Free Exhibit List - District Court of Connecticut - Connecticut

Case 3:01-cv-02361-MRK

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UNITED STATES DISTRICT COURT DISTRICT OF CONNECTICUT -----------------------------------------------------X : JANICE C. AMARA, GISELA : R. BRODERICK, ANNETTE S. GLANZ : individually, and on behalf of others : similarly situated, : : Plaintiffs, : v. : : CIGNA CORP. AND CIGNA : PENSION PLAN, : : Defendants. : : -----------------------------------------------------X

3:01 CV 2361 (MRK) Trial Date: 09/11/06

SUPPLEMENTAL PROPOSED TRIAL EXHIBIT AND WITNESS LIST Defendants CIGNA Corporation ("CIGNA") and CIGNA Pension Plan (collectively, "Defendants") hereby propose the following trial Exhibit Nos. 501-732 set forth below.1 In addition, Defendants propose the following additional witness, whose knowledge of the facts concerning Count 5 of this suit only became known through Plaintiffs' additional third-party discovery taken after the filing of Defendants' pre-trial submission on June 27, 2006. DEFENDANTS' ADDITIONAL PROPOSED WITNESS Denise Belanger, Prudential Retirement, will testify to the allegations Plaintiffs raise in Count 5.

1

Defendants' June 27 proposed trial exhibit list listed the same proposed Exhibit Nos. 501-550. This current list of Exhibit Nos. 551-716 represents a further breakdown (into individual exhibits) of the documents produced by the named plaintiffs and testifying class members, and the documents used in their depositions. Furthermore, Exhibit Nos. 717-732 are supplemental exhibits that were produced by Prudential since the time of Defendants' pre-trial submission.

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Ex. No. 501 502 503 504

Description CIGNA Pension Plan Part A Amended and Restated Effective January 1, 1998 Amendment No. 1 to the CIGNA Pension Plan Part A as Amended and Restated January 1, 1998 Amendment No. 1 to the CIGNA Pension Plan Part B as Amended and Restated January 1, 1998 Amendment No. 2 to the CIGNA Pension Plan Part B as Amended and Restated January 1, 1998, signed October 12, 2000 October 1998 Summary Plan Description for the CIGNA Pension Plan - Part B September 1999 Summary Plan Description for the CIGNA Pension Plan - Part B Plan Administrator Appointments December 1997 Retirement Information Kit - Part B Signature Benefits Binder 2001 Signature Benefits Binder 2000 Signature Benefits Binder 1999 Signature Benefits Binder 1998 October 30, 1997 Letter to Employees regarding Notification of Pension Plan Change November 3, 1997 Memorandum attaching November 1997 Signature Benefits Newsletter November 4, 1997 Memorandum with attachments November 1997 Signature Benefits Newsletter November 17, 1997 E-mail from D. Hill regarding distribution of retirement information November 28, 1997 Memorandum regarding Retirement Program Change Effective January 1, 1998 Cigna Pension Plan Statement for Period Ending June 30, 1998 for Annette Glanz

Bates Range D10336-10443 D10531-541 D10237-242 SUPPD0473-483

505 506 507 508 509 510 511 512 513 514 515 516 517 518 519

D00824-844 D00619-634 SUPPD1092, 1098, 1099 D00716-766 SUPPD2507325419 SUPPD2475625072 SUPPD2448524755 SUPPD2405824484 D00582 D00583-585; D00586-591 D01081-1088 D00607-612 D00578-579 A-0234-237 P 1280

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Ex. No. 520

Description Cigna Pension Plan Statements for Period Ending December 31, 1998 through December 31, 2004 through for Annette Glanz CIGNA Internet Website Printout Prudential Internet Website Printout "CIGNA and You" and "Your CIGNA Life" Intranet Printouts CIGNA Laptop with Intranet Electronic File

Bates Range P1281-1287

521 522 523 524

SUPPD022682 SUPPD02268322684 SUPPD02268522700 Available for Inspection Upon Request

525 526 527 528 529 530

Janice Amara Agreement and Release Gisela Broderick Agreement and Release Annette Glanz Agreement and Release Steven Law Agreement and Release Plaintiffs' Proposed Order with letter submitted December 17, 2004 in Depenbrock v. CIGNA Defendants' Memorandum in Opposition to Plaintiffs' Proposed Order Submitted on December 17, 2004 in Depenbrock v. CIGNA Pension Benefit Guaranty Corp., Pension Insurance Data Book (2005), at http:/www.pbc.gov/docs/2004databook.pdf (last visited February 2, 2006) Testimony of Stuart Brown before the Senate Committee on Health, Education, Labor and Pensions, 1999 TNT 183-11 (Sept. 21, 1999) United States General Accounting Office, Report to Congressional Requestors, Private Pensions, Implications of Conversions to Cash Balance Plans, September 2000 Prudential Financial Defined Benefit Report for the Period April 1, 2004 through December 31, 2004 Prudential Financial Defined Benefit Report for the Period January 1, 2005 through December 31, 2005

P1288-1294 Pending Production from Plaintiffs

531

532

533

534 535

SUPPD02253122610 SUPPD02261122670

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Ex. No. 536

Description Distribution Election Forms­- Part B

Bates Range

537 538

539 540 541 542 543 544 545 546 547 548 549 550 551 552 553 554 555 556 557

SUPPD0408-409, SUPPD0410; SUPPD2111-2115 Jones Distribution Election Form - Part B SUPPD2267-2268 Sample Letter to Participant regarding initiating a benefit SUPPD0411-435; payment, dated May 10, 2004 and June 13, 2005 SUPPD1903-1927; SUPPD0436-445 Letters from Plan Administrator notifying Depenbrock SUPPD0484-679 class members, dated February 4, 2005 Notification to Plaintiff Amara regarding Depenbrock SUPPD0680-700 recalculation, dated March 24, 2005 E-mail Regarding Depenbrock Recalculation Letters SUPPD02237322390 Chart Showing Class Member Appeals to Plan SUPPD22391Administrator 22394 Flannery Appeal File SUPPD0894-901 Deposition Transcript of Claude Poulin with Accompanying Exhibits Taken June 17, 2003 Deposition Transcript of Claude Poulin with Accompanying Exhibits Taken January 30, 2006 Deposition Transcript of James Stratman with Accompanying Exhibits Taken June 19, 2003 Deposition Transcript of Lawrence Sher with Accompanying Exhibits Taken October 18, 2002 Deposition Transcript of Lawrence Sher with Accompanying Exhibits Taken June 24, 2003 Deposition Transcript of Lawrence Sher with Accompanying Exhibits Taken November 30, 2005 Amara - November 22, 2002 Deposition Transcript Amara - July 1998 Rehire Employment P1091-1092 Amara - December 2001 letter to S. Bruce from John P1016-1020 Arko re: claim Amara - December 1995 Benefit Estimate P1001-1009 Amara - July 2001 Benefit Estimates Dep Ex. - Amara 4 Amara - January 2004 Benefit Estimate P1167-1169 Amara - 1999 Annual Account Statement P1095 Amara - 2000 Annual Account Statement P1096-1097
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Ex. No. 558 559 560 561 562 563 564 565 566 567 568 569 570 571 572

Description Amara - 2001 Annual Account Statement Amara - 2003 Annual Account Statement Amara - 1999 Total Compensation Report Amara - 2000 Total Compensation Report Amara - 2001 Total Compensation Report Amara - 2002 Total Compensation Report Amara - Answers to Interrogatories and Document Requests Broderick - April 24, 2006 Deposition Transcript Broderick - June 2000 Rehire Employment Application Broderick - June 2000 Rehire Offer Letter Broderick - August 21, 2001 letter to S. Beltz re: change to rehire rules and preliminary response Broderick - January 2001 Letter to S. Beltz requesting to remain in old pension plan and response thereto Broderick - Preliminary responses to Broderick May 2001 letter Broderick - February 13, 2002 letter to S. Beltz re: placement in Part B Broderick - 2001 Appeal File

Bates Range P1023-1024 P1170-1171 P1121-1136 P1105-1120 P1087-1090 P1083-1086 Dep. Ex. Amara 7

SUPPD02403924042 SUPPD024034 P1242-1243 P1226-1227 P1234-1235 P1246 D020473-020511; Dep. Ex. Broderick 1 P1200-1207 P1217-1225 P1247-1248 P2388 P1257-1267 P1268-1269 P2389 P1270 P2390 P2391-2392 P2393

573 574 575 576 577 578 579 580 581 582 583

Broderick - November 1997 Benefit Estimate Broderick - October 1998 Benefit Estimate Broderick - February 2002 Benefit Estimate Broderick - October 2003 Benefit Estimate Broderick - February 2004 Benefit Estimate (incorrect) and Notification of Error Broderick - February 18, 2004 Benefit Estimate Broderick - March 2004 Benefit Estimate Broderick - November 2004 Benefit Estimate Broderick - 2000 Annual Account Statement Broderick - March/June 2001 Answernet Account Balance Broderick - June 2001 Account Statement
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Ex. No. 584 585 586 587 588 589 590 591 592 593 594 595 596 597 598 599 600 601 602 603 604 605 606

Description Broderick - December 2002 Answernet Account Balance Broderick - 2002 Annual Account Statement Broderick - 2003 Annual Account Statement Broderick - 2004 Annual Account Statement Broderick - 2005 Annual Account Statement Broderick - 2001 Total Compensation Report Broderick - 2002 Total Compensation Report Broderick - 2003 Total Compensation Report Broderick - November 2004 Letter confirming payment of benefits Broderick - October/November 1997 Memos re: Lincoln Transition Employee Benefits Broderick - July 1998 letter to Lincoln Employees re: accrued Benefits with Benefit Estimate Broderick - October 1998 letter to Broderick re: recalculation of SS offset Glanz - May 4, 2006 Deposition Transcript Glanz - June 1998 Account Statement Glanz - 1998 - 2004 Annual Account Statements Glanz - March 2006 Personal Financial Analysis Glanz - April 2004 Agreement and Release with May Termination date, with cover letter Glanz - April 2004 cover letter to Release with June Termination date Glanz - December 2002 Severance Plan SPD Glanz - April 2003 Severance Pay Information Upton - May 10, 2006 Deposition Transcript Upton - September 25, 1998 Letter to CRIS re: SS Offset in OAB Upton - December 15, 1998 Letter to Upton re: SS Offset recalculation

Bates Range P2394 P2395-2396 P2397-2398 P1272-1273 P2399-2400 P1229-1302; Dep. Ex. Broderick 2 P1295-1298 SUPPD2311523122 P1271 P1172-1189 P1208-1214 P1215-1216

P1280 P1281-1287; Dep. Ex. Glanz 1 P2829-2859 P2333-2335 P2332 P2301-2318 P2326-2331 P1455-1461 P1462-1464

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Ex. No. 607 608 609

Description Upton - November 1999 Durham Comparison of Part A and Part B Benefits Upton - 1999 Updated Comparison of Part A and Part B Benefits Upton - December 1, 1999 Letter to Durham re: Comparison of Part A and Part B Benefits and Durman Response Upton - December 1999 Documents re: call with John Arko re: Assumptions Under Part B Upton - January 2000 Memo from John Arko re: benefit projections Upton - August 2001, October 2001 Benefit Estimates and inquiry re: assumptions used Upton ­ October 11, 2001 Benefit Estimate Upton - November 1998 Benefit Estimate and notes of call re: same Upton - 1998 Annual Account Statement Upton - June 1998 Account Statement Upton - June 1999 Account Statement Upton - December 1999 Account Statement Upton - June 2000 Account Statement Upton - December 2000 Account Statement Upton ­ 2001 Annual Account Statement Upton ­ 2002 Annual Account Statement Upton ­ 2003 Annual Account Statement Upton ­ 2004 Annual Account Statement Upton - 1997 Total Compensation Report Upton ­ 2003 Total Compensation Report Upton - 1999 - 2005 Compensation Statements Upton ­ October 2000 Financial Plan Upton ­ March 2001 ­ Financial Plan Upton ­ October 2001 ­ Financial Plan Upton ­ November 2001 ­ Revised Financial Plan Upton ­ January 2003 ­ Financial Plan Upton ­ 2003 ­ Fourth Quarter Investment Profile Upton ­ October 2004 Financial Analysis
7

Bates Range P1471-1472 P1474-1475 P1476-1479

610 611 612 613 614 615 616 617 618 619 620 621 622 623 624 625 626 627 628 629 630 631 632 633 634

P1480-1481 P1482-1491 P1493-1500 D020833-20838 P1465-1470 P1473 P1502 P1503 P1504 P1505-1506 P1507 P2386-2387 P2384-2385 P2382-2383 P2380-2381 P1508-1523 SUPPD02309123098 P1544-1549 P2550-2574 P2602-2612 P2613-2709 P2575-2601 P2710-2747 P2762-2816 P2748-2761

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Ex. No. 635 636 637 638 639 640 641 642 643 644 645 646 647 648 649 650 651 652 653 654 655 656 657 658

Description Upton ­ May 2005 Financial Analysis Upton ­ September 2005 Lump Sum Election Payout Upton ­ April 2005 Termination Email Upton - handwritten notes re: calls to Retirement Services Upton - February 2001 Answernet Introduction Document Upton - DBRK Printouts Hogan - April 27, 2006 Deposition Transcript Hogan - Plaintiffs Responses to Defendants First Requests for Production of Documents Hogan - March 1997 Benefit Estimate Hogan - April 1997 Benefit Estimate Hogan - June 1999 Benefit Estimate Hogan - December 2004 Benefit Estimate and Distribution Information Hogan - December 1998 Account Statement Hogan - June 1999 Account Statement Hogan - June 2000 Account Statement Hogan - December 2000 Account Statement Hogan - December 2002 Account Statement Hogan - June 2004 Answernet Account Balance Hogan - 2002 Total Compensation Report Hogan - 2003 Total Compensation Report Haber - May 12, 2006 Deposition Transcript Haber - May 2000 Benefit Estimate Haber - June 2000 Benefit Estimate Haber - December 2003 Benefit Estimate
8

Bates Range P2817-2824 SUPPD02183021835 SUPPD23319 P1453-1454; 1492 P1501 P1565-1568 Dep. Ex. Hogan 1 P1409-1412; Dep. Ex. Hogan 1 P1418-1425; Dep. Ex. Hogan 1 P1426-1436; Dep. Ex. Hogan 1 P2360-2362 P1413; Dep. Ex. Hogan 1 P1414; Dep. Ex. Hogan 1 P1415; Dep. Ex. Hogan 1 P1416-1417; Dep. Ex. Hogan 1 P2348-2349 P2350 P2351-2353 SUPPD2307523082 Dep. Ex. Haber 5 Dep. Ex. Haber 6 Dep. Ex. Haber 8

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Ex. No. 659 660 661 662 663 664 665 666 667 668 669 670 671 672 673 674 675 676 677 678 679 680 681 682 683

Description Haber - Personal Financial Analysis Haber - November 2001 Termination Letter Haber - January 2002 Letter and Pension Calculation Charette - April 28, 2006 Deposition Transcript Charette - May 2005 Letter re: OAB Calculation Charette - November 1995 Benefit Estimate Charette - November 2000 Benefit Estimate Charette - March 2005 Benefit Estimate Charette - June 1998 Account Statement Charette - December 2004 Account Statement Charette - 2000 Total Compensation Report Charette - 2001 Total Compensation Report Charette - 2002 Total Compensation Report Charrette - 2003 Total Compensation Report Charrette - 2004 Total Rewards Report Charette - 2005 Total Rewards Report Charette - 2002 - 2004 Compensation Statement Law - May 11, 2006 Deposition Transcript Law - May 1999 Rehire Requisition Law - July 1999 Rehire Employment Application and Resume Law - August 1999 Rehire Offer Letter Law - October 1999 - Rehire New Hire Checklist Law - October 2001 Benefit Estimate Law - February 2004 Benefit Estimate (age 62) Law - February 2004 Benefit Estimate (age 65)

Bates Range P2363-2379 SUPPD023920 Dep. Ex. Haber 7 P1401-1403; Dep. Ex. Charette 13 P1385-1386; Dep. Ex. Charette 11 P1389-1393; Dep. Ex. Charette 7 P1398-1400; Dep. Ex. Charette 10 P1387; Dep. Ex. Charette 4 P1397; Dep. Ex. Charette 9 P1972-1985 P1968-1971 P1964-1967 P1956-1963 P1948-1955 SUPPD2313123154 P1394-1396; Dep. Ex. Charette 8 SUPPD023254 SUPPD023235023250 SUPPD023253 SUPPD023239 P1865-1866; Dep. Ex. Law 3 P1867-1869; Dep. Ex. Law 4 P1870-1872; Dep. Ex. Law 5

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Ex. No. 684 685 686 687 688 689 690 691 692 693 694 695 696 697 698 699 700 701 702 703

Description Law - December 2004 Account Statement Law - 2000 Total Compensation Report Law - 2001 Total Compensation Report Law - 2002 Total Compensation Report Law - 2003 Total Compensation Report Law - 2004 Total Compensation Report Law - 2005 Total Rewards Report Law - New Hire Guide Law - Laws Own Part A and Part B comparison Law - August 1999 Staffing Information Document Curlee - May 9, 2006 Deposition Transcript Curlee - December 2001 Account Statement

Bates Range P1873-1874: Dep. Ex. Law 2 P1880-1895; Dep. Ex. Law 7 P1896-1901; Dep. Ex. Law 8 P1902-1907; Dep. Ex. Law 9 P1908-1915; Dep. Ex. Law 10 P1916-1923; Dep. Ex. Law 11 P1924-1935; Dep. Ex. Law 14 P1876-1879; Dep. Ex. Law 6 P1875 SUPPD023238

P1635; Dep. Ex. Curlee 1 Curlee - July 2004 Benefit Election Form SUPPD021790021792 Curlee - July 2004 Rollover Election and Spousal Waiver SUPPD021791021793 Curlee - January 2003 Termination letter enclosing P1636-1643; Dep. Agreement and Release Ex. Curlee 2 Curlee - June 1998 Answernet Inquiry P1805 Curlee - January 2005 Supplemental Pension Plan SUPPD021786Payment 021787 Flannery - August 10, 2006 Deposition Transcript Flannery - Pension Appeal Notes (2001) P1581; Dep. Ex. Flannery 7 Flannery - July 11, 2001 email re: pension plan upon D020410; Dep. Ex. rehire Flannery 2

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Ex. No. 704 705

Description Flannery - July 2001 letter from D. Belanger re: benefits Flannery - November 2005 letter from M. Rosenblum re: benefits Flannery - July 26, 2002 email re: employment history Flannery - Benefit Comparison Flannery - October 2005 Benefit Estimate Flannery - August 2005 Account Statement Flannery - December 2005 Account Statement Flannery - January 2006 Account Statement Flannery - April 2006 On-Line Account Statement Flannery - 2003 Total Compensation Report

Bates Range D020407-020408; Dep. Ex. Flannery 3 SUPPD014379014386; Dep. Ex. Flannery 11 P1580; Dep. Ex. Flannery 8 P1592; Dep. Ex. Flannery 4 P1585-1588; Dep. Ex. Flannery 13 P1582-1584; V 12 P1594; Dep. Ex. Flannery 17 P1589-1595; Dep. Ex. Flannery 15 P1573-1578; Dep. Ex. Flannery 16 SUPPD02308323090; Dep. Ex. Flannery 5 SUPPD02312323130; Dep. Ex. Flannery 6 SUPPD023167023178; Dep. Ex. Flannery 10 SUPPD02167721691; Dep. Ex. Flannery 9 Produced by Prudential without Bates Numbers Produced by Prudential without Bates Numbers

706 707 708 709 710 711 712 713

714

Flannery - 2004 Total Rewards Report

715

Flannery - 2005 Total Rewards Report

716

Flannery - Audit Report

717

Depenbrock recalculations letters

718

August 1, 2006 Agreement between CIGNA and Prudential re: recalculations per Depenbrock with email amendments

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Ex. No. 719

Description Depenbrock recalculated participant completed election form

Bates Range

720

721

722

723

724

725

726

727

728

729

730

Produced by Prudential without Bates Numbers Prudential email with forms for participants due an Produced by additional benefit Prudential without Bates Numbers Spreadsheet summarizing Depenbrock recalculation Produced by project Prudential without Bates Numbers Prudential Free 30% Review Summary Produced by Prudential without Bates Numbers Prudential Free 30% Calculation Spreadsheet Produced by Prudential without Bates Numbers Prudential Status on OAB Review Project (August 2006) Produced by Prudential without Bates Numbers Prudential documents re: debt/credit functionality ­ Produced by change & impact on process (September 2003) Prudential without Bates Numbers Prudential documents re: procedures for calculating OAB Produced by for converted participants Prudential without Bates Numbers Prudential benefit distribution sample forms reflecting Produced by relative value disclosures (July 2006) Prudential without Bates Numbers Prudential documents re: process for handling rehire Produced by conversion Prudential without Bates Numbers Prudential documents re: policies and procedures for Produced by completing benefit estimates Prudential without Bates Numbers Agreements and Releases of Class Members Available for Inspection Upon Request

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Ex. No. 731 732

Description July 2006 Summary Plan Description for the Cigna Pension Plan Part B Flannery-Life Event Guide received during orientation

Bates Range SUPPD02563525671 P2860-2941

Dated: August 30, 2006

MORGAN, LEWIS & BOCKIUS LLP By: /s/ Joseph J. Costello_________ Joseph J. Costello Jeremy P. Blumenfeld Jamie M. Kohen Admitted pro hac vice 1701 Market Street Philadelphia, Pennsylvania 19103-2921 (215) 963-5295/5258/5472 (215) 963-5001 (fax) [email protected] [email protected] ROBINSON & COLE James A. Wade (CT # 00086) 280 Trumbull Street Hartford, Connecticut 06103 (860) 275-8270 (860) 275-8299 (fax)

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