Free Memorandum - District Court of Federal Claims - federal

District of Kansas - Docket Report Case 1:05-cv-01223-FMA

Document 30-15

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98-L. .

u.s. District Court District of Kansas (Kansas City) CIVIL DOCKET FOR CASE #: 2:07-cv-02041-JTM-KMH
Hutton et al v. Deutsche Bank AG et al Assigned to: District Judge 1. Thomas Marten Referred to: Magistrate Judge Karen M. Humphreys Cause: 18: 1 962 Racketeering (RICO) Act
Date Filed: 01/23/2007 Jury Demand: Plaintiff Nature of Suit: 470 Racketeer/Corrupt Organization Jurisdiction: Federal Question

Plaintiff

Mark Hutton

represented by Francis J. Casey Flynn
Jeffrey J. Lowe, PC 8235 Forsyth, Suite 1100 St. Louis, MO 63105 314-678-3400 Fax: 314-678-3401 Email: cascy~jeffowepc.com
LE-AD ATTORNEY A TTORNEY TO BE NOTICED

Jeffrey .J. Lowe Jeffrey 1. Lowe, PC 8235 Forsyth, Suite 1100 St. Louis, MO 63105 314-878-3400 Fax: 314-678-3401 Email: jeff~jeffowepc.com
LEAD ATTORNEY A TTORNEY TO BE NOTICED

Stephen M. Gorny
Bartimus, Frickleton, Robertson, &
Gorny, P.c. - Leawood

11150 Overbrook Drive, Suite 200
Leawood, KS 66211

913-266-2300 Fax: 913-266-2366 Emai1: steve~bflawfirm.eom
LEAD ATTORNEY A TTORNEY TO BE NOTICED

Plaintiff Clear Mcadow Investment LLC

represented by Francis J. Casey Flynn
(See above for address)
353

~ DEFENDANT'S

l EXHIBIT

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District of KansasCase 1:05-cv-01223-FMA - Docket Report

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LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jeffrey J. Lowe (See above for address) LEAD ATTORNEY
A TTORNEY TO BE NOTICED

Stephen M. Gorny
(See above for address)
LEAD ATTORNEY A TTORNEY TO BE NOTICED

v.
Defendant
Deutsche Bank AG
represented by Benjamin Sokoly
Dewey Ballantine the Americas 1301 Avenue of

New York, NY 10019-6092 212-259-6926 Fax: 212-259-6333 Email: bsokoly(gdeweyballantine.com
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Christopher J. Aikin Shook, Hardy & Bacon L.L.P. -Kansas City/Grand

2555 Grand Boulevard

Kansas City, MO 64108-2616 816-474-6550 Fax: 816-421-5547 Email: caikin(gshb.com
LEAD ATTORNEY ATTORNEY TO BE NOTICED
Lawrence M. Hil

Dewey Ballantine
1301 Avenue of

the Americas

New Yark, NY 10019-6092 212-259-8330 Fax: 212-259-6333 Email: Ihiii~deweyballantine.cam
LEAD ATTORNEY ATTORNEY TO BE NOTICED

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District of KansasCase 1:05-cv-01223-FMA - Docket Report

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Seth C. Farber
Dewey Ballantine the Americas 1301 Avenue of

N ew York, NY 10019-6092 212-259-7227 Fax: 212-259-6333 Email: sfarber(gdeweyballantine.com LEAD ATTORNEY
A TTORNEY TO BE NOTICED

Stanley D. Davis

Shook, Hardy & Bacon L.L.P. -Kansas City/Grand

2555 Grand Boulevard

Kansas City, MO 64108-2616 816-474-6550 Fax: 816-421-5547 Email: sddavis(§shb.com
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant
Deutsche Bank Securities Inc doing business as
Deutsche Bank Alex Brown, a

represented by Benjamin Sokoly (See above for address)
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Division of Deutsche Bank Securities
Inc

Christopher J. Aikin (See above for address)
LEAD ATTORNEY ATTORNEY TO BE NOTICED
Lawrence M. Hil

(See above for address)
LEAD ATTORNEY A TTORNEY TO BE NOTICED

Seth C. Farber
(See above for address)
ATTORNEY ATTORNEY TO BE N071CED
LEAD

Stanley D. Davis

(See above for address)
LEAD ATTORNEY A TTORNEY TO BE NOTICED

Defendant
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District of Kansas - Docket Report Case 1:05-cv-01223-FMA

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Clarion Capital, LLC

Defendant

Clarion Capital Corporation
Defendant
Clarion Capital Holdings, LLC

Defendant
Clarion Capital Partners, LLC

represented by Michael A. Willams
Lathrop & Gage, LC - KC 2345 Grand Boulevard, Suite 2800 Kansas City, MO 64108 816-292-2000 Fax: 816-292-2001 Email: mwilliams~lathropgage.com
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant
CF Advisors XXXVII, LLC

Defendant
Daniel Brooks, Jr

Date Filed

#

Docket Text

01/23/2007 01/23/2007

I

COMPLAINT with trial location of

Kansas City, fied by Mark Hutton, Clear Meadow Investment LLC.(jb) (Entered: 01/23/2007)
FILING FEE PAID: in the amount of$350.00, receipt number 6587 (jb)
(Entered: 01/23/2007)

01/23/2007

Summons Issued as to Clarion Capital Corporation, Clarion Capital Holdings, LLC, Clarion Capital Partners, LLC, CF Advisors XXXVII, LLC, Daniel Brooks, Jr, Deutsche Bank AG, Deutsche Bank Securities Inc, Clarion CapitaL LLC. (This is a TEXT ENTRY ONL Y. There is no.pdf document associated with this entry) (jb) (Entered: 01/23/2007)
2 -

03/12/2007

Unopposed MOTION for Extension of Time to File Answer to Plaintiff~" Class Action Complaint by Defendants Deutsche Bank AG, Deutsche Bank Securities Inc (Aikin, Christopher) (Entered: 03/12/2007)
Time to Answer: Deutsche Bank AG and Dcutsche Bank Securities Inc. answer due 4/11/2007. Signed by Magistrate Judge Karen M. Humphrcys on 2/07. (vs) (Entered: 03/13/2007)
ORDER granting ~ Unopposed Motion for Extension of

03/13/2007

.. .J

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ii',' 04/06/2007 1'll MOTION for attorney Seth C. Farber to appear pro hac vice by

Defcndants Deutsche Bank AG, Deutsche Bank Securities Inc Motion For Leave to Appear I I (Attachmcnts: # 1 Affidavit In Support of ! , Pro Hac Vice) (Aikin, Christopher) (Entered: 04/06/2007)

~114/06/2007- ---;MOT-ioN for attorney Lawrencc M. Hill to appear pro hac vice by
, Defendants Dcutsche Bank AG, Deutsche Bank Securities Inc
I I (Attachments: # 1 Affdavit In Support of Motion for Leave to Appear

\ i I Pro Hac Vice) (Aikin, Christopher) (Entered: 04/06/2007)

l..._......_--..........-_......._.~.....~-..-l._........-..._._.-.._.._-_.-.. .._..._..._--...
I 04/06/2007 I §. MOTION for attorney Benjamin Sokoly to appear pro hac vice by
I I I Defcndants Deutsche Bank AG, Deutsche Bank Securities Inc
I I I (Attachments: # 1 Affdavit In Support of Motion For Leave to Appcar
L__.__.__.~.~__~.-r.~.o H.~c Vice) (Aikin, Christopher) (Entered: 04/06/2007) ..._._

! 04/09/2007 I I PRO HAC VIC~ FEE PAID: on 4/9/~7 re: ~ M?TION for attorney

I ; I Lawrcnce M. Hill to appear pro hac vice, §. MO nON for attorney

I C. Farber to appear pro hac pro hacthe amount of $150.00 ReceiptSeth i Benjamin Sokoly to appear vice in vice, 1 MOTION for attorney

Number 1007652 (THIS IS A TEXT ONLY ENTRY-NO DOCUMENT IS ASSOCIATED WITH THIS TRANSACTION) Ub)

I I ! (Entered: 04/09/2007)
1.-..-.--..--.....__.._--.+--._--.--.1'._.. .... -.--...--.-.-.--..--.---.--.-~.-.\ 04/1 0/2007 I 7. i ORDERand Deutsche Bank Securities Inc. If pro hac vice iii Deutsche Bank AG granting 1 Motion to Appear Pro I-lc Vicc Seth C. Farber for

! II I counsel has not already done so, counsel is directed to immediately ¡ . ; register for electronic notification pursuant to the court's Administrative

i I I Procedures by eompleting a CM/ECF Electronic Filing Registration i I i Form at http://www.ksd.uscourts.gov/forms/index.php. Signed by I I i Magistrate Judge Karen M. Humphreys on 4/10/07. (vs) (Entered:

I i I 04/1 0/2007)
04/1 0/2007

8 ORDER granting ~ Motion to Appear Pro Hac Vice Lawrence M. Hill

for Deutsche Bank AG and Deutsche Bank Securities Inc. If pro hac vice counsel has not already done so, counsel is directed to immediately rcgister for electronic notification pursuant to the court's Administrative Procedures by completing a CM/ECF Electronic Filing Registration Form at http://ww.ksd.uscourts.gov/forms/index.php. Signed by Magistrate Judge Karen M. Humphreys on 4/10/07. (vs) (Entered:
04/1 0/2007)
04/1 0/2007

9 ORDER granting §. Motion to Appear Pro Hac Vice Benjamin Sokoly

for Deutsche Bank AG and Deutsche Bank Securities Inc. If pro hac vice counsel has not already done so, counsel is directed to immediately register for electronic notification pursuant to the court's Administrative Procedures by completing a CM/ECF Electronic Filing Registration Form at http://www.ksd.uscourts.gov/forms/index.php. Signed by
Magistrate Judge Karen M. Humphreys on 4/1 0/07. (vs) (Entered:

0/2007)
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District of Kansas - Docket Report Case 1:05-cv-01223-FMA

Document 30-15

https://ect.sd.uscourts.gov/cgi-bin/DktRpt.pl?681696398913 I 98-L..

Filed 08/22/2007

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04/11/2007

04/11/2007

10
11

MOTION to Dismiss Plaintiffs' Class Action Complaint by Defendants Deutsche Bank AG, Deutsche Bank Securities Inc (Aikin, Christopher)
(Entered: 04/11/2007) _....__.___.._~_._.__..__m..________.__...mm~____m...._m.____~.....m.._____..__..._~.._._._-_._...._.__..._m..__......

MEMORANDUM IN SUPPORT of 10 MOTION to Dismiss Plaintitf.'ì' i Class Action Complaint by Defendants Deutsche Bank AG, Deutsche

- ,..

05/1 0/2007

05/11/2007

l 12
13

Bank Securities Inc (Attachments: # .1 Attachment 1/Index of Exhibits# 2 - Exhibit 1 # 3 Exhibit 2# 4 Exhibit 3# 5 Exhibit 4# 6 Exhibit 5# 7 Exhibit 6# ~ Exhibit 7)(Aikin, Christopher) (Entered: 04/11/2007)

- - - - -

MOTION for Extension of Time to File Memorandum in Opposition as to lQ MOTION to Dismiss Plaintiffs' Class Action Complaint by ~, . ~~ Mark Hutton (Gorny, Stephen) (Entered: 05/1 0/2007)

RESPONSE by Defendants Deutsche Bank AG, Deutsche Bank Securities Inc re 12 MOTION for Extension of Time to File
Memorandum in Opposition as to lQ MOTION to Dismiss Plaintiffs"

05/14/2007

05/15/2007

14
15

Class Action Complaint (Aikin, Christopher) (Entered: 05/11/2007)
MOTION for Extension of

Time to File Answer re.1 Complaint by Defendant Clarion Capital Partners, LLC (Williams, Michael) (Entered: 4/2007)
ORDER granting 1. Unopposed Motion for Extension of Time to

Answer: Clarion Capital Partners, LLC answer due 6/5/2007. Signed by Magistrate Judge Karen M. Humphreys on 5/15/07. (vs) (Entered: 05/15/2007)
File memorandum in Opposition to lQ MOTION to Dismiss Plaintiffs' Class Action Complaint. Plaintiff Hutton's response is due on or before
June 10,2007. Entered by Judge 1. Thomas Marten on 5-19-07.(This is

05/19/2007

16 ORDER granting 11 plaintiff Hutton's Motion for Extension of Time to

06/04/2007

17

a TEXT ENTRY ONLY. There is no.pdfdocument associated with this entry.) (Marten, 1. Thomas) (Entered: 05/19/2007)
MOTION to Dismiss (Motion to Dismiss Plaintiffç' Class Action Complaint, or in the Alternative, for a More Defìnite Statement) by Defendant Clarion Capital Partners, LLC (Williams, Michael) (Entered: 06/04/2007)

06/04/2007

18

06/11/2007

06/11/2007

19

MEMORANDUM IN SUPPORT of 11 MOTION to Dismiss (Motion to Dismiss Plaintiffs' Class Action Complaint, or in the Alternative, for a More Defìnite Statement) by Defendant Clarion Capital Partners, LLC(Williams, Michael) (Entered: 06/04/2007)
MOTION for attorney Jeffrey Lowe to appear pro hac vice ( Pro hac
vice fee $50, Credit Card Receipt Number 974569.) by Plaintiff Mark

Hutton (Gorny, Stephen) (Entered: 06/11/2007)

20 MOTION for attorney Francis Flynn to appear pro hac vice ( Pro hac

vice fee $50, Credit Card Receipt Number 974580.) by Plaintiff Mark Hutton (Gorny, Stephen) (Entered: 06/11/2007)
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District of KansasCase 1:05-cv-01223-FMA - Docket Report

Document 30-15

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Mark

06/11/2007 06/11/2007

I I

21

MOTION to Amend Complaint re 1 Complaint by Plaintiff

Hutton (Gorny, Stephen) (Entered: 06/11/2007)

221 A~E~DED MOTION to Amend Complaint .re.l Complaint by . , Plaintiff Mark Hutton (Attachments: # 1 Exhibit Amended Complaint) (Gorny, Stephen) Modified on 6/12/2007 (rm, ). (Entered: 06/11/2007)
23 ORDER granting 12 Plaintiffs' Motion to Appcar Pro Hac Vice.

06/12/2007

-

Attorney Jeffrey 1. Lowe added as counsel for Plaintiffs Mark Hutton and Clear Meadow Investment LLC. If pro hac vice counsel has not already done so, counsel is directed to immediately register for electronic notification pursuant to the court's Administrative Procedures by completing a CM/ECF Electronic Filing Registration Form at
http://www.ksd.uscourts.gov/formslindex.php. Signed by Magistrate

06/12/2007

-

Judge Karen M. Humphreys on 6/12/07. (sj) (Entercd: 06/12/2007)
Attorney Francis 1. (Casey) Flynn added as counsel for plaintiffs Mark Hutton and Clear Meadow Investment LLC. If pro hac vice counsel has not already done so, counsel is directed to immediately register for eleetronic notification pursuant to the court's Administrative Procedures by completing a CM/ECF Electronic Filing Registration Form at
http:i/www.ksd.uscourts.gov/forms/index.php. Signed by Magistrate

24 ORDER granting 20 Plaintiffs' Motion to Appear Pro Hac Vice.

06/15/2007

06/15/2007

07/03/2007

-

Judge Karen M. Humphreys on 6/12/07. (sj) (Entered: 06/12/2007)
for leave to appear pro hac vice 20 by Plaintiff Mark Hutton(Gorny, Stephen) (Entered: 06/15/2007)

25 Electronic Filing Registration Form of Francis "Casey" Flynn re motion

26 Electronic Filing Registration Form of Jeff Lowe re motion for leave to

appear pro hac vice 12 by Plaintiff Mark Hutton(Gorny, Stephen) ' 06/15/2007) (E

27 ORDER granting 22 Plaintiffs' uncontested Motion to Amend

Complaint. Plaintiffs shall file their amended complaint on or before 7/13/2007 and take the necessary steps to promptly serve defendants, including Societe Generale, with the amended complaint. Signed by Magistrate Judge Karen M. Humphreys on 7/3/07. (sj) (Entered: 07/03/2007)

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