Free Exhibit List - District Court of Federal Claims - federal

Case 1:93-cv-00531-LAS

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 4 Date 03/17/1992 Bates Range ADIIS Range WOQ679 1376 - 1376 Description

MEMO FROM ROBERT ALBANESE TO FILE RE CARTERET RECAPITALIZATION, CARTERET SAVINGS BANK FA, 3/17/1992 MEMO FROM BRENT BEESLEY TO FHLBB RE FSLIC ASSISTED MERGER OF BARTON S&LA AND UNASSISTED SUPERVISORY MERGER OF FIRST FS&LA OF DELRAY BEACH INTO CARTERET S&LA, FA, 9/30/1982 CARTERET SAVINGS BANK, FA V. OTS, FHLBB, T. TIMOTHY RYAN, JR. , FDIC AND FSLIC, OPINION, 04/25/1991

DX 19

09/30/1982

WOB011 0390 - 0402

DX 21

04/25/1991

C-AM-A-0403574 -0403627 WOP763 1843 - 1846

DX 22

03/01/1991

LTR FROM WILLIAM PURCELL TO CHARLES O'TOOLE, RE RESPONSE TO 2/27/1991 OTS LETTER, 3/1/1991 LTR FROM CLIVE CUMMIS TO JOHN GRIFFIN, RE BIANCO AND PURCELL RECOLLECTION OF TRANSACTION, 4/10/1991 MEMO FROM ROBERT O'BRIEN TO ROBERT WALSH RE TELEPHONE CALL FROM RICHARD KALIKOW, 4/22/1991 TIMETABLE FOR COMPLIANCE WITH SUPERVISORY AGREEMENT DATED APRIL 29, 1991 BETWEEN CARTERET SAVINGS BANK, FA AND OTS, 4/29/1991

DX 23

04/10/1991

WOQ653 0433 - 0435

DX 24

04/22/1991

AMB069603 - -069603

PAM009 0643 - 0643

DX 25

04/29/1991

WOQ653 0406 - 0411

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 26 Date 05/21/1991 Bates Range AM00064684 - -0064684 ADIIS Range RAM004 0005 - 0005 Description

LTR FROM ANGELO VIGNA, TO BOARD OF DIRECTORS CARTERET BANCORP, INC. AND CARTERET SAVINGS BANK, FA RE NOTICE OF NOMINATIONS OF RICHARD BIANCO, RONALD BURNS AND DONALD KRAMER AS DIRECTORS OF CARTERET BANCORP, INC. AND CARTERET SAVINGS BANK, FA, 5/21/1991 FAX OF LETTER FROM ROBERT WALSH TO ANGELO VIGNA, RE NOTICE PURSUANT TO SECTION 914 OF FIRREA, CARTERET SAVINGS FA, 5/22/1991 MEMO OF ORAL COMMUNICATION, OTS NO. 4702, BY MICHAEL FINN, OF NOTES FROM MEETING WITH WITH RICHARD BIANCO, CARTERET SAVINGS FA AND VIGNA/ALBANESE/SIMONE, OTS-NE, RE GENERAL DISCUSSION, CARTERET SAVINGS BANK, FA, 5/31/1991 EXECUTED EMPLOYMENT AGREEMENT DATED JUNE 1, 1991 BETWEEN AMBASE CORPORATION AND RICHARD A. BIANCO, AMBASE CORPORATION, 6/1/1991

DX 27

05/22/1991

WOQ685 0274 - 0274

DX 29

05/31/1991

WOQ685 1769 - 1769

DX 30

06/01/1991

WOQ642 1815 - 1822

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 32 Date 06/05/1991 Bates Range AMB33494 - AMB33495 ADIIS Range PAM010 1186 - 1187 Description

FAX OF LTR FROM RANDOLPH ELKINS TO RICHARD BIANCO AND ROBERT WALSH RE SUPERVISORY DIRECTIVE ON BONUSES AND OTHER COMPENSATION ARRANGEMENTS, ONGOING BONUS/INCENTIVES/SEVERENCE ARRANGEMENTS, 6/5/1991 MEMO FROM ROBERT CYCON TO RICHARD BIANCO RE POTENTIAL SALE OF IMPERIAL PREMIUM FINANCE, INC., IMPERIAL PREMIUM, 6/20/1991 LTR FROM GEO. T. SCHARFFENBERGER TO MR. RICHARD BIANCO, RE RESTRICTED STOCK AWARD, 6/25/1991 LTR FROM RICHARD BIANCO TO WILLIAM PURCELL RE AGREEMENT TO RENDER FINANCIAL ADVISORY SERVICES TO AMBASE CORPORATION, 6/25/1991 LTR FROM DONALD KRAMER TO MICHAEL SIMONE RE EMPLOYMENT AGREEMENT WITH RICHARD BIANCO, KCP HOLDING COMPANY, 7/10/1991 FAX AMBASE CORP. NEWS RELEASE ANNOUNCING "AMBASE AND KOHLBERG & CO. SIGN LETTER OF INTENT FOR CARTERET SAVINGS BANK RECAPITALIZATION, 7/20/1992

DX 36

06/20/1991

AMB069903 - -069903

PAM009 0685 - 0685

DX 37

06/25/1991

WOQ690 0873 - 0874

DX 38

06/25/1991

WOQ642 1827 - 1828

DX 39

07/10/1991

WOQ674 2036 - 2037

*DX 40

07/20/1991

WOP332 0803 - 0804

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 41 Date 07/22/1991 Bates Range ADIIS Range WOQ692 2227 - 2232 Description

MEMO FROM WILLIAM PURCELL TO RICHARD BIANCO RE SUMMARY REPORT OF ATTEMPT TO SELL IMPERIAL PREMIUM FINANCE ("IPF"), CARTERET SAVINGS FA, 7/22/1991 MEMO FROM WAYNE MOOR TO RICHARD BIANCO RE PORTFOLIO ANALYSIS, CARTERET SAVINGS BANK FA, 8/8/91 LTR FROM VAUGHN BLAKE AND JOHN QUIRK TO RICHARD BIANCO RE PROGRESS IN THE FINANCING ARRANGEMENTS FOR AMBASE CORPORATION TO PURCHASE THE COMMON STOCK OF IMPERIAL PREMIUM FINANCE, INC. FOR $65.0 MILLION, AMBASE CORPORATION, 8/9/1991 LTR FROM VAUGHN BLAKE TO RICHARD BIANCO RE REVISED FEE ARRANGEMENT, AMBASE CORPORATION, 8/12/91 MEMO FROM GEORGE HERGER TO THE FILE RE 8/13/91 MEETING WITH NEW MANAGEMENT, CARTERET SAVINGS BANK FA, 8/16/91 LTR FROM DAVID MAUGHAN TO RICHARD BIANCO RE KIDDER PEABODY'S FINANCIAL AND MARKETING PROPOSAL FOR RECAPITALIZATION, CARTERET SAVINGS BANK FA, 10/22/91

*DX 44

08/08/1991

WOQ666 1770 - 1772

DX 45

08/09/1991

WOQ674 1899 - 1900

DX 46

08/12/1991

AM00047287 - -00047288

RAM002 2843 - 2844

DX 47

08/16/1991

WOQ690 2385 - 2386

DX 49

10/22/1991

WOT692 1486 - 1487

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # *DX 51 Date 11/12/1991 Bates Range ADIIS Range WOQ653 0672 - 0672 Description

LTR FROM NGAIRE CUNEO TO RICHARD BIANCO RE GE CAPITAL REQUEST TO BE CONSIDERED AS A CARTERET SAVINGS BANK POTENTIAL INVESTOR, CARTERET SAVINGS BANK FA, 11/12/91 MEMO FROM MICHAEL SIMONE TO FILE RE 11/19/91 CONFERENCE CALL TO DISCUSS AMERICAN STOCK TRANSFER AND TRUST COMPANY'S INTEREST IN INFUSING CAPITAL INTO CARTERET FEDERAL SAVINGS BANK, CARTERET SAVINGS BANK FA, 12/16/91 LTR FROM STEVEN GOULART TO RICHARD BIANCO RE SUMMATION OF 12/20/1991 TELEPHONE CONVERSATION CONCERNING MERRILL LYNCH'S FINANCIAL PROPOSAL FOR THE MERGER OF CARTERET AND AMERICAN STOCK TRANSFER AND RAISING CAPITAL, CARTERET SAVINGS BANK FA, 12/23/1991 LTR FROM MICHAEL KARFUNKEL TO AMBASE CORPORATION, ATTENTION RICHARD BIANCO, RE CONFIRMATION OF RECENT DISCUSSIONS REGARDING CONTINUING INTEREST IN MERGING WITH CARTERET, CARTERET SAVINGS BANK, 12/20/91

DX 52

12/16/1991

WOQ653 2330 - 2331

DX 53

12/23/1991

AMB0010598 AMB0010599

PAM002 3131 - 3132

DX 54

12/20/1991

AMB0010593 - -0010593

PAM002 3126 - 3126

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 55 Date 02/19/1992 Bates Range ADIIS Range WOP332 2016 - 2017 Description

ARTICLE FROM THE RECORD 2/19/1992 REPORTING ON CARTERET'S QUEST FOR AN ADDITIONAL $150-200 MILLION IN NEW CAPITAL, CARTERET SAVINGS BANK FA, 2/19/99 MEMO FROM RICHARD BIANCO TO AMBASE DIRECTORS, SENIOR OFFICERS AND ADVISORS RE CONTACT WITH OTS AND FDIC, CARTERET SAVINGS BANK FA, 3/9/92 MEMO FROM JOHN FLEMING TO RICHARD BIANCO RE WESTERN FEDERAL SAVINGS AND LOAN, CARTERET SAVINGS BANK FA, 5/29/92 FAX TRANSMITTAL FROM MERRILL LYNCH TO DICK BIANCO AND NEIL COHEN, K. ALBERT RE DRAFT OF PRESENTATION TO THE BOARD OF DIRECTORS, AMBASE CORPORATION 7/15/92 LTR OF INTENT FROM KOHLBERG & COMPANY TO AMBASE CORPORATION RE PURCHASE OF CARTERET SAVINGS BANK FA BY NEWCO, AMBASE CORPORATION, 7/17/92 MEMO FROM PURCELL TO BIANCO AND COHEN RE LISTING OF LARGE AMBASE COMMON SHAREHOLDERS, AMBASE, 7/29/99

DX 56

03/09/1992

AMB068452 - -068452

PAM007 0351 - 0351

DX 57

05/29/1992

C-AM-A-0323526 -0323526

CAM244 0036 - 0036

DX 61

07/15/1992

C-AM-A-0178726 -0178733

CAM132 0921 - 0928

*DX 62

07/17/1992

AMB071894 - -071897

PAM007 1765 - 1768

DX 63

07/29/1992

AMB071861 - -071862

PAM009 1735 - 1736

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 64 Date 08/27/1992 Bates Range ADIIS Range WOQ679 0692 - 0695 Description

MEMO FROM TOM O'ROURKE TO JOHN GRIFFIN, SCOTT SMITH, AND EXAMINATION/SUPERVISORY FILES RE 8/24/1992 MEETING RECAP, CARTERET SAVINGS BANK FA, 8/27/92 LTR FROM MICHAEL ZAMORSKI RE CARTERET SAVINGS BANK, F.A., 8/28/92 SEC SCHEDULE 13D, AMBASE CORPORATION, 11/9/90 LISTING OF SHARES OWNED BY OFFICERS, DIRECTORS UNDER PLANS OF THE COMPANY AND MAJOR STOCKHOLDERS AS OF 6/30/1992, AMBASE CORPORATION, 8/11/92 LTR FROM KPMG PEAT MARWICK TO CARTERET SAVINGS BANK, FA RE AUDIT OF THE CONSOLIDATED FINANCIAL STATEMENTS OF CARTERET SAVINGS BANK, FA AND SUBSIDIARIES FOR THE YEAR ENDED DECEMBER 31, 1990, CARTERET SAVINGS BANK, FA, 7/8/91 CONFIDENTIAL REPORT OF FINDINGS RE CARTERET SAVINGS BANK SUBMITTED TO KOHLBERG & CO BY LYONS, ZOMBACK & OSTROWSKI, INC., CARTERET SAVINGS BANK, 8/21/99

DX 65 DX 69 DX 70

08/28/1992 11/09/1990 08/11/1992

FAM002 1081 - 1085 WOR648 0235 - 0245 WOQ642 1831 - 1831

DX 84

07/08/1991

FAM002 2361 - 2365

*DX 95

08/21/1992

K000001 - K000056

WOP338 1374 - 1429

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 110 Date 06/06/1986 Bates Range ADIIS Range WOR064 0001 - 0097 Description

ASSISTANCE AGREEMENT BETWEEN FSLIC AND CARTERET SAVINGS BANK, F.A., DATED JUNE 6, 1986 CARTERET SAVINGS BANK, F.A., AGENDA FOR SPECIAL BOARD OF DIRECTORS MEETING, FEBRUARY 13, 1990

DX 112

02/13/1990

AM001423 - AM001426

DX 113

10/03/1989

WOQ682 1050 - 1054

MEMO: FROM CLAIRE M. CHADWICK, MANAGER-EXTERNAL REPORTING, TO WILLIAM J. DAY, FDIC EXAMINER-IN-CHARGE, RE: CARTERET SAVINGS BANK AND SUBSIDIARIES FINANCIAL STATEMENTS, JUNE 30, 1989 MEMO: FROM CLAIRE M. CHADWICK, MANAGER- EXTERNAL REPORTING, TO WILLIAM J. DAY, FDIC EXAMINER-IN-CHARGE, RE: CARTERET SAVINGS BANK AND SUBSIDIARIES FINANCIAL STATEMENTS AUGUST 31, 1989 MEMO: FROM WILLIAM J. DAY, JR., EXAMINER, TO THE FILES RE: CARTERET SAVINGS BANK REGARDING GENERAL DEVELOPMENT CORPORATION AND POSSIBLE INSIDER INVOLVEMENT WITH PRINCIPALS OF AMBASE VIA PREVIOUS RELATIONSHIP WITH CITY INVESTING COMPANY

DX 114

10/13/1989

WOQ682 1047 - 1049

DX 115

08/01/1990

WOT692 1148 - 1152

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 116 Date 08/06/1990 Bates Range ADIIS Range WOQ682 1471 - 1471 Description

MEMO: FROM WILLIAM J. DAY, JR., EXAMINER, TO NICHOLAS J. KETCHA, JR., REGIONAL DIRECTOR RE: CARTERET SAVINGS BANK INTERIM REPORT MEMO: FROM WILLIAM J. DAY, JR. TO NICHOLAS J. KETCHA, JR. RE: CARTERET SAVINGS BANK MEMO: FROM WILLIAM J. DAY, JR., EXAMINER, TO "THE FILES" RE: CARTERET SAVINGS BANK MEMO: FROM WILLIAM J. DAY, JR., EXAMINER, TO LEE SMITH, CONTROLLER, RE: CAPITAL (REGULATORY CAPITAL COMPUTATION) MEMO: FROM JEFFREY J. CARFORA, VICE PRESIDENT / ASSISTANT CONTROLLER, TO WILLIAM J. DAY, JR., FDIC EXAMINER, RE: CAPITAL (REGULATORY CAPITAL COMPUTATION) LTR: FROM CARTERET SAVINGS BANK TO DANIEL DIONNE, ASSISTANT REGIONAL DIRECTOR, FDIC RE: BOARD OF DIRECTORS MEETING FOR FDIC PRESENTATION OF ITS 1990 EXAMINATION REPORT

DX 117

08/13/1990

WOQ682 1467 - 1467

DX 118

09/06/1990

WOQ682 1446 - 1446

DX 119

09/11/1990

WOQ682 1445 - 1445

DX 120

09/25/1990

AM018960 - -018965

DX 122

04/10/1991

AM048913 - -048915

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 129 Date 07/31/1991 Bates Range ADIIS Range CAM387 0216 - 0217 Description

LTR: FROM JOHN MCGRORY, COMPLIANCE EXAMINATION MANAGER, TO THE BOARD OF DIRECTORS OF CARTERET SAVINGS BANK RE: COMMENTS AND SUGGESTIONS BASED ON REPORT OF COMPLIANCE EXAMINATION AS OF DECEMBER 10, 1990 LTR: FROM NICHOLAS J. KETCHA, JR., REGIONAL DIRECTOR FOR FDIC, TO ANGELO A. VIGNA RE: MEETING WITH BOARD OF DIRECTORS HELD ON APRIL 22, 1991 LTR: FROM NICHOLAS J. KETCHA, JR., REGIONAL DIRECTOR FOR FDIC TO ANGELO A. VIGNA, REGIONAL DIRECTOR, OTS AND CARTERET BOARD OF DIRECTORS RE: CARTERET SAVINGS BANK, FA LTR: FROM DONALD KRAMER TO RICHARD L. BRAUN, ARTHUR E. GILGAR, CHARLES J. MCCABE, LEO O. MCCABE, ROBERT E. MCCARTHY AND ROBERT C. WALSH RE: REPAYMENT OF BONUSES FOR THE FISCAL YEAR ENDED DECEMBER 31, 1990

DX 130

04/29/1991

WOT671 0671 - 0672

DX 131

06/28/1991

WOQ698 1429 - 1431

DX 135

11/27/1991

WOQ653 0053 - 0058

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 140 Date 12/04/1987 Bates Range ADIIS Range WOR060 2467 - 2469 Description

LTR: FROM A. PATRICK DOYLE TO OFFICE OF THE SECRETARY AT FHLBB CC: BRIAN D DITTENHAFER, PRINCIPAL SUPERVISORY AGENT FOR THE FHLBB OF NEW YORK RE: APPLICATION OF THE HOME GROUP, INC TO ACQUIRE CARTERET BANCORP AND ITS WHOLLY OWNED SUBSIDIARY CARTERET SAVINGS BANK, FA INTEROFFICE MEMO: FROM PAMELA BISHOP TO BRIAN DITTENHAFER, ANGELO VIGNA, BILL DURBIN, ROY N. JENSEN, MICHAEL SIMONE AND DAVID DORGAN RE: CARTERET SAVINGS BANK INFORMATIONAL REPORT MEMO: FROM DARREL W DOCHOW TO PROFESSIONAL STAFF- EXAMINATIONS AND SUPERVISION

DX 147

07/19/1989

WOQ652 2120 - 2123

DX 153

06/17/1988

GF0028472 - -0028487

DX 156

11/09/1988

OGC006 1478 - 1479

MEMO: FROM JONATHAN L FIECHTER TO DIRECTORS OF AGENCY FUNCTIONS RE: PROPOSED RISK-BASED CAPITAL RULE: IMPACT BY DISTRICT BANK MEMO: FROM JONATHAN L. FIECHTER, DEPUTY EXECUTIVE DIRECTOR TO CHAIRMAN WALL RE: THRIFT INDUSTRY LIQUIDITY STATISTICS

DX 159

02/06/1989

OGC061 0346 - 0347

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # *DX 164 Date 11/06/1989 Bates Range GF0024673 - -0024680 ADIIS Range Description

THRIFT BULLETIN,TB 36A, SECTION 320 SUBJECT: CAPITAL ADEQUACY; HANDBOOK: THRIFT ACTIVITIES RE: GUIDELINES FOR FIRREA CAPITAL PLANS, EXEMPTIONS AND EXCEPTIONS MEMO: FROM JOHN F. ROBINSON TO DARREL W. DOCHOW THROUGH JONATHAN FIECHTER RE: POLICY STATEMENT ON REGULATORY CAPITAL MAINTENANCE OBLIGATIONS OF SAVINGS AND LOAN HOLDING COMPANIES FSLIC AMENDMENT NO. 1 TO APPLICATION H-(D)2 WITH A COPY TO DOUGLAS P. FAUCETTE, ESQ, MULDOON, MURPHY & FAUCETTE THRIFT FINANCIAL REPORT, CARTERET SAVINGS BANK, FA, AS OF JUNE 30, 1988 WOP334 0685 - 0686 INTEROFFICE MEMO: FROM ROBERT C. ALBANESE TO "THE FILE" RE: CARTERET SAVINGS BANK, FSB, CONFERENCE CALL WITH JONATHAN FIECHTER, DEPUTY DIRECTOR FOR WASHINGTON OPERATIONS

DX 166

05/XX/1988

SMO170343 - -O170345

DX 169

05/11/1988

AMB046218 - -046248

DX 174 DX 191

06/30/1988 11/17/1992

AMB019591 - -019600

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 197 Date 05/26/1994 Bates Range ADIIS Range WOP299 1684 - 1686 Description

LTR: FROM JOHN F. DOWNEY, DEPUTY DIRECTOR FOR REGIONAL OPERATIONS, TO JOHN W. HARSHAW, PRESIDENT OF AMERICAN LEAGUE OF FINANCIAL INSTITUTIONS, CC: JOHNNIE BOOKER RE: RESPONSE TO LETTER OF MAY 16 ADDRESSED TO MS. JOHNNIE BOOKER, VICE PRESIDENT FOR THE DIVISION OF MINORITY AND WOMEN'S PROGRAMS AT THE RESOLUTION TRUST CORPORATION INTEROFFICE MEMO: FROM MICHAEL E. FINN TO JOHN F. DOWNEY, SHANNON E. PRITCHARD CC: STEPHEN E. HART, ANGELO A. VIGNA, ROBERT C. ALBANESE, MICHAEL L. SIMONE AND JOHN C. GRIFFIN RE: CARTERET VIABILITY ANALYSIS MEMO: OF ORAL COMMUNICATION BY MICHAEL FINN WITH LEE SMITH, CONTROLLER, JEFF CARFORA, ASSISTANT CONTROLLER AND HENRY KEIZER, KPMG AUDIT MANAGER ORIGINATOR, JOHN GRIFFIN/MICHAEL FINN RE: IMPACT OF OTS ACCOUNTING ISSUES ON KPMG'S AUDIT REPORT OF CARTERET AS OF 12/31/90; SUMMARY OF 3/28/91 MEETING MINUTES BUSINESS PLAN - CAPITAL GROWTH; CARTERET SAVINGS BANK, FA, JUNE 04,1990

DX 201

03/08/1991

WOP326 0177 - 0186

DX 210

04/04/1990

WOQ685 0115 - 0116

DX 211

06/04/1990

WOQ682 1555 - 1557

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 214 Date 11/19/1990 Bates Range ADIIS Range WOT671 0260 - 0262 Description

INTERNAL MEMO: FROM MICHAEL FINN, OPERATIONS, AND ELAINE KILLOUGH, OPERATIONS, TO JOSEPH LONGINO, CORP. ACTIVITIES, RE: OPERATIONS REQUEST FOR ADDITIONAL INFORMATION: CARTERET APPLICATION TO OFFER BROKERAGE SERVICES THROUGH A WHOLLY-OWNED SUBSIDIARY REGULATORY PLAN REPORT INTERNAL MEMO: FROM MICHAEL FINN TO "THE FILE" RE: CARTERET SAVINGS BANK, FA USE OF A CAPITAL DIRECTIVE IN LIEU OF RB3A-1 "GREATER RESTRICTIONS" LTR FROM JOHN C. GRIFFIN TO BOARD OF DIRECTORS, CARTERET SAVINGS BANK, FA CC: NANCY HALL, FDIC REGIONAL OFFICE RE: REPORT OF EXAMINATION CONDUCTED ON JUNE 15, 1992

DX 215 DX 217

01/03/1991 02/13/1991

WOP326 0341 - 0374 WOQ678 0058 - 0058

DX 222

08/20/1992

AMBNP029157 - -029199

DX 225

05/11/1987

WOM071 0003 - 0005

FHLBB MEMO FROM STEVEN DAVIDSON, CARLOS FIOL, REGIONAL DIRECTORS, AED TO JACK REID, DIRECTOR, AED RE: PROPOSED APPROACH FOR PROVIDING RANGES ON COST ESTIMATES

Case 1:93-cv-00531-LAS

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 229 Date 01/13/1989 Bates Range ADIIS Range WSJ048 2357 - 2358 Description

INTEROFFICE MEMO: FROM CARLOS FIOL TO STUART ROOT CC: MITCHELL STANLEY, JIM WILLIAMS, DENNIS M. PITTMAN AND JAY EARLE RE: COST OF FSLIC CASE SOLUTION COMPARISONS. FHLBB MEMO: FROM CARLOS M. FIOL, FINANCIAL ANALYST, AED TO TONY SAMSON, FINANCIAL ANALYST, MAD RE: FIRST FS&LA OF MONTGOMERY COUNTY BLACKSBURG, VA FHLBB NO 1210 VIABILITY ANALYSIS. MEMO: FROM ALVIN W. JAMES TO CARLOS M. FIOL AND ELENA Y. JOHNSON RE: CARTERET NON-CONFORMING BIDS MEMO: FROM ALVIN W. JAMES TO JAY A. JUPITER, SHARON DUNN YORE, CARLOS M. FIOL AND ELENA Y. JOHNSON RE: CARTERET ADDENDUM - ASSET VALUATION REVIEW CARTERET FSB, PARSIPPANY, NJ, DECEMBER 31,1993 RTC MEMO: FROM JAY A. JUPITER, ASSISTANT DIRECTOR, MAJOR RESOLUTION TO J.PAUL RAMEY, VICE PRESIDENT, DIVISION OF RESOLUTION THRU: HERBERT J. HELD, DIRECTOR, MAJOR RESOLUTION RE: CARTERET FSB, FAILING THRIFT CASE.

DX 233

05/30/1986

WFZ015 1501 - 1501

DX 236

09/01/1994

C-AM-A-0088916 -0088916 C-AM-A-0014333 -0014333 C-AM-A-0131815 -0131815 C-AM-A-0088034 -0088039

DX 237

09/02/1994

DX 240

12/31/1993

DX 245

12/31/1994

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 253 Date 11/20/1991 Bates Range C-AM-A-0213904 -0213911 C-AM-A-0181314 -0181326 AM00081250 - -00081266 ADIIS Range CAM152 1282 - 1289 Description

MEETING MINUTES, CARTERET SAVINGS BANK BOARD OF DIRECTORS, OTS 1991 EXAMINATION PRESENTATION MEETING MINUTES, BOARD OF DIRECTORS MEETING; CARTERET SAVINGS BANK, FA MEMO: FROM JOHN F. FLEMING, SENIOR VICE PRESIDENT AND AUDITOR, TO THE CARTERET SAVINGS BANK AUDIT COMMITTEE, MESSRS. BEAN, BURNS AND MS. FITTS RE: LOAN REVIEW - WESTERN FEDERAL SAVINGS AND LOAN PRELIMINARY REPORT TO BOARD OF DIRECTORS REGARDING INVESTIGATION OF FORMER OFFICERS AND DIRECTORS EXAMINER MEMO: FROM THOMAS J. O'ROURKE TO ANGELO A. VIGNA, REGIONAL DIRECTOR, ROBERT C. ALBANESE, REGIONAL DEPUTY DIRECTOR, MICHAEL L. SIMONE, ASSISTANT DIRECTOR II, JOHN C. GRIFFIN, ASSISTANT DIRECTOR I, SCOTT B. SMITH, FIELD MANAGER AND SUPERVISORY FILES RE: RESOLUTION CERTIFICATION LTR: FROM CARTERET, S.B. TO JOHN C. GRIFFIN RE: EXAMINATION COMMENT STATUS REPORT UPDATE DATED MARCH 1, 1991.

DX 261 DX 264

07/29/1992 05/29/1992

CAM134 0669 - 0681 RAM037 0078 - 0094

DX 266

05/19/1992

C-AM-A-0361954 CAMA0361987

CAM279 0001 - 0034

DX 279

10/16/1992

WOP325 0265 - 0267

DX 287

03/01/1991

AMB025923 AMB025932

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 292 Date 04/19/1991 Bates Range ADIIS Range WOQ685 0034 - 0036 Description

INTERNAL MEMO: FROM MICHAEL FINN TO MICHAEL SIMONE RE: CARTERET OPERATING EXPENSE ANALYSIS EXAMINER MEMO: FROM TOM O'ROURKE, EXAMINER III, TO JOHN GRIFFIN, ASSISTANT DIRECTOR, RE: INTERIM REPORT NO. 1 LTR: FROM JOHN C. GRIFFIN, ASSISTANT DIRECTOR TO THE BOARD OF DIRECTORS, CARTERET SAVINGS BANK RE: EMPLOYMENT CONTRACT AND ADVANCE OF ROBERT O'BRIEN

DX 295

05/16/1991

C-AM-A-0018987 -0018988 C-AM-A-0388695 -0388696

DX 296

06/14/1991

DX 298

07/10/1991

WOP338 1268 - 1270

INTEROFFICE MEMO: FROM MICHAEL FINN TO RICHARD RIESE RE: CARTERET BACKGROUND CONCERNING SPECIAL COMP ISSUES LETTER FROM JOHN C. GRIFFIN TO THE BOARD OF DIRECTORS, CARTERET SAVINGS BANK, FA RE: APPRAISAL OF IMPERIAL PREMIUM FINANCE, INC. DATED JULY 25, 1991 LETTER FROM DONALD KRAMER TO JOHN C. GRIFFIN RE: OFFICIAL PROPOSAL MADE BY AMBASE CORPORATION TO PURCHASE IMPERIAL PREMIUM FINANCE FROM CARTERET FOR A NET CASH CONSIDERATION OF $45 MILLION

DX 300

08/27/1991

KH017780 - -017781

DX 303

03/26/1992

C-AM-A-0402058 -0402059

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 304 Date 03/30/1992 Bates Range ADIIS Range WOP332 0455 - 0456 Description

INTEROFFICE MEMORANDUM FROM TOM O'ROURKE TO JOHN C. GRIFFIN, SCOTT B. SMITH AND MICHAEL E. FINN RE: NEW IPF SALE OFFER LETTER FROM JOHN C. GRIFFIN, ASSISTANT DIRECTOR TO THE BOARD OF DIRECTORS, CARTERET SAVINGS BANK, FA RE: COMMENTS AND RECOMMENDATIONS BASED ON REPORT OF EXAMINATION AS OF JUNE 17, 1991

DX 305

11/12/1991

AMBNP001194 - -001246

DX 307

12/26/1991

WOP333 0623 - 0623

MEMORANDUM FROM MICHAEL E. FINN TO JOHN C. GRIFFIN RE: REVIEW OF CARTERET'S RESPONSE TO OTS'S REPORT OF EXAMINATION AND COMMENT STATUS REPORT LETTER FROM STANLEY MOHR, SENIOR VICE PRESIDENT TO JOHN C GRIFFIN, ASSISTANT DIRECTOR RE: CARTERET SAVINGS BANK CAPITAL DIRECTIVE (SALES - $5 MILLION OR MORE); INTENDED SALE OF PROPERTY COMMONLY REFERRED TO AS FOXMOOR LETTER FROM JOHN C. GRIFFIN TO THE BOARD OF DIRECTORS, CARTERET SAVINGS BANK, FA RE: MULTI-FAMILY LOAN PURCHASE

DX 310

07/01/1992

C-AM-A-0300436 -0300437

*DX 311

03/18/1992

KH010410 - -010410

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 312 Date 05/20/1992 Bates Range ADIIS Range WOT707 1014 - 1014 WOP333 0450 - 0450 Description

INTEROFFICE MEMORANDUM FROM: THOMAS J. O'ROURKE TO: JOHN C. GRIFFIN, DONALD S. HOM, WALTER E. AMEND, SONIA J. CALLAHAN, STEPHEN D. ROHRS, RUTH ANN ESPOSITO, TIMOTHY P. MURPHY AND KATHLEEN A. SCHAUER RE: STATUS UPDATE ON MULTI-FAMILY LOAN PORTFOLIO PURCHASED FROM WESTERN FS&LA, CARTERET SB, FA. INTEROFFICE MEMORANDUM FROM TOM O'ROURKE TO JOHN C. GRIFFIN, SCOTT B. SMITH, MICHAEL L. SIMONE, AND DONALD S. HOM RE: CSB PROFITABILITY ANALYSIS EXAMINER MEMORANDUM FROM THOMAS J. O'ROURKE, EXAMINER TO ANGELO A. VIGNA, REGIONAL DIRECTOR, ROBERT ALBANESE, REGIONAL DEPUTY DIRECTOR, MIKE SIMONE, ASSISTANT DIRECTOR II, JOHN C. GRIFFIN, ASSISTANT DIRECTOR I, SCOTT B. SMITH, FIELD MANAGER, MIKE FINN, EXAMINER AND SUPERVISORY FILESCARTERET SAVINGS BANK, FA RE: STATUS REPORT - COMMERCIAL ASSETS DIVISION 6/30/92 RESULTS-PRELIMINARY

DX 314

06/02/1992

WOP333 0462 - 0466

DX 316

07/07/1992

WOP317 1640 - 1641

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 332 Date 03/22/1983 Bates Range C-AM-A-0212578 -0212582 ADIIS Range Description

CARTERET SAVINGS AND LOAN ASSOCIATION, FA AND SUBSIDIARIES, NEWARK, NJ CONSOLIDATED FINANCIAL STATEMENTS, SEPTEMBER 30, 1980, 1981 AND 1982 (WITH ACCOUNTANTS' REPORT THEREON) FHLBB MEMO FROM GENE HALL, PROBLEM AND REHABILITATION DIVISION TO SUPERVISORY AGENTS RE: PURCHASE ACCOUNTING IN FSLIC-ASSISTED MERGERS AND ACQUISITIONS WOR432 0199 - 0207 FHLBB MEMO FROM EDWARD J. O'CONNELL, III TO D. JAMES CROFT, DIRECTOR RE: FORBEARANCES LETTER FROM DOUGLAS P. FAUCETTE TO GENE L. HALL, CHIEF PROBLEM AND REHABILITATION DIVISION, FSLIC RE: BID OF CARTERET SAVINGS AND LOAN ASSOCIATION FA TO ACQUIRE FIRST FEDERAL SAVINGS AND LOAN ASSOCIATION OF DELRAY BEACH LETTER FROM JOSEPH P. KEHOE, ASSISTANT DIRECTOR TO BOARD OF DIRECTORS, CARTERET SAVINGS BANK RE: DECEMBER 31, 1989 CLASSIFIED ASSETS AND LOSS RESERVE ANALYSIS PREPARED BY CARTERET SAVINGS BANK

DX 336

03/28/1983

SMO129226 - -129226

DX 337

03/02/1983

DX 342

08/24/1982

AMB000001 - -000002

PAM001 0080 - 0081

DX 361

03/05/1990

OAM004 0068 - 0069

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 362 Date 04/25/1990 Bates Range ADIIS Range WOT671 0401 - 0403 Description

LETTER FROM: JOSEPH P. KEHOE, ASSISTANT DIRECTOR TO: BOARD OF DIRECTORS CARTERET SAVINGS BANK RE: LETTER OF MARCH 5, 1990 REQUESTING THAT CARTERET INCREASE ITS GENERAL VALUATION ALLOWANCE; AND LETTER FROM: DOUGLAS J. CESTONE OF OTS TO ROBERT MCCARTHY EXEC. VICE PRESIDENT CARTERET RE: APPOINTMENT OF ROBERT L. WOODRUM TO THE BOARD OF DIRECTORS. LETTER FROM JOSEPH P. KEHOE TO BRUCE BEAN, AMBASE CORPORATION RE: LETTER DATED FEBRUARY 9, 1990 REGARDING CASH CONTRIBUTION MADE BY AMBASE CORPORATION INTO CARTERET SAVINGS BANK FAX MEMORANDUM FROM ROBERT E. MCCARTHY TO BOARD OF DIRECTORS, CARTERET SAVINGS BANK, FA RE: OTSMANAGEMENT FEES PAID TO AMBASE CORPORATION

DX 363

03/22/1990

OAM004 0077 - 0077

DX 365

06/11/1990

AMBNP024187 - -024190

DX 368

08/08/1990

WOP334 0451 - 0455

EMAIL MESSAGE FROM ED MCQUOWN, OTS/WDC TO JOE KEHOE OTS/NEW YORK RE: CARTERET INFORMATION UPDATES

Case 1:93-cv-00531-LAS

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 369 Date 08/10/1990 Bates Range ADIIS Range WOT692 1174 - 1179 Description

INTEROFFICE MEMORANDUM FROM JOSEPH P. KEHOE TO MICHAEL E. FINN CC: MICHAEL L. SIMONE, DAVID R. DORGAN, ROBERT C. ALBANESE AND ANGELO VIGNA RE: WASHDC REQUEST FOR UPDATE ON CARTERET INTEROFFICE MEMORANDUM FROM ED MCQUOWN TO KEHOEJF@A1@EAST CC: JAMES CATON AND ALVIN W. SMUZYNSKI RE: NEED MORE INFORMATION ON CARTERET/AMBASE INTEROFFICE MEMORANDUM FROM DAVID R. DORGAN TO JOSEPH P. KEHOE, ELAINE R. KILLOUGH, SCOTT B. SMITH, RUSSELL J. MEYER AND MICHAEL E. FINN RE: CARTERET $30MM OTS "CALL" INTEROFFICE MEMORANDUM FROM MICHAEL E. FINN TO ANGELO A. VIGNA, ROBERT C. ALBANESE, MICHAEL L. SIMONE, DAVID R. DORGAN, JOSEPH P. KEHOE, SCOTT B. SMITH, ELAINE R. KILLOUGH AND RUSSELL J. MEYER RE: AMBASE SALE OF HOME INSURANCE TO VIK BROTHERS.

DX 370

08/15/1990

WOQ620 2328 - 2329

DX 374

09/27/1990

WOP343 1015 - 1015

DX 376

10/03/1990

WOP334 0479 - 0480

Case 1:93-cv-00531-LAS

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 377 Date 10/03/1990 Bates Range AM00014702 - -0014702 ADIIS Range Description

LETTER FROM JOSEPH P. KEHOE, ASSISTANT DIRECTOR TO BRUCE BEAN, EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL, AMBASE CORPORATION RE: AMBASE CAPITAL INFUSION WOP334 0465 - 0468 INTEROFFICE MEMORANDUM FROM JOSEPH P. KEHOE TO MICHAEL L. SIMONE, DAVID R. DORGAN CC: ROBERT C. ALBANESE AND ANGELO A. VIGNA RE: CARTERET UPDATE INTEROFFICE MEMORANDUM FROM JOSEPH P. KEHOE TO DAVID R. DORGAN RE: AMBASE/CARTERET INTEROFFICE MEMORANDUM FROM JAMES M. PORRECA TO DAVID R. DORGAN CC: MICHAEL E. FINN, JOSEPH P. KEHOE, ELAINE R. KILLOUGH, ROBERT C. ALBANESE, ANGELO A. VIGNA, FAITH S. HOCHBERG AND MICHAEL L. SIMONE RE: AMBASE $30MM ?? CAPITAL DEFICIENCIES

DX 378

10/11/1990

DX 379

10/26/1990

WOP343 1017 - 1018

DX 380

10/26/1990

WOP334 0464 - 0464

Case 1:93-cv-00531-LAS

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 382 Date 03/07/1991 Bates Range AMB010074 - -010108 ADIIS Range Description

HAND WRITTEN NOTES FROM BRUCE BEAN TO GARY AND DAVE; ALSO LETTER FROM JOSEPH P. KEHOE TO THE BOARD OF DIRECTORS, AMBASE CORPORATION RE: COMMENTS AND RECOMMENDATIONS BASED ON REPORT OF EXAMINATION AS OF JUNE 4, 1990; REPORT OF EXAMINATION, AMBASE CORPORATION, DATE OF EXAMINATION JUNE 4, 1990 WOT671 0315 - 0315 LETTER FROM JOSEPH P. KEHOE TO THE BOARD OF DIRECTORS, CARTERET SAVINGS BANK, FA RE: REGULATORY BULLETIN 3A-1 WITH COPIES OF THE BULLETIN ATTACHED. LETTER FROM JOSEPH P. KEHOE, ASSISTANT DIRECTOR TO BOARD OF DIRECTORS, CARTERET SAVINGS BANK RE: CLASSIFICATION ADJUSTMENTS LETTER FROM RANDOLPH H. ELKINS TO ANGELO VIGNA, DISTRICT DIRECTOR, OTS NY RE: CARTERET SAVINGS BANK, FA REQUEST INFORMAL REVIEW OF REPORT OF EXAM. LETTER FROM JOSEPH P. KEHOE TO THE BOARD OF DIRECTORS, CARTERET SAVINGS BANK, FA RE: RESPONSE TO JANUARY 25, 1991 LETTER AND REQUEST FOR ADJUSTMENTS TO RECORD PROVISIONS

DX 383

10/10/1990

AMBNP030843 AMBNP030844

DX 384

09/20/1990

AMBNP030822 - -030839

DX 391

12/20/1990

C-AM-A-0274283 -0274284

DX 393

01/29/1991

C-AM-A-0274415 -0274415

Case 1:93-cv-00531-LAS

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # *DX 394 Date 02/14/1991 Bates Range AM014786 - -014795 ADIIS Range Description

OTS RESOLUTION NO. 91-1 DATED 02/14/91 "TEMPORARY ORDER TO CEASE AND DESIST" WOP333 0214 - 0216 LETTER FROM ANGELO A. VIGNA, REGIONAL DIRECTOR TO NICHOLAS J. KETCHA, JR, REGIONAL DIRECTOR, FDIC RE: QUESTIONS, CONCERNS AND ISSUES NOTES WITH RESPECT TO THE PROPOSAL BY AMBASE TO ISSUE A $30 MILLION NOTE TO SATISFY ITS OBLIGATION TO CARTERET SAVINGS BANK, FA LETTER FROM NICHOLAS J. KETCHA, JR, REGIONAL DIRECTOR, FDIC TO ANGELO A. VIGNA, REGIONAL DIRECTOR, OTS RE: CARTERET SAVINGS BANK, FA, MORRISTOWN, NJ LEGAL DRAFT, NOTICE OF INTENTION TO TERMINATE INSURED STATUS FINDINGS, AND ORDER SETTING HEARING FDIC -91, IN THE MATTER OF CARTERET SAVINGS BANK, FEDERAL ASSOCIATION, MORRISTOWN, NJ

DX 396

12/05/1990

DX 398

01/29/1991

WOQ699 0465 - 0467

DX 405

XX/XX/1991

WOR659 0031 - 0041

Case 1:93-cv-00531-LAS

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 407 Date 05/21/1992 Bates Range ADIIS Range WOP332 0712 - 0712 Description

LETTER FROM NICHOLAS J. KETCHA JR., REGIONAL DIRECTOR, FDIC TO ANGELO A. VIGNA, REGIONAL DIRECTOR, OTS RE: CARTERET SAVINGS BANK FA REQUEST TO EXTEND APPROVED CAPITAL PLAN FOR 90 DAYS PAST THE SCHEDULED MAY 27, 1992 EXPIRATION DATE LETTER FROM NICHOLAS J. KETCHA, JR, REGIONAL DIRECTOR, FDIC TO ANGELO A. VIGNA, REGIONAL DIRECTOR, OTS RE: REQUEST TO EXTEND THE RECAPITALIZATION DEADLINE TO OCTOBER 15, 1992 LETTER FROM NICHOLAS J. KETCHA JR., REGIONAL DIRECTOR TO ANGELO A. VIGNA, REGIONAL DIRECTOR, OTS RE: CARTERET SAVINGS BANK FA, CONCERN OVER CONTINUING UNSAFE AND UNSOUND CONDITION OF CARTERET LETTER FROM DONALD KRAMER TO BRUCE W. BEAN, EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL, AMBASE CORPORATION RE: CARTERET ANALYSIS PRESS RELEASE; CARTERET BOOSTS RESERVES IMPERIAL PREMIUM FINANCE SALE EVALUATION PREPARED FOR OTS

DX 408

07/02/1992

WOP332 0758 - 0759

DX 412

11/02/1992

WOP334 0703 - 0706

DX 414

05/21/1990

AMB0011044 -B0011066

PAM002 3577 - 3599

DX 418 DX 419

XX/XX/XXXX 07/26/1991

WOP291 0518 - 0521 WOQ692 2182 - 2188

Case 1:93-cv-00531-LAS

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 426 Date 11/20/1991 Bates Range AM00065167 - -00065174 ADIIS Range RAM004 0491 - 0498 Description

MEETING MINUTES (DRAFT) CARTERET SAVINGS BANK, FA BOARD OF DIRECTORS MEETING TRANSCRIPT, OTS 1991 EXAMINATION PRESENTATION INTERNAL MEMORANDUM FROM JOHN C. GRIFFIN, ASSISTANT DIRECTOR I TO FILE RE: SUMMARY OF MEETING WITH CARTERET SAVINGS BANK FA, OTS-DOCKET #04702 LETTER FROM RICHARD A. BIANCO, CHAIRMAN AND CEO AND DONALD KRAMER, VICE CHAIRMAN AND CFO TO NICHOLAS J. KETCHA, JR., REGIONAL DIRECTOR, FDIC RE: RESPONSE TO PREVIOUS LETTER DATED DECEMBER 10, 1991. LETTER FROM DONALD KRAMER TO DAVID DUPREE, PRINCIPAL, CARLYLE GROUP RE: BANK DATA AND FORECAST MEMORANDUM FROM KEVIN ALBERT TO DICK BIANCO RE: PENNSYLVANIA TEACHERS MEMORANDUM FROM ROBERT B. O'BRIEN, JR., CHAIRMAN TO ROBERT D. PIERSON, VICE CHAIRMAN AND ROBERT J. MUELLER, PRESIDENT RE: BUDGET CONSIDERATIONS

DX 427 DX 429

11/20/1991 11/06/1991

C-AM-A-0213912 -A0213965

CAM152 1290 - 1343 WOQ653 0277 - 0280

DX 430

01/14/1992

AM00048418 - -48424

RAM009 1750 - 1756

DX 432

09/30/1992

C-AM-A-0178322 -0178323 AMB070649 - -070649

CAM132 0505 - 0506

DX 435

08/10/1992

RAM023 0951 - 0951

DX 440

08/12/1987

C-AM-A-0383394 -0383396

CAM330 1125 - 1127

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 441 Date 10/12/1987 Bates Range AMB034833 - -034833 AMB027706 - -B027714 ADIIS Range PAM010 0976 - 0984 Description

MEMO FROM JACK R. PLAXE TO M. MANLEY, B.W.BEAN, J.J. MCHUGH, R.L. BRAUN, T.A. BABCOCK, WITH EXECUTIVE SUMMARY REPORT ON REVIEW PROCEDURES CARTERET SAVINGS BANK, FA AND SUBSIDIARIES LETTER FROM ROBERT B. O'BRIEN, JR. CHAIRMAN, CARTERET SAVINGS BANK TO MARSHALL MANLEY, PRESIDENT AND CEO, THE HOME GROUP INC. RE: HOME GROUP CONTRACTUAL OBLIGATIONS UNDER THE AGREEMENT AND PLAN OF REORGANIZATION DATED AUGUST 4, 1987 LETTER FROM MARSHALL MANLEY TO ROBERT B. O'BRIEN, JR., CHAIRMAN CARTERET BANCORP INC. RE: RESPONSE TO LETTER OF OCTOBER 22, 1987 LETTER FROM BRUCE BEAN, SENIOR VICE PRESIDENT AND GENERAL COUNSEL TO ROBERT B. O'BRIEN, JR. RE: RESPONSE TO OCTOBER 22 LETTER TO MARSHALL MANLEY NEWSPAPER ARTICLE FROM MIAMI REVIEW, THURSDAY NOVEMBER 19, 1987 VOL. 62 NO. 113

DX 443

10/22/1987

KH013674 - -13674

RAM020 0289 - 0289

DX 444

10/28/1987

KH013677 - -13677

RAM020 0292 - 0292

DX 445

10/28/1987

AMB0004106 - -0004108

PAM004 0233 - 0235

DX 446

11/19/1987

AMB044355 - -044356

PAM008 0421 - 0422

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 447 Date 12/14/1987 Bates Range AMB0005220 - -0005221 ADIIS Range PAM004 1347 - 1348 Description

LETTER FROM MARSHALL MANLEY TO HOME GROUP SHAREHOLDERS RE: STATUS REPORT ON THE CARTERET ACQUISITION AMBASE NEWS RELEASE: "CARTERET MEETS NEW FEDERAL CAPITAL STANDARDS" NEWS PAPER ARTICLE, FINANCIAL WORLD SECTION ARTICLE BY ALEXANDRIA BIESADA "WHAT EVER MANLEY TAKES, MANLEY BREAKS AND LITTLE AMBASE MANLEY BROKE YOU..." LETTER FROM AMBASE CORPORATION TO MARSHALL MANLEY RE: AGREEMENT LETTER REGARDING RESIGNATION AS A DIRECTOR AND EMPLOYEE OF AMBASE AMBASE ANNUAL REPORT 1989 - SPECIAL REPORT FHLBB MEMORANDUM FROM WALTER B. MASON, ASSISTANT REGIONAL DIRECTOR TO BERNIE MCKEE, REGIONAL DIRECTOR, FSLIC RE: FIRST FS&LA DELRAY BEACH, FL FHLBB NO. 5403

DX 453

09/12/1989

AMB048178 - -048179

PAM008 0900 - 0901

DX 454

04/17/1990

WOP326 2553 - 2555

DX 455

01/31/1991

WOP343 0032 - 0044

DX 457 DX 462

XX/XX/XXXX 09/29/1982

WOQ678 1293 - 1364 WOR059 0377 - 0377

Case 1:93-cv-00531-LAS

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 463 Date 09/30/1982 Bates Range ADIIS Range WOF011 1801 - 1801 Description

MEMORANDUM FROM WILLIAM E. CHALKER, SUPERVISORY AGENT TO BERNIE MCKEE, REGIONAL DIRECTOR, FSLIC RE: FIRST FEDERAL SAVINGS AND LOAN ASSOCIATION, DELRAY BEACH, FL MERGER SHOPPING - OVERBID FHLBB MEMO FROM EDWARD J. O'CONNELL, III TO BERNARD MCKEE, REGIONAL DIRECTOR, FSLIC RE: PROPOSED ACQUISITION FIRST FS&LA OF MONTGOMERY COUNTY AND MOUNTAIN SECURITY SAVINGS BANK INTO CARTERET SAVINGS BANK, FA LETTER FROM CARLA M. O'CONNOR, ASSISTANT SECRETARY TO JOHN GRIFFIN, ASSISTANT DIRECTOR, OTS RE: AMENDED THRIFT FINANCIAL REPORTS FOR CARTERET SAVINGS BANK FOR THE QUARTERS-ENDED DECEMBER 31, 1989 THROUGH DECEMBER 31, 1990

DX 469

06/02/1986

AM030676 - -030678

DX 475

06/04/1990

AM046267 - -046326

DX 476

07/12/1989

WOT692 1351 - 1353

EXAMINATION DIVISION, INFORMATIONAL REPORT FROM RUSSELL J. MEYER, EXAMINER-IN-CHARGE TO ROBERT ALBANESE, DISTRICT DIRECTOR MEMORANDUM OF ORAL COMMUNICATION WITH RUSS MEYER, EIC RE: INTERIM MEETINGS

DX 479

10/04/1989

WOT692 1327 - 1328

Case 1:93-cv-00531-LAS

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 482 Date 08/17/1990 Bates Range ADIIS Range WOP343 1027 - 1030 Description

INTERIM REPORT FROM RJ MEYER, EIC TO DAVID DORGAN, SADD, JOSEPH KEHOE, AD, SCOTT B. SMITH, FS AND ROSA SMITH RE: CARTERET SAVINGS BANK, FA EXAM DATE JUNE 4, 1990 REPORT OF EXAMINATION, HOLDING COMPANY JUNE 4, 1990

DX 484 DX 485

06/04/1990 08/15/1990

C-AM-A-0054335 -0054366 WOQ620 2293 - 2304

INTEROFFICE MEMORANDUM FROM MICHAEL E. FINN TO ANGELO A. VIGNA, ROBERT C. ALBANESE, MICHAEL L. SIMONE, DAVID R. DORGAN, ELAINE R. KILLOUGH, SCOTT B. SMITH AND RUSSELL J. MEYER RE: RESPONSE TO WASH INFORMATION REQUEST REGARDING CARTERET SB MEMORANDUM FROM JOHN MUDD, WORKOUT COUNSEL TO: DISTRIBUTION RE: CREDIT COMMITTEE - APPROVALS BOARD OF DIRECTORS - APPROVALS/NOTICE OTS APPROVALS/NOTICE MEMORANDUM FROM CRAIG M. ROSEN TO WAYNE MOOR RE: LA MIRADA SHOPPING CENTER LETTER FROM DONALD KRAMER TO KEVIN ALBERT, MERRILL LYNCH AND COMPANY RE: RESPONSE TO QUESTIONS

DX 494

10/23/1991

AMB033821 - -033822

PAM010 1225 - 1226

DX 497

06/11/1992

WOQ673 0954 - 0954

DX 505

12/16/1991

C-AM-A-0178890 -0178892

CAM132 1086 - 1088

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 506 Date 06/22/1992 Bates Range KH058520 - -059095 ADIIS Range RAM034 0714 - 1289 Description

TRIAL BALANCE OF LOANS, REO AND RESERVES AS OF MAY 31,1992, CARTERET SAVINGS BANK, COMMERCIAL ASSETS DIVISION COMMERCIAL ASSET PORTFOLIO ANALYSIS, NOVEMBER 30, 1992 MEETING MINUTES, SPECIAL BOARD OF DIRECTORS MEETING, AUGUST 4, 1987 (DRAFT) LETTER FROM ELEONORE B. MCCABE TO ROBERT J. MUELLER RE: ROBERT J. MUELLER CURRENT AND AMENDED EMPLOYMENT AGREEMENTS LETTER FROM ROBERT J. MUELLER, PRESIDENT TO MICHAEL SIMONE, VICE PRESIDENT, FHLBB RE: OUTSTANDING ISSUES CLASSIFIED ASSETS MEMORANDUM FROM GEOFFREY M, CONNOR, SENIOR VICE PRESIDENT TO ROBERT D. PIERSON, VICE CHAIRMAN RE: MONTHLY REPORT LETTER FROM ROBERT B. O'BRIEN, CHAIRMAN TO ROBERT J. MUELLER RE: CONFIRMATION OF TERMINATION OF EMPLOYMENT WITH CARTERET SAVINGS BANK, FA EFFECTIVE JAN.

DX 507 DX 537

11/30/1992 08/04/1987

C-AM-A-0103662 -0103687

CAM089 0287 - 0312 WOQ654 0491 - 0527

DX 540

01/22/1988

WOQ654 0035 - 0036

DX 542

06/06/1988

OAM004 1062 - 1063

DX 545

11/01/1988

AMB0008431 - -0008432

PAM002 0965 - 0966

DX 546

11/08/1988

WOQ654 0047 - 0047

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # *DX 547 Date 05/20/1992 Bates Range C-AM-A-0057163 -0057165 ADIIS Range WOQ673 0200 - 0203 CAM051 0014 - 0016 Description

STIPULATION AND CONSENT TO ISSUANCE OF ORDER TO CEASE AND DESIST IN THE MATTER OF ROBERT J. MUELLER, FORMER DIRECTOR AND PRESIDENT, CARTERET SAVINGS BANK; RESOLUTION NO, NE92-52; ALSO ORDER TO CEASE AND DESIST AND DIRECTION TO MAKE RESTITUTION AND TO TAKE OTHER AFFIRMATIVE ACTION IN THE MATTER OF ROBERT J, MUELLER RESOLUTION NO. NE-92-52 LETTER FROM LAWRENCE W. HAYES, SENIOR ASSOCIATE GENERAL COUNSEL TO ROBERT B. O'BRIEN JR., CHAIRMAN, PRESIDENT AND CEO, CARTERET SAVINGS AND LOAN ASSOCIATION, FA RE: SEPTEMBER 30, 1982 FORBEARANCE LETTER EMPLOYMENT CONTRACT BETWEEN CARTERET SAVINGS AND LOAN ASSOCIATION, FA AND ROBERT B. O'BRIEN, JR.

*DX 558

10/12/1982

AMB000020 - -000020

PAM001 0099 - 0099

DX 560

05/11/1983

WOT692 2021 - 2049

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 563 Date XX/XX/XXXX Bates Range ADIIS Range WOT682 0770 - 0777 Description

LETTER FROM ROBERT B. O'BRIEN JR. TO MICHAEL SIMONE, SUPERVISORY AGENT FHLB OF NEW YORK RE: REQUEST FOR FORBEARANCE AND AMENDMENT TO THE PROPOSED ACQUISITION BY CARTERET SAVINGS BANK, FA OF FIRST FEDERAL SAVINGS AND LOAN ASSOCIATION OF MONTGOMERY COUNTY AND MOUNTAIN SECURITY SAVINGS BANK AND ADMIRAL-BUILDERS SAVINGS AND LOAN NEWSPAPER ARTICLE" WELL-ESTABLISHED IN JERSEY AND FLORIDA CARTERET LOOKS AT THE STATES IN-BETWEEN" BY MARK BASCH DOCUMENTATION RE: MESSRS. O'BRIEN, PIERSON AND MUELLER INCENTIVES, PERQUISITES AND BENEFITS MEMORANDUM FROM ROBERT B. O'BRIEN, JR. TO ALL OFFICERS AND DEPARTMENT HEADS RE: CHANGES IN MANAGEMENT STRUCTURE MEMORANDUM FROM ROBERT B. O'BRIEN, JR., CHAIRMAN TO FILE -N821BJ RE: SALE OF AIRPLANE

DX 564

XX/XX/XXXX

OAM004 1260 - 1262

DX 566

07/07/1987

WOQ654 0109 - 0112

DX 573

11/03/1989

WOQ645 1674 - 1674

DX 574

12/21/1989

WOQ628 0408 - 0408

Case 1:93-cv-00531-LAS

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 575 Date 12/22/1989 Bates Range ADIIS Range WOQ628 0367 - 0367 Description

LETTER FROM BRUCE W. BEAN, ON BEHALF OF ROBERT O'BRIEN RE: SECURING A SHORT TERM LOAN; CONFIRMATION OF MR. O'BRIEN INCENTIVE BONUS FOR 1989 MEMORANDUM FROM ROBERT B. O'BRIEN, JR., CHAIRMAN TO ROBERT C. WALSH, PRESIDENT RE: MEETINGS WITH MARSHALL MANLEY LETTER FROM ROBERT B. O'BRIEN TO GEORGE T. SCHARFFENBERGER, CHAIRMAN AND CEO, AMBASE CORPORATION RE: EMPLOYMENT CONTRACT PAYOUTS LETTER FROM ROBERT B. O'BRIEN TO GEORGE T. SCHARFFENBERGER, CHAIRMAN, PRESIDENT AND CEO, AMBASE CORPORATION RE: ONGOING COOPERATION WITH AMBASE MEMORANDUM FROM ROBERT E. MCCARTHY TO BOARD OF DIRECTORS, OF CARTERET SAVINGS BANK, FA RE: PROPOSED AGREEMENT WITH GREAT WESTERN BANK MEMORANDUM FROM ROBERT O'BRIEN TO GEORGE SCHARFFENBERGER AND ROBERT WALSH RE: RETIREMENT

DX 576

02/23/1990

WOQ600 2155 - 2156

DX 579

03/23/1990

WOQ604 0003 - 0005

DX 580

04/05/1990

WOP338 0773 - 0773

DX 581

06/04/1990

WOQ682 1487 - 1488

DX 585

04/01/1991

WOQ674 0947 - 0950

Case 1:93-cv-00531-LAS

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 593 Date 08/30/1990 Bates Range AMB066569 - -066569 ADIIS Range Description

MEMORANDUM FROM THOMAS J. O'ROURKE, SENIOR EXAMINER TO LEO O. MCCABE, EVP CARTERET SB FA RE: GDV FINANCIAL (GDVFC) $55 MILLION LOAN PORTFOLIO REPORT OF EXAMINATION, CARTERET SAVINGS BANK, FA DATE OF EXAMINATION JUNE 4, 1990 WOQ685 0366 - 0366 MEMORANDUM OF ORAL COMMUNICATION BY MICHAEL FINN WITH TOM O'ROURKE RE: CSB 1990 BONUSES/ARBITRATION LETTER FROM MR. KRAMER, VICE CHAIRMAN TO ROBERT B. O'BRIEN, JR RE: NICKERSON LOAN DEFAULT AND REPAYMENT OF ADVANCES EXHIBIT "A" SUMMARY-- CRIMINAL REFERRAL DUE TO ACTIONS BY FORMER CARTERET EMPLOYEE RICHARD C. TAPPEN WOP763 1005 - 1005 LETTER TO CHARLES O'TOOLE, MANAGER OF CORPORATE ACTIVITIES RE: SALE OF FIVE CARTERET BRANCHES TO BANKERS LETTER FROM SCOTT D. SAMLIN TO CHARLES P. O'TOOLE, MANAGER CORPORATE ACTIVITIES, OTS RE: RESPONSE TO COMMENTS OF NOVEMBER 20, 1990

DX 595

06/04/1990

AMBNP028465 - -028508

DX 597

05/14/1991

DX 600

11/22/1991

C-AM-A-0383427 -0383427

DX 602

XX/XX/XXXX

KH090916 - -90925

DX 625

12/18/1990

DX 628

12/03/1990

WOP763 1395 - 1398

Case 1:93-cv-00531-LAS

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 630 Date 12/04/1990 Bates Range ADIIS Range WOP763 0700 - 0701 Description

OFFICE OF THRIFT SUPERVISION/ NORTHEAST REGION COMMENTS ON SALE OF FIVE BRANCHES. INTERNAL MEMORANDUM FROM JOSEPH P. KEHOE TO CHARLES O'TOOLE RE: OPERATIONS DENIAL OF CARTERET SB'S BRANCH SALE APPLICATION TO SELL FIVE NEW JERSEY BRANCHES TO SUMMIT TRUST AND SOMERSET TRUST INTEROFFICE MEMORANDUM FROM DAVID DORGAN TO CHARLES O'TOOLE RE: CARTERET APPLICATION TO PURCHASE IBF LETTER FROM CHARLES P. O'TOOLE TO ROBERT B. HUNTER, ESQ, THE HOME GROUP INCORPORATED RE: REGULATORY CAPITAL MAINTENANCE/DIVIDEND AGREEMENT REGULATORY CAPITAL MAINTENANCE/DIVIDEND AGREEMENT

DX 631

02/05/1991

WOP326 0618 - 0621

DX 639

04/11/1988

WOR060 2499 - 2501

DX 640

11/28/1988

C-AM-A-0367000 -0367000

*DX 641 DX 652

11/28/1988 03/27/1986

AM033871 - -033883 C-AM-A-0252795 -0252795 CAM224 0911 - 0911

MEMORANDUM FROM BRIAN M. DUFFY, SENIOR VICE PRESIDENT TO ROBERT D. PIERSON, VICE CHAIRMAN RE: MARYLAND AND VIRGINIA ACQUISITIONS LETTER FROM ROBERT S. MONHEIT TO MICHAEL SIMONE, SUPERVISORY AGENT, FHLBB RE: CARTERET LETTER REQUESTING FORBEARANCES

DX 654

04/23/1986

AMB000145 - -000153

Case 1:93-cv-00531-LAS

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 656 Date 01/18/1988 Bates Range ADIIS Range PAM006 0264 - 0277 Description

MEETING MINUTES, CARTERET BANCORP INC. AND CARTERET SAVINGS BANK, FA SPECIAL BOARD OF DIRECTORS MEETING LETTER TO ROBERT D. PIERSON RE: LETTER OF AGREEMENT TO CONFIRM THE TERMINATION OF SERVICES BY CARTERET SAVINGS BANK, FA INTER OFFICE MEMORANDUM FROM ANGELO A. VIGNA, NORTHEAST REGIONAL DIRECTOR TO JOHN E. RYAN, ACTING DEPUTY DIRECTOR FOR REGIONAL OPERATIONS RE: "SIGNIFICANT ACTIVITIES REPORT" FOR THE WEEK ENDING DECEMBER 4, 1992 LETTER FROM FRANCIS D. TERRELL TO JOHN RYAN, CEO, RTC RE: REQUESTED CHANGES FOR CARTERET BIDS LETTER FROM FRANCIS D TERRELL TO JOHN E. RYAN RE: CARTERET FSB F.D. TERRELL GROUP BID EMAIL CORRESPONDENCE FROM J. PAUL RAMEY TO JOHN E. RYAN AND OTHERS RE: CARTERET AND DISCUSSIONS OR CORRESPONDENCE TO AND WITH BIDDERS

DX 664

01/05/1990

WOQ654 0262 - 0268

DX 697

12/04/1992

WOP345 0520 - 0521

DX 699

08/08/1994

C-AM-A-0131607 -0131608 C-AM-A-0125150 -0125153 C-AM-A-0014301 -0014301

DX 701

09/07/1994

DX 702

09/07/1994

Case 1:93-cv-00531-LAS

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 703 Date 09/09/1994 Bates Range C-AM-A-0125140 -0125141 ADIIS Range Description

LETTER FROM PETER F. HURST, JR., CO-CHAIRMAN, BAHAI PARTNERS, TO JOHN RYAN, DIRECTOR, RTC RE: RTC DECISION TO WITHOLD INFORMATION FROM BAHIA PARTNERS, INC. LETTER FROM GARRY J. SCHEURING TO JOHN E. RYAN, ACTING CEO, RTC RE: CONFIRMATION OF 09/14/94 TELEPHONE CONVERSATION LETTER FROM GARRY J. SCHEURING TO JOHN E. RYAN DEPUTY AND ACTING CEO, RTC RE: CARTERET MINORITY BIDS NEWSPAPER ARTICLE, THE STAR LEDGER, FRIDAY OCTOBER 14, 1994 "CARTERET BID APPEARS SUCCESSFUL" BY WILLIAM T. QUINN LETTER FROM JOSEPH S. YEWAISIS, FIRST SAVINGS BANK, TO JOHN F. RYAN, ACTING DIRECTOR, RTC; RE: FORMAL PROTEST REGARDING THE BIDDING PROCESS FOR CARTERET SAVINGS BANK WOP299 1724 - 1725 LETTER FROM PETER F. HURST, JR. AND ADDISON M. LEVI III TO THE RESOLUTION TRUST CORPORATION OVERSIGHT BOARD RE: BAHIA PARTNERS, INC COMPLAINTS ABOUT THE BIDDING PROCESS FOR CARTERET FEDERAL SAVINGS BANK

DX 704

09/14/1994

C-AM-A-0125133 -0125134

DX 705

10/03/1994

C-AM-A-0014236 -0014239 C-AM-A-0125112 -0125112

DX 706

10/14/1994

DX 707A

10/18/1994

C-AM-A-0077396 -0077396

DX 713

01/12/1995

Case 1:93-cv-00531-LAS

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 714 Date 01/27/1995 Bates Range C-AM-A-0125066 -0125069 ADIIS Range Description

LETTER FROM JOHN E. RYAN, DEPUTY AND ACTING CEO, TO PETER F. JURST, JR., ADDISON N, LEVI, III AND BAHIA PARTNERS, INC RE: CARTERET SAVING BANK RE: ISSUES RAISED IN LETTER OF JANUARY 12, 1995 LETTER FROM JOHN E. RYAN TO PETER F. HURST, ADDISON N, LEVI, III AND BAHIA PARTNERS, INC. RE: CARTERET FEDERAL SAVINGS BANK AND LETTER OF FEBRUARY 3, 1995 MEMORANDUM FROM J. PAUL RAMEY, VICE PRESIDENT, DIVISION OF RESOLUTION TO JOHN E. RYAN, DEPUTY AND ACTING CEO RE: CARTERET ISSUE PAPER WOQ680 2834 - 2835 NEWSPAPER ARTICLE, THE WALL STREET JOURNAL, MONDAY MARCH 12, 1990: "TWO GENERAL DEVELOPMENT OFFICERS YIELD DUTIES AMID FIRM'S LEGAL, FINANCIAL WOES" BY MARTHA BRANNIGAN LETTER FROM ANGELO VIGNA TO BOARD OF DIRECTORS C/O GEORGE T. SCHARFFENBERGER, AMBASE CORPORATION RE: TAX REFUND TO AMBASE FOR THE 1990 TAX YEAR

DX 715

02/09/1995

C-AM-A-0125035 -0125037

*DX 716

03/08/1995

C-AM-A-0027774 -0027781

DX 725

03/12/1990

DX 730

02/01/1991

WOP291 0233 - 0234

Case 1:93-cv-00531-LAS

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Filed 02/08/2008

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 736 Date 05/19/1989 Bates Range AMB048077 - -048079 ADIIS Range Description

LETTER FROM GEORGE SCHARFFENBERGER TO THE HONORABLE JOHN SUNUNU, CHIEF OF STAFF RE: A UNIQUE ONE-OF-A-KIND SITUATION WOP333 0662 - 0676 LETTER FROM MICHAEL SIMONE, SUPERVISORY AGENT TO EDWARD J. O'CONNELL, III, ASST. DIR. FOR REG. OPER. OES, FHLBB RE: S- MEMORANDUM, CARTERET SAVINGS BANK'S ACQUISITION OF 3 INSTITUTIONS. FHLBB QUARTERLY FINANCIAL REPORT: CARTERET SAVINGS BANK, FA LETTER FROM MICHAEL SIMONE, SUPERVISORY AGENT TO THE BOARD OF DIRECTORS, CARTERET SAVINGS BANK, FA RE: REPORT OF EXAMINATION AS OF MAY 16, 1986

DX 737

05/30/1986

DX 739 DX 742

03/31/1986 10/31/1986

AM035657 - -035664 AM016636 - -016682

Case 1:93-cv-00531-LAS

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 749 Date 07/07/1992 Bates Range ADIIS Range WOP325 1077 - 1079 Description

EXAMINER MEMORANDUM FROM THOMAS J. O'ROURKE, EXAMINER TO ROBERT ALBANESE, DEPUTY REGIONAL DIRECTOR, MIKE SIMONE, ASSISTANT DIRECTOR II, JOHN C. GRIFFIN, ASSISTANT DIRECTOR, I, SCOTT B. SMITH, FIELD MANAGER, DONALD HOM, ANALYTICAL SUPERVISOR AND SUPERVISORY FILES, CARTERET SB RE: STATUS REPORT - COMMERCIAL ASSETS DIVISION, 05/31/92 RESULTS - FINAL (REVISED) CARTERET SB, FA OTS 4702 INTERNAL MEMORANDUM FROM MICHAEL FINN TO MICHAEL SIMONE RE: CAPITAL SUMMARY CARTERET SAVINGS BANK FA INTEROFFICE MEMORANDUM FROM BRIAN S. STEFFEY TO MICHAEL SIMONE, ANGELO A VIGNA, ROBERT ALBANESE, JOHN C. GRIFFIN, MICHAEL E. FINN RE: SEC ACTIONS AGAINST THE KARFUNKALS AND RELATED MATTERS LETTER FROM ANGELO VIGNA, REGIONAL DIRECTOR TO BOARD OF DIRECTORS, CARTERET SAVINGS BANK RE: AGREEMENT DATED FEBRUARY 27, 1992

DX 753

08/26/1991

WOP332 2297 - 2297

DX 755

11/08/1991

WOP332 1402 - 1403

DX 760

07/06/1992

KH084511 - -084512

Case 1:93-cv-00531-LAS

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 762 Date 07/29/1992 Bates Range ADIIS Range WOQ679 0378 - 0386 Description

LETTER FROM JOHN P. FERRARA, ASSISTANT VICE PRESIDENT, CONTROLLER TO MICHAEL SIMONE RE: AMBASE CORPORATION CURRENT REPORT H-(B)11 FOR QUARTER ENDED JUNE 30, 1992 INTERNAL MEMORANDUM FROM SCOTT B. SMITH TO MIKE SIMONE RE: DRAFT OF CARTERET SB, FA HOT TOPIC FOR 10/16/92 LETTER FROM JOHN P. FERRARA, ASSISTANT VICE PRESIDENT AND CONTROLLER TO MICHAEL SIMONE RE: AMBASE CORPORATION CURRENT REPORT H-(B)11 FOR THE QUARTER ENDED SETMEBER 30, 1992

DX 763

10/15/1992

WOP325 0280 - 0281

DX 764

10/30/1992

AMB034109 - -034117

DX 769

03/05/1991

WOP326 0194 - 0198

INTEROFFICE MEMORANDUM FROM JAMES C. WINNING TO MICHAEL L. SIMONE RE: CARTERET/AMBASE EXAMINER MEMORANDUM FROM THOMAS J. O'ROURKE, EXAMINER TO MIKE SIMONE, ASSISTANT DIRECTOR II, JOHN C. GRIFFIN, ASSISTANT DIRECTOR I, SCOTT B. SMITH, FIELD MANAGER AND DONALD HOM, ANALYTICAL SUPERVISOR RE: ANALYSIS OF LOSS EXPOSURE - MULTI-FAMILY LOANS PURCHASED FROM WESTERN FS&LA CARTERET SB, FA OTS NO. 4702

DX 770

06/04/1992

WOP334 0900 - 0902

Case 1:93-cv-00531-LAS

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 772 Date 10/19/1992 Bates Range ADIIS Range WOT707 0140 - 0140 Description

INTEROFFICE MEMORANDUM FROM SCOTT B. SMITH TO MICHAEL L. SIMONE RE: O'ROURKE'S MEMO RE: CARTERET RECAP HAND WRITTEN NOTES FROM MEETING AT OTS 10/06/92

DX 774 DX 781

10/06/1992 02/14/1990

AMB054055 - -054059 WOT692 1976 - 1976

INTERNAL MEMORANDUM FROM SCOTT B. SMITH TO FILE RE: CARTERET UPDATE ON GVA ADEQUACY STIPULATION AND AGREEMENT FHLBB RESOLUTION NO. 88-657 LETTER FROM ROBERT B. O'BRIEN JR. TO DARREL W. DOCHOW, EXECUTIVE DIRECTOR FHLBB AND LINDA MERCURIO SWAN, SUPERVISORY AGENT FHLBB OF NY RE: APPLICATION BY CARTERET SAVINGS BANK, FA FOR APPROVAL TO ACQUIRE IMPERIAL PREMIUM FINANCE, INC. LETTER FROM LINDA MERCURIO SWAN TO GEOFFREY M. CONNER, SVP CORPORATE COUNSEL/SECRETARY, CARTERET SAVINGS BANK, FA RE: OUTSTANDING COMPLIANCE ITEMS PURSUANT TO FHLBB RESOLUTION NO 88-657 AGREEMENT BETWEEN THE HOME GROUP AND CARTERET SAVINGS BANK, FA

DX 785 DX 788

08/08/1988 03/01/1988

C-AM-A-0255706 -0255709 C-AM-A-0362905 -0362923

DX 791

08/17/1988

C-AM-A-0084228 -0084228

DX 792

08/31/1988

KH061999 - -062000

Case 1:93-cv-00531-LAS

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 798 Date 10/13/1989 Bates Range ADIIS Range WOT692 1325 - 1326 Description

INTERNAL MEMORANDUM FROM SCOTT B. SMITH TO LINDA MERCURIO SWAN RE: CARTERET BRANCH APPLICATION LETTER FROM DOUGLAS P. FAUCETTE TO GENE L. HALL RE: BID OF CARTERET SAVINGS AND LOAN ASSOCIATION, FA TO ACQUIRE FIRST FEDERAL SAVINGS AND LOAN ASSOCIATION OF DELRAY BEACH

DX 801

08/24/1982

DX 813

01/04/1991

C-AM-A-0411046 -0411047 FAM002 1844 - 1844

LETTER FROM ANGELO A. VIGNA TO AMBASE CORPORATION AND CARTERET BANCORP INC RE: DEFAULT NOTICE MEMORANDUM FROM R. C. WALSH, PRESIDENT, CMC TO AUDIT AND EXAMINATION COMMITTEE RE: PMM AND CO. LETTER OF COMMENTS AND RECOMMENDATIONS RELATING TO OPERATIONS AND INTERNAL AUDITING CONTROLS AMENDMENT TO EMPLOYMENT AGREEMENT BETWEEN CARTERET BANCORP AND ROBERT C. WALSH MEMORANDUM FROM ALEC J. MYERS, VICE PRESIDENT TO FILE RE: SIGN-ON BONUSES EXECUTIVE VICE PRESIDENTS

DX 818

02/10/1988

DX 819

03/21/1988

WOR060 0225 - 0234

DX 820

08/16/1988

WOQ662 1773 - 1773

Case 1:93-cv-00531-LAS

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 825 Date 11/08/1989 Bates Range ADIIS Range WOQ662 2170 - 2170 Description

MEMORANDUM FROM ROBERT C. WALSH, PRESIDENT TO ALL EMPLOYEES RE: EXPENSE REDUCTION MEMORANDUM FROM ROBERT E. MCCARTHY TO BRUCE W. BEAN RE: OTS BOARD MEETING FEBRUARY 13, 1990 LETTER FROM ANGELO A. VIGNA TO ROBERT C. WALSH, PRESIDENT, CARTERET SAVINGS BANK, FA RE: APPLICATION BY CARTERET SAVINGS BANK FOR PERMISSION TO CONCURRENTLY SELL BRANCH OFFICES AND DEPOSITS OF ANOTHER OFFICE AND ASSUME THE DEPOSITS OF THREE OFFICES IN A TRANSACTION WITH GOLDOME SAVINGS BANK MEMORANDUM FROM JOHN L. MCENTEE, VICE PRESIDENT TO DISTRIBUTION RE: SENSITIVE ASSET REPORT - MARCH 31, 1990 LETTER TO PEAT MARWICK MAIN & CO. RE: RESPONSE TO COMMENTS AND RECOMMENDATIONS IN LETTER DATED APRIL 27, 1990 MEMORANDUM FROM ROBERT MCCARTHY TO BOARD OF DIRECTORS, CARTERET SAVINGS BANK, FA RE: OTS LETTER DATED NOVEMBER 2, 1990, REVIEW OF ASSET QUALITY AT CARTERET.

DX 826

02/12/1990

AMB0001013 - -0001014

PAM003 0681 - 0682

DX 828

03/01/1990

OAM003 2474 - 2476

DX 831

04/19/1990

WOP293 0275 - 0282

DX 832

07/20/1990

OAM004 0729 - 0732

DX 836

11/05/1990

AMB0009085 - -0009086

PAM002 1618 - 1619

Case 1:93-cv-00531-LAS

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 837 Date 12/18/1990 Bates Range ADIIS Range OAM004 0924 - 0924 Description

LETTER FROM ROBERT E. MCCARTHY TO CHARLES O'TOOLE, MANAGER OF CORPORATE ACTIVITIES, OTS RE: SALE OF FIVE CARTERET NEW JERSEY BRANCHES TO BANKERS MEMORANDUM FROM ROBERT C. WALSH TO ALL EMPLOYEES RE: GOODWILL LAWSUIT NEWSPAPER ARTICLE FROM THE STAR LEDGER, SATURDAY, MAY 18, 1991 " EXECS TO STEP DOWN AT CARTERET SAVINGS" BY WILLIAM T. QUINN MEMORANDUM FROM WILLIAM POLLACK, REVIEW EXAMINER TO THE FILES RE: CARTERET SAVINGS BANK, FA MORRISTOWN, NEW JERSEY LETTER FROM DANIEL L. DIONNE TO ROBERT E. MCCARTHY, EVP AND GENERAL COUNSEL, CARTERET SAVINGS BANK RE: RESPONSE TO LETTER OF APRIL 10, 1991 IN REFERENCE TO FDIC PRESENTATION OF EXAMINATION FINDINGS BOARD MEETING OTS EXAM REPORT PRESENTATION SIGN IN SHEET

DX 840 DX 843

02/14/1991 05/18/1991

AMB0007392 - -0007392

PAM 004 3519 - 3519 WOQ604 1224 - 1224

DX 845

11/05/1990

WOQ653 0476 - 0477

DX 848

04/12/1991

AM048100 - -048102

DX 855

11/20/1991

C-AM-A-0213811 -0213811

Case 1:93-cv-00531-LAS

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 871 Date 04/11/1994 Bates Range C-AM-A-0130479 -0130479 ADIIS Range Description

EMAIL CORRESPONDENCE FROM HERB HELD TO ANN RICHARDS AND JAY JUPITER RE: CARERET AND NON-INVESTMENT GRADE SECURITY. BID FORM FOR CARTERET FEDERAL SAVINGS BANK (REVISED) EMAIL FROM HERBERT HELD TO J. PAUL RAMEY RE: CHANGES TO THE CARTERET BID FORMAT AS TO RUNNING IT BY LEGAL EMAIL FROM J. PAUL RAMEY TO HERBERT HELD RE: BID DUE DATE MEMORANDUM FROM JAY JUPITER TO J. PAUL RAMEY RE: CARTERET, FSB "CARTERET FLORIDA" RECOMMENDATION, JUSTIFICATION AND CASE SUMMARY EMAIL FROM SHARON DUNN TO HERBERT HELD, CAROLYN NUNEZ, R. PENFIELD STARKE, J. PAUL RAMEY RE: BAHIA MEMO: FROM JAY JUPITER TO J. PAUL RAMEY RE; CARTERET, FSB NEWARK, NJ AS TO RECOMMENDATION, JUSTIFICATION AND CASE SUMMARY

DX 873 DX 876

05/20/1994 08/11/1994

C-AM-A-0130428 -0130434 C-AM-A-0130329 -0130329 C-AM-A-0130315 -0130315 C-AM-A-0088740 -0088743

DX 878 *DX 887

08/15/1994 10/14/1994

DX 889

10/17/1994

C-AM-A-0077217 -0077217 C-AM-A-0130611 -0130617

DX 895

XX/XX/XXXX

Case 1:93-cv-00531-LAS

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # *DX 899 Date XX/XX/XXXX Bates Range C-AM-A-0013421 -0013425 C-AM-A-0088039 -0088040 C-AM-A-0088074 -0088102 C-AM-A-0129717 -0129717 WOP299 0733 - 0738 ADIIS Range Description

MEMO: FROM JAY JUPITER THROUGH HERBERT HELD TO J. PAUL RAMEY RE; CARTERET, FSB MADISON, NJ AS TO RECOMMENDATION, CASE SUMMARY WITH ATTACHMENTS RTC NET DEPOSITION CALCULATION AS TO CARTERET FSB NEWARK, NJ DIRECTIVE SYSTEM CIRCULAR: FROM J. PAUL RAMEY TO ALL DIVISIONS AND OFFICES RE; IMPLEMENTATION OF PREDOMINANTLY MINORITY NEIGHBORHOOD RESOLUTION PROVISIONS OF SECTION 21A (W) (17) ) (A) OF THE FEDERAL HOME LOAN BANK ACT RTC SUMMARY OF RTC MINORITY PREFERENCE RESOLUTION PROGRAMS LTR: FROM JAY JUPITER TO ROBERT SMEDLEY RE; CARTERET BERNARDSVILLE BRANCH SALE CORRESPONDENCE E-MAIL: FROM SHARON DUNN YORE TO DENISE LINDSEY, J. PAUL RAMEY RE; BID DUE DATE FOR CARTERET

DX 911 DX 912

01/09/1995 02/28/1994

DX 913 DX 924

02/28/1994 11/12/1993 C-AM-A-0126412 -0126412 C-AM-A-0014412 -0014412

WOP299 0739 - 0800

DX 931

07/29/1994

Case 1:93-cv-00531-LAS

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # *DX 949 Date 10/28/1994 Bates Range C-AM-A-0088740 -0088743 ADIIS Range Description

MEMO: FROM JAY JUPITER TO J. PAUL RAMEY RE; CARTERET FSB NEWARK, NJ FAILING THRIFT CASE AS TO RECOMMENDATION, JUSTIFICATION , CASE SUMMARY MEMO: FROM JAY JUPITER TO J. PAUL RAMEY RE; CARTERET FSB NEWARK, NJ AS TO FAILING THRIFT CASE AND RECOMMENDATION, JUSTIFICATION, CASE SUMMARY MEMO: FROM JAY JUPITER TO J. PAUL RAMEY RE; CARTERET FSB MADISON, NJ FAILING THRIFT CASE AS TO RECOMMENDATION, JUSTIFICATION AND CASE SUMMARY WITH ATTACHMENT DOCUMENTS MEMO : RE; "LOSS OF FORBEARANCE" WITH HAND-LETTERED PARAGRAPHS 1-23 (NO STATED AUTHOR NOR ADDRESSEE) WOP292 0522 - 0523 LTR: FROM R. PETER OBERNDORFER TO PAUL V. PROFETA RE; OAKWOOD ASSOCIATES REVERE EQUITIES 769 NORTHFIELD PARTNERS GOVERNOUR PARTNERS FOREST PARTNERS 349 LIVINGSTON PARTNERS EXETER PARTNERS KS MIDDLESEX OFFICE PARTNERS

DX 960

10/31/1994

C-AM-A-0130611 -0130617

DX 965

10/31/1994

C-AM-A-0013421 -0013426 C-AM-A-0088040 -0088040 C-AM-A-0088074 -0088102

DX 1305

XX/XX/XXXX

DX 1501

12/17/1990

Case 1:93-cv-00531-LAS

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 1502 Date 12/31/1989 Bates Range ADIIS Range WOQ600 0607 - 0617 Description

REPORT OF INDEPENDENT AUDITORS CMSB ENTERPRISES OF FLORIDA, INC. AND SUNDIAL ASSOCIATES OF PALM BEACH AUDITED FINANCIAL STATEMENTS TOGETHER WITH SUPPLEMENTAL REPORTS REQUIRED BY FREDDIE MAC, CARTERET SAVINGS BANK, FA REPORT BY KPMG PEAT MARWICK TO THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF AMBASE CORPORATION FINANCIAL REPORT, CARTERET SAVINGS BANK, FA AND SUBSIDIARIES CONSOLIDATED FINANCIAL STATEMENTS, CARTERET SAVINGS BANK, FA AND SUBSIDIARIES CONSOLIDATED STATEMENT OF FINANCIAL CONDITION, AMBASE CORPORATION AND SUBSIDIARIES FINANCIAL REPORT, CARTERET SAVINGS BANK, FA AND SUBSIDIARIES CONSOLIDATED FINANCIAL STATEMENTS PURCHASE ACCOUNTING BASIS, CARTERET BANCORP, INC. FINANCIAL REPORT, CARTERET SAVINGS BANK, FA AND SUBSIDIARIES

DX 1506

12/31/1991

C-AM-A-0323583 -0323622

CAM240 0011 - 0050

DX 1508

XX/XX/XXXX

AMB035113 - -035116

PAM010 1677 - 1680

DX 1509 DX 1510

01/31/1992 03/31/1992

AMB0010394 - -0010426 C-AM-A-0182407 -0182419 AMB070638 - -070638

PAM002 2927 - 2959 CAM134 1762 - 1774

DX 1512

04/20/1992

PAM007 0939 - 0939

DX 1513 DX 1514

04/30/1992 05/31/1992

WOP297 0301 - 0334 CAM434 0158 - 0169

DX 1515

05/31/1992

C-AM-A-0181819 -0181852

CAM134 1174 - 1207

Case 1:93-cv-00531-LAS

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 1516 DX 1517 DX 1518 DX 1519 Date 06/04/1992 06/30/1992 06/30/1992 06/30/1992 Bates Range AMB0011067 - -0011069 ADIIS Range PAM002 3600 - 3602 WOQ642 1797 - 1807 CAM434 0079 - 0082 CAM434 0146 - 0157 Description

FINANCIAL PLAN INCOME STATEMENT, CARTERET SAVINGS BANK FINANCIALS STATEMENTS, AMBASE CORPORATION AND SUBSIDIARIES CARTERET BANCORP, INC. CONSOLIDATED FINANCIAL STATEMENTS HISTORICAL BASIS CONSOLIDATED FINANCIAL STATEMENTS PURCHASE ACCOUNTING BASIS, CARTERET BANCORP, INC. SUMMARY FINANCIAL INFORMATION, CARTERET SAVINGS BANK, FA AND SUBSIDIARIES FINANCIAL REPORT, CARTERET SAVINGS BANK, FA AND SUBSIDIARIES CONSOLIDATED STATEMENT OF FINANCIAL CONDITION, AMBASE CORPORATION AND SUBSIDIARIES CONSOLIDATED FINANCIAL STATEMENTS HISTORICAL BASIS, CARTERET BANCORP, INC. CONSOLIDATED FINANCIAL STATEMENTS PURCHASE ACCOUNTING BASIS, CARTERET BANCORP, INC.

DX 1520

06/30/1992

WOP317 1512 - 1545

DX 1521 DX 1522

06/30/1992 07/13/1992

C-AM-A-0181696 -0181728 AMB070635 - -070635

CAM134 1051 - 1083 PAM009 0937 - 0937

DX 1523

07/31/1992

CAM434 0076 - 0078

DX 1524

07/31/1992

CAM434 0134 - 0145

Case 1:93-cv-00531-LAS

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AMBASE V. UNITED STATES Case No. 93-531C TRIAL EXHIBIT LIST (DXs) BY EXHIBIT ORDER
as of 2/8/07 Exhibit # DX 1525 DX 1526 DX 1527 DX 1528 DX 1529 DX 1530 DX 1531 DX 1532 Date 07/31/1992 08/04/1992 08/04/1992 08/18/1992 08/18/1992 08/18/1992 08/31/1992 08/31/1992 AMB0008115 - -0008115 AMB0001357 - -0001368 AMB0008116 - -0008121 Bates Range C-AM-A-0181380 -0181412 ADIIS Range CAM134 0735 - 0767 WOP332 0810 - 0810 WOP332 0811 - 0816 PAM002 0650 - 0655 WOQ088 0037 - 0038 PAM002 0649 - 0649 PAM003 1025 - 1036 CAM434 0072 - 0074 Description

FINANCIAL REPORT, CARTERET SAVINGS BANK, FA AND SUBSIDIARIES FINANCIAL PLAN INCOME STATEMENT, CARTERET SAVINGS BANK CONSOLIDATED STATEMENT OF