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EXHIBIT 5 (Cont.)
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IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF DELAWARE ) ) ) ) ) ) ) ) ) ) )
PDL BIOPHARMA, INC. Plaintiff, v. ALEXION PHARMACEUTICALS, INC. Defendant.
Case No.: 07-CV-153-***
DEFENDANT ALEXION PHARMACEUTICALS, INC.'S RULE 26 INITIAL DISCLOSURES Pursuant to Federal Rule Of Civil Procedure 26(a)(1), Defendant Alexion Pharmaceuticals, Inc. ("Alexion"), based upon information reasonably available to it, hereby provides its initial disclosures to Plaintiff PDL Biopharma, Inc. ("PDL"). Alexion reserves the right to amend and/or supplement these disclosures as its investigation and discovery proceeds in this action. Initial Disclosures A. The name and, if known, the address and telephone number of each individual likely to have discoverable information that the disclosing party may use to support its claims or defenses, unless solely for impeachment, identifying the subjects of the information. Response: Alexion identifies the following individuals. Alexion reserves the right to supplement and/or amend this list as its investigation and discovery proceeds in this action.
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1.
Stephen Squinto Executive Vice President and Head of Research Alexion Pharmaceuticals, Inc. 352 Knotter Dr. Cheshire, CT 06410 Telephone: (203) 272-2596 Subject matter: Certain scientific and clinical data concerning SolirisTM. Russell Rother Senior Vice President, Research Alexion Pharmaceuticals, Inc. 352 Knotter Dr. Cheshire, CT 06410 Telephone: (203) 272-2596 Subject matter: Certain scientific and clinical data concerning SolirisTM. Scott Rollins Senior Vice President, Drug Development and Project Management Alexion Pharmaceuticals, Inc. 352 Knotter Dr. Cheshire, CT 06410 Telephone: (203) 272-2596 Subject matter: Certain scientific and clinical data concerning SolirisTM. Sir Gregory Winter MRC Laboratory of Molecular Biology Hills Road, Cambridge CB2 0QH UK Subject matter: Certain scientific aspects of prior art. Lutz Riechmann MRC Laboratory of Molecular Biology Hills Road, Cambridge CB2 0QH UK Subject matter: Certain scientific aspects of prior art. Cary L. Queen 22830 San Juan Road Cupertino, CA 95014 Phone: (408) 446-2691 Subject matter: Conception, development, and testing of the alleged inventions of the patents-in-suit and related patents and patent applications. Harold E. Selick 11 Somerset Ct. Belmont, CA 94002 Phone: (650) 592-8307 Subject matter: Conception, development, and testing of the alleged
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3.
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6.
7.
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inventions of the patents-in-suit and related patents and patent applications. 8. Man Sung Co 10952 Wilkinson Ave. #3 Cupertino, CA 95014 Phone: (408) 252-3681 Subject matter: Conception, development, and testing of the alleged inventions of the patents-in-suit and related patents and patent applications. William P. Schneider 200 Osage Avenue #1 Los Altos, CA 94022 Phone: (650) 948-8116 Subject matter: Conception, development, and testing of the alleged inventions of the patents-in-suit and related patents and patent applications. Nicholas F. Landolfi 240 Gloria Cir. Menlo Park, CA 94025 Phone: (650) 462-1737 Subject matter: Conception, development, and testing of the alleged inventions of the patents-in-suit and related patents and patent applications. Kathleen L. Coelingh 801 Pine Street Apt. 25A Seattle, WA 98101 Phone: (206) 695-2823 Subject matter: Conception, development, and testing of the alleged inventions of the patents-in-suit and related patents and patent applications. Genentech, Inc. 1 DNA Way South San Francisco, CA 94080-4990 Phone: (650) 225-1000 Subject matter: Licensing of the patents-in-suit and related patents and patent applications. Hoffman La Roche Inc. U.S. Headquarters 340 Kingsland Street Nutley, NJ 07110
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Phone: (973) 235-5000 Subject matter: Licensing of the patents-in-suit and related patents and patent applications. 14. MedImmune, Inc. One MedImmune Way Gaithersburg, MD 20878 Phone: (301) 398-0000 Subject matter: Licensing of the patents-in-suit and related patents and patent applications. Wyeth/American Home Products 5 Giralda Farms Madison, NJ 07940 Subject matter: Licensing of the patents-in-suit and related patents and patent applications. Biogen Idec/Elan Corporate Headquarters 14 Cambridge Center Cambridge, MA 02142 Phone: (617) 679-2000 Fax: (617) 679-2617 Subject matter: Licensing of the patents-in-suit and related patents and patent applications. Abbott Laboratories U.S. Corporate Headquarters 100 Abbott Park Road Abbott Park, IL 60064-3500 Phone: (847) 937-6100 Subject matter: Licensing of the patents-in-suit and related patents and patent applications. Eli Lilly and Company Lilly Corporate Center Indianapolis, IN 46285 USA Phone: (317) 276-2000 Subject matter: Licensing of the patents-in-suit and related patents and patent applications. GlaxoSmithKline U.S. Corporate Headquarters One Franklin Plaza Philadelphia, PA Subject matter: Licensing of the patents-in-suit and related patents and
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patent applications. B. A copy of, or description by category and location of, all documents, electronically stored information and tangible things that are in the possession, custody, or control of the party and that the disclosing party may use to support its claims or defenses, unless solely for impeachment. Response: The documents and things listed below will be produced by counsel for Alexion. Alexion reserves the right to supplement and/or amend this list as its investigation and discovery proceeds in this action. 1. 2. 3. 4. Certain data regarding the development and testing of eculizumab. Certain data regarding the characteristics of eculizumab and SolirisTM. Certain clinical data regarding SolirisTM for the treatment of PNH. Certain of Alexion's other business records.
C. A computation of any category of damages claimed by the disclosing party, making available for inspection and copying as under Rule 34 the documents or other evidentiary material, not privileged or protected from disclosure, on which such computation is based, including materials bearing on the nature and extent of injuries suffered. Response: At this time, Alexion does not have a claim for damages. Alexion reserves the right to amend its Answer and Counterclaims to include a claim for damages as permitted by the Court's Scheduling Order (yet to be entered) or as otherwise allowed by the Court. At the appropriate time if requested by the Court, Alexion will set forth its attorneys fees, expenses and costs pursuant to its request that this be declared an exceptional case. D. For inspection and copying as under Rule 34 any insurance agreement under which any person carrying on an insurance business may be liable to satisfy part or all of a judgment which may be entered in the action or to indemnify or reimburse for payments made to satisfy the judgment. Response: Alexion states that it is not aware of any insurance agreement under which any person carrying on an insurance business may be liable to satisfy part or all of a
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judgment which may be entered in this action or to indemnify or reimburse for payments made to satisfy any such judgment. August 6, 2007 Respectfully submitted,
___/s/ Andrew A. Lundgren______________ Josy W. Ingersoll (I.D. #1088) Andrew Lundgren (I.D. #4429) YOUNG CONWAY STARGATT & TAYLOR LLP The Brandywine Building 1000 West Street, 17th Floor P.O. Box 391 Wilmington, Delaware 19801 Telephone: (302) 571-6600 Attorneys for Defendant Of Counsel: John M. Desmarais Gerald J. Flattmann, Jr. Christine Willgoos KIRKLAND & ELLIS 153 East 53rd Street New York, NY 1002 Telephone: (212) 446-4800 Facsimile: (212) 446-4900
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CERTIFICATE OF SERVICE I, Andrew A. Lundgren, hereby certify that on August 6, 2007, I caused a copy of the foregoing document to be served on the following in the manner indicated: BY E-MAIL AND HAND DELIVERY Jack B. Blumenfeld, Esquire Karen Jacobs Louden, Esquire Morris Nichols Arsht & Tunnell LLP 1201 North Market Street P.O. Box 1347 Wilmington, DE 19899-1347 BY E-MAIL Matthew D. Powers, Esquire Vernon M. Winters, Esquire John D. Beynon, Esquire Weil, Gotshal & Manges LLP 201 Redwood Shores Parkway Redwood Shores, CA 94065 YOUNG CONAWAY STARGATT & TAYLOR, LLP /s/ Andrew A. Lundgren Josy W. Ingersoll (No. 1088) Andrew A. Lundgren (No. 4429) 1000 West Street, 17th Floor Wilmington, Delaware 19801 (302) 571-6600 [email protected]
Attorneys for Defendant.
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066185.1001