Free Exhibit - District Court of Connecticut - Connecticut

Case 3:00-cv-00705-CFD Document 101-3 Filed 05/11/2004 Page 1 012

Case 3:00-cv-00705-CFD Document 101-3 Filed 05/11/2004 Page 2 of 2
VINH VUoNG CELERA STOCK TRANSACTIONS
PURCHASES
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2/25/00 1000 $235 Dreyfus
2/25/00 1000 $260 Dreyfus
2/25/00 1000 $267 Dreyfus
2/25/00 1000 $268 Dreyfus
2/28/00 1000 $237.75 Dreyfus
Secondary Offering • 4,370,000 shares sold at $225 per share
2/29/00 · 51,832,914 Pre -sec¤m1my offering sham
• 56,202,914 Post-Secondary Offering Shares
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PLAINTIFFS HAVE FAILED To MEET THEIR BURDEN OF SHOWING THAT
VUoNc CAN TRACE Hrs SHARES To THE SECONDARY OFFERING
• "Whether Vuong’s shares are Traceable to the Secondary Offering Cannot be Properly
Determined at This Stage of the Litigation?
• "[T]he Court would conclude that it carmot properly make that determination with the
relatively undeveloped evidentiary record on this issue."
• "Plaintiffs have produced enough evidence for a genuine issue of fact to exist as to
whether Plaintiffs’ shares were purchased in, or traceable to, the Secondary Offering?
Plaintiffs’ Br. at 20-21.