Free Letter - District Court of Connecticut - Connecticut

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( <° Case 3:03-cv-00651-MRK Document 51 Filed 04/25/2005 Page 1 of 2 l
United States District Court fj, g t
District of Connecticut ` ` ` l
Case # 3:03 CV 651 MRK 1
Plaintiff [Ugg APR ‘ _
vs. 25 A lU° 25 i
Defendants: [LS [ . G, N _\__
Wachovia Bank FKA Wheat First Union SecurityFirst Union ibtfltitii T l
Banking Copr. Of N.C. ’ ·eA— *‘—‘= C I l
American Arbitration Association
Attention: Honorable Mark R. Kravitz l
United States District Judge
This letter is to advise your Honor that the mediation hearing with the Honorable
William I. Garfinkle, Federal Court House, Bridgeport, CT, Wednesday February 2, 2005
at 2:30 pm and the above defendants Wachovia accomplished nothing. |
1. The attorney for Wachovia made a small offer, not excepted and left, saying
"there is no case here". l
2. I, Mr. William E. McCarty, state again for record Attorney S. Paul Asija is not my E
attorney. He has no idea what the duties of a Fiduciary are. :
3. Prior to the agreement by all parties to mediation Wachovia Bank, FKA Wheat
First Union Securities, FKA First Union Corp. filed statement of facts for the -
most part were untrue or of no merit.
Their statement of fact no entitiy as "Wachovia Bank". Than I guess Wachovia Chief i
Executive Mr. Kennedy Thomason was wrong in his statement of August 4, 2004, to the
S.E.C. in targeting Wachovia. Need I say more.
Now Patricia Overton depo the fact that she works for Wachovia Securities, dated
10/26/04 has no bearing on this casein any shape or manner. .
Wheat First Union sent me copies of receiving the six stock certificates from First l
Security, Derivium. "I did no know who they were. I contacted my accountant, Mr.
David Cappetta." I was told that Wheat First Security, a subsidiary of First Union Corp
(who later was to buy out Wachovia Banking, bur retain their name “Wachovia"). Mr.
George M. Gordon III would be my Fiduciary in these transactions.
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Note: Mr. George M. Gordon III now their investment manager, director and investment
office who was my financial consultant. Still has his office at 901 East Byrd St, I
Richmond, VA 23219, phone number still the same 1-800-999-4328 andthe 800 number l
answers Wachovia Securities. l
4. We the plaintiffs, Mr. William E. McCarty and Joan F. McCarty, Pro Se, would
like to at this time reassert their constitutional right to trial by jury. Reason as you l
yourself stated this case continued to go sideways, and Ibelieve Wachovia will
continue to let this happen.


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Case 3:03-cv-00651-MRK Document 51 Filed 04/25/2005 Page 2 of 2
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• Failure to explain or give any reason for what happened.
• Failure to act in the reasonable (let alone best) interest on our behalf.
• Breach of trust and fiduciary duty.
• We the plaintiffs even plan to prove and seek sanctions against the \
defendant (Wachovia) attorneys through their respective Bar Associations, _
Grievance Committees for engaging in unethical delay tactics. i
• Defamation (libel and slander). Wachovia in house attorney Mr. Todd l
Rowe, clerk, U.S. District Court, District of Connecticut, New Haven, CT, j
dated May 7, 2004. Also part attorney Ratner, preliminary statement of
10/27/04 not to be entirely true. i
5. Letter to the Honorable Mark R. Kravitz, Judge U.S. District Court, with :
explanation of the settlement with the defendant Derivium Capital, LLC, FKA Z
First Security Capital, which is of a private matter and has no bearing what so l
ever on the other parties or any of their business. K
William E. Mcwéf
art=r%@y /d")%"/ J l
J laintiffs p
_ Cc: Wachovia Bank - C
Mr. G.M. Gordon III i
Attny. Mr. Todd Ratner I
Krebsbach and Snyder 5
l Exchange Plaza I
NY, NY 5
Attny. Victor A. Machcinski Jr. l
Attny. S. Pal Asija
Shelton, CT 06484 E
Honorable Judge Mark R. Kravitz
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