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Case 1:07-cv-00017-GMS

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Case 1:07-cv-00017-GMS The Honorable Gregory M. Sleet April 16, 2008 Page 2

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Y OUNG C ONAWAY S TARGATT & T AYLOR , LLP

Even if Kraft could establish that Rychiger cartridges were in public use at the relevant time, those cartridges would not anticipate because their foil lids are not "capable of being pierced to permit flow into and out of" the cartridge as required by the Court's construction. Keurig's independent technical expert, MIT Professor Alexander Slocum, tested the Singles cartridges and concluded that they do not meet these claim limitations.

Kraft even argued to the Patent Office, in prosecuting its own patent applications, that Singles cartridges are not piercable through the foil lid to accommodate an inflow. See infra pp. 4-5. , Kraft has admitted that Keurig and Professor Slocum are right on the very issue that forms the basis of Kraft's invalidity theory. A summary judgment motion advancing the opposite position now would clearly be futile. Between Keurig's unrebutted expert testimony and Kraft's own admissions, there is at the very least a dispute of fact ­ not to mention a credibility question arising from Kraft's attempt to backtrack from its previous statements.

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Kraft's Evidence of Public Use Is Deficient in Critical Respects.

Kraft presents no evidence that any member of the public ever used one of the Singles cartridges at Kraft's office. Kraft cites testimony of its own witness Ms. Glus (who worked for the CEO of Kraft's former parent company), but Kraft fails to acknowledge Ms. Glus's admission that (1) a member of the public could not have gained access to Kraft's office without being invited and passing through security; and (2) she has no recollection of any specific visitor to the office who actually used the Singles brewer. See Glus Depo. (Ex. 6) at 82-96. Ms. Glus's testimony at least creates a fact issue as to whether the Singles cartridges in Kraft's offices were available to the public. Woodland Trust v. Flowertree Nursery, Inc., 148 F.3d 1368, 1371 (Fed. Cir. 1998) (reversing finding of invalidity: "[W]hen an asserted prior use is not that of the applicant, § 102(b) is not a bar when that prior use or knowledge is not available to the public."). The situation here mirrors that in Nesea Construction, Inc. v. Bilco Co., 2007 WL 1852289 (D.N.J. June 25, 2007), which involved alleged public use of a patented device on a ship. The fact that sailors (analogous to the Kraft employees in this case) had access to the device did not constitute a public use. As in this case, there was some evidence that members of the public had been permitted into the vicinity (to tour the ship), but the court nevertheless denied the defendant's motion for summary judgment of anticipation because the record did not establish clearly and convincingly what the visitors actually saw or did: "While it is wholly possible that visitors were able to view and use the [device], this Court cannot find that Bilco has presented clear and convincing evidence that this did in fact transpire." Id. at *4. Kraft's summary judgment motion would fail for the same reason. Moreover, there is a factual dispute over whether the Singles cartridges in Kraft's offices were of the Rychiger or Lambert varieties. This is significant because if water is injected through the foil lid of a Lambert cartridge, much of the liquid exits through the open inlet hole on the opposite side of the cartridge, rather than through the outlet nozzle ­ another reason why the Lambert cartridge does not meet the limitations of the claims-in-suit. See Slocum Decl. (Ex. 2) ¶¶ 28-29. As noted above, Kraft does not even contend that it would be entitled to summary judgment of anticipation if the cartridges in public use were of the Lambert type. Ms. Glus testified that she cannot recall whether the cartridges she used had an open inlet (Lambert) or were closed (Rychiger). (Ex. 6 at 66). Importantly, however, another Kraft witness, Ms. Greto, recalled the inlet being open. See Greto Depo. (Ex. 7) at 63-65. At the very least, this testimony creates a fact issue as to which cartridges were shipped by Kraft to the U.S.

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Y OUNG C ONAWAY S TARGATT & T AYLOR , LLP

Ms. Greto's testimony that the cartridges she saw in the U.S. had an open inlet (i.e., Lambert), and Ms. Grus's inability to recall one way or the other, plainly creates a dispute of material fact precluding summary judgment. B. Singles Cartridges Do Not Anticipate, as Kraft Has Admitted.

Singles cartridges are designed to be pierced on one side (through a hard plastic shell) for an inlet, and on the opposite side (through foil) for an outlet. See Slocum Decl. (Ex. 2) ¶¶ 9-12.

Prior to this litigation, Kraft itself had argued that Singles cartridges were not piercable through the foil lid to accommodate an inflow. In a European patent application for its T-Disc (the accused product here), Kraft described the T-Disc almost exactly as Keurig's patent does, i.e., as having a lid that is "pierceable in use to accommodate an inflow." (Ex. 10 at 22, claim 1). The Patent Examiner rejected Kraft's claim over prior art patents describing Singles, and Kraft responded by arguing that the Singles cartridge "is not designed to make it suitable for the laminate in that region to be pierced to form an inlet." (Ex. 11 at 1) (emphasis added). Kraft's taking the same position in its own patent prosecution that Keurig and Professor Slocum have now articulated to the Court is a compelling reason to deny summary judgment.6 On this point, Haberman v. Gerber Prods. Co., 236 Fed. Appx. 592 (Fed. Cir. 2007) is instructive. The defendant alleged patent invalidity on the ground that the prior art was capable

6

Kraft's argument was not limited to Europe. Kraft also sought T-Disc patent claims in the U.S.

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Y OUNG C ONAWAY S TARGATT & T AYLOR , LLP

of performing the claimed function. Yet in prosecuting one of its own patents, the defendant had earlier told the Patent Office that the same prior art was not capable of performing that function. Noting that the defendant had contradicted itself before the Patent Office, the Federal Circuit reversed the district court's judgment of anticipation. Id. at 598. Kraft claims (Br. at 4) that its engineers have performed tests showing the Singles foil lid to be piercable to accommodate an inflow. Kraft's tests, however, merely multiply the fact issues here. AstraZeneca AB v. Mutual Pharmaceutical Co., 278 F. Supp. 2d 491, 515 (E.D. Pa. 2003) (no anticipation shown by experiments "undertaken only for purposes of [the] litigation" which proved only that the limitation would be present "under certain laboratory conditions created by Defendant").

Transclean Corp. v. Bridgewood Servs., Inc., 290 F.3d 1364 (Fed. Cir. 2002) (rejecting anticipation defense: "Although it is possible that the [prior art] could under some circumstances ... effectively equalize the flow rates [as claimed], it is also possible for that not to be the case."). That the Court's claim construction uses the phrase "capable of" accommodating an inflow does not change the result as Kraft suggests. For example, in Medtronic Vascular, Inc. v. Adv. Cardiovascular Sys., 2005 WL 67085 (D. Del. Jan. 5, 2005), the claim recited a stent "capable of being compressed onto a catheter for delivery." Defendants argued that a prior-art stent anticipated because it could, in theory, have operated in the claimed manner under certain conditions. This Court rejected that defense because the prior-art stent worked differently from the stent claimed in the patent, and the prior art made "no reference to how it [could] be used in the patented manner." Id. at *9. Likewise, there is no dispute that Singles cartridges are designed for opposite-side piercing, not same-side piercing as claimed in Keurig's patent.

C.

The Facts of Record Support Validity and Infringement of Claims 8 and 10.

Kraft argues that it is entitled to a finding of invalidity or non-infringement for claims 8 and 10 because "the Kenco Singles Cartridge is less permeable to oxygen than the accused TDisc." (Br. at 5). Ex. 14 (Singles cartridge has one month shelf life). There is at least a fact question on infringement of claims 8 and 10 by the T-Disc because Keurig's expert Professor Slocum explains that it is impermeable within the meaning of claims 8 and 10. (Ex. 15 ­ Ex. C at 4). On the issue of validity, Kraft bears the burden of proof, by clear and convincing evidence, that Singles cartridges are impermeable, yet Kraft offers no such evidence, and even appears to take the opposite position in its brief (at 1-2). Summary judgment would plainly be inappropriate.
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Y OUNG C ONAWAY S TARGATT & T AYLOR , LLP

Respectfully submitted, /s/ Karen E. Keller Karen E. Keller (# 4489) cc: Clerk of the Court (Redacted version by CM/ECF) Rich Horwitz , Esq. (Redacted version by e-mail) David Moore, Esq. (Redacted version by e-mail) William Foster, Esq. (Redacted version by e-mail) John Brown, Esq. (Redacted version by e-mail)

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EXHIBIT 1

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THIS EXHIBIT HAS BEEN REDACTED IN ITS ENTIRETY

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IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF DELAWARE KEURIG, INCORPORATED, Plaintiff, v. KRAFT FOODS GLOBAL, INC., TASSIMO CORPORATION, and KRAFT FOODS INC., Defendants. DECLARATION OF PROFESSOR ALEXANDER SLOCUM Professor Alexander Slocum states as follows: 1. 2. I have been retained by Keurig as an expert technical witness in this case. I am a professor of Mechanical Engineering at the Massachusetts Institute of Civil Action No. 07-017 (GMS) CONFIDENTIAL ATTORNEYS' EYES ONLY

Technology. My principle fields of expertise are mechanical engineering, precision engineering, and machine design. My publications include two books on machine design, and approximately 170 papers published in refereed journals and in proceedings of refereed conferences. 3. I frequently consult for industry on the development of new products of various

kinds. I am a named inventor on approximately 70 U.S. patents. 4. Awards I have received include the Society of Mechanical Engineers Prize for

outstanding contributions to various fields related to mechanical engineering and manufacturing, the American Society of Civil Engineers Thomas Fitch Rowland Prize, the Society of Mechanical Engineers Frederick W. Taylor Research Medal, and the American Society of Mechanical Engineers Leonardo da Vinci Award. In 2000 I received the Massachusetts Professor of the Year Award.

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5.

A copy of my curriculum vitae is attached as Exhibit A to this declaration. ASSIGNMENT

6.

I have been asked by Keurig and its counsel to consider whether Kenco Singles

cartridges manufactured and sold by Kraft satisfy the limitations of the claims in Keurig's U.S. Patent No. 6,607,762. I understand that I will be called upon to submit an expert report concerning these issues on May 13, 2008. 7. While my expert report is not due for a month, I have conducted preliminary

testing of Singles cartridges under various conditions to evaluate whether they meet the requirements of the claims, including the requirement that they be "piercable to accommodate an inflow of liquid" to produce a beverage inside the cartridge (in the language of the Court's claim construction, "capable of being pierced to permit a flow of liquid into" to produce a beverage). 8. Similarly, the claims also require that the cartridge be "piercable to accommodate

an outflow of the beverage" from the cartridge (in the language of the Court's claim construction, "capable of being pierced to permit a beverage to flow out"). KENCO SINGLES CARTRIDGES 9. Singles cartridges are single-serve beverage cartridges designed to be inserted into

a Singles brewing machine to produce a cup of coffee. The Kraft diagram below (obtained from http://www.kencocoffeecompany.co.uk) shows how the Kenco Singles cartridge works. 10. The Singles cartridge has a generally rectangular, hard plastic shell with an

opening on one side through which coffee grounds are introduced during manufacture. That opening is covered by a foil lid which faces down during the brewing process, as depicted in the diagram. Accordingly, in the diagram the plastic shell is visible but the downward-facing foil lid ("foil freshness seal") is not.

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Hard plastic shell

Inlet

Outlet nozzle

11.

As shown in the diagram, the hard plastic shell of the Singles cartridge is

provided with an inlet into which hot water is injected, under pressure, to begin the brewing process. After passing through the inlet, the pressurized water flows around the periphery of the cartridge in a narrow manifold that is provided with "microchannels" for even dispersal of water. The water is pumped through these microchannels into the central coffee bed. After mixing with the coffee grounds in the coffee bed, the beverage flows upward, against gravity, through a filter and into a second set of channels on the top side of the cartridge. The beverage then flows through those channels, across the top of the cartridge, and ultimately down through an outlet nozzle (shown in white on the left side of the diagram). Following manufacture, the nozzle is covered with the foil lid, but during the brewing process that portion of the lid is punctured and pushed out of the way to permit an outflow of beverage into a waiting cup. 12. Thus, the Singles cartridges are pierced on one side, through the hard plastic shell

at the inlet, to accommodate an inflow of water, and on the opposite side, through the foil lid, to accommodate an outflow of beverage via the outlet nozzle.

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13.

For the cartridge to function properly, pumping water through two sets of small

channels, up against gravity, and through a filter, the brewing process must take place at relatively high pressure.

15.

I have been asked to review two different variations of Singles cartridges, dubbed

the "Rychiger" and "Lambert" cartridges after the production lines on which they are made. Some Singles production lines were apparently installed by the Rychiger company, while others were installed by the Lambert company. ( 16. , there is a significant difference between Lambert and Rychiger cartridges ­ namely, Lambert cartridges are manufactured with an open inlet hole, while Rychiger cartridges are manufactured with a closed inlet hole that must be opened by a puncturing action at the time of brewing. Open inlet hole (Lambert) Closed inlet hole (Rychiger)

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17.

In use in a Singles brewer, this difference is immaterial because the inlet hole on

the Rychiger cartridge is opened by a puncturing action at the beginning of the brewing cycle, and the subsequent injection of the water through the inlet of the two cartridges is identical. 18. When testing Singles cartridges in other modes of use for which they were not

designed, however, the difference between Lambert and Rychiger cartridges can be important, as discussed below. PRELIMINARY OBSERVATIONS ABOUT KRAFT'S CONTENTIONS 19. I understand that Kraft contends that the foil lid on Singles cartridges is piercable

to accommodate both inflow of water and an outflow of beverage. 20. As a preliminary matter, this feature is not disclosed explicitly in the Singles

cartridges themselves. When an engineer examines a Singles cartridge, it is immediately apparent from the cartridge design, including the flow paths described above and the beveled shape of the inlet, that the water is to be injected through the inlet in the hard plastic shell (on the right side in the diagram on page 3), with the beverage exiting through the nozzle (on the left side of the diagram) that is revealed by piercing and peeling back the foil covering. 21. There is no indication that the cartridge might be piercable to accommodate an

inflow through the foil lid. In fact, piercing directly through the lid in an attempt to form an inlet would render useless a key feature of the cartridge, namely the manifold. The manifold, described briefly above, is designed and functions to spread the water out around the periphery of the coffee bed to more evenly wet the coffee grounds. Injecting water through the inlet provided in the plastic shell enables one to take advantage of the manifold; injecting directly through the foil lid into the coffee bed would bypass the manifold and forfeit the benefits of even coffee ground wetting.

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22.

Moreover, if an engineer were to consider piercing the foil lid to form an inlet

(something I do not believe a person of skill in the art would be motivated to do, given the other features of the Singles cartridge already discussed) obtaining a satisfactory seal to accommodate an inflow would still be a major challenge, particularly at the Singles cartridges' high operating pressures. 23. Given these observations, in my opinion Singles cartridges do not disclose the

concept of single-side piercing or the "capability" of being pierced through the foil lid to form an inlet and an outlet.

26.

I have performed my own preliminary tests on Singles cartridges, which have led

me to a different conclusion than Kraft's engineers. MY PRELIMINARY TESTS OF SINGLES CARTRIDGES 27. As noted above, I plan to complete my testing and submit a full expert report on

Kraft's invalidity allegations by the Court-ordered deadline of May 13, 2008. To date, however, I have performed several preliminary tests which led me to conclude that Singles cartridges are not piercable through the foil lid to accommodate an inflow of water and an outflow of beverage.

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28.

As a preliminary matter, my tests of so-called Lambert cartridges (i.e., cartridges

with the open inlet as described above1) revealed that when water is injected through the foil lid, liquid exits through the open inlet hole on the opposite side of the cartridge. This defeats the purpose of the outlet nozzle through which a beverage is intended to exit the cartridge, and through which a beverage must exit in order for the Singles cartridge to meet the "outflow" limitation of the Keurig patent claims. The liquid exiting through the inlet makes a mess: Beverage exiting through inlet hole on Lambert cartridge

Foil-side inlet piercing on Lambert cartridge leads to uncontrolled mess. 29. My tests of Lambert cartridges revealed that at least as much liquid exits through

the inlet hole as through the outlet nozzle. While the liquid that exits through the outlet nozzle can be captured in a cup, the liquid that exits through the inlet hole cannot easily be captured and instead oozes out of the hole, dripping all over the cartridge and onto the floor. (Were the cartridge mounted inside a brewer, the coffee would of course drip into the brewer.) In some cases I modified Rychiger cartridges, by punching through the inlet hole, to simulate the conditions of a Lambert cartridge. -71

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30.

My tests of both Lambert and Rychiger cartridges also revealed another set of

fundamental problems with creation of an inlet through the foil. The foil over the coffee bed lacks any kind of support structure against which to press a gasket or other device to form a seal. (By contrast, the Tassimo T-Discs that are accused of infringement in this case are provided with a support structure, such that their lids are piercable to accommodate an inflow.) 31. Accordingly, when attempting to pierce the foil lid over the coffee bed to create

an inflow, with different needles, at a variety of pressures, and in a variety of orientations, I experienced spewing of coffee and liquid that was difficult to control, and danger of burns. On one occasion I was burned by the hot liquid flowing over my rubber glove and onto my forearm. 32. The following photograph is one example of the dangerous conditions that

resulted when I attempted to pierce the foil side of a Singles cartridge to form an inlet for hot water.

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COMMENTS ON KRAFT'S TESTING

CONCLUSION 37. While I plan to perform and document additional testing of Singles cartridges, my

preliminary testing shows that Singles cartridges are not either explicitly or inherently piercable through the foil lid to accommodate an inflow of water and a quality outflow of beverage. I declare under penalty of perjury that the foregoing statements are true and correct to the best of my knowledge and belief.

Dated: April 16, 2008

Professor Alexander Slocum -9-

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Exhibit A

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MASSACHUSETTS INSTITUTE OF TECHNOLOGY School of Engineering Faculty Personnel Record Date: April 2008 1. 2. 3. Date of Birth: on file Citizenship: U.S. School M.I.T. M.I.T. M.I.T. Degree S.B., M.E S.M., M.E Ph.D., M.E. Date June 1982 Jan. 1983 June 1985 Full Name: Department: Alexander H. Slocum Mechanical Engineering

4.

Title of Thesis for Most Advanced Degree: Sensor System Design to Determine Position and Orientation of Articulated Structures

5.

Principle Field of Interest: Precision Engineering

6.

Name and Rank of Other Department Faculty in the Same Field: Steven Dubowsky, Professor Kamal Youcef-Toumi, Professor Sanjay Sarma, Associate Professor Sang-Gook Kim, Associate Professor David Trumper, Professor George Barbastathis, Assistant Professor Martin Culpepper, Assistant Professor Carol Livermore, Assistant Professor Samir Nayfeh, Assistant Professor

7.

Name and Rank of Faculty in Other Departments in Same Field: Jeff Lang, Professor, Electrical Engineering Martin Schmidt, Professor, Electrical Engineering

8.

Non-MIT Experience: Employer NIST Cranfield Inst. Tech. Position Mechanical Engineer Visiting Professor Beginning June 1982 Oct. 1989 End Sept. 1986 Oct. 1990

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9.

History of M.I.T. Appointments: Rank: Assistant Professor (CE) Assistant Professor (ME) Associate Professor (ME) Associate Professor (ME, tenured) Professor Beginning Sept. 1985 July 1991 July 1992 July 1995 July 1998 End July 1989 July 1992 July 1995 July 1998 ?

10. 11.

Consulting Record: (3 dozen+ companies, names available upon request) Department and Institute Committees, Other Assigned Duties: Activity Beginning Inst. Comm. on Design in UG Education Feb. 1987 Inst. UG Admissions Folder Reader Jan. l987 Inst. Committee on the Hobby Shop July 1989 Chairman, Inst. Committee -- Hobby Shop June 1997 Dept. Committee on Graduate Curricula Oct. 1992 Dept. Support Staff Cost Committee Mar. 1994 Pi Tau Sigma Faculty Advisor May 1994 Dept. Faculty Search Committee Jan. 1995 Leader, OME 2nd Summer Design Program Jan. 1996 MIT Educational Council June 1996 ME Strategic Planning Committee Sept. 1996 ME Design Faculty Search Committee Jan. 1997 Designated Course Professors Committee Sept. 1997 ME Design Faculty Search Committee Jan. 1998 Space Committee Jan. 2000 CalTech/MIT Voting Commission Jan. 2001 ME Council Jan 2004 Director: Experimental Study Group Sept. 2004 Research Administration Improvement Initiative (RAII) July. 2005 co-chair of the Class of 1982 Reunion Gift Fund Spring 2007 End June 1988 Present June 1997 Present Present May 1994 Jan. 2002 June 1995 Jan. 2008 Present June 1998 June 1998 June 2004 Nov. 1998 Sept. 2003 June 2001 June 2005 Present Present

12.

Professional Service: Activity Office of Secretary of Defense, Foreign Strategic Trade Department of Justice, Bearing Tariffs Jan.1992-Dec.1992 NIST, Technology Assessment Amer. Soc. Precision Eng., Nominations May 1997-present National Science Foundation, Review panel International Scientific Committee of the European Union Society for Precision Engineering and Nanotechnology Session Chair "Education" 4th. Intl. Conf. Advanced Engineering Design, Glasgow, Scotland, Vice Chair, ASME Design Education Committee Session Chair ASME IDETC "Creativity in Design", Las Vegas NV Town of Bow Energy Conservation Committee Session Chair ASME IDETC "Creativity in Design", NY, NY Dates June 1990-June 2005 June 1986-Aug. 1997 June 1991-present Feb. 2004-present Sept. 5-8, 2004 2005 Sept., 2007 Dec, 2007-20012 Sept., 2008

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13. 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 14.

Awards or Honors Received: U.S. DoC Development of an Advanced Robot Gripper Feb. 1984 U.S. DoC Outstanding Performance Rating Mar. 1985 SME Outstanding Contribution to FMS Feb. 1986 U.S. DoC Outstanding Performance Rating Mar. l986 U.S. DoC Outstanding Performance Rating Mar. l986 U.S. DoC Development of Robotic Micromanipulator June l986 U.S. DoC Robot End Effector Patent July l986 U.S. DoC Robotic Micromanipulator Patent July l986 SME Outstanding Contribution to Robotics Aug.1986 U.S. DoC Bronze Medal Award for Federal Service Dec. 1986 NSF Presidential Young Investigator June 1987 Royal Society Visiting Scholar Fellowship Aug. 1988 Oak Ridge Offsite Research Fellowship Aug. 1988 SME Earl E. Walker Outstanding Young Manufacturing Engineer Award June 1993 ASCE 1994 Thomas Fitch Rowland Prize 1994 R&D 100 Award for one of 100 best new technical products of the year (ShearDamperTM) 1994 International Machine Tool Show "Best of Show" award for development of Weldon Machine Tool's 1632 Gold Cylindrical Grinder (it used Slocum's hydrostatic bearings and ShearDamper technology). 1994 R&D 100 Award for one of 100 best new technical products of the year (HydroGuideTM) 1995 R&D 100 Award for one of 100 best new technical products of the year (HydroSpindleTM) 1996 R&D 100 Award for one of 100 best new technical products of the year (TurboToolTM Ultra-High Speed Spindle) SME 1997 SME Frederick W. Taylor Research Medal 1997 R&D 100 Award -one of 100 best new technical products of the yr. (Machining Variation Analysis) 1997 R&D 100 Award-- one of 100 best new technical products of the yr. (ShieldBeamTM Contactor) 1997 R&D 100 Award-- one of 100 best new technical products of the yr. (Kinematic Docking System) 1998 R&D 100 Award-- one of 100 best new technical products of the yr. (Q-ToolTM) Who's Who in America Science and Engineering Martin Luther King Jr. Leadership Award, January 1999. MacVicar Faculty Fellow, January 1999. 1999 R&D 100 Award-- one of 100 best new technical products of the yr. (Quasi Kinematic Coupling for Engine Assembly) Massachusetts Professor of the Year Award, November 2000 Who's Who Among America's Teachers ASME Leonardo da Vinci Award, 2004 100K Competición Winner (2007, Team Robopsy) Current Organization Membership: American Society of Mechanical Engineers, Fellow Society of Manufacturing Engineers, Member American Society for Precision Engineering, Member IEEE, Member

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15. 1) 2) 3) 4) 5) 6) 7) 8) 9) 10) 11) 12) 13) 14) 15) 16) 17) 18) 19) 20) 21) 22) 23) 24) 25) 26) 27) 28) 29) 30) 31) 32) 33) 34) 35)

Patents: Slocum, "Mechanism for Determining Position and Orientation in Space", 4,606,696, August 19, 1986 Slocum, "Mechanism for Determining Position and Orientation in Space", 4,676,002, June 30, 1987 Slocum, J. Peris, "Method and Mechanism for Fixturing Objects", 4,685,661, August 11, 1987 A. Slocum, J. Peris, L. Greenspan, "Robotic Micromanipulator", 4,694,230, September 15, 1987 A. Slocum, P. Jurgens," Double End Effector", 4,765,668, June 23, 1988 A. Slocum, "Inclined Contact Recirculating Roller Bearing", 4,765,754, June 23, 1988 (NIST). A. Slocum, "Method and Mechanism for Converting Rotary to Linear Motion", 4,836,042, June 6, 1989 A. Slocum, "Multiple Actuator Hydraulic System & Rotary Control Valve", 4,838,145, June 13, 1989 E. Heatzig, A. Slocum, "Multi-Axis DSP-Based Parallel Processing Servo Controller for Machine Tools and Robots", #4,878,002, October 31, 1989 A. Slocum, D. Thurston, "System to Provide High Speed, High Accuracy Motion", #4,987,526, Jan. 22, 1991 Z. Saidin, A. Slocum, "Brushless Motor Control Method and Device", #5,023,528, June 11, 1991 A. Slocum, A. Ziegler, "Automated Shear Stud Welding System", #5,130,510, July, 1992 A. Slocum, "System to Convert Rotary Motion to Linear Motion", #5,090,265, Feb. 25, 1992 A. Slocum, "Self Compensating Hydrostatic Linear Bearing", #5,104,237, April 14, 1992 A. Slocum, "Self -Compensating Hydrostatic Bearings for Supporting Round Shafts for Rotary and/or Linear Motion", #5,281,032, February 20, 1994 A. Slocum, "High Speed Hydrostatic Spindle", #5,466,071, Nov. 1995 A. Slocum, J. Olson, "Machine Tool Apparatus and Linear Motion Track Therefore", #5,472,367, Dec. 5, 1995 A. Devitt, A. Slocum, "Method for Manufacturing Externally Pressurized Bearing Assemblies", #5,488,771, Feb. 6, 1996 A. Slocum, K. Wasson, "Low Profile Self Compensated Hydrostatic Thrust Bearing", #5,533,814, July 1996 A.Slocum, "Slit-Tube Replicated In-Place Constrained Layer Damper and Method", #5,667,204, September 1997 A. Slocum, D. Braunstein, L. Muller, "Flexural Kinematic Couplings", #5,678, 944, October 1997 N. Kane, A. H. Slocum, "Elastically Supported Self-Compensating Flow Restrictors for Optimizing Hydrostatic Bearing Performance", #5,484,208, Jan. 1996 A. Slocum, "Method and Apparatus for Locating and Orienting a Part on a Gripper and Transferring it to a Tool while Maintaining Location and Orientation on the Tools", 5,711,647, January 1998 A. Slocum, T. Solomon, "Robotic Joint Using Metal Bands", # 5,682,795, December 1997 K. L. Wasson & A.H. Slocum, "Integrated Shaft Self-Compensating Hydrostatic Bearing", #5,700,092, Dec. 23 1997 A. Slocum, K. Wasson, "Tooling System and Method with Integral Hydrostatic Bearings and Turbine Power Source", #5,674,032, Oct. 7, 1997 A. Slocum, "Method and Apparatus for Damping Bending Vibrations While Achieving Temperature Control in Beams and Related Structures", #5,743,326 A. Slocum, "Kinematic Coupling Fluid Couplings and Method", #5,683,118 A. Slocum, et-al, "Modular System", #5,733,024, March 31, 1998 A. Slocum, S. Ziegenhagen, R. Slocum, L. Muller, "Integrated Circuit Tray with Flexural Bearings", #5,758,776, June 2, 1998 M. Culpepper, A. Slocum, "Debris cleaner with compound auger and vacuum pickup", 5,784,756 July 28, 1998 A. Slocum, M. Chiu, "Interface Apparatus for Automatic Test Equipment", #5,821,764, Oct. 1998 A. Slocum, E. Marsh, D. Smith, "Replicated In-Place Internal Viscous Shear Damper for Machine Structures and Components", #5,799.924, Sept. 1, 1998 A. Slocum, "Surface Textured Cleansing Device and Method with Massaging Effect", #5,834,410, Nov. 10, 1998 A. Slocum, S. Ziegenhagen, "Expanding Gripper with Elastically Variable Pitch Screw", #5,839,769, Nov. 24, 1998

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36) A. Slocum, "Kinematic Coupling Method And System For Aligning Sand Mold Cores And The Like And Other Soft Objects And Surfaces", #5,769,554 37) A. Slocum, J. Miskoe, "Container Restraining Mechanism and Method, #5,848,669, Dec. 15, 1998 38) A. Slocum, et. al., "I.S. Machine" (bottle making machine for Emhart Glass), #5,858,050, Jan. 12, 1999 39) A. Slocum, et. al., "Mold Carrier Assembly for an I.S. Machine Mold Opening and Closing Mechanism" (bottle making machine for Emhart Glass), #5,865,868, Feb. 2, 1999. 40) A. Slocum, et. al., "Mold Opening and Closing Mechanism for an IS Machine", #5,887,450, March, 1999 41) A. Slocum, C. Ho, "Modular Storage System, Components, Accessories, And Applications To Structural Systems And Toy Construction Sets And The Like", # 5,888,114, March 30, 1999 42) A. Slocum, D. Braunstein, "Kinematic Coupling for Thin Plates and Sheets and the Like", #5,915,678, June 29, 1999 43) A. Slocum, "Method of Manufacturing Ball Grid Arrays for Improved Testability", #5,924,003, Jul. 13, 1999. 44) A. Slocum, R. Ziegenhagen, "Flexible shielded laminated beam for electrical contacts and the like and method of contact operation", #5,921,786, July 1999 45) A. Slocum, et. al., "Manipulator for Automatic Test Equipment Test Head", #5,931,048, Aug. 3, 1999. 46) Mungovan, J.P. et. al. "IS Machine", # 5,938,809, August, 1999. 47) A. Slocum, "Method of and apparatus for substance processing with small opening gates actuated and controlled by large displacement members having fine surface finishing", #5,964,242, Oct. 1999 48) A. Slocum, D. Gessel, "Semiconductor chip tray with rolling contact retention mechanism", #5,971,156, Oct. 26, 1999 49) N. Kane, A. Slocum, "Modular Hydrostatic Bearing with Carriage Form-Fit to Profile Rail", #5,971,614, Oct. 1999 50) A, Slocum; Alexander, R. Ziegenhagen, R. Richard, "Small contactor for test probes, chip packaging and the like", # 5,973,394, Oct. 26, 1999 51) M. Chiu, D., Levy, A. Slocum, "Interface Apparatus for Automatic Test Equipment With Positioning Modules Incorporating Kinematic Surfaces", #5,982,182, Nov, 1999 52) A. Slocum, "Method of Manufacturing Ball Grid Arrays for Improved Testability", #5,924,003, July 13, 1999 53) A. Slocum, L. Muller, "Integrated Prober, Handler, and Tester for Semiconductor Applications", 6,024, 526, Feb. 2000 54) A. Pfahnl, A. Slocum, J. Lienhard, "Heat-transfer enhancing features for semiconductor carriers and devices", #6,036,023, March 14, 2000 55) A. Slocum, M. Chiu, "Interface Apparatus for Automatic test Equipment ", #6,104,202, August, 2000 56) A. Slocum, "System to Simultaneously Test Trays of Integrated Circuit Packages", #6,097,201, August 2000. 57) A. Slocum, "Linear motion carriage system and method with bearings preloaded by inclined linear motor with high attractive force", #6,150,740, Nov., 2000 58) M. Culpepper, A. Slocum, "Quasi-Kinematic Coupling and Method for Use in Assembling and Locating Mechanical Components and the Like", # 6,193,430, Feb. 2001 59) A. Slocum, K. Wasson, "Damped tool holder and method", #6,280,126, Aug, 2001 60) T. Brogardh, H. Jerrerd, A. Robertson, A. Slocum, P. Willoughby, "Device and a method for calibration of an industrial robot", #6,418,774, July 2002 61) A. Slocum, "Single carriage robotic monorail material transfer system", 6,446,560, Sept. 10, 2002 62) A. Slocum, A. Pfahnl, E. Walker, R. Sartschev, "Temperature control structure", #6,448,575, September 10, 2002 63) A. Slocum, "Robust, small scale electrical contactor", #6,497,581, Dec. 24, 2002. 64) S. Awtar, A. Slocum, "Apparatus Having Motion with Pre-Determined Degrees of Freedom", #6,699,183, Feb. 10, 2004 65) S. Longson, A. Slocum "Wafer Level Contactor", #6,768,331, July 27, 2004. 66) J. Cherng, M. Cima, J. Gonzalez-Zugasti, N. Kane, A. Lemmo, C. Moore, A. Slocum, "Method and apparatus for manipulating and measuring solids" 67) J. Qiu, A. Slocum, J. Lang, R. Struempler, M. Brenner, J. Li, ,,Bistable Actuation techniques, Mechanisms, and Applications", # 6,911,891, June 28, 2005

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68) A.H. Slocum, S. Awtar, A.J. Hart. "Material Transportation System", U.S. Patent 6,886,651, May 3, 2005. 69) A.H., Slocum. J. Lang, J. R. White; H. Ma, X. Yang, "Variable electronic circuit component" 6,914,785, July 5, 2005 70) A.H. Slocum, "Flexible Connector", US Patent 7,040,949, May 9, 2006. 71) About a dozen more misc. pending 16. 17. · · · · · · · · · · · · · · Professional Registration: None. Major New Products, Processes, Designs, or Systems: SEMI E57-1296 Kinematic Coupling Standard. I proposed to SEMI/Sematech a new standard for locating 300 mm wafer cassettes, and then led the formulation and implementation of the standard, which is now in use by all companies for 300 mm semiconductor wafer cassettes and interfaces OMAX Jet Machining Center (3 different models). See: www.omax.com. Weldon 1632 Gold Grinder International Machine Tool Show (IMTS:"Best of Show" award for development Weldon Machine Tool's 1632 Gold Cylindrical Grinder (it used Slocum's hydrostatic bearings and ShearDamper technology), Sept. 1994. ShieldBeam Contactor, manufactured by Teradyne, which won an R&D 100 Award for one of 100 best new technical products of the year, June 1997. K-Dock Kinematic Docking System, manufactured by Teradyne, which won an R&D 100 Award for one of 100 best new technical products of the year, June 1997. Executive Producer for inner-city kids' rap group Mental Block, their first CD entitled, "IF". Kinetrix, Inc. (a new startup I helped create) Apollo Semiconductor Device Sorter and Galileo Semiconductor Device Handler Created web sites and programs for the Urban Design Corp (www.urbandesigncorp.org), and Paths-toPeace (www.pathstopeace.org) to help teach kids to design and create and to promote better understanding between cultures. Advised 2nd Summer students as UROPs to pursue patenting their device "Ergonomic Cleaning Apparatus with Multiple Scrubbing Surfaces", US Patent # 5,915,869, June 1999. Worked with Overbeck Corp. of Long Island, NY to create the LT Grinding machine, which was featured as a cover article: "Get a Preload of This", American Machinist, December 2002. Executive Producer for "Journey of The Lost Souls" by Marc Graham (book of poems and rap CD) Dial Soap "Quest for the Best" consumer product search finalist for "Massagasoap" NoodleNodesTM foam pool toy ( www.noodlenodes.com )

Teaching Experience of Alexander H. Slocum Term Subject Number Title ST 1986 1.965 Special Studies in Civil Engineering FT 1986 1.964 Design for Construction Automation* ST 1987 1.13 Design for Construction Automation* FT 1987 1.08 Introduction to Robotics* FT 1987 1.502A Freshman Seminar "Design of Machine Systems" ST 1988 1.13 Design for Construction Automation* FT 1988 2.70 Introduction to Design FT 1988 1.S04 Fr Freshman Seminar "Precision Machine Design" ST 1989 2.996 Precision Machine Design* FT 1991 2A08 Freshman Seminar: Precision Machine Design* FT 1991 2.731 Advanced Engineering Design ST 1992 2.732 Advanced Engineering Design ST 1992 2.840 Precision Machine Design* Role Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Recitation Lect. in Charge Lect. in Charge Lect. in Charge Co-lecturer Co-lecturer Lect. in Charge

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FT 1992 FT 1992 ST 1993 ST 1993 FT 1993 FT 1993 ST 1994 FT 1994 FT 1994 ST 1995 FT 1995 FT 1995 IAP 1996 ST 1996 FT 1996 FT 1996 IAP 1997 ST 1997 IAP 1998 ST 1998 ST 1998 FT 1998 IAP 1999 ST 1999 IAP 2000 ST 2000 ST 2000 IAP 2001 ST 2001 FT 2001 FT 2001 IAP 2002 IAP 2002 ST 2002 FT 2002 IAP 2003 ST 2003 FT 2003 FT 2003 IAP 2004 ST 2004 FT 2004 FT 2004 IAP 2005 ST 2005 FT 2005 ST 2006 FT 2006 ST 2007

2A08 2.731 2.732 2.75 2A08 2.72 2.75 2A08 2.73 2.70 2A08 2.75 2.971 2.70 2A08 2.75 2.971 2.007 2.971 2.75 2.007 2.009 2.971 2.007 2.971 2.007 2.75 2.971 2.007 2.75 2.997 2.971 2.996 2.007 2.996 2.971 2.007 SP247 2.75 2.971 2.007 SP247 2.75 2.971 2.007 2.75 2.007 2.75 2.007

Freshman Seminar: Precision Machine Design* Advanced Engineering Design Advanced Engineering Design Precision Machine Design* Freshman Seminar: Precision Machine Design* Machine Elements Precision Machine Design* Freshman Seminar: Precision Machine Design* Design Introduction to Design Freshman Seminar: Design of Toys & Games* Precision Machine Design* 2nd Summer Intro. to Design* Introduction to Design Freshman Seminar: Design of Toys & Games* Precision Machine Design* 2nd Summer Intro. to Design* Design & Mfg I* 2nd Summer Intro. to Design* Precision Machine Design* Design & Mfg I* Product Design Section Instructor 2nd Summer Intro. to Design* Design & Mfg I* 2nd Summer Intro. to Design* Design & Mfg I* Precision Machine Design* 2nd Summer Intro. to Design* Design & Mfg I* Precision Machine Design* (J with 6.963 Medical Innovation) 2nd Summer Intro. to Design* Paths to peace* Design & Mfg I* Paths to peace* 2nd Summer Intro. to Design* Design & Mfg I* 8.01 Physics with Sports* Precision Machine Design* 2nd Summer Intro. to Design* Design & Mfg I* 8.01 Physics with Sports* Precision Machine Design* 2nd Summer Intro. to Design* Design & Mfg I* Precision Machine Design* Design & Mfg I* Precision Machine Design* Design & Mfg I*

Lect. in Charge Co-lecturer Co-lecturer Lect. in Charge Lect. in Charge Co-lecturer Lect. in Charge Lect. in Charge Co-Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Co-Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge Lect. in Charge

* Indicates subject developed by Slocum Publications of Alexander H. Slocum 1. Books:

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1) 2) 2) 2.

Slocum, A. H., Precision Machine Design, © 1995, Society of Manufacturing Engineers, Dearborn, MI. (first published by Prentice Hall in 1992) Handbook of Human-centered Design (Japanese), Section 7.3 Slocum, A. H., FUNdaMENTALS of Design, Cambridge University Press (in press)

Papers in Refereed Journals: 1) McClintock, F. A., Slocum, A. H., "Predicting Fully Plastic Mode II Crack Growth from an Asymmetric Weld Defect," International Jrl. of Fracture Vol. 27, 1985, pp 49-62. 2) Slocum, A. H., "Design to Limit Thermal Effects on Linear Motion Bearing Components," Int. Jrl. Machine Tool Design, Vol. 27, No. 2, 1987, pp 239-245. 3) Slocum, A. H., Greenspan, L., Peris, J.P., "Design and Implementation of a Five Axis Robotic Micromanipulator," Int. Jrl. Machine Tool Design, Vol. 28, No. 2, 1988, pp 131-141. 4) Slocum, A. H., "Development of a Six Degree-of-Freedom Position and Orientation Sensing Device: Design Theory and Testing," Int. Jrl. Machine Tool Design, Vol. 28, No. 2, 1988, pp 131-139. 5) Slocum, A. H. "Kinematic Couplings for Precision Fixturing - Part I - Formulation of Design Parameters," Jou. Int. Soc. of Precision Engineering and Nanotechnology, Vol. 10, No. 2, April 1988, pp 85-91. 6) Slocum, A. H. and Donmez, A., "Kinematic Couplings for Precision Fixturing - Part II - Experimental Determination of Repeatability and Stiffness," Jou. Int. Soc. of Precision Engineering and Nanotechnology, Vol. 10, No. 3, July 1988, pp 115-122. 7) *Slocum, A. H. and Schena, B., "Blockbot: A Robot to Automate Construction of Cement Block Walls," Robotics, Vol. 4, 1988, pp 111-129. 8) *Slocum, A. H. and Ziegler, A., "An Automated Shear Stud Welding System," Jrl. Robotics and Autonomous Systems, Vol. 6, 1990, pp 367-382. 9) Slocum, A. H. "Design of Three-Groove Kinematic Couplings," Jou. Int. Soc. of Precision Engineering and Nanotechnology, Vol. 14, No. 2, April 1992, pp 67-76. 10) *Battles, A.E., Linder, B. M., Chang, K.W., Slocum, A.H., "The Design of a Precision Bilaminar Resonating Transducer Assembly Tool", Jou. Int. Soc. of Precision Engineering and Nanotechnology, Vol. 15, No. 4, Oct. 1993, pp 248-257. 11) *Everett, J. G., and Slocum, A. H. "CRANIUM: Device for Improving Crane Safety and Productivity," ASCE Jrl. Construction Engineering and Management, 1994, 119 (1), pp 1-17. Received the ASCE 1994 Thomas Fitch Rowland Prize. 12) *Smith, M.H., Annaswamy, A.M., Slocum, A.H., "Adaptive Control Strategies for a Precision Machine Tool Axis", Precision Engineering, Vol. 17, No. 3, 1995, pp. 192-206. 13) *Slocum, A. H., Marsh, E.R., Douglas H. Smith, "A New Damper Design for Machine Tools and Components: "The Replicated Internal Viscous Damper," Precision Eng, Vol. 16, No. 3, June. 1994, pp 174-183. 14) *Slocum, A.H., Scagnetti, P.E., Kane, N.R., Brünnner, C., "Design of Self Compensated WaterHydrostatic Bearings", Jou. Int. Soc. of Precision Engineering and Nanotechnology, Vol. 17, No. 3, 1995, pp 173-185. 15) *Hale, L.C., Slocum, A.H., "Design of Anti-Backlash Transmissions for Precision Position Control Systems", Jou. Int. Soc. of Precision Engineering and Nanotechnology, Vol. 16, No. 4, Oct. 1994, pp. 244-258. 16) *M. Van Doren. and A. Slocum, "Design and Implementation of a Precision Material Handling Robot Control System," Jou. Int. Soc. of Precision Engineering and Nanotechnology, Vol. 35, No. 7, July 1995, pp. 1003-1014. 17) *Marsh, E.R., Slocum, A.H., "An Integrated Approach to Structural Damping," Jou. Int. Soc. of Precision Engineering and Nanotechnology, Vol. 18, Nos. 2/3, 1996, pp 103-109. 18) Schmiechen, P., Slocum, A.H., "Analysis of Kinematic Systems: a Generalized Approach", Jou. Int. Soc. of Precision Engineering and Nanotechnology, Vol. 19, No. 1, July 1996, pp. 11-18.

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19) Pfahnl, A. C., Lienhard V, J. H., Slocum, A.H., "Heat Transfer Enhancing Features for Handler TrayType Device Carriers", IEEE Transactions on Components, Packaging, and Manufacturing Technology Part C: Manufacturing, Vol. 21, No. 4, October 1998. 20) *Kotilainen, M., Slocum, A. "Manufacturing of Cast Monolithic Hydrostatic Journal Bearings", Jou. Int. Soc. of Precision Engineering and Nanotechnology, Vol. 25 (2001), pp. 235-244. 21) Hale, L, Slocum, A, "Optimal design techniques for Kinematic Couplings", Jou. Int. Soc. of Precision Engineering and Nanotechnology, April 2001, vol. 24, number 2, pp. 114-127 22) *Balasubramaniam, M., Dunn, H., Golaski, E., Son, S., Sriram, K., Slocum, A., "An Anti Backlash Two-Part Shaft Coupling with Interlocking Elastically Averaged Teeth", Precis Eng., Volume 26, July 2002, No. 3 pp. 314-330, 2002 23) *Bamberg, E, Slocum, A., "Concrete-Based Constrained Layer Damping", Jou. Int. Soc. of Precision Engineering and Nanotechnology., 26 (2002) 430-441 24) *Kane, N. R., Sihler, J., Slocum, A.H., "A hydrostatic rotary bearing with angled surface selfcompensation", Jou. Int. Soc. of Precision Engineering and Nanotechnology, Volume 27, Issue 2, April 2003, Pages 125-139 25) *Son, S., Sarma, S., Slocum, A., "A Hybrid 5-Axis CNC Milling Machine", accepted for publication in Precision Engineering. 26) *O'Sullivan, D., Q., "Slocum, A.H., "Design of Two-Dimensionally Curved Panels for Sandwich Cores", Journal of Sandwich Structures and Materials, Vol. 05 Issue 01, 1 January 2003, pp 77. 27) Slocum, A., Basaran, M., Cortesi, R., Hart, A.J., "Linear Motion Carriage with Bearings Preloaded by Inclined Iron Core Linear Electric Motor", Jou. Int. Soc. of Precision Engineering and Nanotechnology, 27 (2003) 382-394 28) *Slocum, A., Weber, Alexis, "Precision Passive Mechanical Alignment of Wafers", IEEE JMEMS, Dec. 2003, Vol. 12, No. 6, pp 826-834. 29) *Brenner M.P., Lang J. H., Li J., Qiu, J., Slocum A. H., "Optimal, design of a bistable switch", PNAS, August 19, 2003, Vol. 100, No. 17, 9663-9667. 30) *White, J., Ma. H., Lang, J. and Slocum, A. "An instrument to control parallel plate separation for nanoscale flow control." Rev. Sci. Inst. v. 74 no. 11, Nov. 2003. 31) Hart, A.J., Slocum, A., Willoughby, P., "Kinematic Coupling Interchangeability", Jou. Int. Soc. of Precision Engineering and Nanotechnology, 28:1-15, 2004. 32) *Vallance, R.R., Slocum, A., "Precisely positioning pallets in multi-station assembly systems", Jou. Int. Soc. of Precision Engineering and Nanotechnology, Vol 28/2 pp 218-231 33) *J. Qiu, J. Lang, and A. Slocum, "A curved-beam bistable mechanism", JMEMS, Volume 13 page 137-147, April 2004. 34) *Li, J, Brenner, M., Christen, T., Lang, J., Slocum, A. "DRIE Etched Compliant Starting Zone Electrostatic Zipping Actuators", Accepted by JMEMS, Nov. 2004 35) Culpepper, M. L., A. H. Slocum, F. Z. Shaikh and Vrsek, G., "Quasi-kinematic Couplings for Lowcost Precision Alignment of High-volume Assemblies," ASME Jou. of Mech. Design, Vol. 126 (4), pp. 456-63. 36) Hart, A.J., Slocum, A.H., "Segmented and shielded structures for reduction of thermal expansioninduced tilt errors", Jou. Int. Soc. of Precision Engineering and Nanotechnology, Vol 28, Issue 4, Oct 2004, p. 443-458. 37) *P.J. Willoughby, A.J. Hart, A.H. Slocum. Experimental Determination of Kinematic Coupling Repeatability in Industrial and Laboratory Conditions, SME J. Manufacturing Systems 24:108-121, 2005, 38) *Hou, S.M., Lang, J.H., Slocum, A.H., Weber, A.C., White, J.R., "A High-Q Widely-Tunable Gigahertz Electromagnetic Cavity Resonator", JMEMS, vol. 15, no. 6, pp. 1540-1545, Dec. 2006. 39) * Plante, JS, Vogan, J.D., El-Aguizy, T, Slocum, A.H., "A Design Model for Circular Porous Air Bearings Using the 1D Generalized Flow Method", Jou. Int. Soc. of Precision Engineering and Nanotechnology, Vol. 29 (2005) 336­346 40) *El-Aguizy, T., Vogan, J.D., Plante, J.S., Slocum, A.H., "Frictionless compression testing using loadapplying platens made from porous graphite aerostatic bearings", Rev. Sci. Instrum. 76, 075108, 2005.

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41) *Qiu, J, Lang, J, Fellow, Slocum, A., Weber, A, "A Bulk-Micromachined Bistable Relay With UShaped Thermal Actuators", Journal Of Microelectromechanical Systems, Vol. 14, No. 5, October 2005, pp 1099-1109. 42) *Robertson, A.P., Slocum, A.H., "Measurement and characterization of precision spherical joints", Jou. Int. Soc. of Precision Engineering and Nanotechnology, Vol. 30 (2006) 1­12 43) *Werkmeister, J.B., Slocum, A.H., "Theoretical and Experimental Determination of Capstan Drive Stiffness", Jou. Int. Soc. of Precision Engineering and Nanotechnology, Volume 31, Issue 1, January 2007, Pages 55-67 44) Bamberg E, Grippo CP, Wanakamol P, Slocum AH, Boyce MC, Thomas, EL, "A tensile test device for in situ atomic force microscope mechanical testing", Precision Engineering, 30 (2006), pp. 71-84. 45) White, J.R., White, C.J., Slocum, A.H., "Octave-Tunable Miniature RF Resonators", IEEE Microwave And Wireless Components Letters, Vol. 15, No. 11, November 2005 46) *Hart, A.J., Slocum, A.H., Royer, L., "Growth of High-Quality Single-Walled Carbon Nanotube Films on Bare and Microstructured Silicon Substrates", Carbon, 44(2):348­359, 2006 47) Ma, H.,Slocum, A.H., "A Flexible-Input, Desired-Output (FIDO) Motor Controller for Engineering Design Classes," IEEE Transactions on Education, Vol. 49, No. 1, Feb. 2006. 48) *Sweetland, M., Lienhard, J.H., Slocum, A.H., "A Convection/Radiation Temperature Control System for High Power Density Electronic Device Testing", accepted for publication IEEE Transactions on Applied Electronic Packaging, 8/2005. 49) *Akilian, M, Forest, C.R., Slocum, A.H., Trumper, D.L., Schattenburg, M.L. "Thin Optic Constraint", Precision Engineering, Volume 31, Issue 2, April 2007, Pages 130-138. 50) *Forest, C.R., Spenko, M.J, Sun, Y., McGuirk, M., Slocum, A.H., Heilmann, R.K., Schattenburg, M.L., "Precision assembly and metrology of x-ray foil optics," Precision Engineering, Volume 30, Issue 1, January 2006, pp 63-70 51) *A. J. Hart, B. O. Boskovic, A. T. H. Chuang, V. B. Golovko, J. Robertson, B. F. G. Johnson, and A. H. Slocum, "Uniform and selective CVD growth of carbon nanotubes and nanofibres on arbitrarily microstructured silicon surfaces", Nanotechnology 17:1397-1403, 2006. 52) *Hart, A.J., Slocum, A.H., "Rapid Growth and Flow-Mediated Nucleation of Millimeter-Scale Aligned Carbon Nanotube Structures from a Thin-Film Catalyst", J. Physical Chemistry B 110(16):8250-8257 53) *Li, J., Brenner, M.P., Christen, T., Kotilainen, M.S., Lang, J.H., Slocum, A.H., ,,Deep Reactive IonEtched Compliant Starting Zone Electrostatic Zipping Actuators", Journal Of Microelectromechanical Systems, Vol. 14, No. 6, December 2005, pp 1283-1297. 54) *Hart, A.J., Slocum, A.H., "Force Output, Control of Film Structure, and Micro-Scale Shape Transfer by Carbon Nanotube Growth Under Mechanical Pressure", Nano Letters 6:1254-1260, 2006. 55) *Graham, M, Slocum, A, Moreno Sanchez R., "Teaching high school students and college freshman product development by Deterministic Design with PREP", ASME Journal of Mechanical Design (Special Issue on Design Engineering Education), July 2007, Vol. 129, pp 677-681, [DOI: 10.1115/1.2722334] 56) *Yaglioglu, O., Hart, A.J., Martens, R., Slocum, A.H., "Method of characterizing electrical contact properties of carbon nanotube coated surfaces", Rev. Sci. Instr., 77, 095105 (2006). 57) Figueredo, S, Brugge, W, Slocum, A.H., "Design of an Endoscopic Biopsy Needle With Flexural Members", ASME JOU Medical Devices, Vol. 1/3 58) Garcia, E. J., Hart, A.J., Wardle, B.L., Slocum, A.H., "Fabrication and Nanocompression Testing of Aligned CNT/Polymer Nanocomposites", Advanced Materials, March 2007, 10.1002/adma.200700143. 59) van Laake, L., Hart, A. J., Slocum, A.H., "A Suspended Heated Silicon Platform for Rapid Thermal Control of Surface Reactions with Application to Carbon Nanotube Synthesis" Rev. Sci. Instr. 78, 1 (2007) 60) Awtar, S., Slocum, A.H., "Target Block Alignment Error in XY Stage Metrology", Precision Engineering, 31 (2007), pp. 185-187. 61) *Awtar, S., Slocum, A.H., "Constraint-based Design of Parallel Kinematic XY Flexure Mechanisms", ASME Journal of Mechanical Design, Vol.129, Issue 6, Jun 2007 62) *Awtar, S., Slocum, A.H., and Sevincer E., "Characteristics of Beam-based Flexure Modules", ASME Journal of Mechanical Design, Vol.129, Issue 8, Aug 2007

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63) Ito, T., Slocum, A.H., "Teaching collaborative manufacturing: experience and observation", International Journal of Internet Manufacturing and Services, Vol.1, No.1, 2007, pp. 75-85. 64) *Yaglioglu, O., Martens, R., Hart, A.J., Slocum, A.H., "Conductive Carbon Nanotube Composite Microprobes", Adv. Mater. 0000, 00, 1­6 65) Ma, H, Lang, J., Slocum, A., "Permittivity measurements using adjustable microscale electrode gaps between millimeter-sized spherical electrodes" Rev. Sci. Instr. 79, 1, 2008 66) McEuen, S., Tzeranis, D., Hemond, B., Dirckx, M., Lee, L., Slocum, A., "Design of an Endoscopic Full-Thickness Lesion Removal Device", Journal of Medical Devices MARCH 2008, Vol. 2 , pp 1-8 * Indicates paper from student thesis research 3. Proceedings of Refereed Conferences: 1) 2) 3) 4) 5) 6) 7) 8) 9) 10) 11) 12) 13) 14) 15) 16) 17) Slocum, A. H., "Development of a Flexible Automated Fixturing System," SME Conf. Advanced Machining Technology for Cells and FMS, SME Technical paper MR86-126, Feb. 1986. Slocum, A. H., "Development of the Integrated Construction Automation Design Methodology," SME Robots in Education, August 1986. *Slocum, A. H., Hou, B., "Conceptual Design of Automated Systems for Underground Emplacement and Retrieval of Nuclear Waste," Second International Conference on Innovative Mining Systems, University Park, PA, Oct. 1986. Slocum, A. H., "Design and Implementation of a Five Axis Robotic Micromanipulator," ASME WAM, Anaheim, CA, Dec. 1986. Slocum, A. H., "A Servo-Controlled Pneumatic Double Gripper with Changeable Fingers," ASME WAM, Anaheim, CA, Dec.1986. *Slocum, A. H., Demsetz, L.A., Levy, D.H., Schena, B., Ziegler, A., "Construction Automation Research at the Massachusetts Institute of Technology," Third Int. Symposium on Construction Robotics, Haifa, Israel, June l987. *Demsetz, L.A., Slocum, A.H., "Automated Construction of Partition Wall Framework," ASME Winter Annual Meeting, Boston, MA, Dec. 1987 Slocum, A.H., Eisenhauer, D., "Magnetic Bearings for Precision Linear Slide," SPIE Annual Meeting, Los Angeles, CA, Jan. 1988. S*Tamar, F., Slocum, A.H., "Issues in Development and Application of Conventional and Knowledge-Based Software Systems," Conference on Liability for Imperfect Software, sponsored by Franklin Pierce Law Center, Cambridge, MA, Jan. 1988. Slocum, A.H., Eisenhauer, D., "Design Considerations for Angstrom Resolution Machines (ARMs)," NASA Conference on Magnetic Suspension Technology, Hampton, VA, Feb. 1988. *Damazo, B.N., Slocum, A.H., "A Laser Interferometer Based Accelerometer Calibrator," SPIE OPTCON 1988 Precision Instrument Design Section, San Jose, CA. *Thurston, D.L., Slocum, A.H., "Kinematic Transmission Design for the Atomic Resolution Measuring Machine (ARMM)," SPIE OPTCON 1988 Precision Instrument Design Section, San Jose, CA. Slocum, A.H., "A Replicated Self-Coupling Hydrostatic Leadscrew for Sub-Micron Applications," Proc. of the 1990 IMTS, Chicago IL, SME technical paper MS90-320. *Trumper, D.L., Slocum, A.H., "Five-Degree-of-Freedom Control of an Ultra-Precision Magnetically-Suspended Linear Bearings," NASA Conference on Magnetic Suspension Technology, Hampton, VA, Sept. 1990. A. Slocum, "Precision Machine Design: Macromachine Design Philosophy and its Applicability to the Design of Micromachines", IEEE Micro Electro Mechanical Systems '92, Travemunde Germany, February 4-7, 1992, pp 37-42 *Wasson, K.L., Lienhard, J.H. V, Slocum, A.H., "Thermal Performance of Hydrostatic Radial Bearings for Precision Machine Tool Applications," ASME WAM, Nov. 1993. *Chiu, M.A., Slocum, A.H., "Low Cost, Highly Damped Precision Linear Guideways Using Porous Carbon Air Bearings and Epxoy Replication": Ultraprecision in Manufacturing Engineering (UME3), Aachen, Germany, 1994 and American Society of Precision Engineers, Spring Topical Meeting, Tuscon, AZ 1995.

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*Chiu, M.A., Slocum, A.H., "Improving Testhead Interfaces with Kinematic Docking", Presented at IEEE Southwest Test Workshop, San Diego, CA 1995. *Chiu, M.A., Slocum, A.H., "Improvements in the Prober/Test Head Mechanical Interface", Presented at IEEE Southwest Test Workshop, San Diego, CA, 1996. *Chiu, M.A., Slocum, A.H., "Getting the Mechanics Right for Semiconductor Test", Semiconductor Fabtech, 1996. *Nayfeh, S, Slocum A.H., "Flexural Vibration of a Viscoelastic Sandwich Beam in its Plane of Lamination," ASME 16th Biennial Conference on Vibration and Noise, 1997. *Chiu, M.A., Slocum, A.H., "Making Production Probe Correlation Repeatable", TUG 1997, Orlando, FL, 1997. *Nayfeh, S. A., Slocum, A.H., "Enhancing Ball-screw Axial Dynamics", Proc. ASPE 13th Annual Mtg, St. Louis, MO, USA, 1998 *A. C. Pfahnl, J. H. Lienhard V, A. H. Slocum, "Temperature Control of a Handler Test Interface," International Test Conference, Washington, DC, Oct. 20-22, 1998. *A. C. Pfahnl, J. H. Lienhard V, A. H. Slocum, "Maximizing Handler Throughput with a RibRoughened Test Tray," International Test Conference, Washington, DC, October 20-22, 1998. *A. C. Pfahnl, J. H. Lienhard V, A. H. Slocum, "Heat-Transfer Enhancing Features for Handler Tray-Type Device Carriers," IEEE Transactions on Components, Packaging, and Manufacturing Technology Part C: Manufacturing," To appear in 1998 after ITC conference. *Culpepper, M. L, Slocum, A. H., Shaikh F. Z, "Quasi-Kinematic Couplings For Precision Automotive Assemblies," presented at the 1999 ASME-ICE Fall Technical Conference," Ann Arbor, IN, October, 1999. *Culpepper, M. L, Slocum, A. H., Shaikh F. Z, "Quasi-Kinematic Couplings: A Low-Cost Method For Precision coupling of Product Components and the Like in Manufacturing Processes," presented at the 1999 Annual Meeting of the American Society for Precision Engineering, Monterey, CA, November,1999. *Pfahnl, A. C., Lienhard V, J. H., Slocum, A. H., "Thermal Management and Control in Testing Packaged Integrated Circuit (IC) Devices," 34th Intersociety Energy Conversion Engineering Conference (IECEC) 1999, Vancouver, British Columbia *White., J, Slocum, A., Lang, J., "Characterization of the NanoGateTM ­ a Fundamental New Fluid Flow Control Device with Diverse Applications", 2000 NSF Grantees conference, Vancouver BC, Jan. 2000. *J. Qiu, J. Lang, A. Slocum, "A Centrally-Clamped Parallel-Beam Bistable MEMS Mechanism" MEMS 2001 Digest 353-356, Interlaken, Switzerland, January 2001 Slocum, A.H. "Design of New Precision Machine Elements". Proc of the 10th Int. Conf. on Precision Engineering. Japan Society for Precision Engineering (JSPE). Yokohama, Japan. July 1820, 2001. Published by Kluwer Academic Publishers, Boston, MA. p. 18-24 *Bamberg, E., Slocum, A.H., "Concrete-Based Constrained Layer Damping", Proc. of the 10th Int. Conf. on Precision Engineering. Japan Society for Precision Engineering (JSPE). Yokohama, Japan. July 18-20, 2001. Published by Kluwer Academic Publishers, Boston, MA. p. Sihler, J., Qiu, J., Li, J., Slocum, A., "Machine for Testing Stiffness of MEMs devices", Proc of the 10th Int. Conf. on Precision Engineering. Japan Society for Precision Engineering (JSPE). Yokohama, Japan. July 18-20, 2001. Published by Kluwer Academic Publishers, Boston, MA. p. 544-548 *A. Stein, G. Barbastathis, and A. H. Slocum, "Detection of tumor growth from differential acoustic measurements," Optical Society of America (OSA) Topical Meeting on Integrated Computational Imaging Systems (ICIS), Albuquerque, NM, November 2001 *Robertson, A., Willoughby, P., Slocum, A., "Precision Robot Calibration Using Kinematically Placed Inclinometers", ASPE Annual mtg, Nov. 2001 *White, J. and Slocum, A. "Development and Characterization of the Nanogate," Nanoscale / Molecular Mechanics Conference, Maui, HI May 12-19, 2002. *White, J., Slocum, A., Lang, J. "Characterization and Fabrication of the NanoGate Nanoscale Fluidics," NSF Design and Manufacturing Conference, Puerto Rico, PR, Jan. 3-8, 2002

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*Slocum, A., Basaran, M., Cortesi, R., "Linear Motion Carriage With Bearings Preloaded By Inclined Open-Face Iron Core Linear Electric Motor", European Society for Precision Engineering (EUSPEN) Annual mtg, May 27-30, 2002. *Robertson, A. P. , Rzepniewski, A., Slocum, A.H., "Measurement and Calibration of High Accuracy Spherical Joints", American Society of Precision Engineers Annual Conference, St Louis, USA, 2002. *Slocum, A.H., Awtar, S., Hart, J., "Magnebots: A Magnetic Wheels Based Overhead Transportation Concept", Proceedings of the 2nd IFAC Mechatronics Conference, Berkeley, CA, Nov. 2002, p. 833. *Hart, J., Slocum, A.H., "Kinematic Coupling Interchangeability", Proceedings of the 17th ASPE Annual Meeting, 2002, p. 158. *Gessel, D., Slocum, A.H., Sprunt, A., and Ziegenhagen, S., "Realistic Spring Probe Testing Methods and Results," in Proc. Test Conference, 2002 IEEE International, 2002, pp. 417-423. *Forest, C.R., Sun, Y., McGuirk, M., Schattenburg, M.L., Spenko, M.J. and Slocum, A.H., "Precision assembly and metrology of x-ray foil optics," presented at the 17th Annual Meeting of the American Society of Precision Engineering, St. Louis, Missouri, October 20-25, 2002. *J. Hart, A. Slocum, "Segmented and Shielded Structures for Reduction of Thermal ExpansionInduced Tilt Errors", Proceedings of the 17th ASPE Annual Meeting, 2002, p. 193. *Slocum, A.H., Elmouelhi, A., Lawrence, T., How, P., Cattell, J., "Linear Motion Carriage Driven and Guided by Elastically Supported and Preloaded Lead Screw Nuts", presented at the 17th Annual Meeting of the American Society of Precision Engineering, St. Louis, Missouri, October 20-25, 2002. *Slocum, A., Awtar, S., Elmouelhi, A, Graham, G. and Willoughby, P., "Paths-to-Peace: A New Method for Teaching Design and Manufacturing", DYD02: The 2nd International Conference on Open Collaborative Design for Sustainable Innovation (http://www.thinkcycle.org/dyd02/ ), Bang