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IN THE UNITED STATES COURT OF FEDERAL CLAIMS
No. 07-166C (Judge C.O.C. Miller)
PAUL E. DOLAN Plaintiff, v. THE UNITED STATES Defendant,
PLAINTIFF'S APPENDIX VOLUME 5
August 3, 2007
John A. Wickham, Esq. 32975 Saint Moritz Drive Evergreen CO 80439-6720 (303) 670-3825 Counsel for plaintiff
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APPENDIX VOLUME 5, TABLE OF CONTENTS
Army Regulation, AR 140-185, Training and Retirement Point Credits (1987)...................................140-43 Army Regulation, AR 37-104-4, Military Pay and Allowances Policy (2005)...................................143A-G Department of Army Pamphlet DA Pam 27-50-136, Major David Wagner * "Officer Eliminations: Emphasis on Quality," The Army Lawyer 9 (April 1984) ...........................................................144-48 GAO Report GAO-06-362, "The Military Disability System: Improved Oversight Needs to Ensure Consistent and Timely Outcomes" (March 2006)...................................149-51
*
The Army Lawyer is listed as an "official publication of the Judge Advocate Generals School U.S. Army (TJAGSA); Major David Wagner is identified as "Instructor, Administrative and Civil Law Division, TJAGSA")
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Headquarters Department of the Army Washington, DC 15 May 1987
Army Regulation 140185
Effective 15 November 1987 Army Reserve
Training and Retirement Point Credits and Unit Level Strength Accounting Records
retirement points are authorized. It discusses the procedures for recording retirement point credits and training for U.S. Army Reserve soldiers. It provides instructions for completing the DA Form 1379 (U.S. Army Reserve Components Unit Record of Reserve Training) and DA Form 1380 (Record of Individual Performance of Reserve Duty Training). This regulation also covers the basic guidance for strength accountability. Applicability. This regulation applies only to United States Army Reserve soldiers. It does not apply to the Active Army or the Army National Guard. History. The original form of this regulation was first published on 15 September 1979. Since that time, changes have been issued to amend the original. As of 15 May 1987, permanent Changes 1 through 12 remain in effect. This UPDATE printing incorporates those changes directly into the body of the text. To make this publication compatible with the Army electronic publishing database, figure 34 has been changed to table 31. Summary. This regulation prescribes the types of training and activities for which Proponent and exception authority. Not applicable Army management control process. This regulation is not subject to the requirements of AR 112. It does not contain internal control provisions. Supplementation. Supplementation of this regulation and the establishment of forms other than DA Forms are prohibited without prior approval from Commander, U.S. Army Reserve Personnel Center, ATTN: DARPZAPP, 9700 Page Boulevard, St. Louis, MO 631325200. Interim changes. Interim changes to this regulation are not official unless they are authenticated by The Adjutant General. Users will destroy interim changes on their expiration dates unless sooner superseded or rescinded. Suggested improvements. The proponent agency of this regulation is the Office of the Deputy Chief of Staff for Personnel. Users are invited to send comments and suggested improvements on DA Form 2028 (Recommended Changes to Publications and Blank Forms) directly to Commander,U.S. Army Reserve Personnel Center, ATTN: DARPZAPP, 9700 Page Boulevard, St. Louis, MO 631325200. Distribution. Active Army, B; USAR, A; ARNG, D.
Contents
(Listed by paragraph and page number)
Chapter 1 General, page 1 Purpose · 11, page 1 Applicability · 12, page 1 Eligibility · 13, page 1 Establishment of retirement year · 14, page 1 Strength accounting · 15, page 1 Duty Qualification Codes for SIDPERS-USAR Data Base · 16, page 2 Chapter 2 Crediting and Awarding of Retirement Points, page 2 Criteria for crediting retirement points · 21, page 2 Criteria for earning retirement points · 22, page 3
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program units (TPU). The Standard Installation/ Division Personnel System (SIDPERSUSAR) is an automated personnel management information system that provides data for unit strength accounting. This system will report organization, authorization and personnel data through the following functions: a. The organization management function provides support to commanders in maintaining and updating unit identification and related force structure data to support the personnel distribution processes. b. The personnel management function provides support to commanders for managing and controlling officer and enlisted assignments, reassignments, and transfers; and for identifying personnel requirements by grade and skill. c. The position management function provides support to commanders for managing and controlling the authorized positions within each unit. d. The Unit Manning Report provides each unit commander with a management tool for reviewing/maintaining personnel authorization data, and for monitoring and controlling the assignment of unit personnel to authorized positions by position number, paragraph number, and line number. e. The mobilization support function supports commanders and mobilization planners by providing organization and personnel data on a recurring basis to automated systems which directly support mobilization. f. The personnel actions function supports commanders and personnel staff officers in providing information to manage and control personnel actions. The Personnel Suspense Roster identifies personnel eligible to reenlist and data related to the incentive status of individual reservists. g. Since SIDPERSUSAR feeds DOD Reserve Components Common Personnel Data System (RCCPDS) which provides the official assigned strengths used by the Federal Government (planning, programing and budgeting), personnel data accessions and losses must be processed quickly. The guidelines below must be followed to update DA Form 1379 and SIDPERSUSAR. (1) Units will-- (a) Submit requests for assignment orders to ARPERCEN same day individual requests assignment to unit. (b) Request orders for reassignment as soon as concurrence/acceptance from gaining unit is received. (c) Submit requests for discharge orders 30 days prior to the individual's expiration term of service (ETS) when it is apparent individual will not reenlist. (d) Not hold at the unit, under any circumstances, a request for orders when it is evident the individual will be a loss. (e) Initiate immediate follow-up action when required documentation has been submitted to the SIDPERS Interface Branch to input a change to DA Form 1379; i.e. gain, loss, or personal data, and the change has not occurred on the second preprinted DA Form 1379 received after the submission of request. (2) Area commanders will-- (a) Cut and return orders to units within 10 working days after request for orders has been received and approved. (b) Process personnel changes, gains, and losses to the SIDPERSUSAR. (c) Make inquiries to units, when possible, if a remark has been made on DA Form 1379 such as" Pending Orders" or" Pending Transfer," to determine the status of request for orders. (3) ARPERCEN will produce orders and return to requesting unit within 30 working days after receipt for assignment--if the individual is in the Individual Ready Reserve (IRR) strength. (4) ARPERCEN will-- (a) Submit records to the appropriate Continental United States Army (CONUSA) within 60 working days after receipt of request for assignment--again if the individual is in the IRR strength. (b) Process other individual requests as quickly as possible. (c) Provide SIDPERSUSAR data processing support. 16. Duty Qualification Codes for SIDPERS-USAR Data Base The Duty Qualification Code indicates the ability of a person to perform the duties of the authorized position to which assigned or the duties to which assigned as excess. Follow the procedures in the SIDPERS-USAR Users Manual for accessioning and updating the Duty Qualification Codes. The qualification and training status of each person assigned will be indicated by a one-letter code. (See Table 11 for the Duty Qualification Codes and definitions.
Chapter 2 Crediting and Awarding of Retirement Points
21. Criteria for crediting retirement points The limitations on the number of points which may be credited to a soldier during a retirement year are-- a. Maximum--365 (366 during leap year) points.
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b. Maximum for inactive duty training (IDT)--60 points for IDT and membership points. However, Annual or Terminal Statement of Retirement Points will report all points earned. c. Partial year--If a soldier is separated or removed from an active status during a retirement year, the soldier may be credited with a proportionate maximum number of IDT points for that year as shown in appendix A. Appendix B shows the minimum number of points required for a partial year for qualifying service. Appendix C shows the number of membership points authorized for a partial year. d. Membership--15 points for each year in an active status. If the soldier is on active duty for more than 350 days (351) in leap year), membership points will be reduced so that maximum 365 (366) points are not exceeded. 22. Criteria for earning retirement points Retirement points may be earned by USAR soldiers for active duty (AD), or while in an active Reserve status, for active duty for training (ADT), initial active duty for training (IADT), involuntary active duty for training (involuntary ADT), annual training (AT), inactive duty training (IDT), Reserve membership, and for other activities specified in this regulation. a. For purposes of this regulation, AD, ADT, IADT, involuntary ADT, and AT are treated as separate, mutually exclusive categories (in contrast to definitions found in AR 31025). Their treatment of such conforms with their usage in AR 1401 and AR 13591. b. Types of IDT are as follows (See AR 1401): (1) Regularly scheduled unit training includes unit training assemblies (UTA), and multiple unit training assemblies (MUTA). (2) Regularly scheduled training (RST) other than UTA/MUTA. (3) Make up assemblies for missed UTA/MUTA due to AT. (4) Equivalent training (ET) in lieu of scheduled UTA/MUTA or RST. (5) Additional training assemblies (ATA). (6) Two-hour unit training assemblies. (7) Training of individual soldiers in nonpay status. 23. Qualification and eligibility for earning retirement points a. Authority and specific individual qualifications required for earning retirement points are in AR 1401 and other regulations governing the type of Reserve duty training to be performed. b. All USAR soldiers are classified into alphabetic training/pay categories (T/PC) for determination of individual requirements for paid IDT and AT (see AR 1401, fig 31). These categories determine individual status in the Ready Reserve (Selected Reserve and Individual Ready Reserve and the Standby Reserve (Active and Inactive). 24. Criteria for awarding retirement points a. Personnel on AD, ADT, IADT, involuntary ADT, or AT are awarded 1 point for each calendar day they serve in one of these categories and may not be awarded additional points for other activities while in such status. b. Table 21 provides criteria for award of retirement points for IDT performed in accordance with AR 1401 (unless another reference is cited). Most types of IDT are covered by one of the following rules on required duration of IDT and calendar day limitations on points. (1) Four-hour rule. One point for each scheduled 4-hour period of IDT at UTA, RST, ET, ATA, or make up assembly. Maximum of 2 points in 1 calendar day. (2) Two-hour rule. One point for each 2 hour or greater period. Two-hour aggregates of shorter periods may be used, except in the case of 2-hour unit training assemblies. Maximum of 1 point in 1 calendar day. (3) Two/eight-hour rule. One point for each 2 hour or greater period. Two-hour aggregates of shorter periods may be used except in the case of 2-hour unit training assemblies. Award of a second point in the same day requires additional hours to bring the day's total to a minimum of 8. Maximum of 2 points in 1 calendar day. c. Points may not be awarded under more than one of the rules in b above during any single calendar day. d. No individual may be awarded a total of more than 2 points for IDT in 1 calendar day, with the following exceptions: (1) TPU soldier who recruits a new member as specified under rule 17 in Table 2-1. (2) Correspondence courses completed as specified under rule 4 in table 2-1.
Chapter 3 Records
31. General The various forms used to maintain and record the award and entitlement of retirement points are described below. In
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addition, DD Form 214 (Certificate of Release or Discharge from Active Duty) is used to determine retirement points (see para 37). 32. DA Form 1379 (U.S. Army Reserve Components Unit Record of Reserve Training) (RCS AG 534) a. Purpose--use. This is a SIDPERSUSAR output roster listing soldiers assigned or attached to Reserve units (to include subunits established for payroll reporting), Individual Mobilization Augmentee (IMA) detachments, and reinforcement training units or USAR school student detachments. It contains personnel data on each soldier and is used-- (1) To record IDT drill attendance/status for assigned and attached personnel. (2) As a source document to verify accuracy of unit payrolls under Joint Uniform Military Pay System (JUMPS-RC) by authorized inspecting and verifying personnel. (a) As a source document for reporting specific data items which are input to the personnel information systems. (b) Not used. (3) As a permanent record of retirement points earned. (4) As a basic report for reflecting unit performance and constructive attendance. (5) As historical record of unit training. (6) For annual training attendance. (7) (Rescinded.) (8) By reinforcement training units (RTU), IMA detachments, and USAR school student detachments to record authorized training of attached nonunit soldiers. (9) To determine eligibility for benefits if injury or death is incurred while in training. b. Preparation. (1) DA Form 1379 will be prepared monthly by ARPERCEN from updated data and forwarded to units in quintuplicate. A DA Form 1379 Control Ledger will be sent to each SUBMACOM. The DA Form 1379 report contains the following: (a) Heading. Contains unit identification information and column headings for personal data sections. (b) Assigned strength section. Lists all personnel in the unit official assigned strength and basic personal data items, and also lists personnel on JUMPSRC and SIDPERS data base. (c) (Rescinded.) (2) After updating at the unit level, DA Form 1379 will contain the following additional information: (a) Any corrections to the heading, and, assigned strength, and recap sections. (b) Annotation of losses from the actual assigned strength of the unit. (c) An additionally assigned section, listing any assigned personnel that should be added to the official unit strength. (d) An attached section, listing all personnel attached for administration. (e) An anticipated gains section, listing personnel for whom assignment or attachment authority has been requested. (f) Training, attendance, and unit events information. (3) Instructions for completion and correction of DA Form 1379 are contained in appendix D. c. Disposition. Distribute as follows: (1) Troop Program Unit soldiers. (a) Original retain in the unit. (See app A, AR 3402.) At the end of the calendar year transfer to an organization designated by the area commander. Hold for 1 year, then retire to Commander, ARPERCEN, ATTN: DARPPAR, 9700 Page Boulevard, St. Louis, MO 631325200. (b) First copy. Forward to the area commander by the quickest means possible but not later than 3 days following the last regularly scheduled training assembly or period of annual training, whichever comes later during the reporting month. If no assemblies are scheduled and AT is not completed during the month, submit DA Form 1379 not later than the 15th of the reporting month. (c) Second copy. Forward to the designated JUMPSRC Input Station in accordance with AR 3710410 by the quickest means possible but not later than 3 days following the last regularly scheduled training assembly or period of annual training, whichever comes later during the month. If no drills are scheduled and AT is not completed during the month, submit DA Form 1379 not later than the 15th of the reporting month. (d) Third copy. Forward to appropriate Major United States Army Reserve Command (MUSARC). (e) Fourth copy. Retain this copy for unit commander's use to record information pending receipt of the next month's form. (See AR 3402, app A.) (f) Distribution under Positive Drill Reporting System. As units convert to positive drill reporting under AR 3710410, input stations will no longer receive a copy of the DA Form 1379. There will no longer be a requirement to submit the DA Form 1379 within 3 days after the last UTA or MUTA of each month. On the month the unit converts to positive drill reporting, the form will become an endofmonth report. All duty taking place since the last DA Form 1379 to the end of the calendar month for which the form is prepared will be included on that month's DA Form 1379. The first copy will be sent to the area commander by the quickest means following the end of the reporting
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period so that it arrives NLT the 10th of the following month. The second and fourth copies will be kept at the unit. The third copy will be sent to the MUSARC to arrive NLT the 10th of the following month. Units preparing payroll under the O/9 card method will continue to submit the DA Form 1379 per paragraph 32c(1) (a through e) above. (2) Nonunit soldiers (attached to RTUs, IMA detachments, or USAR school student detachments). (a) Original and first and second copies. Forward to Commander, ARPERCEN, ATTN: DARPAIPDR, 9700 Page Boulevard, St. Louis, MO 631325200, within 30 days after reporting month. (b) Third copy. Forward to appropriate MUSARC. (c) Fourth copy. Retain this copy for unit commander's use to record information pending receipt of the next month's forms. (See AR 3402, app A.) 33. DA Form 1380 (Record of Individual Performance of Reserve Duty Training) See Figure 31. a. Purpose. This form is used to record inactive duty training by-- (1) Unit soldiers performing IDT assemblies when pay is authorized and soldier is not present to sign his or her DA Form 5350, a data recorder or drill reporting forms are not available, or proper counter signature authority does not exist. (2) Unit soldiers attached to another USAR unit for 89 or fewer days. In such cases the unit of attachment will prepare DA Form 1380 and forward to unit of assignment for recording attendance on DA Form 1379. (3) Nonunit soldiers under the jurisdiction of ARPERCEN who are attached for retirement points only to USAR Troop Program Units, ARNG units, or to another service or component for training. Note: Nonunit soldiers attached for retirement pointcredit to RTUs, USAR school student detachment, and IMA detachments arereported on DA Forms 1379 for those units. (4) Nonunit soldiers performing other inactive duty training for retirement point credit as outlined in table 21. (5) Instructors in USAR schools performing appropriate schedules training in accordance with approved individual instructor yearly training schedule when IDT pay is authorized. Note: DA Form 1380 is not required when individual performance of USAR school instruction is documented with a sign-in roster. b. Initiation and preparation. The instructions on the back of the form designate the officials responsible for its preparation. The instructions also provide data on the form's completion. In addition, the following applies: (1) A single form may be used to report a soldier attached to a unit who performs two or more training assemblies in the same month. A single form may be used to report two or more soldiers attached from the same unit of assignment. These single forms may be used as long as they are prepared and submitted within 3 days after performance of training. (2) DA Form 1380 will be prepared for a unit soldier who performs equivalent training or additional training with his or her unit subsequent to the submission of DA Form 1379. One copy of the DA Form 1380 will be retained bythe unit to post the appropriate entry on the following month's DA Form 1379. A copy of the DA Form 1380 will be sent to the designated input station and a copy filed in the Personal Financial Record (PFR) in accordance with AR 3710410. (3) The code" P" or" N" will be entered in item 10c before the retirement point credit. The code" P" indicates the soldier is entitled to inactive duty pay for the duties performed; the code" N" indicates the soldier is entitled to retirement point credit only. (4) Enter in item 10d a brief description of the duties performed. Appendix E lists the main type of training duties with training codes to be used. (The term" Administrative Duties" will not be entered unless soldier is authorized on orders to perform such duties.) (5) The authorization for the training reported on DA Form 1380 must be entered in item 10 to include approving headquarters and date of approval. c. Disposition. Distribute completed form as follows: (1) For unit soldiers, the organization preparing the form will forward the original and duplicate to the soldier's unit of assignment within 3 days after performance of the duty. Retain one copy for file. The unit of assignment will ensure that the duty performed is recorded on DA Form 1379 as shown in Figure D5. (a) One copy will be filed in the Personal Finance Record according to AR 3710410. (b) One copy will be given to the soldier. (c) A reproduced copy will be posted to the 30-day plan and filed according to AR 3402. (2) For nonunit soldiers, forward original and duplicate to Commander, ARPERCEN, ATTN: DARPAIPDR, 9700 Page Boulevard, St. Louis, MO 631325200 within 3 days after the last day of the month. Retain one copy for file. 34. DA Form 2328 (Record of Army Extension Courses Completed) Machine prepared letters may be used in lieu of DA Form 2328 by commands having data processing capability. Note: Similar extension courses completed through another component (during retirement year) will also accrue points as indicated on completion certificates.
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a. Use. This form is used to report the number of course credit hours creditable to unit and nonunit soldiers for satisfactory course completion during a retirement year. b. Initiation and preparation. When a soldier has earned 1 or more retirement points, service schools will prepare one copy of the form or letter for letter or the soldier's retirement year ending date, upon entry on active duty, or upon termination or completion of course enrollment. These reports will show the total number of hours completed as of that date regardless of whether a full course or subcourse has been completed. Soldiers are responsible for advising service schools of current retirement year dates on enrollment application. The custodian of the soldier's file is responsible for informing schools when soldier enters on active duty and for requesting a terminal report. c. Disposition. Service schools will forward the form within 15 days after the due date as follows: (1) For unit soldiers, to their unit of assignment. (2) For nonunit soldiers, send to CG, ARPERCEN, at the address noted in paragraph 33 c(1)( b) above. (3) After posting of points, the form may be given to the soldier or destroyed. 35. DA Form 3593 (Army Reserve Retirement Credit Card) a. Purpose/use. This form, which is prepared along with a Retirement to maintain a record of the soldier's accumulated retirement points. The Retirement Credit Card Roster provides unit commanders with a means of controlling the closing out and disposition of DA Form 3593 for the previous retirement year. The roster lists the unit soldiers for whom a new DA Form 3593 was produced. An" action" column on the roster contains a messageconcerning disposition of the closed out DA Form 3593. When the message is" 3593 Due," see g(1) below; when message is" Obligated EM/EW," see g(2) below; when message is" New Member," transfer data from the temporary DA Form 3593 prepared at the unit to the computer produced DA Form 3593. Keep the new form updated until receipt of the next DA Form 3593 and/or make proper disposition as in g below. b. Initiation and preparation. (1) The form along with a Retirement Credit Card Control Roster is prepared by ARPERCEN during the SIDPERSUSAR EOM processing cycle upon a soldier's initial entry into USAR unit and for those assigned unit soldiers whose retirement year ending month is 2 months subsequent to the processing month. Unit Commanders will prepare a temporary DA Form 3593 pending receipt of the computer produced form from ARPERCEN. The unit commander will return the completed prepunched DA Form 3593 to Cdr, ARPERCEN, ATTN: DARPAIPDT, for preparation of a Statement of Retirement Points when the soldier-- (a) Has a retirement year anniversary date. (b) Enters on active duty, other than ADT. (c) Enters active status of the Army National Guard or other service. (d) Transfers to inactive status. (e) Is discharged. (f) Is deceased. Note: Non-CONUS units will submit DA Form 3593 to their local data processing unit for preparation of the Annual or Terminal Statement of Retirement Points. (2) The prepunched data on DA Form 3593 by ARPERCEN includes the name, military personnel code (MPC) (O--commissioned officer, W--warrant officer, and E--enlisted personnel), social security number (SSN), month and day of beginning and ending retirement date, and unit identification code (UIC) (consisting of parent unit code; subunit code; and morning report indicator). All other data, including changes to prepunched data, will be entered in pencil by the soldier's unit commander. (See figs 32 and 33.) If the soldier has changed units during the retirement year period, the gaining unit will see that the UIC on front of the card is corrected. c. Computation. The number of points to be awarded annually is totaled as of the month and day in which the retirement year ends. Record only those points creditable during the reporting periods in the appropriate month column on DA Form 3593. d. Maintenance. DA Form 3593 will be maintained in accordance with this paragraph. A description of data and instructions for completion of retirement point total and calendar months columnar headings follows: (1) Retirement year begins. Enter year, month, and day when current retirement year begins. Enter the last two digits of the year, a three-position alphabetical abbreviation for the month, and precede calendar dates of 1 through 9 by a zero (0) Example: 7 August 1974 will be shown as 74 Aug 07. (2) Retirement year ends. Enter year, month, day of retirement year ending date in the same format as (1) above. (3) DA Forms 1379 and 1380. Combine retirement points from these two forms and enter under both the retirement point total and calendar month columns. (a) Retirement point total column. Enter cumulative total of all creditable retirement points for inactive duty training. Examples: unit training assemblies, appropriate training duty, equivalent training,recruiting, or other duties which entitle the soldier to retirement points. (b) Calendar months column. Enter the number of creditable IDT retirement points for each calendar month. (4) Membership. Complete when report is for entire retirement year, otherwise leave blank. (a) Retirement point total column. Enter 15 retirement points.
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(b) Calendar month column. Enter 15 retirement points under the month of the RYE date. (5) Extension courses. Report only Army extension courses (AEC) credited by service schools on courses completed for the entire retirement year. In addition, when a soldier enrolls in an AEC, make a notation of the enrollment as indicated in (b) below. (a) Retirement point column. Enter the number of retirement points for completion of AECs. One point is authorized for each 3 hours of courses completed. (b) Calendar month columns. Enter under the RYE month the number of creditable points. Example: RYE date occurs in December; therefore, list total points under the corresponding month of December. Use the remaining blank line to enter the name of the service school in which enrolled, total hours completed, and date of enrollment or date of terminal statement, as appropriate. (6) Extended Active duty. (a) Calendar month column. Based on AD date only, enter under each applicable month the number of creditable retirement points for AD performed within the retirement year in which soldier was relieved for AD. (b) Retirement point total column. No entry will be made in total point field for AD. (7) Active duty training. (a) Calendar months column. Enter under each applicable month the number of creditable retirement points for ADT and AT only. (b) Retirement point total column. Enter the combined total of creditable retirement points for all tours AD, ADT, and AT. (8) Total retirement points. Leave blank if for a partial retirement year. Otherwise, enter in retirement point total column the sum of all creditable retirement points for the RYE date entered. The retirement points total (vertical entries, top to bottom) must equal the calendar month column (horizontal, right to left). (9) Reason. Under the retirement point total column (left block), enter the applicable codes to show the reason and qualification for submission or completion of DA Form 3593. (a) Code 1, annual statement due, assigned to the USAR during the entire reporting period. (b) Code 2, terminal statement due, by reason of discharge or transfer to the National Guard or other branch of service. (c) Code 3, terminal statement due, soldier ordered to or entered on active duty. (d) Code 4, soldier is deceased. (e) Code 5, Annual statement due, currently assigned to USAR but was previously assigned to Army National Guard or Reserve Components of other than Army during the reporting period. (f) Code C, corrected DA Form 1383 being issued. (10) Qualification. Under the retirement point total column (right block), enter the applicable codes to show the reason and qualification for submission or completion of DA Form 3593. (a) Code 1, qualification for retention only: total points earned (2749 officers) (2049 enlisted personnel). (b) Code 2, qualified retention and retirement: total points earned is 50 or more for officers and enlisted soldiers. (c) Code 3, not qualified for retention: officers and enlisted soldiers with 20 or more qualifying years of service, less than 50 points earned; officers and enlisted soldiers with less than 20 qualifying years of service, total points earned less than 27 for officers or 20 for enlisted soldiers. (11) Bottom margin. Leave the blocks titled" first" and" second" blank. (12) Reverse side of form. (a) Entries correct for all unit assignments or attachment during retirement year. These items will be completed when a soldier is lost from his/her unit of assignment for any reason or DA Form 3593 is submittedfor preparation of the annual or terminal statement of retirement points. Inaddition, all periods of AD, ADT, and AT will be shown in this section. (b) Total certified correct. The purpose of this item is to certify that all entries are complete, correct, and that the form reflects the total points the soldier earned during the period. DA Form 3593 must be signed by both the soldier and certifying officer. e. Consolidation. The DA Form 3593 must reflect all retirement points earned by a soldier during the period for which a corresponding Statement of Retirement Points will be prepared. Accordingly, the partial retirement point records issued for the period reported must be incorporated in the pertinent DA Form 3593. This includes partial year retirement point records issued by ARPERCEN, ARNG or Reserve Components of any of the Armed Services. f. Submission. Update and forward the DA Form 3593 to -- (1) Cdr, ARPERCEN, ATTN: DARPAIPDT, annually, not later than the last day of the month following the month when RYE occurs. DA Form 3593 for all soldiers whose RYE occurs during a specific month will be grouped together and forwarded at one time to CG, ARPERCEN. Exceptions to the suspense date may be made by the CG, ARPERCEN for valid reasons. Example, a soldier is enrolled in Army extension courses and additional time is required for the receipt of records from the school. (2) Send the DA Form 3593
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(a) With the soldier's MPRJ upon request for transfer to a USAR control group or discharge. (b) With the soldier's MPRJ upon request for transfer to a USAR unit in another area command or the Army National Guard (officers only). (c) With a copy of transfer orders issued by the area commander if soldier was transferred to the Army National Guard (nonobligated enlisted soldiers only). (d) With a copy of orders placing a soldier on active duty (other than ADT) as an individual. (e) With a copy of discharge orders issued by the commander of training installation if soldier was discharged while on initial active duty training. (f) With a copy of report in the format required by AR 60010 if soldier dies. (g) Exceptions to (a) and (b) above may be made by the area commander when a request for discharge/transfer is submitted and DA Form 3593 must be retained to post the last unit training assembly which soldier will attend or if DA Form 3593 is incomplete and required information is being obtained for its completion. When this occurs, a letter addressed to the area commander, ATTN: (designated control branch) will be placed in the soldier's MPRJ stating the reason for the missing DA Form 3593. The MPRJ with a copy of transfer/discharge orders will be sent through the area command headquarters to the gaining command. Further, this paragraph will be cited as authority for the delay. (3) The commander of the gaining USAR unit with the soldier's MPRJ when a soldier (officer or enlisted) is reassigned or attached for a period of 90 days or more to another USAR unit within the same area command. g. Disposition. The unit commander will distribute the completed form as follows: (1) For other than obligated enlisted soldiers, send DA Form 3593 to Cdr, ARPERCEN, ATTN: DARPAIPDT, for preparation of annual terminal Statement of Retired Points. (2) When a soldier is assigned to another USAR unit in another area command, is transferred to a control group, is discharged, or is transferred to the ARNG, forward the completed form with the soldier's MPRJ to the losing area commander for disposition. (Also see h(1) below). (3) When a soldier is assigned to another USAR unit within the same area command, forward the completed form with the soldier's MPRJ to the commander of the gaining USAR unit. (4) When a soldier requests a correction to the Statement of Retired Points, attach supporting documentation, along with the incorrect statement, to an unpunched DA Form 3593 properly completed to reflect the correct retirement points credit and forward to the unit command for verification. h. Special disposition. DA Form 3593 received or completed after the soldier and his or her MPRJ are lost from the unit will be disposed of as follows: (1) Update and furnish to the area commander, ATTN: (designated control branch), when the soldier is lost for any reason other than transfer to another USAR Troop Program Unit. Letter of transmittal will cite the transfer/discharge orders (para, orders no., HQ, date of orders, and effective date). If possible, a copy of the pertinent orders will accompany correspondence. Area commanders will forward the completed forms for soldiers transferred to ARPERCEN to Cdr, ARPERCEN, ATTN: DARPAIP. (2) Update and furnish to soldier's unit of assignment when he/she has been transferred to a USAR unit under the jurisdiction of another area command. Forward DA form 3593 with MPRJ if available through the command to the new USAR unit of assignment. 36. Annual or terminal statements of retirement points a. Purpose. These statements-- (1) Give a permanent record of the total retirement points a soldier earns during a retirement year. (2) Tell the soldier whether he/she earned sufficient points to be credited with a qualifying period for retired pay or for retention in an active status. (3) Give the soldier an opportunity to request correction of errors in the statement. b. Initiation and preparation. (1) The Statement of Retired Points will be prepared by ARPERCEN from the processing of data furnished on DA Form 3593. (2) ARPERCEN will prepare the appropriate retirement point statement for soldiers under their command to include obligated enlisted soldiers who have earned at least 1 retirement point. (3) The forms will be prepared to cover a full retirement year of active duty for training or active duty. (4) The Statement of Retired Points will be prepared for all soldiers regardless of the number of points awarded. (5) The form will be issued as prescribed in paragraph 35 b. c. Disposition. Distribute completed forms as follows except that the forms will not be sent to soldiers awarded only membership points or whose service is terminated by death. (1) Entry on active duty list: (a) Copy--to soldier. (b) MPRJ Copy-- to custodian of that file.
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1506, and submit it through the FO/DMPO to HRCA for verification, except as provided in subparagraph d and e, below. The soldier will do as follows: (1) Examine copies 1, 3, and 4, of DA Form 1506 to ensure that all copies are legible and that the complete mailing address of the FO/DAO has been annotated. Send copies 1 and 3 to the Commander, HRC-A, Career Branch, 200 Stovall Street, Alexandria, VA 223320400, for verification of service stated by the officer. (2) Annotate copy 4 to show the date copies 1 and 3 were sent to HRCA and file in a suspense file pending return of the verified copies. (3) If the statement of service computation is correct, indicate verification by HRCA on copies 1 and 3 and authenticate the copies in the space provided at the bottom of the DA Form 1506. If the service stated by the officer proves to be incorrect, the HRCA will enter the correct computation of creditable service for pay purposes in the lower portion of copies 1 and 3 of DA Form 1506, and authenticate the copies in the space provided at the bottom of the form. For officers in the grade of O03 and below, HRCA will insert a certificate stating whether or not the officer has had over 4 years of active service as an enlisted soldier or warrant officer. HRCA will return copy 1 to the FO/ DMPO at the address shown on the form. HRCA will keep copy 3. (4) On receipt of the verified copy, the FO/DMPO will-- (a) Annotate copy 4 "verified by HRCA." (b) If the data on the officer's MMPA is incorrect, the FAO/DMPO will process a TZ05 transaction to correct the TAFMSD, and/or pay date. Use copy 1 as the substantiating document. (5) If the service stated by the officer was incorrect, provide the corrected statement of service as listed by HRCA on copy 1 to the PSC for correction of personnel records. If the officer has been reassigned, copy 1 and 4 will be sent immediately to the gaining FO/DMPO. d. Officers whose sole military status has been under a commission in the U.S. Army Reserve (USAR) and was completed subsequent to 1 July 1958, will submit their statement of service to the PSB/PSCMPD/HRO for verification. The PSB/PSCMPD/HRO will verify the creditable service for pay purposes and date stamp a copy of the initial appointment letter with the acceptance date. When the acceptance date cannot be determined, the personnel office will annotate the DA Form 1506 with action taken per subparagraph c, above. Copy 1 of DA Form 1506, verified by the PSB/PSC/MPD/HRO, will be returned to the FO/DAO for appropriate action, and all other copies may be destroyed. e. Verification by the adjutant general of the State, territory, or district ARNG officers will satisfy the requirements of paragraph a, above, and paragraph 23. 23. Active enlisted and warrant officer service -- pay grades O1E, O2E, or O3E Commissioned officers in the pay grades O1, O2, or O3 are entitled to the special rate of pay if the officer has over 4 years of active enlisted and warrant officer service or a combined total of active enlisted and warrant officer service (DODFMR, Vol. 7A, para 10103). 24. Establishing creditable service-enlisted a. The FO/DMPO serving soldiers on active duty and unit commanders of soldiers participating in Reserve training duty are responsible for determining the creditable years of service for enlisted soldiers. The FO/DMPO will make this determination using the soldier's enlisted records brief or any other official source document, to include DA Form 1506. When creditable service can be confirmed in this manner, a copy of the official documentation will be used to substantiate the pay transaction. b. If the PSB/PSC/MPD/HRO cannot verify creditable service from the information available, it will-- (1) Initiate a request for an official verified statement of service from the U.S. Army Enlisted Records and Evaluation Center (USAEREC), by an electronically transmitted message to [email protected] or by letter to the Commander, USAEREC, ATTN: AHRCERP, Indianapolis, IN 462495301. (2) Ensure that a copy of the message or letter is filed in a suspense file by the in-processing clerk, and on receipt of the verified statement of service from USAEREC, ensures that the in-processing clerk withdraws the suspense copy from the suspense file, and destroy. (3) Ensure that the statement of service is used to substantiate the input of any corrections to the soldier's MMPA. c. Verification by the adjutant general of the State, territory, or district will satisfy the requirement in subparagraph a, above, for ARNG soldiers on active duty. 25. Administrative changes to pay date or total active Federal military service date a. On receipt of the verified and/or corrected statement of service, the FO/DMPO will process the transactions necessary to correct the pay date or TAFMSD. The document received will be the substantiating document for the input. In addition, Finance will furnish to the PSB/PSCMPD/HRO a copy of the DA Form 1506 from HRCA or the statement of service from USAEREC. b. Accepted changes by DJMSAC will be used to update the officer master file (OMF) and enlisted master file (EMF), which in turn will update the local eMILPO file. c. Adjustments to pay will be made by DFASIN, based on the FO/DMPO date of correction. DFASIN may
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request a copy of the documentation be forwarded in questionable or difficult cases. In this situation, adjustments will not be made until DFASIN receives the requested documents.
Chapter 3 Basic Pay
31. Authority a. Soldiers are paid per DODFMR, Vol. 7A, chapter 1, and tables 11 through 115. Also see Army regulation (AR) 612201. b. The law prescribes the pay of soldiers. Soldiers are entitled to receive pay according to their pay grades and years of service if-- (1) On active duty in a pay status. (2) Not prohibited by law from receiving such pay. 32. Establishing a pay account Pay accounts will be established and maintained on DJMSAC MMPAs through input coded by-- a. The FO/DMPO at the soldier's first duty station for officers and enlisted soldiers who do not report through a reception center. b. The Reception Battalion Automated Support System (RECBASS) for soldiers processing through a reception station. 33. Advancements/promotions/reductions a. Responsibilities for reporting grade change transactions are outlined in paragraph 14. b. The PSB/PSC/MPD/HRO will use promotion orders to report grade changes for enlisted pay grades (sergeant (SGT) and staff sergeant (SSG)), warrant officer pay grade (W2), and commissioned officer pay grade (O2); and when promotion orders are received from the NGB, HRCSt. Louis, or State orders for enlisted soldiers who are on active duty. c. Enlisted soldiers are now automatically advanced through the rank/grade of specialist (SPC) (E4). Early promotions with waivers require the bn S1 to generate a DA Form 4187, Personnel Action, as the source document for such advancements. Enlisted soldiers automatically will be advanced by the EMF from pay grade E1 to pay grade E2 on completion of 6 months active service. The Bn S1 will make pay grade changes for reductions using DA Form 2627 (Record of Proceedings Under Article 15, UCMJ), and courts-martial orders as the source document. d. Accepted eMILPO grade changes generate an OMF or EMF and a DJMSAC transaction as follows: (1) The DFASIN through DJMS, systemically edits, posts, or rejects the system-generated transactions. Accepted message numbers and rejected transactions are transmitted systemically to the originating bn S1/PSC for corrective action. (2) On receipt of rejected transactions, the bn S1/PSC researches and attempts to resolve all the discrepancies. e. The MPO will make all necessary adjustments to the soldier's MMPA when notified that an adjustment is necessary, for a period that is outside immediate access storage (IAS) - current plus 11 prior processing months. 34. Saved pay a. An enlisted soldier or warrant officer who accepts a permanent or temporary appointment as a commissioned or warrant officer in the Active Component (AC) or RC will be paid the greater of the pay and allowance entitled to as an enlisted soldier, warrant officer, or commissioned officer. (See DODFMR, Vol. 7A, chapter 1.) b. When the FO/DMPO processes the transaction to convert an account to a commissioned or warrant officer status, DFASIN is notified systemically through the automated case control system (ACCS) that the case is being established. The FO/DMPO will also send an electronic mail (e-mail) message to DFASIN to notify DFASIN that the case has been established on the MMPA. The DFASIN will then compute the saved pay entitlement, and make the appropriate corrections to the MMPA. 35. Stop basic pay upon transition a. The Separations clerk will process a separation transaction against the MMPA of all soldiers transitioning from active duty whether for normal expiration terms of service (ETS), retirement, or an early transition. DJMSAC will suspend the pay of a soldier upon reaching the ETS reflected on the MMPA, but does not separate the account. b. Special emphasis must be given to accounts of soldiers who transition prior to the ETS on the MMPA. The FO/
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Appendix B Validating Creditable Military Service
B1. Validating Creditable Military Service When sufficient documentation is not readily available to substantiate the total creditable service time a soldier has accrued for pay purposes, a DA Form 1506 (Statement of Service for Computation of Length of Service for Pay Purposes) must be completed and submitted through command channels to the Human Resources Center, Alexandria, VA for verification. B2. Instructions for Completing DA Form 1506, Statement of Service Once the DA Form 1506 reaches the FO/DMPO, the FO/DMPO will enter the correct BASD and PEBD in Item 12, sign in Item 19a, and enter the date in Item 19b if the form is correct. If an error is found, the FO/DMPO will return the form to the servicing Personnel Office so the correct service annotation can be made in Item 12, and the form returned to the action FO/DMPO. a. Item 1: Enter the name of the soldier who the computation is for. b. Item 2: Enter the social security number (SSN) of the soldier who the computation is for. c. Item 3: Enter complete mailing address of Unit Personnel Officer, if the member is on active duty, or of the Unit Commander if member is on active duty for training (ACDUTRA). d. Item 4: Enter status and branch of the soldier who the computation is for. (1) STATUS: Use IRR for Inactive Ready Reserve. (a) RES for Reserve Duty. (b) NG for National Guard Duty. (c) AGR for Active Guard Reserve Duty. (d) AD for Active Duty. (e) INACTIVE if no service obligation. (2) BRANCH: Use USA for U.S. Army. (a) USN for U.S. Navy. (b) USMC for U.S. Marine Corps. (c) USAF for U.S. Air Force. (d) USCG for U.S. Coast Guard. e. Item 5: Enter a check mark in the corresponding box which represents Service member's grade category for each period of service. f. Item 6: Enter the two digit year, two digit month, and two digit day which represents the service member's beginning date for each period of service. g. Item 7: Enter the ending date for each period of service in the same format the beginning date was entered. h. Item 8: Enter any Time Lost (if applicable). i. Item 9: Enter the total number of years, months, and days for each period of service. j. Item 10: No entry required. k. Item 11a: Signature of the service member who the computation is for. l. Item 11b: Enter the date the DA Form 1506 is signed by the soldier.
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Case 1:07-cv-00166-CCM Document 11-12 Filed 08/14/2007 Page 19 of 21 United States Government Accountability Office
GAO
March 2006
Report to Congressional Committees
MILITARY DISABILITY SYSTEM Improved Oversight Needed to Ensure Consistent and Timely Outcomes for Reserve and Active Duty Service Members
The Web version of this report was reposted on April 7, 2006, to reflect a change to the text on page 15, in line 13 of the last paragraph, the "2 years" is revised to read "1 year." It was also reposted on April 6, 2007, with additional language clarifying the nature and scope of the data reported in appendix V.
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DOD Has Instituted Timeliness Goals for Processing Service Members' Cases, but Does Not Oversee Compliance with Them
DOD regulations set forth timeliness goals for the two major processes of the disability system. According to DOD, the first stage of the process-- the MEB--should normally be completed in 30 days or less. The second stage of the process--the PEB--should normally take 40 days or less. Despite establishing these timeliness goals for the services, DOD is not ensuring compliance with them. DOD does not regularly collect available timeliness data from the services, a necessary first step for determining compliance. The services generally are using their databases to track the timeliness of decisions, but military officials cited confusion regarding the start date for the process. Both the Army and Navy are tracking processing times for both the MEB and PEB using their databases. The Air Force lacks a centralized database to track its MEB cases and therefore can only track PEB timeliness. However, we found that the usefulness of these timeliness data may be undermined by confusion among military officials and data entry staff regarding the starting dates for the disability process. We compared original Army PEB case files to Army electronic data from both its MEB and PEB databases, and found that the date a physician dictates a narrative summary, the beginning of the disability process and a critical data point for timeliness calculations, was frequently entered incorrectly into the Army's databases. When we asked about these errors, Army officials said that increased training of data entry staff would help with these problems. Navy officials also said that there was some confusion about how to record starting dates for cases when additional medical information was needed to make a disability decision for a service member. Data reported by the services on the timeliness of cases generally show that the services are not meeting DOD timeliness goals (see appendix II). Military officials said that these results stemmed in part from the unrealistic nature of the goals themselves. Navy officials told us that they do not consider the 30-day goal as a performance standard for MEB processing to be held accountable for. They said that the 30-day goal is also unrealistic, especially in certain cases when there were addendums to the narrative summary. Army officials also said that it was unrealistic for all MEB cases to be processed in 30 days because certain cases take longer. For example, cases when a line of duty determination is needed or when certain medical tests are required to diagnose some orthopedic or psychiatric conditions.
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Appendix II: Selected Data from Service Branches on Processing Time, Dispositions, and Medical Holdover
Table 6: Army Processing Times for Disability Cases, Including both MEB and PEB Processing, Fiscal Year 2001 to 2005 Percentage of cases processed in: Total Number of Cases FY2001 Active duty Reserve component FY2002 Active duty Reserve component FY2003 Active duty Reserve component FY2004 Active duty Reserve component FY2005 Active duty Reserve component 9,322 4,426 16.0 5.5
Source: Department of the Army.
Appendix II: Selected Data from Service Branches on Processing Time, Dispositions, and Medical Holdover
30 days 1.6 4.1 1.7 3.6 7.4 6.5 5.5 2.0
31-60 days 13.6 14.5 10.9 10.5 31.9 25.5 35.9 18.7 37.1 21.8
61-90 days 41.3 24.2 36.6 24.9 28.9 23.9 27.9 22.3 21.3 20.3
91-120 days 20.1 15.9 22.6 20.2 14.7 17.7 13.9 19.6 12.3 16.3
>120 days 23.4 41.3 28.2 40.9 17.1 26.3 16.8 37.2 13.2 36.0
6,627 591 6,510 812 6,659 1,546 7,694 4,187
Note: Percentages may not total 100 due to rounding.
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