Case 1:06-cv-00305-MBH
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Document 50
Filed 09/25/2007
Page 1 of 29
ConEdison Proposed Exhibit List
SUBJECT Original full term economic pricing Orginal booking file 12/3/1997 12/14/1997 12/5/1997 9/13/1999 EZH Due Diligence Information Request EZH Roca Funding Summary of Insurance Policies Amendment to EZH Participation Agreement - MEMO dated 4/30/1999 Polish Power Sector 1997 Poland & Czech Republic Projects COMMENTS INCOMPLETE; NOT CORRECT CITE INCOMPLETE; NOT CORRECT CITE Exhibit Status Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY
DOC # 1 CE2 2 CE2 CE1 CE1 CE1 CE1 1 2 3 4
BEGIN END DOCDT (BOL)00000344 (BOL)00000355 (BOL)00000356 (BOL)00000361 CFA00041 CFA03212 CFA03513 CFA11783 CFA00042 CFA03212 CFA03571 CFA11789
CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1
5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31
CON-035-0395 CON-035-0418 CON-035-0422 CON-035-1680 CON-035-1742 CON-035-1985 CON-044-0437 CON-044-0483 CON-044-0494 CON-044-0507 CON-060-0792 CON-061-0884 CON-061-0999 CON-061-1018 CON-061-1023 CON-061-1031 CON-065-1238 CON-065-1240 CON-065-1242 CON-065-1247 CON-067-1051 CON-067-1232 CON-067-2400 CON-067-2409 CON-067-2411 CON-074-0196 GL000001
CON-035-0407 CON-035-0421 CON-035-0427 CON-035-1684
4/15/1997 5/6/1997 5/12/1997 9/22/1997 00/00/0000
INCOMPLETE
Plaintiff's Exhibit ONLY
Polish Power Opportunities MULTIPLE DOCUMENTS Reports on European Opportunities Investing in the Polish Power Section in 1997/1998 Portugal Project Summary MULTIPLE DOCUMENTS Electrical Power Market in Poland Electrical Power Market in Belgium Electrical Power Market in Portugal Electrical Power Market in Ireland Focus moving away from Peru ConEd Prospects in Poland July Progress Report April Activity Report Meeting with Pan Eurasian Enterprises European Power Projects Geneva Power Project Geneva Power Project Geneva Power Project Belgian Refining Project Project List Project List Potential Projects in Eastern Europe
Plaintiff's Exhibit ONLY
CON-035-1761 CON-035-1989 CON-044-0481 CON-044-0493
00/00/0000 11/00/1997 11/00/1997 11/00/1997
Plaintiff's Exhibit ONLY
CON-044-0506 CON-044-0517 CON-060-0794 CON-061-0886 CON-061-1005 CON-061-1020 CON-061-1028 CON-061-1031 CON-065-1239 CON-065-1241 CON-065-1242 CON-065-1250 CON-067-1051 CON-067-1238 CON-067-2400 CON-067-2409 CON-067-2412 CON-074-0223 GL000011
11/00/1997 6/9/1997 3/15/1999 8/2/1998 4/30/1998 2/19/1998 2/16/1998 1/10/1998 12/11/1997 12/12/1997 9/15/1998 7/27/1998 6/22/1998 00/00/0000 00/00/0000 00/00/0000 9/22/1998 12/13/1995
MULTIPLE DOCUMENTS INCOMPLETE
Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY
INCOMPLETE INCOMPLETE INCOMPLETE INCOMPLETE
Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY
Mielec Project Summary INCOMPLETE Budejovice Project Summary INCOMPLETE Project List INCOMPLETE Purchase Agreement Between Asea Brown Boveri AG & Co. Leasing KG and EZH - Gas Turbine Supplement to Accounts Receivable Purchase Agreement - Gas Accounts Receivable Purchase Agreement Between Credit Suisse First Boston, Asea Brown Boveri and EZH - Steam Supplement to Accounts Receivable Purchase Agreement-Steam Assumption Agreement between Credit Suisse First Boston and EZH Gas Supplement to Assumption Agreement - Gas Assumption Agreement between Credit Suisse First Boston and EZH Steam Supplement to Assumption Agreement - Steam German Lease Document - not translated German Lease Document - not translated German Lease Document - not translated
CE1
32
GL000012
GL000012
4/24/1996
CE1
33
GL000013
GL000026
12/13/1995
CE1
34
GL000027
GL000027
4/24/1996
CE1
35
GL000028
GL000038
12/13/1995
CE1 CE1
36 37
GL000039 GL000040
GL000039 GL000050
4/24/1996 12/13/1995
CE1 CE1 CE1 CE1
38 39 40 41
GL000051 GL000052 GL000062 GL000092
GL000051 GL000061 GL000091 GL000109
4/24/1996 12/28/1995 6/29/1988 4/25/1996
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END GL000110 GL000128 GL000129 DOCDT 4/24/1996 4/25/1996 3/29/1996 SUBJECT COMMENTS Transfer Deed - Gas German Lease Document - not translated Letter from ABB to EZH re: change in laws and organization structure Letter from ABB to EZH re: change in laws and organization structure Letter from CFSB to ABB re: certificate of process agent Letter from CFSB to ABB re: certificate of process agent VAT Agreement between ABB and EZH VAT Agreement between ABB and EZH Purchase Agreement Between Asea Brown Boveri AG & Co. Leasing KG and EZH - Steam Turbine Transfer Deed - Steam Equipment Lease Agreement Between Asea Brown Boveri AG & Co. Leasing KG and EZH - Gas Turbine Acceptance Certificate - Gas Equipment Lease Agreement Between Asea Brown Boveri AG & Co. Leasing KG and EZH - Steam Turbine Acceptance Certificate - Steam Accounts Receivable Purchase Agreement Between Credit Suisse First Boston, Asea Brown Boveri and EZH - Gas Clifford Chance Letter re: documents in connection with German Lease EZH S&P Rating EZH: Innovation for the B triangle Index of Roca Lilo Closing Documents Closing Memorandum re Roca Facility Trust No. 2, N. V. Electriciteitsbedrijf Zuid-Holland, Hollandsche Bank-Unie N.V., Bayerische Landesbank, Consolidated Edison Leasing, and Wilmington Trust Company Tab No. 1 Participation Agreement (Roca Facility Trust No. 2) among N. V. Electriciteitsbedrijf Zuid-Holland (Lessor), N. V. Electriciteitsbedrijf Zuid-Holland (Sublessee), Consolidated Edison Leasing, Hollandsche Bank-Unie N.V., and Wilmington Trust Company Tab No. 2 Lease Agreement (Roca Facility Trust No. 2) Between N. V. Electriciteitsbedrijf Zuid-Holland and Wilmington Trust Company Tab No. 3 Lease Certificate of Acceptance (Roca Facility Trust No. 2) Tab No. 4 Attachment to Sublease Sublease Agreement (Roca Facility Trust No. 2) between Wilmington Trust Company and N. V. Electriciteitsbedrijf Zuid-Holland Exhibit Status
CE1 CE1 CE1
DOC # 42 43 44
BEGIN GL000110 GL000111 GL000129
CE1
45
GL000130
GL000130
3/29/1996
CE1 CE1 CE1 CE1 CE1
46 47 48 49 50
GL000131 GL000132 GL000133 GL000139 GL000145
GL000131 GL000132 GL000138 GL000144 GL000155
2/16/1996 2/16/1996 12/13/1995 12/13/1995 12/13/1995
CE1 CE1
51 52
GL000156 GL000157
GL000156 GL000219
4/24/1996 12/13/1995
CE1 CE1
53 54
GL000220 GL000221
GL000220 GL000283
4/24/1996 12/13/1995
CE1 CE1
55 56
GL000284 GL000285
GL000284 GL000298
4/24/1996 12/13/1995
CE1
57
GL000299
GL000301
11/26/1997
CE1 CE1 CE1 CE1
58 59 60 61
PF000001 PF000002 PF000007 PF000016
PF000001 PF000006 PF000015 PF000029
11/19/1997 06/00/1996 00/00/0000 12/15/1997
CE1 CE1
62 63
PF000030 PF000031
PF000030 PF000346
00/00/0000 12/15/1997
CE1 CE1
64 65
PF000347 PF000348
PF000347 PF000407
00/00/0000 12/15/1997
CE1 CE1 CE1 CE1 CE1
66 67 68 69 70
PF000408 PF000409 PF000411 PF000412 PF000413
PF000408 PF000410 PF000411 PF000412 PF000508
00/00/0000 12/15/1997 00/00/0000 00/00/0000 12/15/1997
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END PF000603 DOCDT 12/15/1997 SUBJECT COMMENTS Sublease Agreement (Roca Facility Trust No. 2) between Wilmington Trust Company and N. V. Electriciteitsbedrijf Zuid-Holland Tab No. 5 Sublease Certificate of Acceptance (Roca Facility Trust No. 2) Tab No. 6 Trust Agreement (Roca Facility Trust No. 2) between Consolidated Edison Leasing and Wilmington Trust Company Tab No. 7 Loan and Security Agreement (Roca Facility Trust No. 2) among Wilmington Trust Company and Hollandsche Bank-Unie N.V. Tab No. 8 Loan Certificate (Roca Facility Trust No. 2) Tab No. 9 Tax Indemnity Agreement (Roca Facility Trust No. 2) between Electriciteitsbedrijf Zuid-Holland and Consolidated Edison Leasing Tab No. 10 Dutch Supplemental Pledge To Loan and Security Agreement (Roca Facility Trust No. 2) among N. V. Electriciteitsbedrijf ZuidHolland, Wilmington Trust Company, and Hollandsche BankUnie N. V. Tab No. 11 Facility Operating Agreement among N. V. Electriciteitsbedrijf Zuid-Holland and Wilmington Trust Company Tab No. 12 Common Facilities Use Agreement among N. V. Electriciteitsbedrijf Zuid-Holland and Wilmington Trust Company Tab No. 13 Facility Support Agreement among N. V. Electriciteitsbedrijf ZuidHolland and Wilmington Trust Company Tab No. 14 Access Agreement (Roca Facility Trust No. 2) between N. V. Electriciteitsbedrijf Zuid-Holland and Wilmington Trust Company Tab No. 15 Notarial Deed of Easement (Foreign Document) Tab No. 16 1st Priority Mortgage (Foreign Document) Tab No. 17 2nd Priority Mortgage (Foreign Document) Tab No. 18 Collateral Rights Agreement between Wilmington Trust Company and N. V. Electriciteitsbedrijf Zuid-Holland Tab No. 19 Exhibit Status
CE1
DOC # 71
BEGIN PF000509
CE1 CE1
72 73
PF000604 PF000605
PF000604 PF000608
00/00/0000 12/15/1997
CE1 CE1
74 75
PF000609 PF000610
PF000609 PF000636
00/00/0000 12/12/1997
CE1 CE1
76 77
PF000637 PF000638
PF000637 PF000687
00/00/0000 12/15/1997
CE1 CE1 CE1 CE1
78 79 80 81
PF000688 PF000689 PF000696 PF000697
PF000688 PF000695 PF000696 PF000750
00/00/0000 12/15/1997 00/00/0000 12/15/1997
CE1 CE1
82 83
PF000751 PF000752
PF000751 PF000757
00/00/0000 12/15/1997
CE1 CE1
84 85
PF000758 PF000759
PF000758 PF000827
00/00/0000 12/15/1997
CE1 CE1
86 87
PF000828 PF000829
PF000828 PF000851
00/00/0000 12/15/1997
CE1 CE1
88 89
PF000852 PF000853
PF000852 PF000869
00/00/0000 12/15/1997
CE1 CE1
90 91
PF000870 PF000871
PF000870 PF000883
00/00/0000 12/15/1997
CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1
92 93 94 95 96 97 98 99
PF000884 PF000885 PF000908 PF000909 PF000957 PF000958 PF000975 PF000976
PF000884 PF000907 PF000908 PF000956 PF000957 PF000974 PF000975 PF000994
00/00/0000 12/15/1997 00/00/0000 12/15/1997 00/00/0000 00/00/0000 00/00/0000 12/15/1997
CE1
100
PF000995
PF000995
00/00/0000
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END PF001013 DOCDT 12/15/1997 SUBJECT COMMENTS Ijssel Agreement among N. V. Electriciteitsbedrijf Zuid-Holland, Stichting Ijssel, Wilmington Trust Company, Consolidated Edison Leasing and Stichting Roca Tab No. 20 Sublessee Pledge and Security Agreement (Roca Facility Trust No. 2) among Stichting Ijssel, Wilmington Trust Company, Consolidated Edison Leasing, and N. V. Electriciteitsbedrijf ZuidHolland Tab No. 21 Dutch Supplemental Pledge To The Sublessee Pledge and Security Agreement (Roca Facility Trust No. 2) among N. V. Electriciteitsbedrijf Zuid-Holland, Stichting Ijssel, Wilmington Trust Company, and Consolidated Edison Leasing Tab No. 22 Custody Agreement (Roca Facility Trust No. 2) among Stichting Ijssel, Wilmington Trust Company, Consolidated Edison Leasing, N. V. Electriciteitsbedrijf Zuid-Holland, and Credit Suisse First Boston Tab No. 23 Rotte Agreement (Roca Facility Trust No. 2) among N. V. Electriciteitsbedrijf Zuid-Holland, Stichting Rotte, Wilmington Trust Company, and Stichting Roca Tab No. 24 Sublease Deposit, Pledge and Repledge Agreement (Roca Facility Trust No. 2) among Stichtin Rotte, ABN AMRO Bank N.V., Wilmington Trust Company, N. V. Electriciteitsbedrijf Zuid-Holland, and Hollandsche Bank-Unie N.V. Tab No. 25 Assignment For Security (Roca Facility Trust No. 2) between Wilmington Trust Company and N. V. Electriciteitsbedrijf Zuid-Holland Tab No. 26 Dutch Supplemental Pledge To The EZH Pledge and Security Agreement (Roca Facility Trust No. 2) among N. V. Electriciteitsbedrijf Zuid-Holland, Wilmington Trust Company, and Consolidated Edison Leasing Tab No. 27 Notarial Deed of Establishment (Foreign Document) Tab No. 28 Dutch Supplemental Pledge To Assignment For Security (Roca Facility Trust No. 2) among N. V. Electriciteitsbedrijf Zuid-Holland and Wilmington Trust Company Tab No. 29 Deed of Establishment of Stichting IJssel Tab No. 30 Deed of Establishment of Stichting Rotte Exhibit Status
CE1
DOC # 101
BEGIN PF000996
CE1 CE1
102 103
PF001014 PF001015
PF001014 PF001053
00/00/0000 12/15/1997
CE1 CE1
104 105
PF001054 PF001055
PF001054 PF001065
00/00/0000 12/15/1997
CE1 CE1
106 107
PF001066 PF001067
PF001066 PF001091
00/00/0000 12/15/1997
CE1 CE1
108 109
PF001092 PF001093
PF001092 PF001112
00/00/0000 12/15/1997
CE1 CE1
110 111
PF001113 PF001114
PF001113 PF001135
00/00/0000 12/15/1997
CE1 CE1
112 113
PF001136 PF001137
PF001136 PF001148
00/00/0000 12/15/1997
CE1 CE1
114 115
PF001149 PF001150
PF001149 PF001157
00/00/0000 12/15/1997
CE1 CE1 CE1 CE1
116 117 118 119
PF001158 PF001159 PF001219 PF001220
PF001158 PF001218 PF001219 PF001225
00/00/0000 12/15/1997 00/00/0000 12/15/1997
CE1 CE1 CE1 CE1
120 121 122 123
PF001226 PF001227 PF001244 PF001245
PF001226 PF001243 PF001244 PF001261
00/00/0000 12/12/1997 00/00/0000 12/12/1997
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END PF001262 PF001276 PF001277 PF001312 DOCDT 00/00/0000 12/12/1997 00/00/0000 12/15/1997 SUBJECT COMMENTS Tab No. 31 Deed of Establishment of Stichting Roca Tab No. 32 EZH Pledge and Security Agreement (Roca Facility Trust No. 2) among N. V. Electriciteitsbedrijf Zuid-Holland, Wilmington Trust Company, and Consolidated Edison Leasing Tab No. 33 Sublease Second Priority Pledge Agreement (Roca Facility Trust No. 2) among Stichting Rotte, ABN AMRO Bank N.V., and N. V. Electriciteitsbedrijf Zuid-Holland Tab No. 34 Annex A to Irrevocable Standby Letter of Credit Tab No. 35 Reimbursement Agreement between Bayerische Landesbank Girozentrale and N. V. Electriciteitsbedrijf Zuid-Holland Tab No. 36 Account Pledge and Security Agreement (Roca Facilty Trust No. 2) between N. B. Electriciteitsbedrijf Zuid-Holland and Wilmington Trust Company Tab No. 37 Acknowledgment by Depository Institution Tab No. 38 Change Of Law Agreement (Roca Facility Trust No. 2) among N. V. Electriciteitsbedrijf Zuid-Holland, Stichting Roca, Wilmington Trust Company, Consolidated Edison Leasing, and Hollandsche BankUnie N.V. Tab No. 39 VAT Agreement among Wilmington Trust Company and N.V. Electriciteitsbedrijf Zuid-Holland Tab No. 40 Assignment Agreement between N. V. Electriciteitsbedrijf Zuid-Holland and Wilmington Trust Company Tab No. 41 Security Assignment Agreement between Wilmington Trust Company and Hollandsche BankUnie N.V. Tab No. 42 Pledge Agreement between Electriciteitsbedrijf Zuid-Holland N.V., Wilmington Trust Company, and Hollandsche Bank-Unie N.V. Tab No. 43 Closing Funding Memorandum re N. V. Electriciteitsbedrijf Zuid-Holland, Consolidated Edison Leasing, Wilmington Trust Company, Stichting IJsel, Hollandsche BankUnie N.V., ABN AMRO Bank N.V., and Stichting Rotte Tab No. 44 Exhibit Status
CE1 CE1 CE1 CE1
DOC # 124 125 126 127
BEGIN PF001262 PF001263 PF001277 PF001278
CE1 CE1
128 129
PF001313 PF001314
PF001313 PF001325
00/00/0000 12/15/1997
CE1 CE1 CE1 CE1
130 131 132 133
PF001326 PF001327 PF001329 PF001330
PF001326 PF001328 PF001329 PF001381
00/00/0000 12/15/1997 00/00/0000 00/00/0000
CE1 CE1
134 135
PF001382 PF001383
PF001382 PF001388
00/00/0000 12/15/1997
CE1 CE1 CE1 CE1
136 137 138 139
PF001389 PF001390 PF001392 PF001393
PF001389 PF001391 PF001392 PF001399
00/00/0000 12/15/1997 00/00/0000 12/15/1997
CE1 CE1
140 141
PF001400 PF001401
PF001400 PF001405
00/00/0000 12/15/1997
CE1 CE1
142 143
PF001406 PF001407
PF001406 PF001420
00/00/0000 12/15/1997
CE1 CE1
144 145
PF001421 PF001422
PF001421 PF001436
00/00/0000 12/15/1997
CE1 CE1
146 147
PF001437 PF001438
PF001437 PF001449
00/00/0000 12/15/1997
CE1 CE1
148 149
PF001450 PF001451
PF001450 PF001473
00/00/0000 12/15/1997
CE1
150
PF001474
PF001474
00/00/0000
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END PF001508 DOCDT 12/15/1997 SUBJECT COMMENTS Sublessee Loan Agreement between Wilmington Trust Company and N.V. Electriciteitsbedrijf Zuid-Holland Tab No. 45 Translation of the Substance of the Original, Notable Deed "Akte Voor Verlening Van Een Recht Van Opstal" Tab No. 46 Appraisal Report Tab No. 47 State of Delaware Uniform Commercial Code - Financing Statement Form UCC - 1 re Wilmington Trust Company and Hollandsche Bank-Unie N.V. Tab No. 48 N. V. Electriciteitsbedrijf ZuidHolland / Roca 3 lease-lease-bank transactie (Foreign Document) Tab No. 49 N. V. Electriciteisbedrijf ZuidHolland / Roca 3 lease-lease-back transactie (Foreign Documents) Tab No. 50 Letter regarding Sales Tax Opinion for the Roca-3 power station Tab No. 51 Certificate of Insurance for EZH Certificate of Liability Insurance 0191179 Certificate of Insurance (EZH facilities) B0100001440 Tab No. 52 Due Diligence Engineering Evaluation For EZH Roca 3 Submittal of Final Report No. A29800-01, Revision 0 Tab No. 53 EZH Roca 3 Power Station Due Diligence Environmental, Safety and Health Report Tab No. 54 Documents evidencing the existence and substance of any resolutions required by the Municipality to grant the Leashold Right, the building Right to EZH and the Turbine Building Right Tab No. 55 Description of the Roca-3 Station Site, the Unit, the Network and the Common Facilities Tab No. 56 Certificate of EZH to Deloitte & Touche LLP as to the operation and output of the facility Tab No. 57 Power of Attorney of EZH (foreign doc) Tab No. 58 Resolution Of The Board Of Managing Directors approving EZH Tab No. 59 Articles of Association of EZH (Foreign Documents) Tab No. 60 Note: "3.04 None" Tab No. 61 Exhibit Status
CE1
DOC # 151
BEGIN PF001475
CE1 CE1
152 153
PF001509 PF001510
PF001509 PF001528
00/00/0000 12/15/1997
CE1 CE1 CE1 CE1
154 155 156 157
PF001529 PF001530 PF001790 PF001791
PF001529 PF001789 PF001790 PF001797
00/00/0000 12/15/1997 00/00/0000 00/00/0000
CE1 CE1
158 159
PF001798 PF001799
PF001798 PF001803
00/00/0000 12/9/1997
CE1 CE1
160 161
PF001804 PF001805
PF001804 PF001810
00/00/0000 12/9/1997
CE1 CE1
162 163
PF001811 PF001812
PF001811 PF001813
00/00/0000 12/19/1997
CE1 CE1 CE1 CE1 CE1 CE1
164 165 166 167 168 169
PF001814 PF001815 PF001815 PF001826 PF001830 PF001831
PF001814 PF001829 PF001817 PF001829 PF001830 PF002103
00/00/0000 12/15/1997 12/15/1997 12/15/1997 00/00/0000 12/17/1997
CE1 CE1
170 171
PF002104 PF002105
PF002104 PF002370
00/00/0000 00/00/0000
CE1 CE1
172 173
PF002371 PF002372
PF002371 PF002506
00/00/0000 00/00/0000
CE1 CE1
174 175
PF002507 PF002508
PF002507 PF002538
00/00/0000 00/00/0000
CE1 CE1
176 177
PF002539 PF002540
PF002539 PF002540
00/00/0000 12/15/1997
CE1 CE1 CE1 CE1
178 179 180 181
PF002541 PF002542 PF002544 PF002545
PF002541 PF002543 PF002544 PF002548
00/00/0000 00/00/0000 00/00/0000 12/10/1997
CE1 CE1 CE1 CE1 CE1
182 183 184 185 186
PF002549 PF002550 PF002577 PF002578 PF002579
PF002549 PF002576 PF002577 PF002578 PF002579
00/00/0000 00/00/0000 00/00/0000 00/00/0000 00/00/0000
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END PF002581 DOCDT 12/15/1997 SUBJECT COMMENTS Certificate Pursuant To Sections 3(d) and 4(d) of The Participation Agreement (Roca Facility Trust No. 2) Tab No. 62 Certificate of Lessor and Sublessee Pursuant To Section 3 (x) Of The Participation Agreement (Roca Facility Trust No. 2) Tab No. 63 Closing Documents Delivered by EZH as Lessor and Sublessee Tab No. 64 Certificate of Assistant Secretary of Wilmington Trust Company Tab No. 65 Bank Officer's Certificate Tab No. 66 Trustee Officer's Certificate Tab No. 67 Certifcate of Secretary of Investor, Consolidated Edison Leasing Tab No. 68 Consolidated Edison Leasing Officer's Certificate Tab No. 69 Power of Attorney Tab No. 70 Form 1001 Ownership, Exemption, or Reduced Rate Certificate re Hollandsche Bank-Unie N.V. Tab No. 71 Extract from the Commercial Register (foreign doc) Tab No. 72 Stichting IJssel Resolution of the members of the board Tab No. 73 Establishment Of IJssel Foundation (Foreign Document) Tab No. 74 Extract from the Commercial Register (foreign doc) Tab No. 75 Stichting Rotte Resolution of the members of the board Tab No. 76 Establishment of Rotte Foundation (Foreign Document) Tab No. 77 Extract from the Commercial Register (foreign doc) Tab No. 78 Stichting RoCa Resolution of the members of the board Tab No. 79 Establishment of RoCa Foundation (Foreign Document) Tab No. 80 Opinion regarding N. V. Electriciteitsbedrijf Zuid-Holland Roca 3 Leveraged Lease Financing Transaction Tab No. 81 Opinion regarding EZH / Roca (ROCA Facility Trust No. 2) Tab No. 82 Opinion regarding N. V. Electriciteitsbedrijf Zuid-Holland ("EZH") Tab No. 83 Exhibit Status
CE1
DOC # 187
BEGIN PF002580
CE1 CE1
188 189
PF002582 PF002583
PF002582 PF002586
00/00/0000 12/15/1997
CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1
190 191 192 193 194 195 196 197 198 199 200 201 202 203 204 205
PF002587 PF002588 PF002601 PF002602 PF002636 PF002637 PF002638 PF002639 PF002640 PF002641 PF002651 PF002652 PF002654 PF002655 PF002657 PF002658
PF002587 PF002600 PF002601 PF002635 PF002636 PF002637 PF002638 PF002639 PF002640 PF002650 PF002651 PF002653 PF002654 PF002656 PF002657 PF002658
00/00/0000 00/00/0000 00/00/0000 11/20/1997 00/00/0000 12/15/1997 00/00/0000 12/15/1997 00/00/0000 00/00/0000 00/00/0000 12/15/1997 00/00/0000 12/12/1997 00/00/0000 12/15/1997
CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1
206 207 208 209 210 211 212 213 214 215 216 217 218 219 220 221 222 223 224 225
PF002659 PF002660 PF002662 PF002663 PF002665 PF002666 PF002683 PF002684 PF002686 PF002687 PF002689 PF002690 PF002707 PF002708 PF002710 PF002711 PF002713 PF002714 PF002728 PF002729
PF002659 PF002661 PF002662 PF002664 PF002665 PF002682 PF002683 PF002685 PF002686 PF002688 PF002689 PF002706 PF002707 PF002709 PF002710 PF002712 PF002713 PF002727 PF002728 PF002737
00/00/0000 12/12/1997 00/00/0000 12/00/1997 00/00/0000 12/12/1997 00/00/0000 12/12/1997 00/00/0000 12/00/1997 00/00/0000 12/12/1997 00/00/0000 12/12/1997 00/00/0000 12/00/1997 00/00/0000 12/12/1997 00/00/0000 12/15/1997
CE1 CE1 CE1 CE1
226 227 228 229
PF002738 PF002739 PF002746 PF002747
PF002738 PF002745 PF002746 PF002751
00/00/0000 12/15/1997 00/00/0000 12/15/1997
CE1
230
PF002752
PF002752
00/00/0000
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END PF002756 PF002757 PF002780 DOCDT 12/15/1997 00/00/0000 12/15/1997 SUBJECT COMMENTS Opinion regarding EZH ROCA Facility Trust No. 2 Tab No. 84 Opinion regarding N. V. Electriciteitsbedrijf Zuid-Holland Financing of Maasvlakte Facility (Roca Facility Trust No. 2) Tab No. 85 10. Opinions Tab No. 86 Tab No. 87 Tax Opinion regarding N. V. Electriciteitsbedrijf Zuid-Holland / Roca 3 lease-lease-back transaction Tab No. 88 Tab No. 89 10. Opinions Tab No. 90 10. Opinions Tab No. 91 Opinion regarding N. V. Electriciteitsbedrijf Zuid-Holland Tab No. 92 Opinion regarding Issue of Letters of Credit Tab No. 93 Tab No. 94 10. Opinions Tab No. 95 Opinion regarding N. V. Electriciteitsbedrijf Zuid-Holland Tab No. 96 Tab No. 97 Certificate from Capstar as to the number of offerees for the Leverage Lease Financing of an Undivided Interest in Roca 3 Facility Tab No. 98 Letter from CT Corporation System accepting appointment as process agent for the Sublease, the Lessor, and the Investor, Stichting Ijssel, Stichting Roca and Stichting Rotte Tab No. 99 Notice of Interest in U.S. Government Obligations Tab No. 100 Confirmation from the depositary under the Sublessee Pledge and Security Agreement with respect to the zero coupon U.S. Government Obligations Tab No. 101 Tab No. 102 BLG Agreement among Wilmington Trust Company, Hollandsche BankUnie N.V., Consolidated Edison Leasing, and N. V. Electriciteitsbedrijf Zuid-Holland Tab No. 103 German Letter Cover letter attaching the Investment Recommendation and Board of Directors Resolution for the EZH transaction Investment Recommendation Annual Report - 1996 Electriciteitsbedrijf Zuid-Holland Info Exhibit Status
CE1 CE1 CE1
DOC # 231 232 233
BEGIN PF002753 PF002757 PF002758
CE1 CE1 CE1 CE1 CE1
234 235 236 237 238
PF002781 PF002782 PF002783 PF002784 PF002785
PF002781 PF002782 PF002783 PF002784 PF002795
00/00/0000 00/00/0000 00/00/0000 00/00/0000 12/15/1997
CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1
239 240 241 242 243 244 245 246 247 248 249 250 251 252 253 254 255
PF002796 PF002797 PF002798 PF002799 PF002800 PF002801 PF002802 PF002805 PF002806 PF002809 PF002810 PF002811 PF002812 PF002813 PF002815 PF002834 PF002835
PF002796 PF002797 PF002798 PF002799 PF002800 PF002801 PF002804 PF002805 PF002808 PF002809 PF002810 PF002811 PF002812 PF002814 PF002815 PF002834 PF002836
00/00/0000 00/00/0000 00/00/0000 00/00/0000 00/00/0000 00/00/0000 12/15/1997 00/00/0000 12/15/1997 00/00/0000 00/00/0000 00/00/0000 00/00/0000 12/15/1997 00/00/0000 00/00/0000 12/15/1997
CE1 CE1
256 257
PF002837 PF002838
PF002837 PF002839
00/00/0000 12/15/1997
CE1 CE1 CE1 CE1
258 259 260 261
PF002840 PF002841 PF002850 PF002851
PF002840 PF002849 PF002850 PF002855
00/00/0000 12/16/1997 00/00/0000 12/16/1997
CE1 CE1 CE1
262 263 264
PF002856 PF002858 PF002859
PF002856 PF002858 PF002862
00/00/0000 00/00/0000 12/15/1997
CE1 CE1 CE1
265 266 267
PF002863 PF002864 PF002866
PF002863 PF002865 PF002866
00/00/0000 12/15/1997 10/27/1997
CE1 CE1 CE1
268 269 270
PF002867 PF002872 PF002911
PF002871 PF002910 PF002936
10/29/1997 8/5/1997 8/4/1997
MULTIPLE DOCUMENTS
Plaintiff's Exhibit ONLY
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END PF003008 PF003010 DOCDT 8/4/1997 9/25/1997 SUBJECT COMMENTS Electriciteitsbedrijf Zuid-Holland MULTIPLE DOCUMENTS Info EZH Project Fact Sheet from INCOMPLETE September 25, 1997 Board Meeting Leasing Overview REDACTED RoCa Information Innovation for the B triangle Information on Electricity Producers in the Netherlands When Strategy Counts in Power Plant Maintenance Certificate of Consolidated Edison Board Resolution on the 12th of December 1997 Certificate of Secretary of Consolidated Edison Development Resolution Board Resolution from 10 December 1997 Con Edison Leasing, EZH Leveraged Lease Status of Initial Direct Costs Certificate of Secretary of Consolidated Edison Leasing Calculations regarding return on EZH project Cover letter enclosing RoCa3 INCOMPLETE Video Tape Letter enclosing Investment INCOMPLETE Recommendation for December 10, 1997 Board of Directors Meeting and Listing Agenda Items Investment Recommendation Con Edison Development, Inc. EZH RoCa2 GOI Request for $39,320,000 attached Certificate of Secretary of Consolidated Edison Leasing regarding Board Resolutions from meeting of 12 December 1997 General Office Invoice - wire transfer to Wilmington Trust Company Exhibit 1 Pricing Assumptions For EZH - RoCa3 Gas-Fired Power Plant Lease Analysis Preliminary FMV Lease Analysis - Appraisal Value Curve Leveraged Lease Financing of EZH's RoCa3 Gas-Fired Power Facility Economic Proposal to EZH INCOMPLETE INCOMPLETE Exhibit Status Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY
CE1 CE1
DOC # 271 272
BEGIN PF002937 PF003009
CE1 CE1 CE1 CE1 CE1 CE1
273 274 275 276 277 278
PF003022 PF003039 PF003051 PF003057 PF003063 PF003082
PF003038 PF003050 PF003056 PF003062 PF003081 PF003082
11/7/1997 00/00/0000 06/00/1996 00/00/0000 00/00/0000 12/00/1997
Plaintiff's Exhibit ONLY
CE1
279
PF003083
PF003083
12/00/1997
CE1
280
PF003084
PF003084
11/30/1998
CE1 CE1 CE1 CE1
281 282 283 284
PF003085 PF003215 PF003216 PF003217
PF003086 PF003215 PF003216 PF003217
12/12/1997 11/3/1997 11/24/1997 12/9/1997
Plaintiff's Exhibit ONLY
Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY
CE1 CE1
285 286
PF003218 PF003223
PF003222 PF003223
12/10/1997 12/15/1997
Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY
CE1
287
PF003228
PF003229
12/12/1997
INCOMPLETE
Plaintiff's Exhibit ONLY
CE1
288
PF003230
PF003230
12/15/1997
INCOMPLETE
Plaintiff's Exhibit ONLY
CE1 CE1
289 290
PF003236 PF003238
PF003237 PF003238
00/00/0000 10/21/1997
INCOMPLETE INCOMPLETE
Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY
CE1
291
PF003241
PF003243
10/21/1997
INCOMPLETE
Plaintiff's Exhibit ONLY
CE1
292
PF003247
PF003247
11/26/1997
CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1
293 294 295 296 297 298 299 300
PF003253 PF003441 PF003469 PF003501 PF003530 PF003572 PF003584 PF003585
PF003440 PF003468 PF003500 PF003529 PF003571 PF003583 PF003584 PF003585
02/00/1996 12/31/1995 12/31/1996 00/00/1997 00/00/1996 00/00/0000 11/19/1997 11/19/1997
Certification by EZH regarding certain facts concerning the facility as of the closing date Third White Paper on Energy Policy 1996 - The Netherlands EZH 1995 Annual Report EZH Annual Report 1996 Annual Report 1997 Annual Report 1996 Elektriciteit in Nederland 1996 / Electricity in the Netherlands 1996 EZH 24 Hours a Day S&P Rating for EZH Standard & Poor's letter confirming INCOMPLETE a rating of "A" or better for EZH Energiedistributie in Nederaldn 1996 EnergieNed Generating Board Annual Report 1996
Plaintiff's Exhibit ONLY
CE1 CE1
301 302
PF003645 PF003697
PF003696 PF003758
00/00/0000 00/00/1996
9 of 29
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END PF003838 DOCDT 10/23/1997 SUBJECT COMMENTS Project Briefing Memorandum RoCa3 Power Facility Lease and Leaseback Financing - EZH Volume 1 of 2 Leasing Update EZH Transaction letter attaching Volume 2 of the Project Briefing Memorandum for RoCa3 Project Briefing Memorandum RoCa3 Power Facility Lease and Leaseback Financing - EZH Volume 2 of 2 Board of Directors Meeting Minutes Exhibit Status
CE1
DOC # 303
BEGIN PF003759
CE1
304
PF003839
PF003839
10/23/1997
CE1
305
PF003840
PF004004
10/23/1997
CE1 CE1 CE1 CE1 CE1
306 PF004005 307 308 309 310 PF004008 PF004011 PF004012 PF004013 PF004010 PF004011 PF004012 PF004013 PF004007 12/15/1997
CE1
311
PF004015
PF004015
CE1
312
PF004016
PF004017
CE1
313
PF004018
PF004018
CE1 CE1 CE1 CE1
314 315 316 317
PF004019 PF004020 PF004023 PF004024
PF004019 PF004021 PF004023 PF004024
CE1 CE1
318 319
PF004025 PF004026
PF004025 PF004026
CE1
320
PF004027
PF004027
CE1 CE1 CE1 CE1
321 322 323 324
PF004029 PF004030 PF004031 PF004032
PF004029 PF004030 PF004031 PF004032
Board of Directors Meeting Minutes 12/15/1997 12/23/1997 Transaction Expenses Invoice 12/23/1997 Lenders Fee Invoice 2/20/1998 Chase Transaction/Money Transfer Notice in the amount of $281,184.86 to ABN AMRO 12/19/1997 Cornerstone Invoice and wiring instructions for fees related to the Roca Facility Trust No.2 10/21/1997 Engagement Letter between Cornerstone Financial Advisors Limited Partnership and Consolidated Edison Development, Inc. 12/22/1997 Con Edison Development, Inc. GOI Request for $1,062,500 and wire transfer statement 12/22/1997 Con Edison Development, Inc. GOI Request for $1,062,500 12/22/1997 General Office Invoice for $1,062,500 12/19/1997 Invoice 12/22/1997 Con Edison Development, Inc. GOI Request for $342,198.23 for Shearman & Sterling legal fees 12/22/1997 General Office Invoice for $342,198.23 12/22/1997 Con Edison Development, Inc. GOI Request for $342,198 and wire transfer statement 2/17/1998 Cornerstone Invoice and wiring instructions for fees related to the Roca Facility Trust No.2 3/27/1998 Check from CED to Cornerstone 11/19/1998 Wire Transfer Authorization Request to CSFB 11/19/1998 Wire Transfer Authorization Form to CSFB 11/19/1998 Chase Money Transfer/Transaction Notice to CSFB 2/2/1998 3/27/1998 1/12/1998 1/12/1998 2/19/1998 2/3/1998 2/19/1998 1/6/1998 Invoice for closing fees and expenses Check to ABB Leasing Cover Letter for bill related to professional services Bill for professional services rendered Check to Davis Polk Invoice for services rendered with regard to the Roca Facility Check to Deloitte & Touche Cover letter for Due Diligence Engineering Evaluation for EZH ROCA 3 Submittal of Invoice No. JM1297004A, Revision 1 Invoice Check to Duke Invoice
INCOMPLETE INCOMPLETE
Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY
INCOMPLETE
Plaintiff's Exhibit ONLY
MULTIPLE DOCUMENTS; INCOMPLETE
Plaintiff's Exhibit ONLY
INCOMPLETE
Plaintiff's Exhibit ONLY
INCOMPLETE
Plaintiff's Exhibit ONLY
FRE 1006 INCOMPLETE
Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY
INCOMPLETE
Plaintiff's Exhibit ONLY
INCOMPLETE
Plaintiff's Exhibit ONLY
CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1
325 326 327 328 329 330 331 332
PF004033 PF004034 PF004035 PF004036 PF004037 PF004038 PF004039 PF004040
PF004033 PF004034 PF004035 PF004036 PF004037 PF004038 PF004039 PF004040
INCOMPLETE INCOMPLETE
Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY
CE1 CE1 CE1
333 334 335
PF004041 PF004042 PF004043
PF004041 PF004042 PF004043
1/6/1998 2/19/1998 12/26/1997
10 of 29
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END PF004044 PF004045 DOCDT 2/19/1998 12/16/1997 SUBJECT Check to Arthur Andersen Invoice for Sublease placement fees and expenses incurred in connection with the lease financing of Roca3 Check to Capstar Instructions for a wire transfer to Clifford Chance Chase Money Transfer/Transaction Notice from Foreign Exchange Department Invoice letter from Tauw Milieu in connection with Roca3 Check to Tauw Milieu Invoice Costs of Deed Execution re: Roca3 from ABN AMRO NV Instruction for a wire transfer of NLG to ABN AMRO Bank in the Netherlands Chase Money Transfer/Transaction Notice from Foreign Exchange Department Invoice for initial fee and administrative fee in connection with the Roca3 investment Check to Wimington Trust Company Invoice cover letter from Standard & Poor's for analytical services in connection with the Dutch Electricity Market Invoice Check Cover sheet attaching orginal and approved invoices from Loeff Claeys Verbeke regarding the EZH/Roca transaction Letter from Loeff Claeys Verbeke attaching statement of fees for the EZH transaction Statement of fees and disbursements for the EZH transaction Check to Loeff Claeys Verbeke Statement of fees and disbursements from the 4th quarter of 1997 in connection with the EZH Transaction Wire Transfer request of NLG currency to Loyens & Volkmaars Netherlands ING bank account Chase Money Transfer/Transaction Notice for Foreign Currency Invoice for Insurance Due Diligence Check Letter attaching a revised invoice for the Roca Facility Trust No. 1 and No. 2 Invoice for the Roca Facility Trust No. 1 and No. 2 Check to Morris, James Hitchens & Williams Letter attaching Invoice in INCOMPLETE connection with services rendered in EZH/Roca Trust No. 2 Invoice for legal assistance in INCOMPLETE conneciton with the EZH transaction Check to Nauta Dutilh Note of Charges for services rendered in the EZH/Roca transction COMMENTS Exhibit Status
CE1 CE1
DOC # 336 337
BEGIN PF004044 PF004045
CE1 CE1 CE1
338 339 340
PF004046 PF004047 PF004048
PF004046 PF004047 PF004048
2/19/1998 2/19/1998 2/23/1998
CE1 CE1 CE1 CE1
341 342 343 344
PF004049 PF004050 PF004051 PF004052
PF004049 PF004050 PF004051 PF004052
2/2/1998 2/19/1998 1/16/1998 4/7/1998
CE1
345
PF004053
PF004053
4/14/1998
CE1
346
PF004054
PF004054
1/26/1998
CE1 CE1
347 348
PF004055 PF004056
PF004055 PF004056
3/27/1998 1/6/1998
CE1 CE1 CE1
349 350 351
PF004057 PF004058 PF004059
PF004057 PF004058 PF004059
12/19/1997 2/19/1998 9/17/1998
INCOMPLETE
Plaintiff's Exhibit ONLY
CE1
352
PF004060
PF004060
1/20/1998
INCOMPLETE
Plaintiff's Exhibit ONLY
CE1
353
PF004061
PF004061
1/20/1998
INCOMPLETE
Plaintiff's Exhibit ONLY
CE1 CE1
354 355
PF004063 PF004064
PF004063 PF004064
9/29/1998 3/2/1998
CE1
356
PF004065
PF004065
4/7/1998
CE1
357
PF004066
PF004066
4/14/1998
CE1 CE1 CE1
358 359 360
PF004067 PF004068 PF004069
PF004067 PF004068 PF004069
11/21/1997 2/19/1998 1/30/1998
CE1 CE1 CE1
361 362 363
PF004070 PF004071 PF004072
PF004070 PF004071 PF004072
1/29/1998 2/19/1998 00/00/0000
Plaintiff's Exhibit ONLY
CE1
364
PF004073
PF004073
12/24/1997
Plaintiff's Exhibit ONLY
CE1 CE1
365 366
PF004074 PF004075
PF004074 PF004075
2/19/1998 1/27/1998
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END PF004076 PF004128 PF004185 PF004188 PF004222 DOCDT 3/27/1998 7/1/1996 07/00/1996 00/00/0000 5/30/1997 SUBJECT COMMENTS Check to Oppenhoff & Radler for services Electricity Plan 1997-2006 Notes to Electricity Plan 1997 2006 Con Edison Development Strategic Plan Presentation regarding the Objectives and Investment Strategy of Gramercy Development Presentation to Board of Trustees regarding CED Mission, People and Potential Projects Presentation regarding Mission, Project Screening, Experience, Projects Under Review, Leasing Program Project List: North America, Latin America, Europe, Asia Pacific, Technological Service CED Business Plan presentation for 1998 CED Business Plan presentation for 1998 Investment Portfolio Additional Investment in Consolidated Edison Development Consolidated Edison Board of Directors Resolution authorizing $100 million investment in CED Leasing White Paper Additional Investment in Consolidated Edison Development Notice of Action Taken by the Board of Trustees: Propposed Formation of an Unregulated Energy Infrastructure Development and Technical Services Subsidiary Proposed Formation of an Unregulated Energy Infrastructure Development and Technical Services Subsidiary Consolidated Edison Company of New York, Board of Trustees Resolution authorizing investment in unregulated subsidiary GDI Planning Meeting EZH Roca Funding and wiring instructions Monthly Status Report International Energy Partners Gramercy Development, Inc. presentation on unregulated subsidiary - overview, objectives, investment strategy, marketing plan, etc. Global Screening Process Report CED Country Target Market Screening Process 1998 Business Plan Gramercy 1997 Business Plan New York Public Service Commission Order 07/12/96 Approving Use of up to $50 Million to Invest in Unregulated Subsidiaries 1997 S-4 for Consolidated Edison, Inc. ConEdison Energy Business Plan Executive Overview Exhibit Status
CE1 CE1 CE1 CE1 CE1
DOC # 367 368 369 370 371
BEGIN PF004076 PF004077 PF004129 PF004186 PF004189
CE1
372
PF004223
PF004243
11/25/1997
CE1
373
PF004223
PF004243
11/25/1997
CE1
374
PF004244
PF004249
00/00/0000
CE1 CE1 CE1 CE1
375 376 377 378
PF004250 PF004288 PF004324 PF004348
PF004287 PF004323 PF004346 PF004348
1998 10/00/1997 00/00/0000 12/9/1997
CE1
379
PF004349
PF004349
12/12/1997
CE1 CE1
380 381
PF004350 PF004357
PF004355 PF004358
00/00/0000 10/23/1997
INCOMPLETE
Plaintiff's Exhibit ONLY
CE1
382
PF004360
PF004360
9/24/1996
CE1
383
PF004361
PF004364
9/18/1996
CE1
384
PF004365
PF004365
9/24/1996
CE1 CE1 CE1 CE1 CE1
385 386 387 388 389
PF004366 PF004415 PF004416 PF004426 PF004445
PF004408 PF004415 PF004425 PF004444 PF004488
6/3/1997 12/14/1997 4/4/1997 00/00/0000 6/18/1997
CE1 CE1 CE1 CE1 CE1
390 391 392 393 394
PF004490 PF004513 PF004525 PF004559 PF004645
PF004511 PF004524 PF004558 PF004644 PF004657
6/2/1998 00/00/0000 10/00/1997 1997 7/12/1996
CE1 CE1
395 396
PF004658 PF004731
PF004730 PF004754
00/00/0000 10/27/1997
12 of 29
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ConEdison Proposed Exhibit List
END PF004757 DOCDT 10/23/1997 SUBJECT COMMENTS Additional Investment in Consolidated Edison Development, Inc. Strategy/Long-Term Investments Summary of CED, mission, personnel and activities Joint meeting of the Board of Trustees and the Finance and Budget and Contracts Committees of CECONY Con Edison Annual Report Strength Amid Change Consolidated Edison, Inc. Annual Report 1997 1998 Annual Report Proposal of Full disallowance on Consolidated Edison's claim and proposed change to tax Pending Petition Memo of Consolidated Edison Company of New York, Inc. 95-M-0418 Petition, Schedule and Exhibit INCOMPLETE Letter accompany Consolidated INCOMPLETE Edison Company of New York's Petition for Consent, Approval and Authorization Under Section 107 and 70 of the Public Service Law Petition, Schedule and Exhibit INCOMPLETE Statement of Policy Regarding Vertical Market Power [Amended and Restated] Agreement and Settlement [Conformed Copy of Agreement and Settllement dated 08/29/97, Incorporating Revisions Made by Addendum dated 09/19/97] Order Adopting Terms of Settlement Subject to Conditions and Understandings Order Approving Use of up to $50 Million to Invest in Unregulated Subsidiaries Response of Consolidated Edison Company of New York, Inc. to the Publice Service Commission's 05/20/96 "Competitive Opportunities" Order Response of Consolidated Edison Company of New York, Inc. to the Publice Service Commission's 05/20/96 "Competitive Opportunities" Order Appendices First Meeting of the Board of Directors of CEL Summary of CED, mission, personnel and activities CED Board Minutes S&P Rating for EZH S&P Rating for EZH EZH S&P Rating EZH Investment Recommendation and Board of Directors resolution General Office Invoice to fund the investment in EZH EZH Lease - Cash Management Email on behalf of DePlautt regarding EZH Lease - Cash Management Consolidated Edison Development, Inc. EZH Lease Accounting Update INCOMPLETE INCOMPLETE INCOMPLETE INCOMPLETE Exhibit Status
CE1
DOC # 397
BEGIN PF004755
CE1 CE1 CE1
398 399 400
PF004758 PF004778 PF004781
PF004777 PF004780 PF004800
10/28/1997 1997 10/28/1997
CE1 CE1 CE1 CE1 CE1
401 402 403 404 405
PF004801 PF004823 PF004875 PF004931 PF004997
PF004822 PF004874 PF004930 PF004996 PF004998
12/12/1997 00/00/0000 00/00/1997 00/00/1998 3/15/2006
CE1
406
PF004999
PF004999
5/3/1995
CE1 CE1
407 408
PF005000 PF005001
PF005000 PF005001
5/2/1995 5/2/1995
Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY
CE1 CE1 CE1
409 410 411
PF005002 PF005039 PF005061
PF005038 PF005060 PF005124
5/2/1995 00/00/0000 9/19/1997
Plaintiff's Exhibit ONLY
CE1
412
PF005125
PF005134
9/23/1997
CE1
413
PF005135
PF005145
7/12/1996
CE1
414
PF005146
PF005307
10/1/1996
CE1
415
PF005308
PF005497
10/1/1996
CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1
416 417 418 419 420 421 422 423 424 425 426 3
PF005498 PF005511 PF005514 PF005518 PF005521 PF005523 PF005524 PF005562 PF005573 PF005583 PF005589
PF005503 PF005513 PF005517 PF005520 PF005521 PF005523 PF005524 PF005563 PF005579 PF005583 PF005590
12/12/1997 00/00/0000 9/25/1997 11/24/1997 11/19/1997 11/19/1997 11/18/1997 10/21/1997 12/10/1997 12/15/1997 12/12/1997 12/12/1997
Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY
INCOMPLETE
Plaintiff's Exhibit ONLY
CE2 CE1
427
PF005589 PF005616
PF005590 PF005616
11/24/1997
13 of 29
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ConEdison Proposed Exhibit List
END PF005617 DOCDT 11/20/1997 SUBJECT COMMENTS Email transmitting EZH Update INCOMPLETE Memo "Re Leasing Questions 11-1497" Email regarding the accounting INCOMPLETE treatment for the EZH transaction on Con Edison's books Consolidated Edison Development, INCOMPLETE EZH Lease Accounting Status PwC Accounting Opinion INCOMPLETE Email on behalf of DePlautt regarding EZH Lease - Cash Management Consolidated Edision Development (CED) cash events relating to lease investments in December 1997 Final EZH accounting letter INCOMPLETE Leasing White Paper transmittal INCOMPLETE memo Consolidated Edison Development, EZH Lease PW Accounting review status update Arthur Andersen Engagement Letter Arthur Andersen Letter Memo accompanying the 2 volume EZH Briefing Memo Netherlands Political Map Appraisal Value Curve - Gas-Fired Power Plant Lease Analysis, Preliminary FMV Lease Analysis Due Diligence itinerary for trip to Roca facility in the Netherlands Itinerary for due diligence trip to Roca facility Centrale RoCa map to facility EZH RoCa3 Site Visit - list of persons attending Letter attaching the Accounting Information sheet on the EZH transaction Consolidated Edison Development, Inc. Leasing Investment Balance question/answer INCOMPLETE INCOMPLETE INCOMPLETE INCOMPLETE Exhibit Status Plaintiff's Exhibit ONLY
CE1
DOC # 428
BEGIN PF005617
CE1
429
PF005620
PF005620
11/16/1997
Plaintiff's Exhibit ONLY
CE1
430
PF005656
PF005656
12/9/1997
Plaintiff's Exhibit ONLY
CE1
431 4
PF005664 PF005668
PF005667 PF005670
11/26/1997 12/11/1997
Plaintiff's Exhibit ONLY
CE2 CE1
432
PF005671
PF005671
12/10/1997
CE1 CE1 CE1
433 434 435
PF005673 PF005681 PF005690
PF005679 PF005681 PF005690
12/8/1997 11/25/1997 11/21/1997
Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY
CE1 CE1 CE1 CE1 CE1
436 437 438 439 440
PF005859 PF005873 PF005895 PF005897 PF005902
PF005864 PF035772 PF005895 PF005897 PF005902
1/8/1999 12/8/1997 10/28/1997 00/00/0000 10/21/1997
Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY
CE1 CE1 CE1 CE1 CE1
441 442 443 444 445
PF005906 PF005909 PF005910 PF005914 PF005916
PF005908 PF005909 PF005913 PF005915 PF005916
11/7/1997 11/7/1997 00/00/0000 10/30/1997 12/5/1997
INCOMPLETE INCOMPLETE INCOMPLETE
Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY
Plaintiff's Exhibit ONLY INCOMPLETE Plaintiff's Exhibit ONLY
CE1
446
PF005920
PF005920
12/8/1997
CE1 CE1 CE1 CE1
447 448 449 450
PF005936 PF005940 PF006048 PF006066
PF005937 PF005944 PF006048 PF006067
12/12/1997 10/27/1997 12/7/1997 8/15/1994
EZH Lease status update Generic transaction structure INCOMPLETE description Lease Accounting General Agreement between INCOMPLETE Deloitte & Touche Valuation Group and Consolidated Edison Leasing Proposal for Leverage Lease INCOMPLETE Financing of EZH's RoCa3 Gas Fired Power Facility Exhibit 1 Pricing Assumptions For INCOMPLETE EZH - RoCa 3 Response to PriceWaterhouse INCOMPLETE questions regarding the Trust and rents Market Rate Letter for the Debt Defeasance Deposit Market Rate for the Loan Market Rate for the Lease Collateral Deposit Market Rate for the Sublease Loan Market Rate for the Trustee Treasury Collateral
Plaintiff's Exhibit ONLY
Plaintiff's Exhibit ONLY
CE1
451
PF006085
PF006087
9/26/1997
Plaintiff's Exhibit ONLY
CE1 CE1
452 453
PF006088 PF006111
PF006089 PF006111
9/26/1997 11/25/1997
Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY
CE1 CE1 CE1 CE1 CE1
454 455 456 457 458
PF006130 PF006132 PF006134 PF006136 PF006138
PF006131 PF006133 PF006135 PF006137 PF006139
12/15/1997 12/15/1997 12/15/1997 12/15/1997 12/15/1997
14 of 29
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ConEdison Proposed Exhibit List
END PF006154 DOCDT 11/18/1997 SUBJECT COMMENTS Exhibit 12B RoCa Unit No. 3 DE&S Due Diligence Engineering Report: Conference Notes from Meetings of October 16 & 17, 1997 Exhibit Status
CE1
DOC # 459
BEGIN PF006148
CE1
460 5
PF006191
PF006196
CE2 CE1 CE1 CE1 CE1
461 462 463 464
PF006191 PF006234 PF006237 PF006239 PF006293
PF006196 PF006235 PF006237 PF006239 PF006294
CE1 CE1 CE1 CE1 CE1 CE1
465 466 467 468 469 470
PF006295 PF006301 PF006303 PF006319 PF006321 PF006337
PF006300 PF006302 PF006308 PF006320 PF006335 PF006337
CE1 CE1 CE1 CE1 CE1
471 472 473 474 475
PF006407 PF006415 PF006438 PF006492 PF006493
PF006412 PF006420 PF006489 PF006492 PF006543
Irrevocable Standby Letter of Credit No. 15122116 Irrevocable Standby Letter of Credit 12/15/1997 No. 15122116 11/6/1997 Estimated Value Roca-3 + INCOMPLETE Transportine 11/14/1997 Fax sheet attaching the FMV Curve INCOMPLETE for the Roca-3 plant 11/14/1997 Preliminary FMV Analysis Gas-Fired INCOMPLETE Power Plant 2/19/1998 February 1998 report to Board of Trustees - CED Projects Status and Activities Report 7/27/1998 July 1998 Report for Board of Trustees 3/19/1998 March 1998 Report to Board of Trustees 05/00/1998 May 1998 Report to Board of Trustees 4/23/1998 April 1998 Report to Board of Trustees 00/00/0000 Project List 12/15/1997 Memorandum as to Additional Investment in Consolidated Edison Development 2/26/1998 1/20/1998 1997 Year-End Report 10/29/1997 1998 Business Plan Outline 8/16/2005 Cover sheet 4/3/1996 Annual report on the 1995 financial year of N.V. Nederlandse Gasunie 05/00/1996 3/26/1997 Long-term market analysis - Key data from the Gas Marketing Plan Annual report on the 1996 financial year of N.V. Nederlandse Gasunie Electricity in the Netherlands 1994 Electricity in the Netherlands 1995 Electricity in the Netherlands 1996 Annual Report 1995 Annual Report 1995 Annual Report 1996 Facts & Figures 1994 Information on RoCa-3 and Heat / INCOMPLETE CO2 pipeline Exchange Rate Close / Value for the period of 06/02/97 - 12/12/97 Natural Gas - Reserves Infrastructure to Support Natural Gas Usage - Regional Activity EZH; Roca 3 Financing - Common INCOMPLETE Facilities EZH RoCa 3 - Tax Characterization of German Lease Steam Turbine Generators ROCA3 - Site Visit Common Facilities Princing - ROCA3 ROCA3 - Correspondence Rec. RoCa warmtekrachtcentrale EZH/Cornerstone Estimated Fees and Expenses
12/15/1997
Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY
Plaintiff's Exhibit ONLY
CE1 CE1
476 477
PF006544 PF006744
PF006559 PF006796
CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1
478 479 480 481 482 483 484 485 486 487
PF006797 PF006842 PF006887 PF006931 PF007107 PF007161 PF007226 PF007229 PF007242 PF007246
PF006841 PF006886 PF006930 PF006997 PF007160 PF007225 PF007228 PF007231 PF007245 PF007249
03/00/1995 05/00/1996 05/00/1997 3/27/1996 3/27/1996 3/26/1996 5/15/1996 11/6/1997 00/00/0000 00/00/0000
Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY
CE1 CE1
488 489
PF007257 PF007258
PF007257 PF007259
11/20/1997 12/4/1997
Plaintiff's Exhibit ONLY
CE1 CE1 CE1 CE1 CE1 CE1 CE1
490 491 492 493 494 495 496
PF007261 PF007267 PF007270 PF007271 PF007290 PF007350 PF007394
PF007263 PF007267 PF007270 PF007271 PF007290 PF007391 PF007397
12/11/1997 00/00/0000 00/00/0000 00/00/0000 00/00/0000 00/00/0000 12/17/1997
Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY INCOMPLETE Plaintiff's Exhibit ONLY
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END PF007398 DOCDT 3/19/1998 SUBJECT Thank you letter for followin up on payment of consulting fee for Marsh & McLennan's Due Diligence Consulting on Centrale Roca III Project Insurance Due Diligence Consulting RoCa-3 a Green Power Plant for Greenhouses Board Meeting Minutes Proposed Formation of an Energy Subsidiary Board of Trustees Authorization to Form and Fund an Unregulated Energy Subsidiary Planning and Environmental Committee Minutes Report of the Planning and Environmental Committee Letter enclosing agenda for 7/26/1994 Board of Trustees meeting Planning and Environmental Committee Agenda Planning and Environmental Committee Agenda Planning and Environmental Committee Minutes Petition to the Public Service Commission for Authority to Invest in Subsidiaries Letter attaching an Agenda for Board of Trustees meeting on April 25, 1995 Report of the Planning and Environmental Committee Planning and Environmental Committee Minutes Letter attaching an Agenda for Board of Trustees meeting on May 23, 1995 Planning and Environmental Committee Agenda Competition in the Electricity market: the England and Wales Privatisation Electric Industry Competitive Issues COMMENTS Exhibit Status
CE1
DOC # 497
BEGIN PF007398
CE1 CE1 CE1 CE1
498 499 500 501
PF007402 PF007512 PF007532 PF007534
PF007447 PF007531 PF007533 PF007534
00/00/0000 10/28/1997 10/23/1997 10/28/1997
INCOMPLETE INCOMPLETE
Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY
CE1 CE1 CE1
502 503 504
PF007535 PF007538 PF007540
PF007537 PF007539 PF007540
7/26/1994 8/23/1994 7/21/1994
INCOMPLETE
Plaintiff's Exhibit ONLY
CE1 CE1 CE1 CE1
505 506 507 508
PF007541 PF007542 PF007543 PF007549
PF007541 PF007542 PF007548 PF007551
7/26/1994 4/25/1995 4/25/1995 4/20/1995
INCOMPLETE
Plaintiff's Exhibit ONLY
CE1
509
PF007552
PF007552
4/20/1995
INCOMPLETE
Plaintiff's Exhibit ONLY
CE1 CE1 CE1
510 511 512
PF007553 PF007559 PF007562
PF007558 PF007561 PF007562
5/23/1995 5/23/1995 5/18/1995
INCOMPLETE
Plaintiff's Exhibit ONLY
CE1 CE1
513 514
PF007563 PF007564
PF007563 PF007580
5/23/1995 00/00/0000
INCOMPLETE
Plaintiff's Exhibit ONLY
CE1 CE1 CE1 CE1
515 516 517 518
PF007581 PF007592 PF007595 PF007597
PF007591 PF007594 PF007596 PF007597
5/23/1995 6/27/1995 7/25/1995 6/22/1995
CE1 CE1 CE1 CE1 CE1 CE1
519 520 521 522 523 524
PF007598 PF007599 PF007625 PF007645 PF007648 PF007651
PF007598 PF007624 PF007644 PF007647 PF007650 PF007651
6/27/1995 4/19/1995 6/27/1995 9/26/1995 10/24/1995 9/21/1995
Planning and Environmental Committee Minutes Report of the Planning and Environmental Committee Letter attaching an Agenda for INCOMPLETE Board of Trustees meeting on June 27, 1995 Planning and Environmental INCOMPLETE Committee Agenda A Primer on Retail Electric Service Unbundling Electric Industry Competitive Issues Planning and Environmental Committee Minutes Report of the Planning and Environmental Committee Letter attaching an Agenda for Board of Trustees meeting on September 26, 1995 Planning and Environmental Committee Agenda Planning Committee Minutes Report of Planning Committee Letter attaching an Agenda for Board of Trustees meeting on November 28, 1995
Plaintiff's Exhibit ONLY
Plaintiff's Exhibit ONLY
INCOMPLETE
Plaintiff's Exhibit ONLY
CE1 CE1 CE1 CE1
525 526 527 528
PF007652 PF007653 PF007656 PF007659
PF007652 PF007655 PF007658 PF007659
9/26/1995 11/28/1995 12/19/1995 11/22/1995
INCOMPLETE
Plaintiff's Exhibit ONLY
INCOMPLETE
Plaintiff's Exhibit ONLY
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END PF007660 PF007670 PF007673 PF007676 PF007677 PF007678 DOCDT 11/28/1995 11/28/1995 3/26/1996 4/23/1996 3/26/1996 3/21/1996 SUBJECT COMMENTS Planning Committee Agenda INCOMPLETE Electric Industry Competitive Issues Exhibit Status Plaintiff's Exhibit ONLY
CE1 CE1 CE1 CE1 CE1 CE1
DOC # 529 530 531 532 533 534
BEGIN PF007660 PF007661 PF007671 PF007674 PF007677 PF007678
CE1 CE1 CE1
535 536 537
PF007679 PF007682 PF007685
PF007681 PF007684 PF007685
CE1 CE1 CE1
538 539 540
PF007686 PF007687 PF007689
PF007686 PF007688 PF007689
CE1 CE1
541 542
PF007690 PF007691
PF007690 PF007691
CE1 CE1 CE1 CE1 CE1
543 544 545 546 547
PF007692 PF007693 PF007696 PF007699 PF007700
PF007692 PF007695 PF007698 PF007699 PF007700
CE1 CE1 CE1
548 549 550
PF007701 PF007705 PF007708
PF007704 PF007707 PF007712
CE1
551
PF007713
PF007734
CE1
552
PF007735
PF007830
CE1
553
PF007831
PF007842
Planning Committee Minutes Report of Planning Committee Planning Committee Agenda Letter attaching an Agenda for Board of Trustees meeting on March 26, 1996 6/25/1996 Planning Committee Minutes 7/23/1996 Report of Planning Committee 6/20/1996 Letter attaching an Agenda for Board of Trustees meeting on June 25, 1996 6/25/1996 Planning Committee Agenda 1/28/1997 Report of Planning Committee 12/12/1996 Letter attaching an Agenda for Board of Trustees meeting on November 28, 1995 12/17/1996 Planning Committee Agenda 3/20/1997 Letter attaching an Agenda for Board of Trustees meeting on March 25, 1997 3/25/1997 Planning Committee Agenda 3/25/1997 Planning Committee Minutes 4/22/1997 Report of Planning Committee 6/24/1997 Planning Committee Agenda 6/19/1997 Letter attaching an Agenda for Board of Trustees meeting on June 24, 1997 6/24/1997 Planning Committee Minutes 7/22/1997 Report of Planning Committee 8/9/1994 Competitive Opportunities Available to Customers of Electric and Gas Service Case 93-M-0229 7/11/1994 Competitive Opportunities Available to Customers of Electric and Gas Service Case 93-M-0229 Opinion No. 94-15 5/20/1996 Competitive Opportunities Regarding Electric Cases 94-E0952 et al. 93-M-0229 Opinion No. 96-12 7/17/1998 Orange and Rockland Utilities, Inc. Case 96-E-0900; Niagara Mohawk Power Corporation Cases 94-E0098, 94-E-0099; New York State Electric and Gas Corporation Case 96-E-0891; Consolidated Edison Company of New York, Inc. Case 96-E-0897; Central Hudson Gas and Electric Corporation Case 96-E0909; Rochester Gas and Electric Corporation Case 96-E-0898;
INCOMPLETE INCOMPLETE
Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY
INCOMPLETE
Plaintiff's Exhibit ONLY
INCOMPLETE INCOMPLETE
Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY
INCOMPLETE INCOMPLETE
Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY
INCOMPLETE
Plaintiff's Exhibit ONLY
INCOMPLETE INCOMPLETE
Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY
6 Exhibit 1 Notice Of Amendment Of Irrevocable Standby Letter Of Credit 11/20/1998 No. 15122116 Dated 12/15/97 12/10/1999 EZH-Roca 3 1997 Leverage Lease Financing Notice of Amendment for Letter of Credit No. 15122116 dated 12/15/97 12/29/1998 Certificate of Incumbency re Brian INCOMPLETE DePlautt 12/7/1998 EZH Roca 3 1997 Leverage Lease Financing Notice of Amendment for Letter of Credit No. 15122116 dated 12/15/97 Roca Facility Trust No. 2 Officers INCOMPLETE Certification regarding various 6/29/1999 aspects of the transaction 00/00/0000 Annual Report 1998 INCOMPLETE 1999 Annual Report 1999
CE2 CE1
554
PF007896 PF007900
PF007897 PF007900
CE1 CE1
555 556
PF007904 PF007906
PF007904 PF007906
Plaintiff's Exhibit ONLY
CE1
557 PF007909 PF007910 PF007980 PF007909 PF007979 PF008046
Plaintiff's Exhibit ONLY
CE1 CE1
558 559
Plaintiff's Exhibit ONLY
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END PF008047 DOCDT 11/11/1999 SUBJECT RoCa 3 Section 11(d)(vii) of the Participation Agreement regarding the required amount for the L/C period from January 3, 2000January 2, 2001 EZH - Roca - Calculation of Required amount for the L/C period from January 3, 2000 - January 2, 2001 Cover Letter enclosing the Leverage Lease Financing Notice of Amendment for Letter of Credit No. 15122116 RoCa 3 Section 11(d)(vii) of the Participation Agreement regarding the required amount for the L/C period from January 3, 1999January 2, 2000 EZH - Roca - Calculation of Required amount for the L/C period from January 3, 1999 - January 2, 2000 Transmittal of Holzman's L / C calculation EZH RoCa 3 Required Amount Calculation for January 3, 1999January 2, 2000 Calculation of the Required Amount of the L / C's as of 11/4/1999 Re: Letter of Credit from BayerL.B re Roca Facility Trust; attaching "notices of amendment" for the L/C Roca3 transaction EZH L/C Increase Amendment Description of the methodology used in calculating the required letter of credit about for the EZH transaction EZH RoCa3 Consolidated Edison Leasing 11/04/98 Required Amount Calculation for January 3, 2000 January 2, 2001 Fax attaching a copy of the notificaton of the Required Amount letter from Jan Trapman at EZH COMMENTS INCOMPLETE Exhibit Status Plaintiff's Exhibit ONLY
CE1
DOC # 560
BEGIN PF008047
CE1
561
PF008048
PF008048
11/4/1999
INCOMPLETE
Plaintiff's Exhibit ONLY
CE1
562
PF008049
PF008049
1/5/2000
INCOMPLETE
Plaintiff's Exhibit ONLY
CE1
563
PF008053
PF008053
11/16/1998
INCOMPLETE
Plaintiff's Exhibit ONLY
CE1
564
PF008054
PF008054
11/4/1998
INCOMPLETE
Plaintiff's Exhibit ONLY
CE1 CE1
565 566
PF008060 PF008061
PF008060 PF008061
11/5/1998 11/4/1998
INCOMPLETE INCOMPLETE
Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY
CE1
567
PF008074
PF008074
00/00/0000
Plaintiff's Exhibit ONLY
CE1
568
PF008075
PF008075
12/7/1999
INCOMPLETE
Plaintiff's Exhibit ONLY
CE1 CE1
569 570
PF008076 PF008078
PF008076 PF008080
12/20/1999 00/00/0000
INCOMPLETE INCOMPLETE
Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY
CE1
571
PF008082
PF008082
12/20/1999
CE1
572
PF008095
PF008095
11/18/1998
INCOMPLETE
Plaintiff's Exhibit ONLY
CE1
573
PF008099
PF008099
11/4/1998
CE1 CE1 CE1
574 575 576
PF008100 PF008282 PF008318
PF008144 PF008308 PF008319
05/00/1996 10/7/1997 11/20/1998
EZH RoCa 3 Consolidated Edison INCOMPLETE Leasing 11/04/98 Required Amount Calculation for January 3, 1999 January 2, 2000 Electricity in the Netherlands 1995 Energy Project Opportunities Exhibit 1 Notice Of Amendment Of Irrevocable Standby Letter Of Credit No. 15122116 Dated 12/15/97 CED Board minute Proposal for Valuation services INCOMPLETE Study conducted of the Unit, the Cooling Water Channel, the Cooling Water Station, the Common Facilities and the Network (the "Facility" EZH-Transport HV Map Signed copies of the LC Notice of Amendment re RoCa-3 transaction Consolidated Edison Development, Inc. - Leasing White Paper Answers to questions on the 12/2/97 Version of the White Paper
Plaintiff's Exhibit ONLY
CE1 CE1 CE1
577 578 579
PF008322 PF008369 PF008378
PF008323 PF008374 PF008382
10/29/1997 12/10/1997 12/15/1997
Plaintiff's Exhibit ONLY
CE1 CE1
580 581
PF008447 PF008450
PF008449 PF008450
00/00/0000 12/28/1998
CE1
582
PF008546
PF008546
12/2/1997
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END PF008788 PF008802 DOCDT 00/00/0000 12/3/1997 SUBJECT COMMENTS Allegory on Electricity 44 Year Graphs regarding earnings INCOMPLETE and cash flows for EZH transaciton Revised 12/03/97 Lease Cash Flows graph INCOMPLETE Lease Earnings graph Proposal Letter for Leveraged INCOMPLETE Lease Financing of EZH's RoCa3 Gas-Fired Power Facility Board of Directors Meeting 09/25/97 - Agenda Letter enclosing 3 sets of pricing schedules for EZH Final Pricing Run - post transaction Final Pricing Run - post transaction Final Pricing Run - post transaction August 1998 Report to Board of Trustees May 1998 Report to Board of Trustees October 1998 Report to Board of REDACTED Trustees September 1998 Report to Board of Trustees Financial Forecast Presentation INCOMPLETE Annual Report 1995 Annual Report - 1996 CED Board minutes Minutes of a Meeting of the Board of Directors of Consolidated Edison Development, Inc. Minutes of a Meeting of the Board of Directors of Consolidated Edison Development, Inc. Minutes of a Meeting of the Board of Directors of Consolidated Edison Development, Inc. Minutes of a Meeting of the Board of Directors of Consolidated Edison Development, Inc. Minutes of a Meeting of the Board of Directors of Consolidated Edison Development, Inc. General Services Agreement between Consolidated Edison Company of New York, Inc. and Gramercy Development, Inc. Statement of Incorporator in Lieu of Organization Meeting Certificate of Incorportion of Gramercy Development, Inc. Under Section 402 of the Business Corporation Law By-Laws of Gramercy Development, Inc. Gramercy Development Inc. Certificate of Shares Petition of Con Edison for Authority to Fund Subsidiaries Resolutions Authorizing Amendment of the Certificate of Incorporation of the Corporation to Change the Name of the Corporation to Consolidated Edison Development, Inc Gramercy Development, Inc Consent of Sole Shareholder to Shareholder Action Without a Meeting Exhibit Status Plaintiff's Exhibit ONLY
CE1 CE1
DOC # 583 584
BEGIN PF008731 PF008802
CE1 CE1 CE1
585 586 587
PF008813 PF008814 PF008815
PF008813 PF008814 PF008819
00/00/0000 00/00/0000 10/21/1997
Plaintiff's Exhibit ONLY Plaintiff's Exhibit ONLY
CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1 CE1
588 589 590 591 592 593 594 595 596 597 598 599 600 601
PF008897 PF008983 PF008984 PF009069 PF009147 PF009192 PF009204 PF009350 PF009358 PF009383 PF009386 PF009438 PF009501 PF009527
PF008897 PF008983 PF009068 PF009146 PF009190 PF009197 PF009204 PF009357 PF009364 PF009384 PF009437 PF009500 PF009504 PF009530
9/25/1997 3/13/1998 3/12/1998 3/12/1998 3/13/1998 8/20/1998 5/15/1998 00/00/0000 00/00/0000 10/6/1997 00/00/1995 00/00/1996 9/25/1997 3/25/1998
Plaintiff's Exhibit ONLY
Plaintiff's Exhibit ONLY
CE1
602
PF009531
PF009535
4/30/1998
CE1
603
PF009536
PF009539
5/29/1998
CE1
604
PF009540
PF009543
7/1/1998
CE1
605
PF009548
PF009551
10/29/1998
CE1
606
PF009564
PF009566
10/28/1996
CE1 CE1
607 608
PF009567 PF009568
PF009567 PF009569
10/28/1996 10/15/1996
CE1 CE1 CE1 CE1
609 610 611 612
PF009570 PF009575 PF009577 PF009621
PF009574 PF009576 PF009586 PF009621
00/00/0000 00/00/0000 9/29/1995 9/17/1997
CE1
613
PF009622
PF009622
9/17/1997
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END PF009624 SUBJECT Email forwarding notice of approval by the stockholders for the holding company 12/11/2000 EZH name change Roca Facility Trust No. 2 Officers Certification of certain aspects of 4/27/2000 the Sublease 4/4/2000 Certificate of Insurance 4/6/2000 Insurance Cert