next

_;ii!ii;i_ii_iii;F_[!!!i;i_i:;_i:i_;:_i;_;F_; column.)

ii!iii!iiii!i!i!!iii;iiiiiii iii

Section

April 16, 2001 - June 30, 2001 31
O. 32

Numberofdays from the date shownabove line 31 to the date the amountonline29 was paidor 6/30/01, whicheveris earlier
Underpayment on line X 29 Number days of 31 X .08 (see page 4 of the instructions) on line 365 · o · .

iiiiiiiiiiiiiiiiiiiii31 $Days:4115101 32

$Days: /15/01 6

i_i___iii !i iii ill !!i!

July 1, 2001 - December 31, 2001
o_ "o o ,= ® oJ

iiiiiiiiiiiiiiii" 6/30/01
Days: 33 Days:

6/30/01 Days:9124101 i ii ii

33

Numberofdaysfrom the dateshownabove line 33 to the date the amountonline 29.was paidor 12/31/01, whicheveris earlier ....

ii!iii!iiiiiiiiiiiiiiliiii:!!ii;i.ifi._il i_::_:ilil.iii;ii!!iiii i_.i]
{_i!i_i!!fi!i_!_:_:_:_.i_!:_:_`_:`_!_:::_i_:_(_::_):_i_i_:_i

34

Underpayment

on line

29 X

Number days 365 line on

of 33 X .07 _.

(see page 5 of the instructions)

34

$ 12/31/01 Days:

$ 12/31/01 Days: Days: 12/31/01

January
0

1, 2002 - April 15, 2002

iiiiiiiiiii

.iiii!ii!!i_!!!_!!!!ii!ii:!_!ii:i2: !i!.ii::i):bi_:2_if:il !i!:ii_!ii!._i::" :

1/1 5/02 Days:

=o

35

Number of daysfrom the date shownabove line 35 to the date the amounton line29 was paidor 4/15/02, whicheveris earlier ....
.06 ]1_

35

36

Un,_erpayment

on line

29 X

Numberof days 365 on line 35 X

(see page 5 the instructions) of

36

$ Enter the total here and on Form 1040, 26; or Form 1041, I I

$

37

PENALTY. Add all amounts

on lines 32, 34, and 36 in all columns.

line 71; Form 1040A, line 46; Form 1040NR, line 69; Form 1040NR-EZ, line line 26. but do not file Form 2210 unless you checked one or more of the boxes in Part I

$ Form2210

NONE (2001)

JSA lX4020 2.000

K98091

E299

04/08/2002

11:46"23

V01-5.1

484499

SCHEDULES (Form
Department Internal

Case 1:05-cv-00999-MMS Document 14-6 A&B Schedule A -Itemized
I
Treasury Service 99) I

Filed 04/11/2006 Deductions
for Schedules A and B

Page 7 of 14
I

OMB

No.

1545-0074

1040)
of the Revenue

(Schedule _ Attach to Form 1040. I_See

B is on back)

I

®01

Instructions

Name(s) shown on Form 1040 KEITH A TUCKER
Caution.

07

Your social security number &
Do

LAURA
not include

B
expenses

TUCKER
reimbursed or paid by others. !i!iii!i!iii'i :::::.-:%,: !!i_i:_ii!i,i!i: :,::::::L:.: :.

Medical and Dental Expenses
Taxes Paid (See page A-2.) You

1 2 3
4 5 6 7 8

Medical and dental expenses (see page A-2)
line 34 .........

. . .

_ 1 3

Multiply line 2 above by 7.5% (.075)

,.+:.:.:....:

Subtract line 3 from line 1. If line 3 is more than line 1, enter -0State and local income taxes ..... Real estate taxes (see page A-2) Personal property taxes S._..4 ............. __ ..... 5 6 ,. 7 .....
......... ,.

4 2 0,8 6,4 3 1. 3 3.
,........... ..:.:.:.:,:.:,:: :::::::::::::::: .........., ., .........., ...; ...., ..,,,......... ..i_iiii!;:_ii.

.................

Other taxes. List type and amount I_ Add lines 5 through 8

iiii::!::i!i!i::i:i 8

iiiiiiiiiiiij
9 27,264.

Interest

You Paid
(See page A-3.)

10 11

Home mortgage interest and points reportedto you on Form1098
Home to and the mortgage person that interest from person's not reported you bought to you the no., on Form 1098. see address page _. If paid A-3

whom name,

home, and

..... :::::::::::::::: ........,. .:.:.:,:.::.:: :::::::::::::::: :::::::::::::::: .:.:.::.:.:,:._ :+:,:+:.:.:, .............

10

i!il;iiiiiii;i!i
::i:i;_:i:i:!:,:: .......... ,.........., .:.:.:.:.:.:+: ......., .::,:+::.::

show

identifying

iiiiiiiiiiiiiiii
i_!!iiiiiii!ii_
:::::::::::::::: ::::::::::::::::

!iiiiiiiiiiiiil jiiiiiiiiiiiiii!
i:_:i:i?i:!:i: :i:!:i?_?i:!

Note. Personal interest is not deductible.

11 12 13 14 Points not reported to you on Form 1098. See page A-3 for special rules ..................... Investment interest. Attach page A-3.) .... Form 4952 if required. (See N.T..4 ...... 13 381,190. SEE..S.TA.T.._. 12

i!iiiiiiiiiiii!i ;;ii;iiiiiiii!i
;:::::::::::::::

iiiiiiiiiiiiiii! i!i_iiiiiiiii!il _...,,......,,
::::;::::::::::: :....+....:...

Gifts Charity

to

18

Add lines 10 through 13 .................................... Gifts by cash or check. If you made any gift of $250 or more, see pageA-4 . .S.E.E..S.T.AT..E.___.
or check. If any gift of

14 .iii::ii::::iiii::ii! ................ 15 ..... _:i:_:i:_:_ 27,055.
iiiiiiiiiiii

........ i!i!i!iiii!iiill i_;i;iiiiiiiii;! ::::::::::::::::::::::::::
................. :::::::;:::::::::

381,190.

N.T..4...
$250 or more .....

If you made a gift and got a benefit for it, see pageA-4. Casualty Theft and Losses

16 17 18 19 20

Other

than

by

cash

see page A-4. You must attach Form 8283 if over $500 . . Car_over from prior year ................. Add lines 15 throu,qh 17 ................................... Casualty or theft Ioss(es). Attach Form 4684. (See pa,qeA.5.) Unreimbursed employee expenses -job travel, union dues, job education, etc. You must attach Form 2106

16 17

i!::iiii::i::::ii::ii ii::iii::iiiii!!i! 18 27,055.

Job Expenses and Most Other Miscellaneous Deductions

· . ............... ::::::::::::::

19 ::::::::::::::.:

iiiiiiiiiiiiiiii .:.:.:.:.:+:.:
:>:-:':+:<' .:.:.:.:.:.:.:.: ......... ................ ................ i_i!i_i!i_iiiii!i

!iiii_ii!!iiii_i :::::::;::::::
iii!i_!!ii!iiiii :.:.:+:+:+ .......... ................ ............ ...,.........

or 2106.F_.Z if required. (See page A.5.) I_

i_iii_i!i_i_iii_i
:...-.......... :::::::::::::::::

ii!iiiiiiiiiiiii
.:.:.:.:.:.:+: ::::::::::::::::

2O 21 (See page A-5 for expenses to deduct here.) 22 Tax preparation fees ................... Other expenses- investment, safe deposit type and amount I_ S_..E STATE_-_NT Add lines 20 through 22... Enter amountfromForm 1040. line 34 ...... 124 I ...... ,_ _ 4"5"6",'7"1"2'." box, etc. List 4
i

21
:!:i:i:i:i:!!!:i:

ii::i::iiiiiiili::i iiiiii!iiii;i!iii 22 23

:+:.:.:.:,:.:.: .:,:.:.:.:,:.:.:, ...........

iiiiiiiiiii_i!ii! 116,200. 116,200. 9,134.
:;!iiiiiii!i_i!i! !i?i!!ii!i_i!iill :.:.:+:.:.:,:,

23 24 25 26 Other Miscellaneous Deductions Total Itemized
r)_Hi mPtinnc=

:_;i_iil;!iiiiill
25

!i!iiiiii!}!i!ili iil;iii;i_i!i;
'::::::;:::::.:

Multiply line 24 above by 2% (.02)

............ 1_

_iii!!iiiiiilil 26
.:.:+:.:.:. ,.,,.....,....,. :::::::::.::::: ,_........ .....:,........ ....:..,. :.::,:.::::.:.

Subtract line 25 from line 23. if line 25 is more than line 23, enter -0Other- from list on page A'6. List type and amount

107,066.

27

27 28 Is Form 1040, line 34, over $132,950 (over $66,475 if married filing Separately)? r-l [] No. Your deduction is not limited. Add the amounts in the far right column}
]1_ 28

for lines 4 through 27. Also, enter this amount on Form 1040, line 36 ...._2" Yes, Your deduction may be limited. See page A-6 for the amount to enter. J

532,862.

STMT
.if:
Schedule A (Form 1040)

5
2001

For Paperwork Reduction Act Notice, see Form 1040 instructions.
JSA 1A1400 2.000

K98091

E299

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484499

Schedules Name(s)

A&B (Form t040 t shown on Form

Case 1:05-cv-00999-MMS j
A TUCKER & LAURA B

Document 14-6
TUCKER

Filed 04/11/2006

1040. Do not enter name and social security number if shown on other side. You

PageNo, 1545-0074 8 of 14 JMB

Paqe 2

KEITH

Schedule
Part l Interest
(See page B-1 and the instructions for Form 1040, line 8a.)

B - Interest and Ordinary Dividends

Attach ment Sequence No. 0 8

List name of payer. If any interest is from a seller-financed mortgage and the buyer used the property as a personal residence, see page B-1 and list this interest first. Also, show that buyer's social security number and address I_ AICPA' S INSURANCE TRUST UMB BANK BANK OF AMERICA ALPINE BANK BYNUM, LLC (#51-0407181)-CORDILLRRA, BYNUM, LLC (#51-0407381)-CORDIL_RRA, SLIGO (2000) COMPANY INC. WARD FINANCIAL CORP CORDILLERA, CORDILLERA LLC 2001 LONG TERM TRUST LP LLC I

Amount

73. 115. 17. 907. 378. 383. 110,671. 42,940. 38. 37,451.

Note. If you received a Form 1099-1NT, Form 1099-OID, or substitute statement from a brokerage firm, list the firm's name as the payer and enter the total interest shown on that form.

I

2 3

Add the amounts on line 1 · . . ...... . . . o , , , , , ° , · Excludable interest on series EE and I U.S. savings bonds

·

·

.

o

.

.

·

°

.

,

.

,

2 3 4 J J

192

, 973.

issued after 1989 I_ 192,973. Amount 4,951. 1,491. 152. 151.
J

from Form 8815, line 14. You must attach Form 8815 ................. Subtract line 3 from line 2. Enter the result here and on Form 1040, line 8a .... Note, If line 4 is over $400, you must complete Part II1.

Part II Ordinary Dividends
(See page B-1 and the instructions for Form 1040, line 9.)

5

List name of payer. Include only ordinary dividends. If you received any capital gain distributions, see the instructions for Form 1040, line 13 !_ WADDELL & REED FINANCIAL-CLASS A WADDELL & REED ADVISORS CASH MNGMT A BYNUM, LLC (#51-0407181)-CORDILLRRA, LP nLC BYNUM, LLC (#51-0407181)-CORDILLERA, SLIGO (2000) COMPANY INC. WARD FINANCIAL CORP CORDILLERA, CORDILLERA LLC 2001 LONG TERM TRUST

40,188. 511,609. 15. 16,325.

Note. If you received a Form 1099-DW or substitute statement from a brokerage firm, list the firm's name as the payer and enter the ordinary dividends shown on that form.

51

t
I

r

6 Add the amounts on line 5. Enter the total here and on Form 1040, Jine9 ..... Note. If line 6 is over $400, you must complete Part III.

i_

6J

574,882.

Part III Foreign Accounts and Trusts
(See pageB-2.)
JSA For Paperwork
1A1600 Z.000

You must complete this part if you (a) had over $400 of taxable interest or ordinary dividends; (b) had a foreign account; or (c) received a distribution from, or were a grantor of, or a transferor to. a foreign trust. 7a At any time during 2001, did you have an interest in or a signature or other authority over a financial account in a foreign country, such as a bank account, securities account, or other financia account? See page B-2 for exceptions and filing requirements for Form TD F 90-22.1 ......... b If "Yes," enter the name of the foreign country I_ 8 During 2001,
Act Notice,

Yes

No

X

did you receive a distribution
see Form 1040 instructions.

from, or were you the grantor of, or transferor to. a X
Schedule B (Form 1040) 2001

foreign trust? If "Yes," you may have to file Form 3520. See page B-2 ...................
Reduction

K98091

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484499

SCHEDULE (Form
Department Internal Name(sl

D

Case 1:05-cv-00999-MMS Capital Gains and Losses Document 14-6 Filed 04/11/2006
I_ Attach
(99) Form 1040

Page 9 of 14
OMB

No.

1545-0074

1040)
of the Revenue shown Treasury Service on

to Form

1040.

I_ See Instructions

for Schedule

D (Form

1040),

£@01
Attachment Sequence No,

I_ Use Schedule

D-1 to list additional

transactions

for lines 1 and 8,

12

KEITH I[t_EEu]III

A

TUCKER

&

LAURA Gains

B

TUCKER - Assets
(c) yr.) (Mo., Date day,

Short-Term
(a) Description 100

Capital
of property sh. XYZ Co.)

and Losses
acquired(b) Date (Mo., day,

Held
sold yr.)

One
Sales page

Year
price D-5 of

or Less
(e) Cost or (see page other basis D-5 of the (f) Gain or (e) (loss) from (d) Subtract

(d) i(see I the

ii_;izi_i_!i_,_i:,!i!!i!:i';:iii!
:.:::..,:,:...::..:,:, :,:, .,::.;,.7:-:,:.._:_...:w

(Example:

instructions)

instructions)

i}3:;!_:_ii;i:::_i::! _:::i::i_:ili?:i!i;_ii_i_!!!i i ;::_i!ili!i;

_!;!{_i i!;i!_i_i;!iiiiiii;¢ii !i:_:: :::i:i;i!{_ii!! i!;;i!!_ii/X!::ii'!_% i!3i('iii_;!;;iil;i'i
· .....:.........:::::::::::::::::::::: ::.::.: :-.:..:.. : : :..: ..::.::: >..._:...... ·::../...... ::::::::::::::::::::::::::::::::::

iiii!%Y/;iiiii!:iil;ii!!iiii

!;_ ;_ }ili:i} ii:i::!: _ : s,,ii_iiiiii!ii_iii!i;i; '
2 3 4 5 Enter Total your short-term D-l, totals, price if any, from 2 amounts, ............. and short-term partnerships, 3 gain or (loss) from S corporations, Forms 4684, and trusts _E]i: _T_T. the amount, if any, from line 8 of your ........................... lines 1 through 6 in column Than
price D-5 of

}/}i. ili:/!;ii iiii iii ! i;
i ii ii
t.i:.S .: " · F: :h ':':::::

Schedule

line 2 .................... sales

short-term

Add lines 1 and 2 in column (d) Short-term 6781, from 6 and gain from Form 6252 gain K-1 or (loss) from

ii I
::...:.::: · .:.: .:: :..::::

8824 ........................................ estates, ............................ Enter Worksheet 6.

Net short-term Schedule(s)

5

-97,020.

ii!i:i:iii:i: i't ,'_:_ii·_!i::i_ ii;_!iiiiiii:i_i: :.i:::::i}ii:! i:!:i}::!
:::: .: .: : · '.. :.': '::':(.:'::':::i::

Short-term 2000 Capital

capital Loss

loss carryover. Carryover

6
(f).. One ..... Year
other basis D-5 of the

(

)
-97,020.

!i .
:i_i!i:ili:iii_!i:i.:_::_;: ::;.;/_i,i!U!
(g) 28% (see rate instr gain below) or

7

Net short-term Long-Term
(a) Description 100

capital

gain or (loss), Combine Gains and Losses
(b) Date acquired (Mo., day,

7

I==_T_=III

Capital
of property sh. XYZ Co.)

Assets

Held More
(d) (see the Sales page

(Example:

yr.)

(c) Date sold (Mo., day, yr.)

(e) Cost or (see page

(f)

Gain

or (e)

(loss) from (d)

instructions)

instructions)

Subtract

(loss)*

8

9

Enter your Schedule

long-term D-l,

totals,

if any, from .. ............

_ 9 10 gain 6781, from Forms
·

ii

line 9 .......

10 11 12

Total lines 8 and 9 in column (d) .............. long-term sales price amounts· Add Gain Net from from Form 4797, Part from I; long-term Forms 4684, long-term gain or (loss) and 8824

iiil 2439
, , ....

iliii
!!!i:q

/_qii!i_ _
.

and

6252;
· · · ,

and
o · · · ,

11

long-term

gain or (loss) from

partnerships,

S corporations,

estates,

and trusts s_.._.STA_¢. "/ 12 13 if 3,326,125.

Schedule(s)K.1

............................ See page Capital D.I of the instructions ................. in both columns

13 14

Capital

gain distributions. capital

Long-term any, from

loss carryover.

Enter

(f) and (g) the amount, .............

line 13 of your 2000 lines 8 through

Loss Carryover

Worksheet

14
15

)(
............ 3,326,125. instructions) Schedule :: and up to 50% of

)

15 16

Combine

14 in column

(g) .......................... Combine lines gains 8 through and 14 in column (f) .... on page

Net long-term capital gain or (loss). Next: Go to Part III on the back. rate gain or loss includes small Act Notice,

16 D-6 of the

* 28%

all "collectibies business stock see Form

losses" (as defined t.

the eligible

gain on qualified Reduction

(see page D-4 of the instructions 1040 instructions.

For Paperwork
JSA 1A2015 3.000

D (Form

1040) 2001

K98093.

g299

04/08/2002

].3.:46:23

V03.-5,3.

484499

IIt, RR|IIII 17

ScheduleD{Form1040)" KEITH A TUCKER Case 1:05-cv-00999-MMS Taxable G_.n or Deductible Loss
Combine Form Next: lines 7 and 16 and enter line 13. and complete the result. Form 1040, · · 18

& LAURA B TUCKER Document 14-6 Filed 04/11/2006 If a loss, go to line 18. If a gain, enter the gain on line 39 ...................... than zero, complete

P
17

f 14

Page2

1040 through

.:+.....

3,229,105.

If both lines 16 and 17 are gains and Form Part IV below. Otherwise, skip the rest of Schedule here and on Form filing separately,

1040, line 39, is more Form 1040.

iiiil;i:i:
:::,:-::: i:i:!.!:i. ,::::::::: iiii;'!!!' :i:::!:<

D and complete

If line 17 is a loss, enter (b) ($3,000) Next: · (or, if married

1040, line 13. the smaller ($1,500)). Then complete

of (a) that loss or Form 1040 through line 37 . . .

!i!i_iiii: 18 ) iiiiii!ii! iiiil;iiii!_i_i;iiiii_!ii_;!:;i_i::i:::_,i. ,::_:-_2
i:!:!i!_!!: . _ .............

If the loss on line 17 is more than zero skip Part skip Part IV below IV below on page D-6 of the instructions

than the loss on line 18 or if Form and complete before and complete Capital J 19 complete the worksheet Otherwise, on J I the Capital Loss completing

1040,

line 37, is less Worksheet

Carryover 1040.

the rest of Form 1040.

,,,,,..-... ..., ::i:i:_:_:[::::,-....,.:

,, ...

.... " " i" ,

.... . ..:.::. x:-:

· Otherwise, II=_i'i|Lvl 19 Tax

the rest of Form Gains Rates

:i:i:i'i:i:!.!:_:_:i:_'i? .: ............ . .

Computation unrecaptured

Usin_l section

Maximum

Enter your

1250 gain, on

!::;i:::!:i:!:i:::

if any, from line 17 of the worksheet page D-7 of the instructions ...........

iiiiiiiiiUiiii!!
!ii!!i_i!iiiiii!i! ili!ii;;ili_i;ii:;

If line 15 or line 19 is more than zero, page D-9 of the instructions 22, 29, and 40 below, go to line 20. 20 21 22 Enter your taxable income from Form D .................... investment interest on Form 4952, line 22 from line 23 from to figure

_iii_iiiiiii;iiii! iiiii!ii!iiiiiiiii _iii!iii!i_ii!_iil
:i:!:i:i:i:i:i:_:_ _:i:i:[:_:[:i:[:_:

the amount

to enter on lines

and skip all other lines below.

1040, line 39 ............. "J 21

20_
·,, .,........ ::::::::::::::::::

Enter the smaller Schedule expense from

of line 16 or line 17 of

If you are deducting Form 4952,

enter the amount enter-0. 22

line 4e. Otherwise,

I
, ........... . ........... .2_ ....... skip lines

J

:iiii;iiiiiiii;iiii
'i!iiiii_2!??iii!il ::::::::::::::::::

iiiiiiiii!iii!iiii
i_ii!iii!_iii_iiii

23 24 25 26

Subtract Subtract

line 21. If zero or less, enter-0line 20. If zero or less, enter-0-

23 24 whichever applies

Figure the tax on the amount Enter the smaller of: ® The amount · $45,200 $36,250 $27.050 $22.600 on line 20 or

on line 24. Use the Tax Table or Tax Rate Schedules,

if married

filing jointly

or qualifying

widow(er);

if head of household; or if single: if married filing separately than line 24, go to line 27. Otherwise,

26

If line 26 is greater 27 through 27 28 29 30 31 32 33

33 and go to line 34. from line 24.." ....................... -0- and go to line 34 . . 27 ..... 28

Enter the amount Subtract

line 27 from

line 26. If zero or less, enter

line 7 of the worksheet on page D-8 ...... Enter your qualified 5-year gain, if any, from Enter the smaller of line 28 or line 29 ..................... Multiply Subtract Multiply line 30 by 8% (.08) line 30 from line 28 ......................................... .........................

29

I

I

!i!

I 32

J
i

line 32 by 10% (.10)

........................................ skip lines 34 through 37 and go to line 38. J 34 enter-0-) ......... I 35 36

If the amounts 34 35 36 37 38 39 40 Enter the smaller

on lines 23 and 28 are the same, of line 20 or line 23 ....................

Enter the line 35 from line 34 ......................... blank, amount from line 28 (if line 28 is Subtract Multiply Add Figure line 36 by 20% (.20) the tax on the amount lines 25, 31, 33, and 37

....................................... ........................................ on line 20. Use the Tax Table capital
, · · . ,

or Tax Rate Schedules,

whichever

applies

Tax on all taxable income (including and on Form 1040. line 40 · o . .

gains). Enter the smaller
...............

of line 38 or line 39 here
, · . , · , ........... Schedule D (Form 1040) 2001

JSA IA2020

2.000

K98091

E299

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V01-5.1

484499

SCHEDULE (Form

Case 1:05-cv-00999-MMS E
I
I1_Attach to Form

Supplemental
(From rental real S corporations, 1040 or Form 1041.

Document 14-6
estate, estates,

Income
royalties, trusts,

Filed 04/11/2006
and Loss
partnerships, REMICs, etc.) for Schedule E (Form

Page 11 of 14

OMB o, 545-0074 N 1

1040)

(D01

Department of the Treasury I ntemal Revenue Service (99)1 Name(s) shown on return

II_See

Instructions

1040).

Attachment Sequence No

13

Your social security number

KEITH

A

TUCKER

&

LAURA
page E-l).

B

TUCKER
Note. 4835 For listed If you are Jn the business 2. line 39. real estate you property family A Yes No of renting personal property rental income or loss from estate property: Form 2 on page each on

Income or Loss From Rental Real Estate and Royalties
Schedule 1 A Show the C or C-EZ (see and location Report farm rental real kind of each

rental line

1, did

or your

B

use it during the tax year for personal purposes for more than the greater of: · 14 days or days rented at · 10% of the total fair rental value? page E-1.)

C

B C Totals

(See

Income:
3 _eived Rents received ........... ......... 3 4

Properties

A

B

c

(Add

columns

A, B, and C.)

4

Expenses:
5 6 7 8 9 10 11 12 Advertising Auto ............ (see page E-2) ..... . . . 5 6 7 8 9 fees . . 10 11 and travel

_iiiiiiiiiiiiiii!i!i iiii!iiiiiiiii_i_ili
:.:,:,:.:,:+:.:...

Cleaning

and maintenance ........... ............ professional .........

ii !!iiiiiiiii}iiiil
:i!iii!i_i!iiii![ii_ .ili_i?[ii?iiiii_ii!i
:::::::::::::.::::

Commissions Insurance Legal

!iiiiiiii_iiiiiiii_ _!_i!i_iiii!ii!iii

and other

Management Mortgage

fees

_:::::::::::::::_:

interest

paid to banks, ......... 12 13 14 15 16 17 12
:::::::::::::::::: ::::::::::::::::::. . .,............. :.:.:.:.:,:.:.:.:,:. ::::::::::::::::::::

etc. (see page E-2) 13 14 15 16 17 18 Other Repairs Supplies Taxes Utilities Other interest

...........

.............. ..............

i:i:i:i:i:i:!:i:i:i:
+:.:.:.:.:.:.:.:.: ................. · :::::::-::::;::::::: ::::::::::::::::::::: ::::::::::::::::::::: :::::::::::::::::::::

................ .............. (list) liD-_

:::::::::::::::::::::

!ii ,i ,i ii!!iii ,iiill
18
.:.:.:,:.:.:.:,:.:

19 20

Add lines

5 through expense ...........

18 ....... or depletion

19

19

Depreciation (see page E-3)

20 21

20

21 22

Total

expenses.

Add lines 19 and 20 rental real properties. line 3 (rents) If the result is

iiiiiiiiiii!i!iiiiii
iiiiiiiiiiiiiiiiiil
..,...........,,.., +:,:+:,:.:,:.:.

Income estate Subtract or line 4

or (loss) from or royalty line 21 from (royalties).

!iiiiiiiiii!iiiiili iiiiiiiiiiiii!ii:
.:.:+:+:+:<

23

a (loss), see page E-3 to find out if you mustfileForm 6198 ..... Deductible rental real estate loss. Caution. Your rental real estate loss on line 22 may be limited. See page E-3 to rind out iT yOU must file Form 8582. Real estate professionals must complete line 42 on page 2 Income. Losses. Total here. 1040, Add Add rental If Parts positive amounts from and and shown

22

!i!i_J!ii_ii[iii!i _:!:i:!:i:_:i:i'i: :::::::::::::::::: :_:i:i:i:::i:_:!': :+:.:.:.:.:.: :,
,:+:.:.:.:.:.:.: ::::::;::::::,::::

iiii!?i;iiiiiii::ii!:: ::iiiiiii::::i!iiiii:i_
23

(
Do not include

)(
any losses ................... real estate losses from or 2 (loss). do not Combine apply to

)_(

iiiiiiiiii_::::_ii::!:
:.:.:.: :.:+: ..:

: :.: :.: : :.:.:.:. :::::':::::::::::::.

24 25 26

on line 22.

24 25 result Form 26 Schedule E (Form 1040) 2001 (

royalty losses real estate IV,

line 22 and rental royalty line 39 income on page

line 23. Enter total losses here ....... lines you, 24 also and enter 25." this Enter amount the on

I1, III,

line 17. Otherwise, Reduction

include this

amount

in the total on line 40 on page 2 ................... 1040 instructions.

For
JSA lX1300

Paperwork

Act Notice,

see Form

2.000

K98091

E299

04/08/2002

11:46:23

V01-5.1

484499

Schedule Name(s)

E (Form 1040) 200, shown on return

Case 1:05-cv-00999-MMS

Document 14-6

Filed 04/11/2006
Attachment

Page 12 of 14
Seuuence No. 1 3 Page 2

Do not enter name ano social security number if shown on other side.

KEITH A TUCKER & LAURA B TUCKER Note. If you report amounts from farming or fishing on Schedule E. you must enter your gross income from those activities on line 41 below. Real esta[e professionals must complete line 42 below.

I

Income or Loss From Partnerships
either 27 column (e) or (f) on line 27 to describe (a) Name your

and S Corporations
investment in the activity.

Note.

If you report (c) Check if foreign partnership

a loss from column

an at-risk (f), you

activity, must

you must Form

check 6198.

See page E-5. If you check

attach

(b) Enter P for partnership; S for S corporation

(d) Employer identification number

Investment At Risk? at dsk at risk

A SLIGO S WARD

(2000) FINANCIAL

COMPANY CORP LLC

INC.

P

P
P

51-0405078 75-2463118 88-0488982 Nonpassive Income and Loss
(j) Section 179 expense deduction from Form 4562

Z X X

D CORDILLERA,
E

STMT

8

Passive Income and Loss
(h) Passive income from Schedule K.I

S _I_

9

(g) Passive loss allowed (attach Form 8582 if required) A

(i) Nonpassive loss from Schedule K-1

(k) Nonpassive income from Schedule K-1

-13,742,247.

Bi
C D E 28a Totals

NONE NONE

i!iii!ii i i i;i i iii iii ! ! i !iiii!ii!;i;i ! !;i ;i;i iii iiii;i; ii;!iii ;i;i;i;i i NONE
ii_i_ii_i_ii_iliiii!!_iiiiiii!i!_iii!i_;_i_iiiiiiiiiiiiiii;!! 7. - 13,7 4 2,2 4
(h) and (k) of line 28a ........................................ (g), (i), and (j) of line 28b and S corporation in the total ...................................... or (loss). Combine lines 29 and 30. Enter the result

b Totals 29 30 31 Add columns Add columns Total here

iii!iiiiiiiii iiiii!i;iiiii!ii ii:i:, ii: ? : ·
2g
3o 31

NONE
(13,742,247.) -13.742.247_
(b) Employer identificatmn number

partnership and include

income

on line 40 below

...................................

_e
32

or Loss From Estates and Trusts
(a} Name

._AICORDILLERA

2001
Passive

LONG
Income

TERM
and Loss

TRUST

hl

i

464-70-532
Nonpassive Income and Loss

(c) Passive deduction or loss allowed (attach Form 8582 if required)

(d) Passive income from Schedule K-1

(a) Deduction or loss from Schedule K-I

(1')Other income from Schedule K-1

_A

NOR NOR

33abTotalsT° tals Iiiiiii_iiii_iii!_i_i_ii_i!_ii_i_i_iiiii_iiiiii_ii_ii_i_ii!_!i!_iiii_i_i_iiiii_iiiiii_i!_iii_i_iii_!_i_i!_iii
34 35 36 Add columns (d) and (f) of line 33a ........................................ 34 35 here and include 36 NONE I (

i i !i ! iiiiiiiiiiiiii i ;iiiii iiii!i! iii!ii; i;i;i;ii i i i; iii i ;iii;iiiiii ii i; ii!!iiii i ii !ii i iiiii iiii i iii i ;iii iiiiiii!ii i !i iiiiiii i!; !; ii; ;i i iii;i ;i iii i iii!
NONE
)

Add columns (c) and (e) of line 33b ........................................ Total estate and trust income or (loss). Combine lines 34 and 35. Enter the result in the total on line 40 below ...........................................

F._T_IL,I
37

Income or Loss From Real Estate Mortgage
(a) Name (b) Employer identification number

Investment

Conduits

(REMICs).

Residual Holder
(e) Income from Schedules Q, line 3b

(c) Excess ncusion from Schedules Q line 2c (see ' pa_e E-6)

(d) Taxable income (net loss) from Schedules Q, line lb

38

LP tV
39 40 41

Combine

columns

_Enter

the result

here and include

in the total on line 40 below

Summary
rental income or (loss) Combine from Form 4835. Also, complete line 41 below ................... here and on Form 1040, line 17 . . I1_ 39 income or (loss). lines 26, 31, 36, 38, and 39. Enter the result

Net farm Total

4o -13,742,247.
=========================

Reconciliation of Farming and Fishing Income. Enter your gross farming and fishing income reported on Form 4835, line 7; Schedule K-1 (Form 1065), line 15b; Schedule I<-1 (Form 1120S), line 23; and Schedule K-1 (Form 1041), line 14 (see page E-6) ................ Reconciliation for Real Estate Professionals. If you were a real estate professional (see page E-4), enter the net income or (loss) you reported anywhere on Form 1040 from all rental real estate activities in which you materially participated under the passive activity loss rules ..........

,:iii_::_i:ii::_i?:_::::::_:i:_::_ _,
41 ::::::::::::::::::::: ,:+:,:,,. ,-.,,
,-+,,, :<:, ::,: :,.:::%< :. :. , ,:: ·

·

.L

42

42

::::::::::::::::::::::::::::::::
Schedule E (Form 1040) 2001

JSA lX1310 2.000

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484499

Case 1116 1:05-cv-00999-MMS
Department of the Treasury ntemal Revenue Service (99) Name

Document 14-6 Credit 04/11/2006 Foreign Tax Filed
Estate, Trust, or1040NR, Nonresident to Form 1040, 1041,
· See separate instructions. or

Page 13 of 14OM8 o ,545-0121 N
_-_(_0
Attachment Sequence No.

(Individual, I_Attach

AJien Individual) 990-T.

=1

19

KEITH
Use box a a on _ each

A
separate Form Passive

TUCKER
Form 1116. income 1116 Report for all each amounts d category in U.S. E_] of income dollars Shipping listed except income where below. See Categories in Part II below. g of Income specified

I Identifying on page

number 3 of the instructions. Check

your tax only one

Section b c L__J r--] High withholding nterest Financial services tax income e f _._ Dividends Certain sales FSC from a DISC or former DISC distributions from a foreign (FSC_j or former h i j

901

(j)income by treaty

Certain re-sourced Lump-sum income distributions General limitation income

corporation

k

Resident

of {name

of country)

·

UNITED

STATES

Note: If you paid taxes to only one foreign country or U.S. possession, use column A in Part I and line A in Part more than one foreign country or U.S. possession, use a separate column and line for each country or possesslon. IIt-_Ti1111 Taxable Income or Loss From Sources Outside the United States
or B

II. If you paid

taxes

to

(for
U.S.

Category

Checked

Above)
Total

Foreign A Enter the name of the foreign country or U.S. i1_ sources type within country See shown page 8 JAPAN

Country

Possession C (Add :::::;::::::

cols.

A,

B, and

C.)

possession 1 Gross above of the income and

................. from

ii::i::!_!:.::i +:.:.::.: _ii!i!!i!i_!iiii_!!i_!_!!!:!!i_!i;!!iiiii::: ili::ii i i::!iii::!:_i: !::!ii:i:!:i_;_i:i:i_ i : : i i i i _i ! i! : ! i _ _:i:!i: i:_::::::ili:iii:i "} i: i : tii_iii_ii;_!::_:_:_:_:_:!:_:!:_:::_:!i_ii_i!i_ii_i_i_:_i:_:i:!:_:_i<::::::!_i:i iiiii_!_i

of the

checked

above.

instructions:

iiiii!iiI
30.

iii I iii
1
....... :::::x;

30.

Deductions the 2

and

losses

(Caution:

See

pages

8

and

9

of

instructions): Expenses 1 (attach definitely statement) share of related ............... other deductions not definitely to the income on line ::::::::::::;

SEE

SOURCING

3

Pro

rata

related: a Certain deduction. b c d e f g 4 Other Add Gross Gross Divide Multiply Pro itemized See deductions ........... statement) ....... or standard

i
. .

NONE

"

i

i.............................. li
iii!iii:i;

STATEMENT ..........

instructions (attach

deductions lines 3a and

3b ............... income. all sources. 3e. 3f See ....... interest See See instructions instructions.. .... ; expense. .... See

151,672. 151,672. 14 , 303,659.

foreign income line line rata 3d 3c

source from

30. ilili;i;i_ii

by line by line of

instructions

0.00000210

iiiiiii;i!i: .................................................................................................................................................................. i!iiiii;ii! _

share

instructions: a Home 9 of the b 5 6 Other Losses Add mortgage instructions) expense foreign interest (use worksheet on page

ii_i_i___i_i_iiii__iii___ii_iiiii_i_i!iiiiiiiiii
..,... .::.::,:: ::::,::.:j ·......_ .........

.............. ............. ........... 5 ..........

interest from

ii!i;iii:i_i
::::::.:.:.: :+..:..... .:.:.::,::

sources

lines

2 T 3.q,

4a t 4b r and

NONE
I1_

7

Subtract line 6 from line 1. Enter the result here and on line 14, pa,qe2 ..........................

NONE 30.

I_

till
(you

Foreign Taxes Paid or Accrued (See page 9 of the instructions.)
Foreign in foreign Taxes withheld at source currency on: (s) foreign (q) Rents (p) DMdends and royalties (r) Interest Other taxes (u) Rents (t) Dividends , and royalties (v) Interest Taxes withheld at source on: taxes paid or accrued In U.S. dollars

Credit is claimed for taxes must check one

(m) [_ (n) (o) I Date

Paid I Accrued paid

(w)Other foreign paid taxes or

(x) Total taxes accrued

foreign paid or (add cols. (w))

or accrued

paid or accrued

accrued

(t) through

A VARIOUS B C
8 Add lines A throu Reduction JSA h_e Act Notice, see page total here and on line._

o

....................

·

.__ Form 1116

5_ (20011

For Paperwork lX1410 2.000

12 of the

instructions.

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484499

Case 1:05-cv-00999-MMS
Form1116(2001) Part lU I_l_.t_ A TUCKER &

Document 14-6
LAURA B TUCKER

Filed 04/11/2006
Paqe2

Figuring the Credit
from line 8. These are your total foreign taxes paid above Part I ......... ............
. ......,....,.., ,:.:.:,:..1......., :.: :,:.,..:.. :.:

Enter the amount or accrued 10 11 12 13 14 sources 15 16 outside Carryback

for the category or carryover

of income checked detailed

9 I
10 11 I I I

5

iiiiiiii!ii:ii_ ili]

iiiiiiiii!ii!ii:iii!
iU!!iiiiiii_ili:ii:
::::::::::::::::::::: :::::::::::::::::::: :::::::::::::::::::: i!i:!i!_:!!!!!!!ili.

(attach

computation)

Add lines 9 and 10 ............................... Reduction in foreign taxes. See page 10 of the instructions .........

5

:::::::::::.::::::.. ,:.:.:.::::::.:::: 'iLl ...... ...... .:::.:,::::: :::::.:

12

Subtract

line 12 from

line 11. This is the total amount States (before adjustments)

of foreign

taxes

available

for credit ........

13
%.:::::::::::::::

°

the United

for the category I 14 15 i - 7 6,18 3 0. 0.

IZZZ:Z: ·,........

,i

of income amount from line Part ThisSee your taxable the instructions Enter the checked above 7, I. is page 10 of income or (loss) ...... from Adjustments to line 14. See page 10 of the instructions · · _I"M_'. ,1..4.. Combine the amounts on lines 14 and 15. This is your net foreign

source taxable income. (If the result is zero or less, you have no foreign tax credit for the category of income you checked above Part I. Skip lines 17 through 21. However, if you are filing 1116, you must complete line 19.) ...................... 17 Individuals: nonresident Estates your 18 19 Divide more than one Form are a for I 16

I

I

iiii!ili!il}!i!}!i!! i;i!iiiii i iJi i;i!
-76 r 150,

Enter the amount from Form 1040, line alien, enter the amount from Form 1040NR, Enter your taxable income without .................................

37. If you line 36. the deduction

and trusts:

exemption

I

17

ilit
181

Caution:

If you figured your tax using the special rates on capital gains, see page 12 of the instructions. line 16 by line 17. If line 16 is more Form than line 17, enter 1040, 1041, line 40. "1". If you .................... are a nonresident alien, enter the

Individuals: Enter the amount from amount from Form 1040NR, line 39. Estates 990-T, and trusts: Enter

1
I

the total of Form amount

Schedule

G, lines la and lb, or the total of Form 191

lines 36 and 37 ............................................ line 19 by line 18 (maximum of credit) .......................... 1116 you are filing, skip lines 22 the appropriate line in Part IV. See I_

20 21

Multiply

2o I 211
.,. ,...........:,

Enter the smaller of line 13 or line 20. If this is the only Form through 30 and enter this amount on line 31. Otherwise, complete page 12 of the instructions ....................................... IV

Part

Summary of Credits From Separate Parts III (See page 12 of the instructions.
for taxes for taxes for taxes on passive income . . . , , ................. tax interest income ............... , 22 23 24 25 DISC and certain 26 27 28
:::::::::%::::::::: !!ii!iii!!ii:::::::: :;i!iii[iii!iiiiii': .,.....,...,......,. ::::::::::::::::::::

22 23 24 25 26

Credit Credit Credit

iiiiiiiiii!i!iiiii
ii_ii;;!:!:;:{:i:!:i

on high withholding on financial services

.................

li ili iiiiiiii;ii il

.:,:+:+:+:.: i:!;i:i:i:!:i:i:i:i

Credit Credit

for taxes for taxes

on shipping on dividends

income ...................... from a DISC or former FSC .................... ..................

distributions 27 28 29 30 31 32 33 Credit

from a FSC or former on lump-sum

for taxes

distributions

iiiiiiiiiiiii!iiiiii

Credit Credit Add Enter

for taxes

on certain

income limitation

re-sourced income

by treaty ............ ............ . ....

iiiiiiiii!iiii!iiiii
:.:,:.:.:+:,:.:.:. .:.:+:+:+.+: i!i!i!i!i:i!ilili:il ......., ,.,... . .., ... ,.,.,..

ilililili:_iiii_ii!

for taxes on general lines 22 through the smaller of line

29

i!i_;ii_iiiiiiiiiii:
3O 31 32 I_ 33 Form 1116 (2001)

29 ........................................... 19 or line 30 .................................... boycott operations. See instructions Enter for line 12 on page 10 1040, .......... .... tax credit. here and on Form line 43;

Reduction Subtract Form

of credit for international line 32 from line 42; Form

line 31. This is your foreign 1041, Schedule

1040NR,

G, line 2a; or Form 990-T, line 40a

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