Case 1:07-cv-00265-SLR-LPS
Document 120
Filed 04/28/2008
Page 1 of 1
IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF DELAWARE COLLINS & AIKMAN CORPORATION et al., Plaintiffs, v. DAVID A. STOCKMAN, et al., Defendants. ) ) ) ) ) ) ) ) )
C.A. No. 07-265 SLR-LPS
DEFENDANT KPMG LLP'S MOTION TO DISMISS FIRST AMENDED COMPLAINT Defendant KPMG, LLP, by and through its undersigned counsel, hereby respectfully moves the Court to dismiss Plaintiffs' claims for failure to state a claim for relief pursuant to Fed. R. Civ. P. 12(b)(6). The basis for this motion is more fully set forth in KPMG's Opening Brief filed
contemporaneously herewith. EDWARDS ANGELL PALMER & DODGE LLP /s/ Michael J. Maimone _________________________________________ Michael J. Maimone (#3592) Paul D. Brown (#3903) Joseph B. Cicero (#4388) 919 North Market Street, 15th Floor Wilmington, DE 19801 (302) 777-7770 [email protected] [email protected] [email protected]
OF COUNSEL: Peter W. Devereaux Christopher Harris Latham & Watkins LLP 885 Third Avenue New York, NY 10022 (212) 906-1200 April 28, 2008
RI, F1-3277317-1
Case 1:07-cv-00265-SLR-LPS
Document 120-2
Filed 04/28/2008
Page 1 of 2
Case 1:07-cv-00265-SLR-LPS
Document 120-2
Filed 04/28/2008
Page 2 of 2
Case 1:07-cv-00265-SLR-LPS
Document 120-3
Filed 04/28/2008
Page 1 of 9
Case 1:07-cv-00265-SLR-LPS
Document 120-3
Filed 04/28/2008
Page 2 of 9
Case 1:07-cv-00265-SLR-LPS
Document 120-3
Filed 04/28/2008
Page 3 of 9
Case 1:07-cv-00265-SLR-LPS
Document 120-3
Filed 04/28/2008
Page 4 of 9
Case 1:07-cv-00265-SLR-LPS
Document 120-3
Filed 04/28/2008
Page 5 of 9
Case 1:07-cv-00265-SLR-LPS
Document 120-3
Filed 04/28/2008
Page 6 of 9
Case 1:07-cv-00265-SLR-LPS
Document 120-3
Filed 04/28/2008
Page 7 of 9
Case 1:07-cv-00265-SLR-LPS
Document 120-3
Filed 04/28/2008
Page 8 of 9
Case 1:07-cv-00265-SLR-LPS
Document 120-3
Filed 04/28/2008
Page 9 of 9
Case 1:07-cv-00265-SLR-LPS
Document 120-4
Filed 04/28/2008
Page 1 of 16
Case 1:07-cv-00265-SLR-LPS
Document 120-4
Filed 04/28/2008
Page 2 of 16
Case 1:07-cv-00265-SLR-LPS
Document 120-4
Filed 04/28/2008
Page 3 of 16
Case 1:07-cv-00265-SLR-LPS
Document 120-4
Filed 04/28/2008
Page 4 of 16
Case 1:07-cv-00265-SLR-LPS
Document 120-4
Filed 04/28/2008
Page 5 of 16
Case 1:07-cv-00265-SLR-LPS
Document 120-4
Filed 04/28/2008
Page 6 of 16
Case 1:07-cv-00265-SLR-LPS
Document 120-4
Filed 04/28/2008
Page 7 of 16
Case 1:07-cv-00265-SLR-LPS
Document 120-4
Filed 04/28/2008
Page 8 of 16
Case 1:07-cv-00265-SLR-LPS
Document 120-4
Filed 04/28/2008
Page 9 of 16
Case 1:07-cv-00265-SLR-LPS
Document 120-4
Filed 04/28/2008
Page 10 of 16
Case 1:07-cv-00265-SLR-LPS
Document 120-4
Filed 04/28/2008
Page 11 of 16
Case 1:07-cv-00265-SLR-LPS
Document 120-4
Filed 04/28/2008
Page 12 of 16
Case 1:07-cv-00265-SLR-LPS
Document 120-4
Filed 04/28/2008
Page 13 of 16
Case 1:07-cv-00265-SLR-LPS
Document 120-4
Filed 04/28/2008
Page 14 of 16
Case 1:07-cv-00265-SLR-LPS
Document 120-4
Filed 04/28/2008
Page 15 of 16
Case 1:07-cv-00265-SLR-LPS
Document 120-4
Filed 04/28/2008
Page 16 of 16
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 1 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 2 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 3 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 4 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 5 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 6 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 7 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 8 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 9 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 10 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 11 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 12 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 13 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 14 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 15 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 16 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 17 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 18 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 19 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 20 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 21 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 22 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 23 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 24 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 25 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 26 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 27 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 28 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 29 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 30 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 31 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 32 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 33 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 34 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 35 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 36 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 37 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 38 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 39 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 40 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 41 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 42 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 43 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 44 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 45 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 46 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 47 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 48 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 49 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 50 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 51 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 52 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 53 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 54 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 55 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 56 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 57 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 58 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 59 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 60 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 61 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 62 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 63 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 64 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 65 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 66 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-5
Filed 04/28/2008
Page 67 of 67
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 1 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 2 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 3 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 4 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 5 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 6 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 7 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 8 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 9 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 10 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 11 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 12 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 13 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 14 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 15 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 16 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 17 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 18 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 19 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 20 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 21 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 22 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 23 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 24 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 25 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 26 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 27 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 28 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 29 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 30 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 31 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 32 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 33 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 34 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 35 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 36 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 37 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 38 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 39 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 40 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-6
Filed 04/28/2008
Page 41 of 41
Case 1:07-cv-00265-SLR-LPS
Document 120-7
Filed 04/28/2008
Page 1 of 6
EXHIBIT 5
e10vk Case 1:07-cv-00265-SLR-LPS
Document 120-7
Filed 04/28/2008
Page 1 of 213 Page 2 of 6
10-K 1 k82476e10vk.htm ANNUAL REPORT FOR THE FISCAL YEAR ENDED 12/31/2003
http://www.sec.gov/Archives/edgar/data/846815/000095012404000978/k82476e10vk.htm
4/28/2008
e10vk Case 1:07-cv-00265-SLR-LPS
Document 120-7
Filed 04/28/2008
Page 2 of 213 Page 3 of 6
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Form 10-K
(Mark One) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2003 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-10218
Collins & Aikman Corporation
(Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 13-3489233 (I.R.S. Employer Identification Number)
250 Stephenson Highway Troy, Michigan 48083 (Address of principal executive offices, including zip code) Registrant's telephone number, including area code: (248) 824-2500 Securities registered pursuant to Section 12(b) of the Act:
Title of each class Name of each exchange on which registered
Common Stock, $.01 par value
New York Stock Exchange
Securities registered pursuant to Section 12(g) of the Act: None Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes No
http://www.sec.gov/Archives/edgar/data/846815/000095012404000978/k82476e10vk.htm
4/28/2008
e10vk Case 1:07-cv-00265-SLR-LPS
Document 120-7
Filed 04/28/2008
Page 3 of 213 Page 4 of 6
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of Registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. Indicate by check mark whether the registrant is an accelerated filer (as defined in Exchange Act Rule 12b2). Yes No . The aggregate market value of voting stock held by non-affiliates of the Registrant was $168,794,241 as of March 1, 2004. As of February 26, 2004, the number of outstanding shares of the Registrant's common stock, $.01 par value, was 83,630,087 shares. WEBSITE ACCESS TO COMPANY'S REPORTS: Collins & Aikman's internet website address is www.collinsaikman.com. The Company's annual report on Form 10-K, quarterly reports on Form 10-Q, current reports on Form 8-K and amendment to those reports filed or furnished pursuant to Section 13(a) or 15(d) of the Exchange Act are available free of charge through the Company's website and as soon as reasonably practicable after the reports are electronically filed with, or furnished to the Securities and Exchange Commission. The Company's Code of Business Conduct is available free of charge through the Company's internet website. Any amendments to the Company's Code of Business Conduct and any waivers of the Code of Business Conduct involving executive officers or directors of the Company will also be made available on the Company's internet website. Printed copies of the Company's Code of Business Conduct are also available free of charge to any shareholder upon request to: Corporate Secretary, Collins & Aikman Corporation, 250 Stephenson Highway, Troy, MI 48083.
http://www.sec.gov/Archives/edgar/data/846815/000095012404000978/k82476e10vk.htm
4/28/2008
e10vk Case 1:07-cv-00265-SLR-LPS
Document 120-7
Filed 04/28/2008
Page 4 of 213 Page 5 of 6
COLLINS & AIKMAN CORPORATION AND SUBSIDIARIES FORM 10-K ANNUAL REPORT INDEX
Page
Item 1. Item 2. Item 3. Item 4. Item 5. Item 6. Item 7. Item 7A. Item 8. Item 9. Item 9A. Item 10. Item 11. Item 12. Item 13. Item 14. Item 15.
PART I Business Properties Legal Proceedings Submission of Matters to a Vote of Security Holders PART II Market for Registrant's Common Equity and Related Stockholder Matters Selected Financial Data Management's Discussion and Analysis of Financial Condition and Results of Operations Quantitative and Qualitative Disclosures About Market Risk Financial Statements and Supplementary Data Changes in and Disagreements with Accountants on Accounting and Financial Disclosure Controls and Procedures PART III Directors and Executive Officers of the Registrant Executive Compensation Security Ownership of Certain Beneficial Owners and Management Certain Relationships and Related Transactions Principal Accounting Fees and Services PART IV Exhibits, Financial Statement Schedules and Reports on Form 8-K i
8 16 17 17 17 18 19 44 44 45 46 47 52 63 65 68 70
http://www.sec.gov/Archives/edgar/data/846815/000095012404000978/k82476e10vk.htm
4/28/2008
e10vk Case 1:07-cv-00265-SLR-LPS
Document 120-7
Filed 04/28/2008
Page 113 of 213 Page 6 of 6
INDEPENDENT AUDITORS' REPORT The Board of Directors and Stockholders Collins & Aikman Corporation: We have audited the 2003 consolidated financial statements of Collins & Aikman Corporation and subsidiaries as listed in the accompanying index. These consolidated financial statements and financial statement schedules are the responsibility of the Company's management. Our responsibility is to express an opinion on these consolidated financial statements and financial statement schedules based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. In our opinion, the consolidated financial statements referred to above present fairly, in all material respects, the financial position of Collins & Aikman Corporation and subsidiaries as of December 31, 2003, and the results of their operations and their cash flows for the year then ended, in conformity with accounting principles generally accepted in the United States of America. Also in our opinion, the related 2003 financial statement schedules, when considered in relation to the basic consolidated financial statements taken as a whole, present fairly in a material respects, the information set forth herein. As discussed in Note 2 to the financial statements, the Company changed its method of accounting for crib supply inventories in 2003. /s/ KPMG LLP Detroit, Michigan March 15, 2004 F-1
http://www.sec.gov/Archives/edgar/data/846815/000095012404000978/k82476e10vk.htm
4/28/2008
Case 1:07-cv-00265-SLR-LPS
Document 120-8
Filed 04/28/2008
Page 1 of 6
EXHIBIT 6
e10vq Case 1:07-cv-00265-SLR-LPS
Document 120-8
Filed 04/28/2008
Page 1 of 64 Page 2 of 6
10-Q 1 k79985e10vq.htm QUARTERLY REPORT FOR PERIOD ENDED 09/30/03
http://www.sec.gov/Archives/edgar/data/846815/000095012403003715/k79985e10vq.htm
4/28/2008
e10vq Case 1:07-cv-00265-SLR-LPS
Table of Contents
Document 120-8
Filed 04/28/2008
Page 2 of 64 Page 3 of 6
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
Form 10-Q
(Mark One) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2003 or TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to
Commission file number 1-10218
Collins & Aikman Corporation
(Exact name of registrant, as specified in its charter) DELAWARE (State or other jurisdiction of incorporation or organization) 13-3489233 (IRS Employer Identification No.)
250 Stephenson Highway Troy, Michigan 48083 (Address of principal executive offices, including zip code) (248) 824-2500 (Registrant's telephone number, including area code) Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes No . Indicate by check mark whether the Registrant is an accelerated filer (as defined in Exchange Act Rule 12bYes No .
2)
http://www.sec.gov/Archives/edgar/data/846815/000095012403003715/k79985e10vq.htm
4/28/2008
e10vq Case 1:07-cv-00265-SLR-LPS
Document 120-8
Filed 04/28/2008
Page 3 of 64 Page 4 of 6
The interim financial statements included in this quarterly report were prepared by the Company and have not been reviewed by an independent public accountant as required by Rule 10-01(d) of Regulation S-X. As of October 31, 2003 the number of outstanding shares of the Registrant's common stock, $.01 par value, was 83,630,087 shares. WEBSITE ACCESS TO COMPANY'S REPORTS: Collins and Aikman's internet website address is www.collinsaikman.com. The Company's annual report on Form 10-K, quarterly reports on Form 10-Q, current reports on Form 8-K, and amendment to those reports filed or furnished pursuant to Section 13(a) or 15(d) of the Exchange Act are available free of charge through the Company's website and as soon as reasonably practicable after the reports are electronically filed with, or furnished to, the Securities and Exchange Commission.
http://www.sec.gov/Archives/edgar/data/846815/000095012403003715/k79985e10vq.htm
4/28/2008
e10vq Case 1:07-cv-00265-SLR-LPS
Document 120-8
Filed 04/28/2008
Page 4 of 64 Page 5 of 6
TABLE OF CONTENTS STATEMENT REGARDING REVIEW OF FINANCIAL STATEMENTS; AUDIT COMMITTEE INVESTIGATION Item 1. Financial Statements CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS CONDENSED CONSOLIDATED BALANCE SHEETS CONDENSED CONSOLIDATED STATEMENTS OF CASH FLOW NOTES TO CONDENSED CONSOLIDATED FINANCIAL STATEMENTS (Unaudited) Item 2. Management's Discussion and Analysis of Financial Condition and Results of Operations Item 3. Quantitative and Qualitative Disclosures About Market Risk Item 4. Controls and Procedures PART II -- OTHER INFORMATION SIGNATURE EXHIBIT INDEX Amendment & Waiver Third Amendment to Credit Agreement Fourth Amendment to Credit Agreement Resignation and Separation Agreement Employment Agreement - Gerald E. Jones Letter re: Amendment to Employment Agreement Employment Agreement - Eric White Employment Agreement - Millard L. King Letter re: Amendment to Employment Agreement Employment Agreement - Michael G. Torakis Letter re: Amendment to Employment Agreement Computation of Earnings Per Share Computation of Ratio of Earnings to Fixed Charges Certification Pursuant to Section 302 Certification Pursuant to Section 302 Certification Pursuant to Section 906
http://www.sec.gov/Archives/edgar/data/846815/000095012403003715/k79985e10vq.htm
4/28/2008
e10vq Case 1:07-cv-00265-SLR-LPS
Table of Contents
Document 120-8
Filed 04/28/2008
Page 5 of 64 Page 6 of 6
STATEMENT REGARDING REVIEW OF FINANCIAL STATEMENTS; AUDIT COMMITTEE INVESTIGATION As previously disclosed in the Company's Form 10-Q for the quarter ended June 30, 2003, the Company was advised of assertions concerning certain related party transactions and other matters and promptly advised the Audit Committee of these assertions. The Company's Audit Committee, represented by an independent counsel, is conducting an inquiry into these matters. The Company has been advised by its independent auditors, KPMG LLP, that they will be unable to complete their SAS 100 review of the Company's quarterly results prior to completion of the Audit Committee's inquiry and their review of the results of that inquiry. Accordingly, the Company's independent accountants, KPMG LLP, have not reviewed the accompanying unaudited consolidated financial statements as of September 30, 2003 and for the three-month period then ended in accordance with Rule 10-01(d) of Regulation S-X promulgated by the SEC. For the same reasons, KPMG, LLP has not completed its review of the Company's unaudited consolidated financial statements as of June 30, 2003, and for the three-month period then ended in accordance with such rule. While senior management of the Company believes the assertions to be without merit, the Company cannot predict the outcome of the Audit Committee's investigation and whether or not it will impact its financial reporting. In addition, there can be no assurance that additional assertions will not be made in the future and that the scope of the investigation will not expand.
http://www.sec.gov/Archives/edgar/data/846815/000095012403003715/k79985e10vq.htm
4/28/2008
Case 1:07-cv-00265-SLR-LPS
Document 120-9
Filed 04/28/2008
Page 1 of 1
IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF DELAWARE COLLINS & AIKMAN CORPORATION, et al., Plaintiffs, v. DAVID A. STOCKMAN, et al., Defendants. ) ) ) ) ) ) ) ) )
C.A. No. 07-265-SLR-LPS
ORDER The Court, having considered the motion of defendant KPMG LLP to dismiss the first amended complaint (the "Motion"), and good cause having been shown therefor, hereby orders this _____ day of _____ 2008 that: A. B. The Motion is GRANTED; and The First Amended Complaint is DISMISSED WITH PREJUDICE as to defendant KPMG LLP.
_______________________________________ UNITED STATES DISTRICT JUDGE
WLM 513402.1
Case 1:07-cv-00265-SLR-LPS
Document 120-10
Filed 04/28/2008
Page 1 of 2
CERTIFICATE OF SERVICE I, Michael J. Maimone, Esq., hereby certify that on April 28, 2008, I caused to be electronically filed a true and correct copy of the foregoing document with the Clerk of the Court using CM/ECF, which will send notification that such filing is available for reviewing and downloading to the following counsel of record: Joseph A. Rosenthal, Esquire Carmella P. Keener, Esquire Rosenthal, Monhait & Goddess, P.A. 919 N. Market Street, Suite 1401 P. 0. Box 1070 Wilmington, DE 19899 (Counsel to Plaintiffs) Thomas G. Macauley, Esquire Zuckerman Spaeder LLP 919 Market Street, Suite 1705 P. 0. Box 1028 Wilmington, DE 19899 Peter B. Ladig, Esquire Stephen B. Brauerman, Esquire The Bayard Firm 222 Delaware Avenue Suite 900 P. 0. Box 25130 Wilmington, DE 19899 Vernon R. Proctor, Esquire Proctor Heyman LLP 1116 West Street Wilmington, DE 19801
Thomas P. Preston, Esquire Blank Rome LLP Chase Manhattan Centre 1201 Market Street Suite 800 Wilmington, DE 19801
James L. Holzman, Esquire J. Clayton Athey, Esquire Prickett Jones & Elliott, P.A. 1310 King Street P. 0. Box 1328 Wilmington, DE 19899
Christian D. Wright, Esquire Andrew A. Lundgren, Esquire Young, Conaway, Stargatt & Taylor, LLP The Brandywine Building 1000 West Street, 17th Street P. 0. Box 391 Wilmington, DE 19899-0391
Stephen L. Ascher, Esquire Zenner & Block 919 Third Avenue New York, NY 10022-3908
RLF2-3277317-1
Case 1:07-cv-00265-SLR-LPS
Document 120-10
Filed 04/28/2008
Page 2 of 2
Albert H. Manwaring, IV, Esquire Pepper Hamilton LLP 1313 Market Street, Suite 5100 P.O. Box 1709 Wilmington, DE 19899-1709 (302) 777-6500
Thomas Henry Kovach, Esquire Parkowski, Guerke & Swayze, P.A. 800 King Street Suite 203 Wilmington, DE 19801 (302) 594-3313 Fax: (302 654-3033 Robert S. Saunders, Esquire Skadden, Alps, Slate, Meagher & Flom LLP One Rodney Square P. 0. Box 636 Wilmington, DE 19899
Richard L. Horwitz, Esquire Potter Anderson & Corroon, LLP 131.3 N.. Market St., Hercules Plaza, 6th Flr. P.O. Box 951 Wilmington, DE 19899-0951 (Counsel to Defendant Stepp)
I further certify that on April 28, 2008, I caused a copy of the foregoing document to be served on the following non-registered participants in the manner indicated: BY EMAIL Samuel H. Rudman [email protected] David A. Rosenfeld [email protected] Coughlin Stoia Geller Rudman & Robbins LLP 58 South Service Road, Suite 200 Melville, NY 11747
/s/ Michael J. Maimone Michael J. Maimone (#3592)
WLM 513401.1
Free Motion to Dismiss for Failure to State a Claim - District Court of Delaware - Delaware
| File Size: | 4,045.5 kB |
| Pages: | 151 |
| Date: | September 7, 2008 |
| File Format: | |
| State: | Delaware |
| Category: | District Court of Delaware |
| Author: | unknown |
| Word Count: | 4,463 Words, 27,952 Characters |
| Page Size: | Letter (8 1/2" x 11") |
| URL |
https://www.findforms.com/pdf_files/ded/38219/120.pdf |
| Download Motion to Dismiss for Failure to State a Claim - District Court of Delaware ( 4,045.5 kB) |
Preview Motion to Dismiss for Failure to State a Claim - District Court of Delaware
Popular Searches
United States Free Forms
Canada Free Forms
United Kingdom Free Forms
Australia Free Forms