Free Exhibit List - District Court of Federal Claims - federal

Case 1:93-cv-00531-LAS

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IN THE UNITED STATES COURT OF FEDERAL CLAIMS __________________________________________ AMBASE CORPORATION et al., ) ) Plaintiffs, ) ) No. 93-531C FEDERAL DEPOSIT INSURANCE CORP., ) No. 95-531-C Successor to the rights of ) CARTERET SAVINGS BANK, F.A. ) Senior Judge Loren A. Smith Senior Judge Loren A. Smith ) Plaintiff Intervener ) ) v. ) ) THE UNITED STATES OF AMERICA, ) ) Defendant. ) __________________________________________) PLAINTIFF-INTERVENOR FDIC'S PRE-TRIAL EXHIBIT LIST Plaintiff-Intervenor Federal Deposit Insurance Corporation ("FDIC"), as successor to the rights of Carteret Savings Bank, F.A. and as manager of the FSLIC Resolution Fund that succeeded to the assets and liabilities of the Resolution Trust Corporation ("RTC"), files this statement with following attached Pre-Trial Exhibit List pursuant to the Court's April 13, 2007 Scheduling Order and Paragraph VI.16 of Appendix A to the Rules of this Court. Plaintiff FDIC will rely on the evidence to be proffered by derivative plaintiff Carteret Bancorp with respect to the issue of damages to Carteret caused by defendant's breach of contracts with Carteret. Therefore, FDIC does not expect to offer exhibits for case-in-chief purposes. However, if the Government challenges the continued justiciability of this action, or if plaintiff Carteret Bancorp challenges the FDIC's projection of a Carteret receivership deficit, the FDIC may offer as necessary the exhibits identified on the following attached list of exhibits.

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Plaintiff FDIC reserves the right to supplement and amend the exhibit list as necessary and allowed by the Court. The FDIC also reserves the right to introduce into evidence or rely upon any exhibit identified on another party's lists of exhibits, and this reservation should not be construed as waiver of any objection to specific exhibits. Wherever possible, to reduce duplication and in order to facilitate the joint exhibit list under Appendix A, paragraph 18, the following list of ("Fx" enumerated) exhibits that FDIC may offer at trial identifies exhibits according to defendant's "Dx" and/or shareholder plaintiffs' "Px" numbers respectively assigned to that particular exhibit on the preliminary lists previously exchanged on December 7, 2007 (pursuant to the Court's April 13, 2007 Scheduling Order). Respectfully submitted, By _s/ Andrew C. Gilbert Andrew C. Gilbert Counsel Federal Deposit Insurance Corporation Legal Division (MB-3060) 550 17th Street, NW Washington, DC 20429 Telephone: 202-898-3871 Facsimile: 202-898-3908 [email protected] Attorney of Record for Plaintiff-Intervener FDIC OF COUNSEL: D. Ashley Doherty Gary Kuiper Counsel Federal Deposit Insurance Corporation Legal Division December 21, 2007

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IN THE UNITED STATES COURT OF FEDERAL CLAIMS __________________________________________ AMBASE CORPORATION et al., ) ) Plaintiffs, ) ) No. 93-531C FEDERAL DEPOSIT INSURANCE CORP., ) No. 95-531-C Successor to the rights of ) CARTERET SAVINGS BANK, F.A. ) Senior Judge Loren A. Smith Senior Judge Loren A. Smith ) Plaintiff Intervener ) ) v. ) ) THE UNITED STATES OF AMERICA, ) ) Defendant. ) __________________________________________) PLAINTIFF-INTERVENOR FDIC'S PRE-TRIAL EXHIBIT LIST

Fx1A. (Px1114)

3/23/2007

GOODWILL FINANCIAL REPORTING PACKAGE AS OF DECEMBER 31, 2006 (EXHIBIT ATTACHMENT TO "FDIC'S STATEMENT WITH REGARD TO SUMMARY JUDGMENT" FILED 11/7/2007) 2005 FDIC GOODWILL FINANCIAL REPORTING PACKAGE Chart: "Components of the Carteret FSB Receivership Deficit Projections by Year (Reported:2002 ­ 2006; Projected 2007 ­ 2010)"

Fx1B. (Px1113 Dx6089) Fx1C.

3/31/2006

12/21/2007

Fx1D. Fx1E. Fx1F etc. Fx2. (Dx2002 Px4305) Fx3. (Dx2003) (Px1103)

Left blank Left blank Left blank 8/XX/1991

For exhibits later identified and numbered by FDIC CORPORATE PROOF OF CLAIMS, RTC CLAIMS MANUAL, CHAP 10 (GREEN DEPO EX 2) FDIC MEMO W/ ATTACHMENTS AND RE 1997 GOODWILL FINANCIAL REPORTING PACKAGE (GREEN DEPO EX 3)

9/30/1998

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Fx4. (Dx2004) (Px1104) (Px1105) Fx5. Fx 6. (Dx2006) (Px1106) Fx7. (Dx2007) (Px1107) Fx8. (Dx2008) (Px1108) Fx9. (Dx2009) (Px.1109) Fx10. (Dx2010) (Px1110) Fx11. (Dx2011) (Px1111)

4/13/1999 7/28/2000

FDIC MEMOS WITH ATTACHMENTS AND RE 1998 AND 1999 GOODWILL FINANCIAL REPORTING PACKAGES (GREEN DEPO EX 4 & EX 5) Left blank

5/21/2000

FDIC MEMO W/ ATTACHMENTS AND RE 2000 GOODWILL FINANCIAL REPORTING PACKAGE (GREEN DEPO EX 6) FDIC MEMO W/ ATTACHMENTS AND RE 2001 GOODWILL FINANCIAL REPORTING PACKAGE (GREEN DEPO EX 7) FDIC MEMO W/ ATTACHMENTS AND RE 2002 GOODWILL FINANCIAL REPORTING PACKAGE (GREEN DEPO EX 8) FDIC MEMO W/ ATTACHMENTS AND RE 2003 GOODWILL FINANCIAL REPORTING PACKAGE (GREEN DEPO EX 9) FDIC MEMO W/ ATTACHMENTS AND RE 2004 GOODWILL FINANCIAL REPORTING PACKAGE (GREEN DEPO EX 10) FDIC MEMO W/ ATTACHMENTS AND RE RESTATED 2004 GOODWILL FINANCIAL REPORTING PACKAGE (GREEN DEPO EX 11) E-MAIL FROM MARK STRUNC TO ELAINE TAMA RE: CARTERET REPORT #1 (WITH ATTACHMENT) (GREEN DEPO 12) E-MAIL FROM MARK STRUNC TO ELAINE TAMA RE: CARTERET REPORT #1 (WITH ATTACHMENT) (GREEN DEPO EX 13) MEMORANDUM FROM WAYNE S. GREEN (FDIC) TO ANDREW GILBERT (FDIC) RE: "DRILL DOWN" REPORTS OF BALANCE SHEET ACCOUNTS OF CARTERET (WITHOUT ENCLOSURES) (GREEN DEPO EX 14)

6/3/2002

4/18/2003

4/7/2004

3/31/2005

5/10/2005

Fx12. (Dx2012) (Px5050) Fx13. (Dx2013)

7/14/1998

7/14/1998

Fx14. (Dx2014)

2/3/2006

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Fx15. (Dx2015) (Px5081) Fx16. (Dx2016) (Px5075)

12/31/2006

FINANCIAL DATA WAREHOUSE - RRS BALANCE SHEET DRILL DOWN REPORT OF CARTERET FSB (GREEN DEPO EX 15) INTEROFFICE MEMORANDUM FROM ANNE M. TERRALL (FDIC) TO RHONDA EAGLE (FDIC) RE: CORPORATE PROOF OF CLAIM OF CARTERET FSB (WITH ATTACHMENTS) (GREEN DEPO Ex 16) CARTERET FSB, CONSOLIDATED FLORIDA BRANCH RESOLUTION SUMMARY, CONSOLIDATED NEW JERSEY BRANCH RESOLUTION SUMMARY, DATED 01/95 AND 03/10/95 (GREEN DEPO EX 17)

7/30/2002

Fx17. (Dx2017) (Px4986)

Fx18. (Px4990) Fx19. (Dx2019) (Px5023)

11/21/1994

Memo re: FSM Reporting Package ­ Accounting Section (GREEN DEPO EX 18)

6/14/1995

MEMORANDUM FROM SHARON POWERS SIVERTSEN (FDIC) TO REGIONAL COUNSEL RE: POST-INSOLVENCY INTEREST MEMORANDUM (WITH ATTACHMENTS)
(GREEN DEPO EX 18)

Fx20. (Dx2020) (Px5125?) Fx21. (Px5041) Fx22. (Dx2022) (Px5036)

6/30/2000

RECEIVERSHIP LIABILITY ACCOUNT RECONCILIATION OF CARTERET FEDERAL (GREEN DEPO EX 20)
Financial Management System Account Trial Balance for Liquidation (GREEN DEPO EX 21)

9/18/1996

MEMORANDUM FROM JOHN F. BOVENZI, WILLIAM F. KROENEN, III, AND PAUL L. SACHTLEBEN TO OPERATING COMMITTEE RE: OPTIONS MEMORANDUM - POST-INSOLVENCY INTEREST, REGULATION AND AMENDMENTS TO 12 C.F.R. SECTION 360.3
(GREEN DEPO EX 22)

Fx23. (Dx2023) (Px5065)

11/12/1999

E-MAIL FROM ELAINE TAMA TO JAMES J. IGO AND WAYNE GREEN RE: CARTERET FSB OF NEW JERSEY POST INSOLVENCY INTEREST (GREEN DEPO EX 23) 5

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Fx24. (Px5066 Dx2024)

12/22/1999

E-MAIL FROM ELAINE TAMA TO WAYNE GREEN, SHARON E. KELLEY, AND RHONDA L. EAGLE RE: POST INSOLVENCY INTEREST RATES AND PRIORITY OF INTEREST GREEN DEPO EX 24) E-MAIL FROM WAYNE GREEN TO HOWARD M. FINKELSTEIN RE: PROVEN CLAIMS ANALYSIS AND PII FILES ON GOODWILL SERVER FOR CARTERET (WITH ATTACHMENT) (GREEN DEPO EX 25) FDIC PROPOSED RULES, 12 CFR PART 360, PAYMENT OF POST-INSOLVENCY INTEREST IN RECEIVERSHIPS WITH SURPLUS FUNDS, 66 FR 65144-01 POST INSOLVENCY INTEREST - DISTRIBUTION PRIORITIES AND INTEREST RATES // FEDERAL INCOME TAX DISTRIBUTION PRIORITIES (DRAFT) (GREEN DEPO EX 27) FDIC ACCOUNTING BULLETIN - RA #94-003 (GREEN DEPO EX 8) POST JUDGMENT INTEREST RATE TABLE (GREEN DEPO EX 29)

Fx25. (Dx2025)

3/20/2000

Fx26. (Dx2026 Px4316)

12/18/2001

Fx27. (Dx2027 Px5076)

11/13/2002

Fx28. (Dx2028 Px5132) Fx29. (Dx2029) Fx30. (Dx2030 Px5172)

8/30/1994

6/16/2003

E-MAIL FROM ELAINE TAMA TO WAYNE GREEN, ROBERT FERRER, SHARON E. KELLEY, AND VANESSA L. HESTER RE: SUMMARY OF MEETING ON PII (GREEN DEPO EX 30) E-MAIL FROM RHONDA L. EAGLE TO WAYNE GREEN RE: 2003 PII ACCRUAL ON CARTERET (GREEN DEPO 31)
Declaration in Support of FDIC's Motion Summary Judgment (GREEN DEPO EX 25)

Fx31. Dx2031 Px5087 Fx32. (Px2701)

2/7/2005

12/6/1999

Fx33. (Dx2033

1/26/199

CALCULATION OF ACCRUED INTEREST ON PRIORITY 6 CLAIMANTS

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Px5058) Fx34C. (Dx2034C Px5067) Fx34B. Dx2034B Px5063 Fx34A Dx2034A Px5062 Fx35C Dx2035C Px5111 Fx35A Dx2035A Px5109 Fx35B. Dx2035B Px5110 Fx36A. Dx2036A Px5112 Fx36C Dx2036C Px?? Fx36B. Dx2036B Px?? Fx37. Dx2037 Px5085

(GREEN DEPO EX 33)

5/1/2000

CALCULATION OF ACCRUED INTEREST ON PRIORITY 6 CLAIMANTS (GREEN DEPO EX 34C) CALCULATION OF ACCRUED INTEREST ON PRIORITY 6 CLAIMANTS (GREEN DEPO EX 34B) CALCULATION OF ACCRUED INTEREST ON PRIORITY 6 CLAIMANTS (GREEN DEPO EX 34A) CALCULATION OF ACCRUED INTEREST ON PRIORITY 6 CLAIMANTS (GREEN DEPO EX 35C) CALCULATION OF ACCRUED INTEREST ON PRIORITY 6 CLAIMANTS (GREEN DEPO EX 35A) PRIORITY 6 CLAIMANTS (GREEN DEPO EX 35B) PRIORITY 6 CLAIMANTS (GREEN DEPO EX 36A) PRIORITY 6 CLAIMANTS (GREEN DEPO EX 36C) PRIORITY 6 CLAIMANTS (GREEN DEPO EX 36B)

8/17/1999

8/17/1999

12/31/2004

RRS INCOME STATEMENT, FINANCIAL DATA WAREHOUSE. DRILL DOWN REPORT OF CARTERET FSB (GREEN DEPO EX 37) RRS INCOME STATEMENT, FINANCIAL DATA WAREHOUSE. DRILL DOWN REPORT OF CARTERET FSB (GREEN DEPO EX 38)
Memo re: Continuation of the Purchase of Receivership Interest in National Sales Transactions GREEN DEPO EX 39

Fx38. Dx2038

12/31/2004

Fx39. Px5052

10/1/1998

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Fx40. Px5053 Fx41. Dx2041 Px5070

10/16/1998

RTC (Accelerated) Dividend Case w/ Liability Register as of 10/29/98 (Green Ex. 40)

11/29/2000

MEMO: FROM ROBERT FERRER (FDIC) TO KAREN HUGHES (FDIC) THROUGH CRAIG JARVILL (FDIC) RE: PROPOSED ACCOUNTING TREATMENT OF NET PSA RECEIVABLE DUE CORPORATE (WITH ATTACHMENT)
GREEN DEPO Ex 41

Fx42. Dx2042 Px5078

12/17/2003

MEMO: FROM ROBERT FERRER (FDIC) TO FRED S. SELBY (FDIC) THROUGH CRAIG R. JARVILL (FDIC) RE: REMOVAL OF OFFENSIVE LITIGATION EXPENSES RELATED TO INACTIVE GOODWILL CASES (WITH ATTACHMENTS) (GREEN DEPO EX 42) RRS INCOME STATEMENT, FINANCIAL DATA WAREHOUSE, DRILL DOWN REPORT OF CARTERET FSB (GREEN DEPO EX 43) MEMO: RE: FDIC RECEIVERSHIP FUNDING BY CORPORATE: ADVANCES/LOANS & RETURNS OF DIVIDENDS, CALENDAR YEAR 1999 PROCESS (GREEN DEPO EX 44) GL BALANCE SUMMARY REPORT OF CARTERET FSB, FINANCIAL DATA WAREHOUSE (GREEN DEPO EX 45) RRS BALANCE SHEET, FINANCIAL DATA WAREHOUSE, DRILL DOWN REPORT OF CARTERET FSB (GREEN DEPO EX 46) FIELD ACCOUNTING MANUAL, RTC (GREEN DEPO 47) NFSC ACCOUNTING MANUAL: LIABILITY ACCOUNTING (GREEN DEP EX 48) E-MAIL FROM ELAINE TAMA TO ROBERT FERRER AND WAYNE GREEN RE: PII ACCRUAL (GREEN DEPO Ex 49)

Fx43. Dx2043 Px5091?

12/31/2004

Fx44. Dx2044 Px4315

8/30/1999

Fx45. Px5116 Dx2045 Fx46. Dx2046

12/31/2004

Fx47. Dx2047 Px4308 Fx48. Px4311 Dx2048 Fx49. Dx2049 Px5171

6/1992

10/23/1996

10/9/2003

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Fx50. Dx2050 Px5080

4/13/2004

E-MAIL FROM SHARON E. KELLEY TO ROBERT FERRER AND WAYNE GREEN RE: GOODWILL STATUS (GREEN DEPO EX 50) E-MAIL FROM DAVID J. COLLEY TO WAYNE GREEN RE: CARTERET GOODWILL CASE (GREEN DEPO EX 51) E-MAIL FROM DAVID J. COLLEY TO WAYNE GREEN RE: CARTERET GOODWILL CASE (GREEN DEPO EX 52) E-MAIL FROM JAMES F. VORDTRIEDE TO WAYNE GREEN RE: CARTERET GOODWILL CASE (GREEN DEPO EX 53) E-MAIL FROM JAMES F. VORDTRIEDE TO WAYNE GREEN RE: STATUS REPORT: TAX: NOVEMBER 30, 2005 (GREEN DEPO Ex 54)
Email re: Carteret VEBA

Fx51. Dx2051 Px5088 Fx52. Dx2052 Px5089 Fx53. Dx2053 Px5092 Fx54. Dx2054 Px4427

2/9/2005

2/10/2005

2/11/2005

11/18/2005

Fx55. Px5048 Fx56. Px4005 Dx2056 Fx57. Dx2057 Px5033

2/13/1998 12/8/1995

(GREEN DEPO EX 55) CONSOLIDATION PLAN OF CARTERET FSB
(GREEN DEPO EX 56)

12/31/1995

STATEMENT OF OPERATIONS (UNAUDITED) AND STATEMENT OF ASSETS AND LIABILITIES IN LIQUIDATION (UNAUDITED) OF CARTERET FSB (GREEN DEPO EX 57)
Pro Forma Adjustment to Statement of Condition (GREEN DEPO EX 58)

Fx58 Px5017 Fx59. Dx2059 Px4304 Fx60. Dx2060 Px4869

3/10/1995

5/1/1988

FDIC ACCOUNTING FOR RECEIVERSHIP LIABILITIES BULLETIN
(GREEN DEPO EX 59)

1/31/1992

MEMO: FROM LYNN SHIBUT (RTC) TO ED GERBER (RTC) RE: DIVIDEND ESTIMATES FOR GENERAL CREDITORS FOR PASS THROUGH RECEIVERSHIPS (WITH ENCLOSURE)

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(GREEN DEPO EX 60) Fx61. Dx2061 Px4948 Fx62. Dx2062 Px5126 Fx63. Dx2063 Px5021 6/17/1994 FDIC ACCOUNTING BULLETIN - RA #94-001 (GREEN DEPO EX 61) BRIEF HISTORICAL SUMMARY OF RESOLUTION FUNDING (GREEN DEPO EX 62) 4/11/1995 MEMO: FROM STEPHEN N. GRAHAM (FDIC) TO ALVIN E. KITCHEN (FDIC) RE: INTEREST ON CORPORATE CLAIM (GREEN DEPO EX 63) E-MAIL FROM MICHAEL HUGHES TO KAREN HUGHES AND CLIFTON E. FORD RE: POST INSOLVENCY INTEREST (GREEN DEPO 64) E-MAIL FROM KAREN HUGHES TO MERI-LYNN SCHMALZ, CLIFTON E. FORD, AND CRAIG R. JARVILL RE: POST-INSOLVENCY INTEREST CALCULATION (GREEN DEPO 65) E-MAIL FROM MICHAEL P. CACO TO ALVIN E. KITCHEN AND SAMUEL E. FORKKIO RE: TIME VALUE OF MONEY (GREEN DEPO 66) MEMORANDUM FROM JEAN ANN COOPER TO ELAINE TAMA THROUGH JOSEPH F. BUSH RE: POST INSOLVENCY INTEREST CALCULATION METHODS (GREEN DEPO 67)
Post Insolvency Interest Procedures Analysis (GREEN DEPO EX 68) Email re: Post Insolvency Interest (GREEN DEPO EX 69)

Fx64. Dx2064 Px5027

10/20/1995

Fx65. Dx2065 Px5029

12/8/1995

Fx.66. Dx2066 Px5034

3/20/1996

Fx.67. Dx2067 Px5039

6/5/1997

Fx.68. Px4313 Fx69. Px5044 Fx70. Dx2070 Px5046

6/26/1997

8/22/1997 12/19/1997

E-MAIL FROM KAREN HUGHES TO ALVIN E. KITCHEN RE: POST-INSOLVENCY INTEREST CALCULATIONS
(GREEN DEPO EX 70)

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Fx71. Dx2071 Px4314

5/4/1998

MEMORANDUM FROM SAMUEL E. FORKKIO (FDIC) TO DIVISION OF FINANCE RE: INFORMATION DISTRIBUTION ON DISCUSSION MEMORANDUM 43 - POST-INSOLVENCY INTEREST IN CORPORATE AND RECEIVERSHIP FINANCIAL STATEMENTS (GRREN DEPO Ex 71) E-MAIL FROM ELAINE TAMA TO WAYNE GREEN RE: FIN 1309 (GREEN DEPO EX 72) PART A: INTEREST RATES SET BY THE FDIC (DRAFT) (GREEN DEPO EX 73)
Memo re: Priority of Post-Insolvency Interest Under National Depositor Preference (GRREN DEPO EX 74)

Fx72. Dx2072

1/14/1999

Fx73. Dx2073 Px5068 Fx74. Px5071 Fx75. Dx2075 Px5073 Fx76. Px4317 Fx.77. Dx2077 Px4414

8/23/2000

2/22/2001

5/31/2001

E-MAIL FROM BOBBY R. BEAN TO ELAINE TAMA RE: WEDNESDAY'S PII MEETING RECAP AND OPEN ITEMS
(GREEN DEPO EX 75) FDIC Statement of Position Draft re: Accounting for Post-Insolvency Interest Draft (GRREN DEPO EX 76)

1/12/2004

2/8/1999

E-MAIL FROM ELAINE TAMA TO RICK CYWINSKI, ROBERT FERRER, JAMES F. VORDTRIEDE, AND STEVEN JOHNSTON RE: INCOME TAX NOTE TO RECEIVERSHIP FINANCIAL STATEMENTS
(GREEN DEPO EX 77)

Fx78. Dx2078 Px4418

5/17/2000

MEMORANDUM FROM JAMES E. ANDERSON (FDIC) TO KAREN HUGHES (FDIC) RE: TAX ISSUES RELATED TO THE GOODWILL LITIGATION (GREEN DEPO EX 78) E-MAIL FROM KAREN HUGHES TO SUSAN BROWN, RICHARD OSTERMAN, ET AL. RE: CLAIMS ISSUES RELATED TO TAX - MEETING REQUEST FOR MORNING OF 6/29 (GREEN DEPO 79) GOODWILL TAX ISSUES - TALKING POINTS

Fx79. Dx2079 Px4419

6/22/2000

Fx80.

6/28/2000

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Dx2080 Px4420 Fx81. Dx2081 Px5069

(GREEN DEPO Ex 80) 11/14/2000 E-MAIL FROM STEVEN JOHNSTON TO ELAINE TAMA AND KATHLEEN F. FRANTUM RE: PRELIMINARY COMMENTS - TAX LIABILITIES (GREEN DEPO EX 81) E-MAIL FROM STEVEN JOHNSTON TO ELAINE TAMA AND ROBERT FERRER RE: TAX CLAIMS ISSUES (WITH ATTACHMENT) (GREEN DEPO EX 82) E-MAIL FROM JAMES F. VORDTRIEDE TO ELAINE TAMA RE: QUESTIONS ON TAX RETURN PREPARATION FOR RECEIVERSHIPS (GREEN DEPO EX 83)
Memo re: Separation of FDIC Goodwill Litigation Groups (GREEN DEPO EX 84)

Fx82. Dx2082 Px4423

11/20/2002

Fx83. Dx2084 Px5079

3/16/2004

Fx84. Px5035 Fx85. Dx2085

7/23/1996

10/9/1996

MEMORANDUM FROM ALVIN E. KITCHEN TO ALL UNITS RE: CHARGING OF GOODWILL LITIGATION RELATED EXPENSES
(GREEN DEPO EX 85) E-mail re: Goodwill expense coding

Fx86. Px5150 Fx87. Px5040 Fx88. Px5041 Fx89. Px5043 Fx90. Px5045 Fx91. Dx2091 Px3759

4/23/1997 4/28/1997 6/19/1997

(GREEN DEPO EX 86)
Email re: Goodwill Expense Coding (GREEN DEPO EX 87) Memo re: Goodwill Expense Coding in FIMS (GREEN DEPO EX 88) Email re: Comment: Expense Coding (GREEN DEPO EX 89) Memo re: Charging Goodwill Litigation Expenses in FIMS (GREEN DEPO EX 90)

6/27/1997 11/12/1997

10/17/2001

MEETING MINUTES RE: GOODWILL ISSUES PAYMENT OF DIVIDENDS (DRAFT) AND E-MAIL FROM LORI MCCORMICK TO SHARON E. KELLEY, ELAINE TAMA, AND RICK CYWINSKI RE: MINUTES FOR GOODWILL DIVIDEND MEETING, DATED 10/30/01

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(GREEN DEPO EX 91)

Fx92. Dx2092 Px4318 Fx93. Px5127 Dx2093 Fx94. Px5019??

9/30/2004

ACCOUNTING CONCEPTS - FDIC RECEIVERSHIPS (GREEN DEPO EX 92) FDIC ACCOUNTING FOR RECEIVERSHIP LIABILITIES BULLETIN (GREEN DEPO EX 93)

3/13/1995

CARTERET FEDERAL SAVINGS BANK TRIAL BALANCE FINAL MARCH 10, 1995 (GREEN DEPO EX 94)
RTC Memo re: Carteret FSB in Conservatorship. (GREEN DEPO EX 95)

Fx95. Px5012 Fx96. Dx2096 Px5128 Fx97. Px5192 Fx.98 Dx2098 Px5037

3/7/1995

RECEIVERSHIP RECONCILIATION, UNPAID REMAINING CLAIMS - NO. 16, CARTERET (FL)
(GREEN DEPO EX 96) Receivership Reconciliation Unpaid Remaining Claims ­ No. 16 (GREEN DEPO Ex 97)

9/30/1996

RTC JOURNAL ENTRY AND INTEROFFICE MEMORANDUM FROM LISA F. KLASKIN (FDIC) TO HELEN RESTAU (FDIC) RE: CORPORATE PROOF OFCLAIM OF CARTERET FSB, DATED 09/18/96 (WITH ATTACHMENT) (GREEN DEPO EX 98) AUDIT TRAIL REPORT AND INTEROFFICE MEMORANDUM FROM ANNE M. TERRALL (FDIC) TO RHONDA EAGLE (FDIC) RE: CORPORATE PROOF OF CLAIM OF CARTERET FSB, DATED 04/08/02 (WITH ATTACHMENT) (GREEN DEPO EX 99)
Trial Balance

Fx99. Dx2099 Px5074

4/12/2002

Fx100. Px 5020 Fx101. Px5019 Fx102. Px4310 Fx103. Dx2103

4/6/1995 3/12/1995 12/4/1996

(GREEN DEPO EX 100)
Carteret FSB Detail Trial Balance ­ 317 (GREEN DEPO EX 101) NFSC Accounting Manual, N-Series, SSeries (GREEN DEPO EX 102)

EXECUTIVE SUMMARY, MORTGAGE SECURITIZATION CASE, RTC 1993-82 CASE (WITH 13

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Px4545(?) Fx104.

EXHIBIT A)
(GREEN DEPO EX 103)

Left blank

Fx105. Dx5022 Fx106. Dx9006 Fx107. Dx 2106

3/1/2005

LIABILITY REGISTER REPORT (AM00095015 - AM00095019) LIABILITY REGISTER (AM00092230 EMAIL FROM JAMES F. VORDTRIEDE TO WAYNE GREEN RE: STATUS REPORT: TAX: NOVEMBER 30, 2005 EMAIL FROM STEVEN JOHNSTON TO ROBERT FERRER, SHARON E KELLEY, WAYNE GREEN, JAMES F. VORDTRIEDE CC: WILLIAM R. BAUDCUM, VANESSA L. HESTER, TRACY D. JACKSON, CRAIG SWEENEY, CRAIG R. JARVILL MEMORANDUM FROM FDIC STAN IVIE FIELD OPERATIONS DEPUTY DIRECTOR TO DIVISION OF RESOLUTIONS AND RECEIVERSHIP STAFF RE: TAX MANUAL ATTACHMENT: FDIC FIELDFINANCIAL OPERATIONS TAX MANUAL TAX RETURN ROUTING FORM 2004 ATTACHMENT: 2003 US. CORPORATION INCOME TAX RETURN AM00096139 - -00096149 2002 US CORPORATION INCOME TAX RETURN AM00096200 - -00096214 2001 US CORPORATION INCOME TAX RETURN AM00096046 - -00096059 2000 US CORPORATION INCOME TAX RETURN AM6107 1771 - 1780 INTERNAL REVENUE SERVICE AND RESOLUTION TRUST CORPORATION INTERAGENCY AGREEMENT AM00095457 - -00095481 1999 TAX RETURN CONTROL FORM

3/1/1999 11/18/2005

Fx.108. Dx 2107

12/20/2005

Fx.109. DX 2108

11/12/2004

Fx110. Dx2109

Fx111. Dx2111 Dx2112 Dx2113

Fx112. Dx 2114

Fx113. Dx 2115 Fx114. 10/09/2003

EMAIL FROM ELAINE TAMA TO ROBERT FERRER,

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Dx 2117 Fx115. Dx 2118 Fx116. Dx 2121 Fx117. Dx2122 Fx118. Dx2123

WAYNE GREEN RE: PII ACCRUAL AM00095310 --00095315AM00095317 -00095330 1999 TAX RETURN ROUTING FORM CARTERET 1995 FEDERAL INCOME TAX RETURN 1995 US CORPORATION INCOME TAX RETURN 11/15/1999 LETTER FROM JAMES F. VORDTRIEDE TO INTERNAL REVENUE SERVICE CENTER RE: CARTERET FEDERAL SAVINGS BANK 22-0809906 CIVIL PENALTY 1995 1120 ANALYSES OF TAX ATTRIBUTES

Fx119. Dx2114 Dx2115 Fx120. Dx 2126 Fx121. Dx2127 Dx2128 Dx2129

CARTERET 1309 1995-2003 FFA FIMS ACCOUNTS 5/6/2005 12/31/1992 COMPUTATION OF THE REGULATION 1.597.2 MODEL FOR 1992 12/31/1993 COMPUTATION OF THE REGULATION 1.597.2 MODEL FOR 1993 12/31/1994 COMPUTATION OF THE REGULATION 1.597.2MODEL FOR 1994 12/31/1995 COMPUTATION OF THE REGULATION 1.597.2 MODEL FOR 1995; STATEMENT OF ASSETS AND LIABILITIES AS OF DECEMBER 31, 1995; THE PAGES OF THE TAX RETURNS FOR '95 AND '96, TAX YEAR '97, TAX YEAR '98 WHERE FFA (FEDERAL FINANCIAL ASSISTANCE) WAS CALCULATED 5/6/2005 12/31/1997 COMPUTATION OF THE REGULATION 1.597.2 MODEL FOR 1997 12/31/1998 COMPUTATION OF THE REGULATION 1.597.2MODEL FOR 1998 12/31/1999 COMPUTATION OF THE REGULATION 1.597.2MODEL FOR 1999 12/31/2000 COMPUTATION OF THE REGULATION 1.597.2 MODEL FOR 2000 2/31/2001 COMPUTATION OF THE REGULATION 1.597.2 MODEL FOR 2001 12/31/2002 COMPUTATION OF THE REGULATION 1.597.2 MODEL FOR 2002

Fx121. Dx2130

Fx122. Dx2132 Dx2133 Dx2134 Dx2135 Dx2136 Dx2137 Dx2138 Dx2139

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12/31/2003 COMPUTATION OF THE REGULATION 1.597.2MODEL FOR 2003 12/31/2004 COMPUTATION OF THE REGULATION 1.597.2MODEL FOR 2004

Fx123. Dx2140 Fx124. Dx2143 Fx125. Dx2144 Fx126. Dx2153 Dx2154 DX2155 Fx127. Dx2156

COMPUTATION OF CURRENT IRS CLAIM 2004 US CORPORATION INCOME TAX RETURN 01/21/2005 BLUE PRINT FOR CLOSING AND POST CLOSING TAX YEARS DEFERRED FFA ACCOUNT PAPERS

3/1/2001

FDIC MEMO TO ROBERT G. CLARK, JOHN V. THOMAS, SUSAN BANK FROM KAREN HUGHES RE: DOF CONTACTS FROM SUPERVISORY GOODWILL LITIGATION EMAIL TO JAMES F. VORDTRIEDE FROM CHRISTOPHER WOOD RE: TAX FOOTNOTE - FINS 1265 & 1290 SUMMARY OF FFA RECOMPUTATIONS AND SUPPORTING TAX ATTRIBUTES [Exhibits 54-66 to Deposition of James Vordtriede ?= ?Dx2159-Dx2171?][Regulation 1.597-2 FFA computations][each 4/11/2006] COMMUTATIVE CARTERET BANCORP INC FINANCIAL PAPERS

Fx128. Dx2157

9/3/1998

Fx129. Dx2158 Fx130. Leave blank Fx131. Dx2172 Fx132. Dx2173

4/11/2006

Leave blank

7/21/1998

EMAIL TO ELAINE TAMA FROM JAMES F. VORDTRIEDE RE: FOOTNOTE- CARTERET

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Fx133. Dx2174 Fx134. Leave blank Fx135. Dx2176 Fx136. Dx2179 Fx137. Dx2181 Fx138. Dx2183 Fx139. Fx140. Dx2186 Fx141. Dx2195 Fx142. Dx2196 Fx150. Dx2197 Fx151. Dx2203

2/9/2005

EMAIL TO STEVEN JOHNSTON, WAYNE GREEN, JAMES F. VORDTRIEDE, DAVID J. COLLEY RE: CARTERET GOODWILL CASE

7/21/1998

EMAIL TO ELAINE TAMA FROM JAMES F. VORDTRIEDE RE: FOOTNOTE- CARTERET EMAIL TO STEVEN JOHNSTON TO RICK CYWINSKI RE: GOODWILL PROJECT EMAIL TO RICK CYWINSKI, STEVEN JOHNSTON FROM ELAINE TAMA RE: TAX IMPACTS ENTRIES TO EQUITY ACCOUNTS MEMO TO VANESSA HESTER FROM ELAINE TAMA RE: ACCOUNTING FOR SECURITIZATION RELATED FUNDS ­ RECEIVERSHIPS EMAIL TO STEVEN JOHNSTON FROM JAMES F. VORDTRIEDE RE: 1309 CARTERET NOL ANALYSIS 1999 GOODWILL TAX ANALYSIS CARTERET FEDERAL SAVINGS BANK #1309/720 LETTER TO IRS FROM JAMES VORDTRIEDE RE CARTERET CIVIL PENALTY

5/21/1999 3/15/2004

5/6/2004

11/142005 3/8/00

3/3/1997 10/22/1997 5/29/1991

LETTER TO CARTERET BANK FROM IRS RE CHANGES IN AMOUNT OWED LETTER FROM FDIC TO IRS RE CARTERET BANK AND STATEMENT OF ADJUSTMENT TO ACCOUNT RTC DIRECTIVE TO REGIONAL DIRECTORS, FROM STOW, RE: PROCEDURES FOR COMPUTATION OF DIVIDEND PAYMENTS OF PASS-THROUGH PURCHASE & ASSUMPTION RECEIVERSHIPS LIABILITY ACCOUNTING, REVISED 10/23/96 FTC STATEMENT OF POSITION ACCOUNTING FOR RECEIVERSHIP ADVANCES MEMO TO JAMES MINDNICH FROM DONNA CRIBBS RO SUMMARY OF FINDINGS 17

Fx152. Fx153. Dx2207 Fx154. Dx2214

10/23/1996 5/4/1996

12/7/1992

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Fx155. Dx2215 Fx156. Dx2255

3/10/1993

MEMO TO GEORGE GROSS FROM JAMES MINDNICH RE UNCOMMITED PIPELINE OTS PASS-THROUGH RECEIVERSHIP OF A FEDERAL SAVINGS ASSOCIATION INTO A DE NOVO FEDERAL SAVINGS ASSOCIATION THAT IS PLACED INTO CONSERVATORSHIP WITH THE RTC CONSERVATORSHIP STRATEGIC PLAN OF CARTERET FSB MEMORANDUM FROM JOHN P. DAVIS TO DISTRIBUTION SUBJECT: WESTERN FEDERAL SAVINGS BANK/CARTERET FEDERAL SAVINGS BANK MEMORANDUM FROM STEPHEN N. GRAHAM, ALVIN E. KITCHEN, AND THOMAS A. ROSE TO ALL REGIONAL DIRECTORS, ALL REGIONAL FINANCIAL OFFICERS, AND ALL REGIONAL COUNSEL RE: RECEIVERSHIPS POST-INSOLVENCY INTEREST ANALYSIS OF POST-INSOLVENCY INTEREST PROCEDURE PROPOSALS

12/4/1992

Fx157. Dx2257 Fx158. Dx2383

12/4/1992

8/11/1994

Fx159. Dx2530

6/8/1995

Fx160. Dx2534 Fx161. Dx2536 8/22/1997

E-MAIL FROM MICHAEL P. CACO TO KAREN HUGHES, DENIS NOLAN, JOHN J. QUINN, MARTIN W. BECKER, AND JAMES E. ANDERSON RE: POST-INSOLVENCY INTEREST; FDIC RULES AND REGULATIONS, DATED 12/29/95; AND, FDIC ACCOUNTING BULLETIN - RA #94-003, DATED 08/30/94 MEMORANDUM FROM SAMUEL E. FORKKIO TO DISTRIBUTION RE: INFORMATION DISTRIBUTION CONCERNING DISCUSSION MEMORANDUM 43 POST-INSOLVENCY INTEREST IN CORPORATE AND RECEIVERSHIP FINANCIAL STATEMENTS (WITH ATTACHMENT) FDIC STATEMENT OF POSITION (DRAFT)

Fx162. Dx2538

5/4/1998

Fx163. Dx2539 Fx163.

6/22/2000

E-MAIL FROM KAREN HUGHES TO SUSAN

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Dx2547

BROWN, RICHARD OSTERMAN, FREDERICK J. OZYP, ET AL. RE: CLAIMS ISSUES RELATED TO TAX - MEETING REQUEST FOR MORNING OF 6/29 10/9/2003 E-MAIL FROM ELAINE TAMA TO ROBERT FERRER AND WAYNE GREEN RE: PII ACCRUAL E-MAIL FROM ELAINE TAMA TO JEFFREY D. CHASE, ALVIN L. SHELTON, JOSEPH M. NAIRN, CLIFTON E. FORD, J. RUSSELL CHERRY, SAMUEL E. FORKKIO, AND KATHY COX RE: ACCRUAL OF INTEREST--RTC LOANS FROM CORPORATE TO RECEIVERSHIPS; FDIC STATEMENT OF POSITION, DATED 05/21/96 DIVISION OF FINANCE: GOODWILL TEAM ASSIGNMENTS EMAIL MESSAGE FROM S JOHNSTON TO J F VORDTRIEDE RE 1309 CARTERET NOL ANALYSIS EMAIL MESSAGE FROM S JOHNSTON TO E TAMA RE "FW: CLAIMS ISSUES RELATED TO TAX-MEETING REQUEST FOR MORNING OF 6/29" EMAIL MESSAGE FROM E TAMA TO R FERRER & W GREEN RE "FW: PII ACCRUAL" EMAIL MESSAGE FROM L SHAW TO S JOHNSTON ET AL. RE "CARTERET GOODWILL CASE" EMAIL MESSAGE FROM W GREEN TO D J COLLEY RE"FW: CARTERET GOODWILL CASE" EMAIL MESSAGE FROM W GREEN TO D J COLLEY & J F VORDTRIEDE RE "FW: CARTERET GOODWILL CASE" EMAIL MESSAGE FROM S JOHNSTON TO J F VORDTRIEDE RE "1319 CARTERET NOL ANALYSIS" AND ATTACHED "2003 GOODWILL TAX ANALYSIS CARTERET FSB #1309/720 AS OF 12/31/2003" GOODWILL TAX ANALYSES OF CARTERET FSB #1309/720 FOR YEARS 2000, 2001, 2002, 2003, 2004, &

Fx164. Dx2548 Fx165. Dx2552

12/9/1997

Fx166. Dx2555 Fx167. Dx2565 Fx168. Dx2567

4/24/2001

11/14/2005

6/28/2000

Fx169. Dx2569 Fx170. Dx2571 Fx171. Dx2572 Fx172. Dx2573

10/9/2003

2/9/2005

2/9/2005

2/10/2005

Fx173. Dx2575

11/14/2005

Fx174. Dx2576

1/18/2006

19

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2005 Fx175. Dx2577 Fx176. Dx2578 Fx177. Dx2579 Fx178. Dx2580 12/20/1996 3/8/2000 "1999 GOODWILL TAX ANALYSIS CARTERET FSB #1309/720 AS OF 12/31/1999 NOL ANALYSIS" FORM 1120X "RTC RETURN" FOR CARTERET FSB AMENDED FOR TAX YEAR 1995 FORM 1120 TAX RETURN FOR CARTERET FSB, FA FOR 1992 FORM 1120 TAX RETURN FOR 1995 OF FDIC AS RECEIVER FOR CARTERET FSB AND SUBSIDIARIES EMAIL MESSAGE FROM J F VORDTRIEDE TO J F VORDTRIEDE RE "FW: CARTERET GOODWILL CASE" (NOTATION THAT VORDTRIEDE MUST REVIEW THE COMPUTATION FOR THE 1995 CARTERET CLOSING) POST-INSOLVENCY INTEREST PROCEDURES ANALYSIS RESOLUTION TRUST CORPORATION MEMORANDUM FROM STEPHEN A. HALEY TO SUPERVISORY MANAGING AGENTS RE: POLICY FOR CONTINUED LENDING IN CONSERVATORSHIP CALCULATION OF NET PROCEEDS ON SALE EXITING MEMORANDUM CARTERET FEDERAL SAVINGS BANK CARTERET'S EXECUTIVE SUMMARY OF INTERVENTION CHAPTER 1 EXECUTIVE SUMMARY- MANAGING THE CRISIS 6/6/1986 ASSISTANCE AGREEMENT BETWEEN THE FEDERAL SAVINGS AND LOAN INSURANCE CORPORATION AND CARTERET SAVINGS BANK MEMORANDUM AND ATTACHMENT FROM T.

2/25/1999

Fx179. Dx2582

11/17/2005

Fx180. Dx5024 Fx181. Dx6008

6/26/1997

1/24/1992

Fx182. Dx6011 Fx183. Dx6017 Fx184. Dx6020 Fx185. Dx6194 Fx186. Dx8145

6/4/1992 12/4/1992

12/31/1992

Fx187.

12/11/1992

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Dx9000

MICHAEL THOMPSON TO OFFICE VICE PRESIDENTS RE: IRS-RTC INTERAGENCY AGREEMENT 12/31/1995 CARTERET FSB STATEMENT OF ASSETS AND LIABILITIES IN LIQUIDATION (UNAUDITED) (ROUNDED IN DOLLARS) FINANCIAL INSTITUTION NUMBER: 1309 INCEPTION DATE: 1/20/95 INTERNAL REVENUE SERVICE AND RESOLUTION TRUST CORPORATION INTER-AGENCY AGREEMENT AFFIRMATION BY FEDERAL DEPOSIT INSURANCE CORPORATION ORDER RE PLAINTIFF'S MOTION FOR RECONSIDERATION (GRANTED) TRANSCRIPT OF FAIRNESS HEARING BEFORE HONORABLE EMMITT G. SULLIVAN UNITED STATES DISTRICT JUDGE UNITED STATES DISTRICT COURT DISTRICT OF NEW JERSEY CIVIL ACTION NO. 923751 COMPLAINT AND JURY DEMAND LAWRENCE J. WHITE, THE S&L DEBACLE, (NEW YORK: OXFORD UNIVERSITY PRESS, 1991, PP. 65, 71, 74-75 CARTERET SAVINGS (FIN 8602) LITIGATION AGAINST WESTERN FSB C-AM-A-0335493 335496 SETTLEMENT AGREEMENT

Fx188. Dx9001

Fx189. Dx9003

2/23/1996

Fx190. Dx9006 Fx191. Dx9008

3/1/1999

5/5/2006

Fx192. Dx9010

9/4/1992

Fx193. Dx9042

Fx194. Dx9112 Fx195. Dx9113

Fx200. Px2424 Fx201. Px2429 Fx202.

9/29/1982

Merger Agreement between Delray and Carteret Amended Assistance Agreement between FSLIC and Carteret Copy of Resolution 82-662

9/29/1982 9/30/1982

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Px2430 Fx203. Px2487 Fx204. Px2488 Fx205. Px4894 Fx206. Px4895

6/6/1986 6/6/1986 12/4/1992 12/4/1992

Copy of Resolution No. 86-566 Assistance Agreement between FSLIC and Carteret Notice of Appointment of Receiver Order 92-509 Pass Through Receivership of a Federal Savings Association to a De Novo Federal Savings Association That Is Placed Into Conservatorship with RTC Purchase and Assumption Agreement Between RTC in Its Capacity as Receiver for CSB and RTC in Its Capacity as Conservator for CFSB Donna Cribbs & William Bailey to James Mindnich Memo re Summary of Mortgage Banking Operations Carol L. Weatherly to Susan V.Hamilton Email re Personnel in Mortgage Production Operation James R. Mindnich to George M. Gross Memo re Uncommitted Pipeline

Fx207. Px4897

12/4/1992

Fx208. Px4898

12/7/1992

Fx209. Px4901 Fx210. Px4904 Fx211.

1/12/1993

3/10/1993 Left Blank

End of Plaintiff-Intervenor FDIC's Pre-Trial Exhibit List, December 21, 2007

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CERTIFICATE OF SERVICE I certify this 21st day of December 2007, that I caused a copy of the foregoing FDIC'S PRETRIAL EXHIBIT LIST to be filed electronically. I understand that notice of this filing will be sent to all parties by operation of the Court's electronic filing system. s/ Andrew C. Gilbert

23